Avantax Planning Partners, Inc.

DUBUQUE, IA · CIK 1005441 · 13F filing filed 2023-04-21

SEC-registered investment adviser since 1996 · corporation

Assets managed$7.6bn
Staff261 · 200 in investment roles
Main clients (by assets)High net worth individuals 47%, Pension plans 29%, Individuals 21%
Form ADV · 2026-06-18SEC adviser record

Kindwealth
Others nearbyDubuque, IA, Rapid City, SD, Parsippany, NJ, El Segundo, CA, Mars, PA, Coppell, TX

As an employer

Offices in1 country

Where they work

people there (dot area)number not reportedmain officeHover or tap a dot. Australian and UK companies are placed at their business or registered address, with their staff across the whole country.

Offices

From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.

City	Country	People
Dubuque, IA (main office)United States	United States	13
Rapid City, SDUnited States	United States	13
Parsippany, NJUnited States	United States	11
El Segundo, CAUnited States	United States	9
Seven Fields, PAUnited States	United States	8
Dallas, TXUnited States	United States	7
Algona, IAUnited States	United States	6
Roseville, MNUnited States	United States	6
Lafayette, LAUnited States	United States	5
Baytown, TXUnited States	United States	4
Danville, CAUnited States	United States	4
Davenport, IAUnited States	United States	4

13 more cities

Evansville, INUnited States	United States	4
Indianapolis, INUnited States	United States	4
Oxnard, CAUnited States	United States	4
Pella, IAUnited States	United States	4
Somerset, KYUnited States	United States	4
Des Moines, IAUnited States	United States	3
Great Falls, MTUnited States	United States	3
Independence, OHUnited States	United States	3
New Iberia, LAUnited States	United States	3
Oak Brook, ILUnited States	United States	3
Platteville, WIUnited States	United States	3
Saginaw, MIUnited States	United States	3
Urbandale, IAUnited States	United States	3

Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.

