Vault-13

VANECK ETF TRUST HYD

HIGH YLD MUNIETF · ETP · CUSIP 92189H409

283 institutional holders +0 vs Q4 2022
37,958,82038.0m shares reported held*
$2.0bnreported value*
41 new 107 added 96 reduced 35 sold out net sold ≈ $258.3m (-5.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.67. Options: 4 managers hold calls ($2.5m notional), 2 hold puts ($1.2m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 256Q4 22: 283Q1 23: 283283Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022256
Q4 2022283
Q1 2023283

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 149 bought or addedQ4 22: 145 cut or sold outQ4 22Q1 23: 148 bought or addedQ1 23: 131 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022149145
Q1 2023148131

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $2.8mQ3 22 puts: $844.0kQ3 22P/C 0.30Q4 22 calls: $6.0mQ4 22 puts: $1.2mQ4 22P/C 0.20Q1 23 calls: $2.5mQ1 23 puts: $1.2mQ1 23P/C 0.49
Numbers
QuarterCallsPutsP/C
Q3 2022$2.8m$844.0k0.30
Q4 2022$6.0m$1.2m0.20
Q1 2023$2.5m$1.2m0.49

Biggest buyers

FMR LLC Added +689,809+689.8k
SEI INVESTMENTS CO Added +490,339+490.3k
Counterpoint Mutual Funds LLC Added +224,721+224.7k
CITADEL ADVISORS LLC Added +215,139+215.1k
RENAISSANCE TECHNOLOGIES LLC New +210,300+210.3k
CAPSTONE INVESTMENT ADVISORS, LLC New +193,500+193.5k
Cyndeo Wealth Partners, LLC Added +140,786+140.8k
Aveo Capital Partners, LLC Added +114,544+114.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +87,828+87.8k
AMERIPRISE FINANCIAL INC Added +85,583+85.6k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -2,243,318-2.2m
JANE STREET GROUP, LLC Reduced -1,450,435-1.5m
BANK OF AMERICA CORP /DE/ Reduced -1,203,390-1.2m
Zions Bancorporation, N.A. Reduced -839,088-839.1k
ROYAL BANK OF CANADA Reduced -675,166-675.2k
Private Ocean, LLC Reduced -479,824-479.8k
HBK Sorce Advisory LLC Sold out -153,350-153.3k
Jordan Park Group LLC Reduced -107,032-107.0k
HighTower Advisors, LLC Reduced -102,278-102.3k
IFP Advisors, Inc Reduced -99,165-99.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.6m30.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $662.3k12.8k shares
JANE STREET GROUP, LLC Reduced $269.0k5.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m20.5k shares
CITADEL ADVISORS LLC Reduced $170.7k3.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +2.2 pts · filed 2026-08-06 9.2% +2.2 pts 8.1m≈ $418.0m 2026-08-06

