Occidental Asset Management, LLC

Burlingame, CA · CIK 1770994 · 13F filing filed 2023-05-11

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Others nearbyBurlingame, CA

As an employer

US visa salary filings

Filings FY20261
Median salary offered$120,000
Middle half$120,000 – $120,000
Job titles1

Job title	Filings	Median	Range
Financial AdvisorAltamonte Springs, FL	1	$120,000

Source: US Department of Labor, Labor Condition Application disclosure data (certified, full-time, yearly equivalent). These are the salaries the employer committed to pay the visa roles it filed for, at least the prevailing wage for the job and place; they are not the pay of all its staff. Filed by: Occidental Asset Management, LLC.

$400.8m reported value +9.3% vs Q4 2022

205positions

32.0%in top 10

18 new 87 added 63 reduced 19 sold out vs Q4 2022

Holdings, Q1 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	130,822	$21.6m5.38%	5.38%	Reduced -1.6k	-1,550 -1.2%
2	SPDR SER TR PORTFOLIO SHORT SPSB	SPSB	517,649	$15.3m3.83%	3.83%	Reduced -259.9k	-259,857 -33.4%
3	ISHARES TR RUS 1000 GRW ETF IWF	IWF	59,397	$14.5m3.62%	3.62%	Added +257	+257 0.4%
4	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	436,751	$14.2m3.54%	3.54%	Reduced -434.2k	-434,182 -49.9%
5	FLEXSHARES TR CRE SLCT BD FD BNDC	BNDC	617,284	$13.9m3.47%	3.47%	New
6	FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND	FBND	259,215	$11.9m2.97%	2.97%	New
7	ISHARES TR S&P 500 VAL ETF IVE	IVE	63,527	$9.6m2.41%	2.41%	Reduced -783	-783 -1.2%
8	NVIDIA CORPORATION COM NVDA	NVDA	34,583	$9.6m2.40%	2.40%	Reduced -2.7k	-2,654 -7.1%
9	ISHARES TR IBOXX HI YD ETF HYG	HYG	125,073	$9.4m2.36%	2.36%	Reduced -51.1k	-51,112 -29.0%
10	MICROSOFT CORP COM MSFT	MSFT	27,946	$8.1m2.01%	2.01%	Added +92	+92 0.3%
11	ISHARES TR US TREAS BD ETF GOVT	GOVT	344,543	$8.1m2.01%	2.01%	New
12	ISHARES TR CORE INTL AGGR IAGG	IAGG	140,167	$6.9m1.71%	1.71%	Added +27.3k	+27,316 24.2%
13	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	130,721	$6.6m1.64%	1.64%	New
14	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	201,100	$6.5m1.61%	1.61%	Added +102.4k	+102,352 103.7%
15	ISHARES TR RUS MDCP VAL ETF IWS	IWS	60,042	$6.4m1.59%	1.59%	Reduced -28	-28 -0.1%
16	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	113,727	$6.3m1.57%	1.57%	Added +5.7k	+5,675 5.2%
17	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	111,062	$5.9m1.48%	1.48%	Reduced -886	-886 -0.8%
18	ISHARES TR RUS MD CP GR ETF IWP	IWP	61,558	$5.6m1.40%	1.40%	Added +17	+17 0.0%
19	META PLATFORMS INC CL A META	META	24,176	$5.1m1.28%	1.28%	Reduced -343	-343 -1.4%
20	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	121,154	$4.9m1.23%	1.23%	Added +5.2k	+5,196 4.5%
21	ISHARES TR JPMORGAN USD EMG EMB	EMB	54,097	$4.7m1.16%	1.16%	Added +42.8k	+42,834 380.3%
22	ISHARES TR CORE S&P SCP ETF IJR	IJR	42,191	$4.1m1.02%	1.02%	Added +7.8k	+7,792 22.6%
23	RELIANCE INC COM RS	RS	13,921	$3.6m0.89%	0.89%	Reduced -144	-144 -1.0%
24	PIMCO ETF TR ACTIVE BD ETF BOND	BOND	36,685	$3.4m0.85%	0.85%	Reduced -7.8k	-7,834 -17.6%
25	OKTA INC CL A OKTA	OKTA	36,401	$3.1m0.78%	0.78%	New
