Vault-13

PIMCO ETF TR MUNI

INTER MUN BD ACT · ETP · CUSIP 72201R866

218 institutional holders +13 vs Q4 2022
13,205,96013.2m shares reported held*
$670.7mreported value*
26 new 80 added 75 reduced 19 sold out net sold ≈ $75.0m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($879.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.79. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 172Q4 22: 205Q1 23: 218218Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022172
Q4 2022205
Q1 2023218

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 68 cut or sold outQ4 22Q1 23: 106 bought or addedQ1 23: 94 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211768
Q1 202310694

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.5mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $2.6mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$1.5m$00.00
Q4 2022$2.6m$00.00
Q1 2023$0$0—

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +209,174+209.2k
Orion Portfolio Solutions, LLC Added +174,828+174.8k
LPL Financial LLC Added +96,527+96.5k
MBL Wealth, LLC Added +82,420+82.4k
JANE STREET GROUP, LLC New +58,211+58.2k
Cetera Advisor Networks LLC Added +57,160+57.2k
Paladin Advisory Group, LLC New +51,391+51.4k
OSAIC HOLDINGS, INC. Added +50,111+50.1k
Smart Money Group LLC New +48,023+48.0k
Simplicity Solutions, LLC New +42,221+42.2k

Biggest sellers

Forvis Mazars Wealth Advisors, LLC Reduced -664,595-664.6k
SteelPeak Wealth, LLC Reduced -368,930-368.9k
Goelzer Investment Management, Inc. Reduced -282,492-282.5k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Reduced -188,021-188.0k
UBS Group AG Reduced -105,542-105.5k
MORGAN STANLEY Reduced -81,823-81.8k
Hudson Capital Management LLC Sold out -77,738-77.7k
ERn Financial, LLC Reduced -68,728-68.7k
New Republic Capital, LLC Sold out -66,591-66.6k
CWM, LLC Reduced -66,297-66.3k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.37% of their portfolio OMAHA, NE 1,050,6601.1m $54.9m $54.9m 0.37% Reduced -66.3k -66,297
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 969,713969.7k $50.7m $50.7m 0.04% Added +96.5k +96,527
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 895,151895.2k $46.8m $46.8m 0.01% Added +209.2k +209,174
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 649,231649.2k $33.9m $33.9m 0.00% Reduced -81.8k -81,823
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 620,167620.2k $32.4m $32.4m 0.01% Added +27.0k +26,959
6 WCG Wealth Advisors LLC 3.87% of their portfolio LAS VEGAS, NV 578,455578.5k $30.2m $30.2m 3.87% Added +37.3k +37,288
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 554,158554.2k $29.0m $29.0m 0.01% Reduced -105.5k -105,542
8 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 369,690369.7k $19.3m $19.3m 0.04% Reduced -2.2k -2,167
9 Avantax Planning Partners, Inc. 0.72% of their portfolio DUBUQUE, IA 337,671337.7k $17.6m $17.6m 0.72% Reduced -3.8k -3,807
10 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 284,095284.1k $14.9m $14.9m 0.03% Added +50.1k +50,111
11 Biltmore Wealth Management, LLC 5.64% of their portfolio TEMPE, AZ 267,548267.5k $14.0m $14.0m 5.64% Reduced -3.6k -3,636
12 MBL Wealth, LLC 2.04% of their portfolio CHARLOTTE, NC 249,300249.3k $13.0m $13.0m 2.04% Added +82.4k +82,420