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 10,615,90710.6m $549.3m $549.3m 0.06% Reduced -1.2m -1,203,390
2 SEI INVESTMENTS CO 0.29% of their portfolio OAKS, PA 3,033,5533.0m $157.0m $157.0m 0.29% Added +490.3k +490,339
3 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,385,4532.4m $123.4m $123.4m 0.04% Reduced -675.2k -675,166
4 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,609,1281.6m $83.3m $83.3m 0.03% Added +1.9k +1,940
5 FMR LLC 0.00% of their portfolio BOSTON, MA 1,477,1101.5m $76.4m $76.4m 0.00% Added +689.8k +689,809
6 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,309,6821.3m $67.8m $67.8m 0.03% Added +35.1k +35,074
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 1,200,7551.2m $62.1m $62.1m 0.09% Added +87.8k +87,828
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 768,474768.5k $39.8m $39.8m 0.00% Reduced -15.2k -15,153
9 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 737,303737.3k $38.1m $38.1m 0.01% Reduced -2.2m -2,243,318
10 D.A. DAVIDSON & CO. 0.43% of their portfolio GREAT FALLS, MT 734,428734.4k $38.0m $38.0m 0.43% Added +19.8k +19,753
11 TIAA, FSB 0.14% of their portfolio ST. LOUIS, MO 715,304715.3k $37.0m $37.0m 0.14% Added +1.6k +1,614
12 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 639,803639.8k $33.1m $33.1m 0.07% Reduced -57.4k -57,374
13 Counterpoint Mutual Funds LLC 26.13% of their portfolio San Diego, CA 576,237576.2k $29.8m $29.8m 26.13% Added +224.7k +224,721
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 507,772507.8k $26.3m $26.3m 0.01% Added +1.1k +1,110
15 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 489,107489.1k $25.3m $25.3m 0.10% Added +1.6k +1,587
16 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 482,259482.3k $25.0m $25.0m 0.05% Added +77.3k +77,306
17 Private Ocean, LLC 3.19% of their portfolio SAN RAFAEL, CA 463,512463.5k $24.0m $24.0m 3.19% Reduced -479.8k -479,824
18 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 421,270421.3k $21.8m $21.8m 0.02% Added +38.7k +38,667
19 Avantax Planning Partners, Inc. 0.86% of their portfolio DUBUQUE, IA 410,546410.5k $21.2m $21.2m 0.86% Reduced -7.0k -6,951
20 PFS INVESTMENTS INC. 0.35% of their portfolio DULUTH, GA 385,761385.8k $20.0m $20.0m 0.35% Added +18.6k +18,630
21 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 358,453358.5k $18.5m $18.5m 0.01% Added +85.6k +85,583
22 GUGGENHEIM CAPITAL LLC 0.12% of their portfolio CHICAGO, IL 271,389271.4k $14.0m $14.0m 0.12% Reduced -8.9k -8,877
23 REGIONS FINANCIAL CORP 0.12% of their portfolio BIRMINGHAM, AL 258,681258.7k $13.4m $13.4m 0.12% Reduced -39.3k -39,336
24 CWM, LLC 0.09% of their portfolio OMAHA, NE 244,210244.2k $12.6m $12.6m 0.09% Added +19.1k +19,061
25 TOWNSQUARE CAPITAL LLC 0.27% of their portfolio Lehi, UT 236,345236.3k $12.2m $12.2m 0.27% Reduced -3.8k -3,847
26 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 216,350216.3k $11.2m $11.2m 0.01% Added +215.1k +215,139
27 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 210,300210.3k $10.9m $10.9m 0.01% New
28 COLONY GROUP LLC 0.15% of their portfolio Boston, MA 195,169195.2k $10.1m $10.1m 0.15% Reduced -22.5k -22,470
29 CAPSTONE INVESTMENT ADVISORS, LLC 0.31% of their portfolio NEW YORK, NY 193,500193.5k $10.0m $10.0m 0.31% New
30 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 178,128178.1k $9.2m $9.2m 0.02% Added +10.0k +9,969