26	PIMCO ETF TR ENHAN SHRT MA AC MINT	MINT	31,623	$3.1m0.78%	0.78%	Added +19.1k	+19,103 152.6%
27	HOME DEPOT INC COM HD	HD	10,603	$3.1m0.78%	0.78%	Added +175	+175 1.7%
28	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	19,812	$3.1m0.76%	0.76%	Reduced -5.6k	-5,631 -22.1%
29	UNITEDHEALTH GROUP INC COM UNH	UNH	6,429	$3.0m0.76%	0.76%	Added +75	+75 1.2%
30	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	75,067	$3.0m0.76%	0.76%	Reduced -3.8k	-3,799 -4.8%
31	CENCORA INC COM COR	COR	17,295	$2.8m0.69%	0.69%	Added +174	+174 1.0%
32	MORGAN STANLEY COM NEW MS	MS	31,294	$2.7m0.69%	0.69%	Added +253	+253 0.8%
33	QUALCOMM INC COM QCOM	QCOM	20,920	$2.7m0.67%	0.67%	Added +884	+884 4.4%
34	WALMART INC COM WMT	WMT	17,904	$2.6m0.66%	0.66%	Added +692	+692 4.0%
35	VISA INC COM CL A V	V	11,549	$2.6m0.65%	0.65%	Added +354	+354 3.2%
36	FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY EMLP	EMLP	97,610	$2.6m0.65%	0.65%	Reduced -852	-852 -0.9%
37	QUEST DIAGNOSTICS INC COM DGX	DGX	18,089	$2.6m0.64%	0.64%	Added +284	+284 1.6%
38	HUBBELL INC COM HUBB	HUBB	10,466	$2.5m0.64%	0.64%	Added +365	+365 3.6%
39	MARSH & MCLENNAN COS INC COM MRSH	MRSH	15,101	$2.5m0.63%	0.63%	Added +430	+430 2.9%
40	CUMMINS INC COM CMI	CMI	10,510	$2.5m0.63%	0.63%	Added +208	+208 2.0%
41	VANECK ETF TRUST FALLEN ANGEL HG ANGL	ANGL	87,685	$2.5m0.61%	0.61%	New
42	AMAZON COM INC COM AMZN	AMZN	23,405	$2.4m0.60%	0.60%	Added +1.9k	+1,892 8.8%
43	MOSAIC CO NEW COM MOS	MOS	52,493	$2.4m0.60%	0.60%	Added +293	+293 0.6%
44	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	70,450	$2.4m0.60%	0.60%	Added +2.5k	+2,530 3.7%
45	AGILENT TECHNOLOGIES INC COM A	A	17,272	$2.4m0.60%	0.60%	Added +330	+330 1.9%
46	HP INC COM HPQ	HPQ	81,171	$2.4m0.59%	0.59%	Added +1.7k	+1,723 2.2%
47	AVNET INC COM AVT	AVT	52,415	$2.4m0.59%	0.59%	Added +1.8k	+1,754 3.5%
48	CLEARWAY ENERGY INC CL C CWEN	CWEN	72,566	$2.3m0.57%	0.57%	Added +1.5k	+1,493 2.1%
49	KNIGHT-SWIFT TRANSN HLDGS IN CL A KNX	KNX	40,145	$2.3m0.57%	0.57%	Added +1.8k	+1,763 4.6%
50	TARGET CORP COM TGT	TGT	13,674	$2.3m0.57%	0.57%	Added +494	+494 3.8%
51	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	5,509	$2.3m0.56%	0.56%	Reduced -965	-965 -14.9%
52	APPLIED MATLS INC COM AMAT	AMAT	18,085	$2.2m0.55%	0.55%	Added +783	+783 4.5%
53	JPMORGAN CHASE & CO COM JPM	JPM	16,763	$2.2m0.54%	0.54%	Added +711	+711 4.4%
54	EMERSON ELEC CO COM EMR	EMR	25,003	$2.2m0.54%	0.54%	Added +821	+821 3.4%
55	CONSTELLATION BRANDS INC CL A STZ	STZ	9,502	$2.1m0.54%	0.54%	Added +363	+363 4.0%
56	VERIZON COMMUNICATIONS INC COM VZ	VZ	55,090	$2.1m0.53%	0.53%	Added +1.6k	+1,649 3.1%
57	ISHARES TR CORE US AGGBD ET AGG	AGG	21,448	$2.1m0.53%	0.53%	Reduced -30.5k	-30,516 -58.7%
58	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	14,416	$2.1m0.53%	0.53%	Added +696	+696 5.1%
59	NETAPP INC COM NTAP	NTAP	32,805	$2.1m0.52%	0.52%	Added +1.7k	+1,663 5.3%
60	ISHARES TR SP SMCP600VL ETF IJS	IJS	21,731	$2.0m0.51%	0.51%	Added +45	+45 0.2%
61	SPDR SER TR S&P DIVID ETF SDY	SDY	16,430	$2.0m0.51%	0.51%	Reduced -1.8k	-1,820 -10.0%
62	SELECT SECTOR SPDR TR INDL XLI	XLI	19,883	$2.0m0.50%	0.50%	New
63	SOUTHERN COPPER CORP COM SCCO	SCCO	25,739	$2.0m0.49%	0.49%	Added +1.2k	+1,236 5.0%