13 McKinley Carter Wealth Services, Inc. 0.98% of their portfolio WHEELING, WV 240,048240.0k $12.5m $12.5m 0.98% Reduced -28.7k -28,716
14 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 228,092228.1k $11.9m $11.9m 0.03% Added +14.8k +14,836
15 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 217,895217.9k $11.4m $11.4m 0.02% Reduced -45.6k -45,612
16 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 211,884211.9k $1.3m $1.3m 0.02% Added +16.9k +16,862
17 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 211,884211.9k $1.3m $1.3m 0.02% Added +174.8k +174,828
18 Fermata Advisors, LLC 5.46% of their portfolio SONOMA, CA 173,008173.0k $9.0m $9.0m 5.46% Reduced -4.0k -4,033
19 Goelzer Investment Management, Inc. 0.76% of their portfolio CARMEL, IN 168,240168.2k $8.8m $8.8m 0.76% Reduced -282.5k -282,492
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 167,208167.2k $8.7m $8.7m 0.00% Added +5.0k +5,050
21 Wealth Alliance Advisory Group, LLC 2.96% of their portfolio Wichita, KS 151,574151.6k $7.9m $7.9m 2.96% Reduced -2.4k -2,366
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 148,228148.2k $7.7m $7.7m 0.00% Added +4.0k +4,025
23 Forvis Mazars Wealth Advisors, LLC 0.22% of their portfolio Springfield, MO 126,413126.4k $6.6m $6.6m 0.22% Reduced -664.6k -664,595
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 123,616123.6k $6.5m $6.5m 0.01% Added +33.1k +33,100
25 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 121,330121.3k $6.3m $6.3m 0.02% Reduced -10.8k -10,755
26 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 115,971116.0k $6.1m $6.1m 0.01% Added +24.6k +24,609
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 115,299115.3k $6.0m $6.0m 0.00% Added +2.5k +2,530
28 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 112,568112.6k $5.9m $5.9m 0.01% Reduced -725 -725
29 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 101,267101.3k $5.3m $5.3m 0.05% Reduced -11.3k -11,327
30 Financial Synergies Wealth Advisors, Inc. 0.63% of their portfolio HOUSTON, TX 81,73481.7k $4.3m $4.3m 0.63% Reduced -531 -531
31 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 80,02580.0k $4.2m $4.2m 0.03% Added +57.2k +57,160
32 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 74,73274.7k $3.9m $3.9m 0.02% Added +8.2k +8,218
33 FOSTER & MOTLEY INC 0.31% of their portfolio CINCINNATI, OH 73,78773.8k $3.9m $3.9m 0.31% Reduced -2.9k -2,946
34 Rehmann Capital Advisory Group 0.35% of their portfolio LANSING, MI 71,43271.4k $3.7m $3.7m 0.35% Added +20.6k +20,647
35 First International Bank & Trust 1.24% of their portfolio WATFORD CITY, ND 71,43171.4k $3.7m $3.7m 1.24% Added +1.7k +1,722
36 CarsonAllaria Wealth Management, Ltd. 3.02% of their portfolio GLEN CARBON, IL 68,63468.6k $3.6m $3.6m 3.02% Reduced -9.5k -9,498
37 STEPH & CO 2.21% of their portfolio MARINETTE, WI 68,15368.2k $3.6m $3.6m 2.21% Reduced -2.0k -1,993
38 StoneX Group Inc. 0.39% of their portfolio NEW YORK, NY 67,60467.6k $3.5m $3.5m 0.39% Added +6.3k +6,297
39 Signify Wealth 2.87% of their portfolio SAINT LOUIS, MO 62,24562.2k $3.3m $3.3m 2.87% Reduced -6.0k -6,007
40 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 59,74259.7k $3.1m $3.1m 0.01% Added +2.6k +2,623
41 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 58,21158.2k $3.0m $3.0m 0.01% New