$2.5bn reported value -2.3% vs Q4 2022

377positions

59.2%in top 10

26 new 124 added 167 reduced 16 sold out vs Q4 2022

Holdings, Q1 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	5,629,421	$366.9m14.90%	14.90%	Reduced -1.0m	-1,010,193 -15.2%
2	SCHWAB STRATEGIC TR US LCAP VA ETF SCHV	SCHV	4,285,341	$281.0m11.41%	11.41%	Reduced -1.1m	-1,063,958 -19.9%
3	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	3,555,737	$260.1m10.56%	10.56%	Added +51.7k	+51,655 1.5%
4	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	3,154,324	$148.0m6.01%	6.01%	Added +1.4m	+1,384,467 78.2%
5	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	2,492,103	$86.7m3.52%	3.52%	Added +1.3m	+1,273,674 104.5%
6	SPDR SER TR BLOOMBERG INVT FLRN	FLRN	2,467,130	$75.1m3.05%	3.05%	Reduced -1.8m	-1,774,608 -41.8%
7	ISHARES TR RUS 2000 VAL ETF IWN	IWN	517,524	$70.9m2.88%	2.88%	Reduced -6.7k	-6,651 -1.3%
8	SPDR SER TR NUVEEN BLOOMBERG HYMB	HYMB	2,539,961	$63.6m2.58%	2.58%	Added +1.3m	+1,252,379 97.3%
9	ISHARES TR SHRT NAT MUN ETF SUB	SUB	542,442	$56.8m2.31%	2.31%	Reduced -47.7k	-47,686 -8.1%
10	FIRST TR EXCH TRADED FD III MANAGD MUN ETF FMB	FMB	957,093	$48.8m1.98%	1.98%	Reduced -28.5k	-28,473 -2.9%
11	SPDR INDEX SHS FDS MSCI ACWI EXUS CWI	CWI	1,539,349	$39.6m1.61%	1.61%	Reduced -754	-754 -0.1%
12	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	583,991	$32.2m1.31%	1.31%	Reduced -9.5k	-9,465 -1.6%
13	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	199,518	$30.7m1.25%	1.25%	Added +44.1k	+44,139 28.4%
14	ISHARES TR RUS 2000 GRW ETF IWO	IWO	126,952	$28.8m1.17%	1.17%	Added +2.0k	+2,033 1.6%
15	ISHARES TR RUS 1000 GRW ETF IWF	IWF	115,897	$28.3m1.15%	1.15%	Reduced -18.8k	-18,814 -14.0%
16	J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF JMUB	JMUB	550,629	$27.9m1.13%	1.13%	Reduced -9.3k	-9,277 -1.7%
17	ISHARES INC CORE MSCI EMKT IEMG	IEMG	538,606	$26.3m1.07%	1.07%	Added +17.2k	+17,180 3.3%
18	APPLE INC COM AAPL	AAPL	156,691	$25.8m1.05%	1.05%	Reduced -1.3k	-1,320 -0.8%
19	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	625,799	$25.5m1.03%	1.03%	Added +42.3k	+42,290 7.2%
20	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	311,617	$23.7m0.96%	0.96%	Added +42.5k	+42,512 15.8%
21	ALPS ETF TR INTL SEC DV DOG IDOG	IDOG	838,415	$23.2m0.94%	0.94%	Added +363.9k	+363,908 76.7%
22	VANECK ETF TRUST HIGH YLD MUNIETF HYD	HYD	410,546	$21.2m0.86%	0.86%	Reduced -7.0k	-6,951 -1.7%
23	ISHARES TR NATIONAL MUN ETF MUB	MUB	195,243	$21.0m0.85%	0.85%	Added +14.0k	+13,980 7.7%
24	ISHARES TR RUS MD CP GR ETF IWP	IWP	227,069	$20.7m0.84%	0.84%	Added +11.4k	+11,353 5.3%
25	ISHARES TR RUS MDCP VAL ETF IWS	IWS	185,536	$19.7m0.80%	0.80%	Added +1.4k	+1,408 0.8%
26	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	474,773	$19.2m0.78%	0.78%	Reduced -5.7k	-5,735 -1.2%
27	PIMCO ETF TR INTER MUN BD ACT MUNI	MUNI	337,671	$17.6m0.72%	0.72%	Reduced -3.8k	-3,807 -1.1%
28	ACCEL ENTERTAINMENT INC COM CL A1 ACEL	ACEL	1,865,627	$17.0m0.69%	0.69%	Unchanged
29	MICROSOFT CORP COM MSFT	MSFT	48,724	$14.0m0.57%	0.57%	Reduced -1.5k	-1,474 -2.9%
30	J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF JPIB	JPIB	283,188	$13.4m0.54%	0.54%	Reduced -5.2k	-5,227 -1.8%
31	ISHARES TR S&P 500 GRWT ETF IVW	IVW	189,603	$12.1m0.49%	0.49%	Reduced -8.3k	-8,272 -4.2%
32	VANGUARD INDEX FDS MCAP VL IDXVIP VOE	VOE	82,484	$11.1m0.45%	0.45%	Added +8.4k	+8,437 11.4%
33	INVESCO EXCH TRADED FD TR II PFD ETF PGX	PGX	906,883	$10.4m0.42%	0.42%	Added +188.5k	+188,515 26.2%
34	VANGUARD INDEX FDS VALUE ETF VTV	VTV	66,599	$9.2m0.37%	0.37%	Reduced -1.9k	-1,918 -2.8%
35	VANGUARD WHITEHALL FDS INTL DVD ETF VIGI	VIGI	117,293	$8.6m0.35%	0.35%	Added +68.7k	+68,731 141.5%
36	ISHARES TR CORE US AGGBD ET AGG	AGG	82,762	$8.2m0.33%	0.33%	Added +1.1k	+1,100 1.4%
37	WISDOMTREE TR US MIDCAP DIVID DON	DON	193,477	$7.9m0.32%	0.32%	Reduced -5.6k	-5,567 -2.8%
38	VANGUARD INDEX FDS MCAP GR IDXVIP VOT	VOT	38,496	$7.5m0.30%	0.30%	Added +319	+319 0.8%
39	ISHARES TR EAFE VALUE ETF EFV	EFV	153,808	$7.5m0.30%	0.30%	Added +75	+75 0.1%
40	VANGUARD INDEX FDS SML CP GRW ETF VBK	VBK	34,482	$7.5m0.30%	0.30%	Added +41	+41 0.1%
41	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	70,515	$7.4m0.30%	0.30%	Reduced -67	-67 -0.1%
42	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	17,467	$7.2m0.29%	0.29%	Reduced -895	-895 -4.9%
43	COCA COLA CO COM KO	KO	111,306	$6.9m0.28%	0.28%	Reduced -4.0k	-4,020 -3.5%
44	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	11,934	$6.9m0.28%	0.28%	Reduced -214	-214 -1.8%
45	PEPSICO INC COM PEP	PEP	37,206	$6.8m0.28%	0.28%	Reduced -3.1k	-3,124 -7.8%
46	SPDR SERIES TRUST S&P 600 SMCP GRW SLYG	SLYG	91,771	$6.8m0.27%	0.27%	Reduced -553	-553 -0.6%