64	NIKE INC CL B NKE	NKE	15,683	$1.9m0.48%	0.48%	Added +605	+605 4.0%
65	SELECT SECTOR SPDR TR SBI MATERIALS XLB	XLB	23,608	$1.9m0.48%	0.48%	New
66	FIRST AMERN FINL CORP COM FAF	FAF	33,585	$1.9m0.47%	0.47%	Added +1.4k	+1,430 4.5%
67	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	4	$1.9m0.46%	0.46%	Unchanged
68	PRICE T ROWE GROUP INC COM TROW	TROW	16,339	$1.8m0.46%	0.46%	Added +1.0k	+1,034 6.8%
69	DOW INC COM DOW	DOW	33,597	$1.8m0.46%	0.46%	Added +1.2k	+1,205 3.7%
70	ISHARES TR RUS 2000 GRW ETF IWO	IWO	7,774	$1.8m0.44%	0.44%	Reduced -20	-20 -0.3%
71	T ROWE PRICE ETF INC TOTAL RETURN ETF TOTR	TOTR	41,952	$1.8m0.44%	0.44%	Added +20.2k	+20,208 92.9%
72	ARCHER DANIELS MIDLAND CO COM ADM	ADM	21,829	$1.7m0.43%	0.43%	Added +1.3k	+1,277 6.2%
73	KULICKE & SOFFA INDS INC COM KLIC	KLIC	32,543	$1.7m0.43%	0.43%	Added +2.7k	+2,654 8.9%
74	VANGUARD BD INDEX FDS SHORT TRM BOND BSV	BSV	22,400	$1.7m0.43%	0.43%	Reduced -50.6k	-50,646 -69.3%
75	ALPHABET INC CAP STK CL C GOOG	GOOG	15,744	$1.6m0.41%	0.41%	Reduced -20	-20 -0.1%
76	ILLINOIS TOOL WKS INC COM ITW	ITW	6,657	$1.6m0.40%	0.40%	Added +727	+727 12.3%
77	PFIZER INC COM PFE	PFE	39,513	$1.6m0.40%	0.40%	Added +3.5k	+3,452 9.6%
78	WISDOMTREE TR US QTLY DIV GRT DGRW	DGRW	23,884	$1.5m0.37%	0.37%	Reduced -40	-40 -0.2%
79	SPDR SER TR BBG CONV SEC ETF CWB	CWB	21,925	$1.5m0.37%	0.37%	Reduced -313	-313 -1.4%
80	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	21,468	$1.5m0.37%	0.37%	Added +1.6k	+1,566 7.9%
81	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	22,161	$1.5m0.37%	0.37%	Added +986	+986 4.7%
82	ELECTRONIC ARTS INC COM EA	EA	11,838	$1.4m0.36%	0.36%	Added +1.6k	+1,585 15.5%
83	WILLIAMS COS INC COM WMB	WMB	47,409	$1.4m0.35%	0.35%	Added +4.6k	+4,630 10.8%
84	REVVITY INC COM RVTY	RVTY	10,583	$1.4m0.35%	0.35%	Added +927	+927 9.6%
85	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	4,333	$1.3m0.33%	0.33%	Reduced -21	-21 -0.5%
86	SALESFORCE INC COM CRM	CRM	6,453	$1.3m0.32%	0.32%	Added +856	+856 15.3%
87	ISHARES TR RUSSELL 2000 ETF IWM	IWM	7,199	$1.3m0.32%	0.32%	Reduced -1.0k	-1,032 -12.5%
88	CHURCH & DWIGHT CO INC COM CHD	CHD	14,458	$1.3m0.32%	0.32%	Reduced -49	-49 -0.3%
89	NEXTERA ENERGY INC COM NEE	NEE	16,459	$1.3m0.32%	0.32%	Added +2.1k	+2,144 15.0%
90	TIMKEN CO COM TKR	TKR	14,940	$1.2m0.30%	0.30%	Added +1.5k	+1,545 11.5%
91	AGCO CORP COM AGCO	AGCO	9,028	$1.2m0.30%	0.30%	Added +1.0k	+1,043 13.1%
92	ISHARES TR RUS MID CAP ETF IWR	IWR	17,280	$1.2m0.30%	0.30%	Unchanged
93	MERCK & CO INC COM MRK	MRK	11,352	$1.2m0.30%	0.30%	Reduced -578	-578 -4.8%
94	TESLA INC COM TSLA	TSLA	5,734	$1.2m0.30%	0.30%	Added +153	+153 2.7%
95	EAST WEST BANCORP INC COM EWBC	EWBC	21,163	$1.2m0.29%	0.29%	Added +1.7k	+1,748 9.0%
96	INTERNATIONAL PAPER CO COM IP	IP	32,572	$1.2m0.29%	0.29%	Added +313	+313 1.0%
97	CISCO SYS INC COM CSCO	CSCO	21,592	$1.1m0.28%	0.28%	Reduced -510	-510 -2.3%
98	ISHARES TR SELECT DIVID ETF DVY	DVY	9,395	$1.1m0.27%	0.27%	Unchanged
99	CROWN CASTLE INC COM CCI	CCI	8,209	$1.1m0.27%	0.27%	Added +238	+238 3.0%
100	EXXON MOBIL CORP COM XOM	XOM	9,963	$1.1m0.27%	0.27%	Added +625	+625 6.7%