31 Revolve Wealth Partners, LLC 2.30% of their portfolio Hackensack, NJ 174,963175.0k $9.1m $9.1m 2.30% Added +30.1k +30,077
32 Ellevest, Inc. 0.68% of their portfolio NEW YORK, NY 169,523169.5k $8.8m $8.8m 0.68% Added +4.9k +4,894
33 Aveo Capital Partners, LLC 1.08% of their portfolio ENGLEWOOD, CO 156,155156.2k $8.1m $8.1m 1.08% Added +114.5k +114,544
34 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 156,004156.0k $8.1m $8.1m 0.01% Added +5.3k +5,312
35 Integrated Wealth Concepts LLC 0.16% of their portfolio WALTHAM, MA 153,302153.3k $7.9m $7.9m 0.16% Added +24.4k +24,380
36 Cyndeo Wealth Partners, LLC 0.84% of their portfolio ST. PETERSBURG, FL 151,125151.1k $7.8m $7.8m 0.84% Added +140.8k +140,786
37 Connectus Wealth, LLC 0.19% of their portfolio CINCINNATI, OH 149,005149.0k $7.7m $7.7m 0.19% Added +1.6k +1,639
38 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 147,201147.2k $7.6m $7.6m 0.07% Added +3.2k +3,221
39 Sage Advisory Services, Ltd.Co. 1.99% of their portfolio AUSTIN, TX 135,888135.9k $7.0m $7.0m 1.99% Added +15 +15
40 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 128,806128.8k $7.0m $7.0m 0.01% Reduced -22.6k -22,550
41 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 124,143124.1k $6.4m $6.4m 0.03% Added +61.4k +61,398
42 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.28% of their portfolio Seattle, WA 123,141123.1k $6.4m $6.4m 0.28% Reduced -11.4k -11,425
43 NewSquare Capital LLC 0.65% of their portfolio NEWTOWN SQUARE, PA 105,629105.6k $5.5m $5.5m 0.65% Reduced -2.4k -2,361
44 Andesa Financial Management Inc. 1.40% of their portfolio ALLENTOWN, PA 105,486105.5k $2.7m $2.7m 1.40% Added +51.2k +51,181
45 MATHER GROUP, LLC. 0.10% of their portfolio CHICAGO, IL 104,974105.0k $5.4m $5.4m 0.10% Added +28.4k +28,446
46 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 91,79391.8k $4.7m $4.7m 0.00% Reduced -822 -822
47 Aaron Wealth Advisors LLC 0.61% of their portfolio Chicago, IL 85,46085.5k $4.4m $4.4m 0.61% Unchanged
48 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 85,31985.3k $4.4m $4.4m 0.01% Added +9.8k +9,842
49 Retirement Investment Advisors, Inc. 0.79% of their portfolio OKLAHOMA CITY, OK 85,07285.1k $4.4m $4.4m 0.79% Added +49.6k +49,564
50 BlueCrest Capital Management Ltd 0.47% of their portfolio ST HELIER, Y9 84,53484.5k $4.4m $4.4m 0.47% New
51 GREAT VALLEY ADVISOR GROUP, INC. 0.20% of their portfolio WILMINGTON, DE 82,55782.6k $4.3m $4.3m 0.20% Added +249 +249
52 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 79,08379.1k $4.1m $4.1m 0.02% Added +13.1k +13,118
53 Morningstar Investment Services LLC 0.05% of their portfolio CHICAGO, IL 77,55877.6k $4.0m $4.0m 0.05% Added +1.8k +1,816
54 Willis Johnson & Associates, Inc. 0.47% of their portfolio Houston, TX 76,71476.7k $4.0m $4.0m 0.47% Added +276 +276
55 Ascension Capital Advisors, Inc. 2.86% of their portfolio Houston, TX 71,48571.5k $3.7m $3.7m 2.86% Unchanged
56 Veery Capital, LLC 1.89% of their portfolio Wilmington, DE 68,29768.3k $3.5m $3.5m 1.89% Added +19.4k +19,446
57 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 67,24767.2k $3.5m $3.5m 0.06% Reduced -30.9k -30,911
58 RIVERSEDGE ADVISORS, LLC 1.01% of their portfolio Wilmington, DE 66,72366.7k $3.5m $3.5m 1.01% Added +28.0k +27,995
59 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 64,68564.7k $3.3m $3.3m 0.01% Added +1.1k +1,059