42 Arrowroot Family Office, LLC 2.55% of their portfolio MARINA DEL REY, CA 57,11157.1k $3.0m $3.0m 2.55% First filing
43 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 56,99857.0k $3.0m $3.0m 0.04% Reduced -10.0k -10,028
44 SageView Advisory Group, LLC 0.19% of their portfolio Newport Beach, CA 56,40856.4k $2.9m $2.9m 0.19% Reduced -1.9k -1,876
45 BCS Wealth Management 1.32% of their portfolio JOHNSON CITY, TN 56,07756.1k $2.9m $2.9m 1.32% Added +4.1k +4,134
46 ERn Financial, LLC 0.60% of their portfolio MIDDLETON, WI 51,97952.0k $2.7m $2.7m 0.60% Reduced -68.7k -68,728
47 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 51,80851.8k $2.7m $2.7m 0.01% Added +23.1k +23,117
48 Paladin Advisory Group, LLC 2.23% of their portfolio CLIVE, IA 51,39151.4k $2.7m $2.7m 2.23% New
49 Capital Analysts, LLC 0.15% of their portfolio FORT WASHINGTON, PA 50,57450.6k $2.6m $2.6m 0.15% Reduced -5.9k -5,920
50 DAVIS R M INC 0.07% of their portfolio PORTLAND, ME 50,18050.2k $2.6m $2.6m 0.07% Reduced -3.6k -3,600
51 Kowal Investment Group, LLC 0.72% of their portfolio BROOKFIELD, WI 48,39048.4k $2.5m $2.5m 0.72% Added +260 +260
52 Smart Money Group LLC 1.26% of their portfolio EASTLAND, TX 48,02348.0k $2.5m $2.5m 1.26% New
53 SAXON INTERESTS, INC. 1.41% of their portfolio HOUSTON, TX 47,87347.9k $2.5m $2.5m 1.41% Added +145 +145
54 Cornerstone Wealth Management, LLC 0.24% of their portfolio ST. PETERS, MO 46,87246.9k $2.4m $2.4m 0.24% First filing
55 TD Capital Management LLC 0.30% of their portfolio MEMPHIS, TN 46,77246.8k $2.4m $2.4m 0.30% Added +921 +921
56 ROCKLAND TRUST CO 0.15% of their portfolio HANOVER, MA 46,06246.1k $2.4m $2.4m 0.15% Reduced -7.9k -7,855
57 Hanson & Doremus Investment Management 0.53% of their portfolio BURLINGTON, VT 45,53645.5k $2.4m $2.4m 0.53% Added +2.7k +2,724
58 Opal Wealth Advisors, LLC 1.39% of their portfolio JERICHO, NY 45,40445.4k $2.4m $2.4m 1.39% Reduced -25.1k -25,132
59 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 45,21345.2k $2.4m $2.4m 0.00% Reduced -47.4k -47,440
60 INSPIRION WEALTH ADVISORS, LLC 0.45% of their portfolio LIBERTYVILLE, IL 42,96443.0k $2.2m $2.2m 0.45% Unchanged
61 Simplicity Solutions, LLC 0.06% of their portfolio MINNEAPOLIS, MN 42,22142.2k $2.2m $2.2m 0.06% New
62 Bleakley Financial Group, LLC 0.07% of their portfolio PARSIPPANY, NJ 42,22142.2k $2.2m $2.2m 0.07% Added +938 +938
63 Sequoia Financial Advisors, LLC 0.05% of their portfolio Akron, OH 39,98840.0k $2.1m $2.1m 0.05% Added +19.7k +19,712
64 McAdam, LLC 0.19% of their portfolio Philadelphia, PA 39,51239.5k $2.1m $2.1m 0.19% New
65 Visionary Wealth Advisors 0.17% of their portfolio O'FALLON, IL 39,41139.4k $2.1m $2.1m 0.17% Added +15.1k +15,089
66 Composition Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 39,27839.3k $2.1m $2.1m 0.07% Added +7.0k +6,960
67 Aviance Capital Partners, LLC 0.45% of their portfolio NAPLES, FL 38,37938.4k $2.0m $2.0m 0.45% Reduced -134 -134
68 Prestige Wealth Management Group LLC 0.50% of their portfolio FLEMINGTON, NJ 38,29338.3k $2.0m $2.0m 0.50% Added +1.0k +1,017
69 Westside Investment Management, Inc. 0.58% of their portfolio SANTA MONICA, CA 37,79337.8k $2.0m $2.0m 0.58% Added +3.1k +3,100
70 Executive Wealth Management, LLC 0.21% of their portfolio BRIGHTON, MI 36,90536.9k $1.9m $1.9m 0.21% Added +2.1k +2,084