Sold out since Q4 2022

Security	Ticker	Shares held before	Value then
ISHARES TR STIP	STIP	38,518	$3.7m38.5k shares
ISHARES TR MBB	MBB	30,879	$2.9m30.9k shares
PUBLIC SVC ENTERPRISE GRP IN PEG	PEG	35,462	$2.2m35.5k shares
VANGUARD CHARLOTTE FDS BNDX	BNDX	23,667	$1.1m23.7k shares
SELECT SECTOR SPDR TR XLF	XLF	32,273	$1.1m32.3k shares
ISHARES TR SHY	SHY	13,318	$1.1m13.3k shares
PIMCO ETF TR MUNI	MUNI	16,936	$870.2k16.9k shares
INVESCO EXCHANGE TRADED FD T RSPF	RSPF	10,434	$588.6k10.4k shares
ISHARES TR TLT	TLT	4,800	$477.9k4.8k shares
VOLTA INC		1,160,627	$412.5k1.2m shares
INVESCO EXCH TRADED FD TR II PZA	PZA	12,277	$281.6k12.3k shares
ISHARES TR TIP	TIP	2,611	$277.9k2.6k shares
VANGUARD INDEX FDS VUG	VUG	1,050	$223.8k1.1k shares
BANK AMERICA CORP BAC	BAC	6,641	$219.9k6.6k shares
ISHARES TR CMF	CMF	3,750	$210.4k3.8k shares
ISHARES TR SUB	SUB	1,986	$207.1k2.0k shares
THE CIGNA GROUP CI	CI	608	$201.5k608 shares
BLACKROCK MUNIYIELD QUALITY MYI	MYI	10,356	$116.1k10.4k shares
BLACKROCK ENHANCED GLOBAL DI XBOEX	XBOEX	10,013	$95.7k10.0k shares