47	MERCK & CO INC COM MRK	MRK	61,636	$6.6m0.27%	0.27%	Reduced -9.5k	-9,547 -13.4%
48	EXXON MOBIL CORP COM XOM	XOM	59,228	$6.5m0.26%	0.26%	Added +2.2k	+2,189 3.8%
49	ISHARES TR INTL SEL DIV ETF IDV	IDV	233,299	$6.4m0.26%	0.26%	Reduced -468	-468 -0.2%
50	PROCTER AND GAMBLE CO COM PG	PG	39,566	$5.9m0.24%	0.24%	Reduced -13.1k	-13,143 -24.9%
51	JPMORGAN CHASE & CO COM JPM	JPM	45,134	$5.9m0.24%	0.24%	Added +3.9k	+3,918 9.5%
52	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	43,461	$5.7m0.23%	0.23%	Reduced -1.5k	-1,533 -3.4%
53	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	82,257	$5.6m0.23%	0.23%	Reduced -1.1k	-1,084 -1.3%
54	BROADCOM INC COM AVGO	AVGO	8,687	$5.6m0.23%	0.23%	Added +996	+996 12.9%
55	ABBVIE INC COM ABBV	ABBV	34,186	$5.4m0.22%	0.22%	Added +1.3k	+1,330 4.0%
56	ISHARES TR RUS 1000 VAL ETF IWD	IWD	34,844	$5.3m0.22%	0.22%	Reduced -686	-686 -1.9%
57	HEARTLAND FINL USA INC COM HTLF	HTLF	137,295	$5.3m0.21%	0.21%	Added +7	+7 0.0%
58	JOHNSON & JOHNSON COM JNJ	JNJ	33,904	$5.3m0.21%	0.21%	Added +1.8k	+1,804 5.6%
59	PFIZER INC COM PFE	PFE	128,507	$5.2m0.21%	0.21%	Reduced -623	-623 -0.5%
60	TEXAS INSTRS INC COM TXN	TXN	27,743	$5.2m0.21%	0.21%	Reduced -2.8k	-2,843 -9.3%
61	CHEVRON CORP NEW COM CVX	CVX	31,286	$5.1m0.21%	0.21%	Added +2.3k	+2,314 8.0%
62	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	15,427	$4.8m0.19%	0.19%	Added +148	+148 1.0%
63	VERIZON COMMUNICATIONS INC COM VZ	VZ	121,662	$4.7m0.19%	0.19%	Reduced -5.1k	-5,070 -4.0%
64	ISHARES TR MSCI EMG MKT ETF EEM	EEM	111,594	$4.4m0.18%	0.18%	Reduced -352	-352 -0.3%
65	HOME DEPOT INC COM HD	HD	14,665	$4.3m0.18%	0.18%	Reduced -1.7k	-1,716 -10.5%
66	TESLA INC COM TSLA	TSLA	20,619	$4.3m0.17%	0.17%	Added +30	+30 0.1%
67	3M CO COM MMM	MMM	38,894	$4.1m0.17%	0.17%	Added +1.1k	+1,057 2.8%
68	DEERE & CO COM DE	DE	9,815	$4.1m0.16%	0.16%	Added +789	+789 8.7%
69	MCDONALDS CORP COM MCD	MCD	14,444	$4.0m0.16%	0.16%	Reduced -2.2k	-2,216 -13.3%
70	NUSHARES ETF TR NUVEEN ESG LRGVL NULV	NULV	110,206	$3.8m0.15%	0.15%	Reduced -4.7k	-4,693 -4.1%
71	AMAZON COM INC COM AMZN	AMZN	35,860	$3.7m0.15%	0.15%	Reduced -2.0k	-1,974 -5.2%
72	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	22,099	$3.5m0.14%	0.14%	Reduced -530	-530 -2.3%
73	ALPHABET INC CAP STK CL A GOOGL	GOOGL	33,419	$3.5m0.14%	0.14%	Reduced -2.1k	-2,142 -6.0%
74	CISCO SYS INC COM CSCO	CSCO	66,193	$3.5m0.14%	0.14%	Reduced -3.3k	-3,284 -4.7%
75	US BANCORP DEL COM NEW USB	USB	93,291	$3.4m0.14%	0.14%	Added +3.5k	+3,530 3.9%
76	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	10,478	$3.4m0.14%	0.14%	Reduced -233	-233 -2.2%
77	LOCKHEED MARTIN CORP COM LMT	LMT	7,104	$3.4m0.14%	0.14%	Reduced -1.4k	-1,388 -16.3%
78	BLACKROCK INC COM BLK	BLK	4,947	$3.3m0.13%	0.13%	Reduced -2.2k	-2,193 -30.7%
79	AMGEN INC COM AMGN	AMGN	13,654	$3.3m0.13%	0.13%	Reduced -303	-303 -2.2%
80	WISDOMTREE TR US HIGH DIVIDEND DHS	DHS	39,524	$3.3m0.13%	0.13%	Added +192	+192 0.5%
81	ALTRIA GROUP INC COM MO	MO	71,782	$3.2m0.13%	0.13%	Reduced -458	-458 -0.6%
82	NVIDIA CORPORATION COM NVDA	NVDA	11,255	$3.1m0.13%	0.13%	Reduced -3.7k	-3,747 -25.0%
83	VANGUARD WORLD FD INF TECH ETF VGT	VGT	7,835	$3.0m0.12%	0.12%	Reduced -635	-635 -7.5%
84	COSTCO WHSL CORP NEW COM COST	COST	5,983	$3.0m0.12%	0.12%	Reduced -81	-81 -1.3%
85	VANGUARD MUN BD FDS TAX EXEMPT BD VTEB	VTEB	58,427	$3.0m0.12%	0.12%	Reduced -2.8k	-2,797 -4.6%
86	ISHARES TR CORE MSCI TOTAL IXUS	IXUS	47,101	$2.9m0.12%	0.12%	Unchanged
87	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	41,171	$2.7m0.11%	0.11%	Added +1.1k	+1,075 2.7%
88	ABBOTT LABS COM ABT	ABT	26,830	$2.7m0.11%	0.11%	Reduced -74	-74 -0.3%
89	VANGUARD BD INDEX FDS SHORT TRM BOND BSV	BSV	35,285	$2.7m0.11%	0.11%	Reduced -1.1m	-1,109,861 -96.9%
90	ISHARES TR S&P MC 400GR ETF IJK	IJK	37,009	$2.6m0.11%	0.11%	Reduced -3.1k	-3,111 -7.8%
91	PRINCIPAL FINANCIAL GROUP IN COM PFG	PFG	34,046	$2.5m0.10%	0.10%	Added +159	+159 0.5%
92	UNITEDHEALTH GROUP INC COM UNH	UNH	5,346	$2.5m0.10%	0.10%	Reduced -603	-603 -10.1%
93	VISA INC COM CL A V	V	11,010	$2.5m0.10%	0.10%	Reduced -2.4k	-2,420 -18.0%
94	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	10,880	$2.4m0.10%	0.10%	Reduced -173	-173 -1.6%
95	FASTENAL CO COM FAST	FAST	43,380	$2.3m0.10%	0.10%	Reduced -2.8k	-2,792 -6.0%
96	ISHARES TR CORE MSCI INTL IDEV	IDEV	36,846	$2.2m0.09%	0.09%	Reduced -642	-642 -1.7%
97	EOG RES INC COM EOG	EOG	19,413	$2.2m0.09%	0.09%	Added +7.2k	+7,224 59.3%
98	DUKE ENERGY CORP NEW COM NEW DUK	DUK	23,042	$2.2m0.09%	0.09%	Added +174	+174 0.8%
99	TARGET CORP COM TGT	TGT	13,381	$2.2m0.09%	0.09%	Reduced -307	-307 -2.2%
100	BANK AMERICA CORP COM BAC	BAC	77,434	$2.2m0.09%	0.09%	Added +39.6k	+39,589 104.6%