71 PFS INVESTMENTS INC. 0.03% of their portfolio DULUTH, GA 34,11734.1k $1.8m $1.8m 0.03% Reduced -8.4k -8,439
72 Procyon Advisors, LLC 0.30% of their portfolio SHELTON, CT 34,11434.1k $1.8m $1.8m 0.30% Added +8.6k +8,569
73 VALLEY NATIONAL ADVISERS INC 0.30% of their portfolio BETHLEHEM, PA 32,48332.5k $1.7m $1.7m 0.30% Reduced -1.9k -1,899
74 Beta Wealth Group, Inc. 0.97% of their portfolio SAN DIEGO, CA 32,31432.3k $1.7m $1.7m 0.97% New
75 Patten Group, Inc. 0.46% of their portfolio CHATTANOOGA, TN 29,52529.5k $1.5m $1.5m 0.46% Reduced -82 -82
76 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 29,04629.0k $1.5m $1.5m 0.03% Unchanged
77 Econ Financial Services Corp 1.12% of their portfolio HARRISBURG, PA 28,40828.4k $1.5m $1.5m 1.12% Reduced -2.2k -2,196
78 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 27,36727.4k $1.4m $1.4m 0.08% Added +2.4k +2,375
79 PRIVATE TRUST CO NA 0.18% of their portfolio CLEVELAND, OH 25,22425.2k $1.3m $1.3m 0.18% Reduced -3.1k -3,083
80 ORG Partners LLC 0.32% of their portfolio ROANOKE, IN 24,99525.0k $1.3m $1.3m 0.32% First filing
81 Sand Hill Global Advisors, LLC 0.07% of their portfolio Palo Alto, CA 24,03124.0k $1.3m $1.3m 0.07% Reduced -19.7k -19,746
82 WealthShield Partners, LLC 0.19% of their portfolio CARY, NC 23,10923.1k $1.2m $1.2m 0.19% Added +3.6k +3,635
83 Breakwater Capital Group 0.51% of their portfolio PARAMUS, NJ 23,10823.1k $1.2m $1.2m 0.51% New
84 Kooman & Associates 0.65% of their portfolio ALTOONA, PA 23,08523.1k $1.2m $1.2m 0.65% Reduced -939 -939
85 Legacy Capital Wealth Partners, LLC 0.32% of their portfolio LITTLE ROCK, AR 22,60022.6k $1.2m $1.2m 0.32% New
86 Arden Trust Co 0.21% of their portfolio WILMINGTON, DE 22,39022.4k $1.2m $1.2m 0.21% New
87 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 22,10022.1k $1.2m $1.2m 0.03% Reduced -1.0k -1,000
88 Kelman-Lazarov, Inc. 0.29% of their portfolio MEMPHIS, TN 21,05721.1k $1.1m $1.1m 0.29% Added +64 +64
89 Ashton Thomas Private Wealth, LLC 0.09% of their portfolio SCOTTSDALE, AZ 20,45920.5k $1.1m $1.1m 0.09% Added +383 +383
90 Dynamic Advisor Solutions LLC 0.06% of their portfolio PHOENIX, AZ 20,41720.4k $1.1m $1.1m 0.06% Reduced -1.1k -1,094
91 Janney Capital Management LLC 0.08% of their portfolio PITTSBURGH, PA 20,16120.2k $1.1m $1.1m 0.08% Added +607 +607
92 Sunesis Advisors, LLC 0.75% of their portfolio OVERLAND PARK, KS 19,89819.9k $1.0m $1.0m 0.75% Reduced -13.7k -13,665
93 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,42418.4k $962.8k $962.8k 0.01% Reduced -16.4k -16,443
94 Team Hewins, LLC 0.49% of their portfolio FOSTER CITY, CA 17,74517.7k $927.4k $927.4k 0.49% Unchanged
95 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,58017.6k $919.0k $919.0k 0.00% Added +176 +176
96 AdvisorNet Financial, Inc 0.08% of their portfolio MINNETONKA, MN 17,19117.2k $898.4k $898.4k 0.08% Added +114 +114
97 Vestmark Advisory Solutions, Inc. 0.04% of their portfolio Wakefield, MA 16,82616.8k $879.3k $879.3k 0.04% Added +779 +779
98 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 16,77616.8k $877.0k $877.0k 0.04% Added +4.0k +3,986
99 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 16,62316.6k $868.7k $868.7k 0.00% Added +469 +469
100 Martel Wealth Advisors LLC 0.22% of their portfolio VANCOUVER, WA 16,51716.5k $863.2k $863.2k 0.22% Added +648 +648