Sold out since Q4 2022

Security	Ticker	Shares held before	Value then
LINDE PLC 99952EUR	99952EUR	4,098	$1.3m4.1k shares
INSPIRE MED SYS INC INSP	INSP	3,002	$756.1k3.0k shares
FIRST TR EXCH TRADED FD III FPE	FPE	26,238	$440.8k26.2k shares
SPDR SER TR RWR	RWR	5,036	$438.9k5.0k shares
VERISK ANALYTICS INC VRSK	VRSK	2,224	$392.4k2.2k shares
KRAFT HEINZ CO KHC	KHC	6,618	$269.4k6.6k shares
FLOWERS FOODS INC FLO	FLO	9,335	$268.3k9.3k shares
LEIDOS HOLDINGS INC LDOS	LDOS	2,281	$239.9k2.3k shares
SPDR SER TR KBE	KBE	5,314	$239.9k5.3k shares
FIDELITY NATIONAL FINANCIAL FNF	FNF	5,946	$223.7k5.9k shares
CARDINAL HEALTH INC CAH	CAH	2,847	$218.8k2.8k shares
DOLLAR GEN CORP NEW DG	DG	835	$205.6k835 shares
BLUE APRON HLDGS INC		10,000	$8.3k10.0k shares
CONTRAFECT CORP CFRX	CFRX	85,000	$8.2k85.0k shares
INSTIL BIO INC		10,000	$6.3k10.0k shares
AYALA PHARMACEUTICALS INC		10,000	$4.0k10.0k shares