60 Insight Wealth Strategies, LLC 0.64% of their portfolio SAN RAMON, CA 63,05863.1k $3.3m $3.3m 0.64% Added +3.6k +3,584
61 Wealthcare Advisory Partners LLC 0.14% of their portfolio WEST CHESTER, PA 62,54962.5k $3.2m $3.2m 0.14% Added +17.1k +17,129
62 SOFI WEALTH, LLC 0.43% of their portfolio SAN FRANCISCO, CA 61,36461.4k $3.2m $3.2m 0.43% Added +2.4k +2,408
63 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 60,66860.7k $3.1m $3.1m 0.02% Reduced -34.7k -34,694
64 Capital Advisors Wealth Management, LLC 0.86% of their portfolio YAKIMA, WA 60,31060.3k $3.1m $3.1m 0.86% Reduced -6.5k -6,499
65 Full Sail Capital, LLC 0.28% of their portfolio OKLAHOMA CITY, OK 59,13759.1k $3.1m $3.1m 0.28% Reduced -222 -222
66 RFG Advisory, LLC 0.14% of their portfolio BIRMINGHAM, AL 56,76256.8k $2.9m $2.9m 0.14% Reduced -1.6k -1,588
67 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 55,82355.8k $2.9m $2.9m 0.02% Added +1.6k +1,582
68 Tortoise Investment Management, LLC 0.43% of their portfolio WHITE PLAINS, NY 52,35452.4k $2.7m $2.7m 0.43% Reduced -19.1k -19,095
69 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 48,90248.9k $2.5m $2.5m 0.00% Added +4.3k +4,264
70 Martel Wealth Advisors LLC 0.63% of their portfolio VANCOUVER, WA 47,64447.6k $2.5m $2.5m 0.63% Added +3.3k +3,313
71 Melone Private Wealth, LLC 1.88% of their portfolio AUBURN HILLS, MI 47,48447.5k $2.5m $2.5m 1.88% Added +2.6k +2,583
72 Cresset Asset Management, LLC 0.05% of their portfolio Chicago, IL 47,46447.5k $2.5m $2.5m 0.05% Reduced -96.9k -96,880
73 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 46,63346.6k $2.4m $2.4m 0.01% Added +28.2k +28,235
74 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 45,98046.0k $2.4m $2.4m 0.04% Added +9.1k +9,139
75 FAS Wealth Partners, Inc. 0.25% of their portfolio LEAWOOD, KS 44,58844.6k $2.3m $2.3m 0.25% Reduced -28.9k -28,877
76 Owen LaRue, LLC 2.34% of their portfolio ELIZABETHTOWN, KY 42,34642.3k $2.2m $2.2m 2.34% Unchanged
77 Trivium Point Advisory, LLC 0.58% of their portfolio WILTON, CT 41,25741.3k $2.1m $2.1m 0.58% Added +5.3k +5,259
78 Valmark Advisers, Inc. 0.05% of their portfolio AKRON, OH 41,13741.1k $2.1m $2.1m 0.05% Added +7.1k +7,125
79 Sterling Financial Group, Inc. 1.58% of their portfolio PASADENA, CA 40,68740.7k $2.1m $2.1m 1.58% Unchanged
80 BAKER TILLY WEALTH MANAGEMENT, LLC 0.23% of their portfolio MADISON, WI 40,29240.3k $2.1m $2.1m 0.23% Reduced -1.1k -1,139
81 Hennion & Walsh Asset Management, Inc. 0.12% of their portfolio Parsippany, NJ 39,20539.2k $2.0m $2.0m 0.12% Reduced -570 -570
82 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 36,95637.0k $1.9m $1.9m 0.04% Added +3.8k +3,753
83 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 36,78836.8k $1.9m $1.9m 0.00% Added +1.6k +1,595
84 Apeiron RIA LLC 0.65% of their portfolio Dallas, TX 36,45736.5k $1.9m $1.9m 0.65% Added +5.7k +5,711
85 AlphaStar Capital Management, LLC 0.18% of their portfolio CORNELIUS, NC 36,19636.2k $2.1m $2.1m 0.18% Added +31.9k +31,896
86 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 36,08036.1k $1.9m $1.9m 0.00% Added +11.2k +11,219
87 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 35,70035.7k $1.8m $1.8m 0.00% New
88 Financial Advocates Investment Management 0.14% of their portfolio OLYMPIA, WA 35,08535.1k $1.8m $1.8m 0.14% Added +500 +500
89 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 34,99135.0k $1.8m $1.8m 0.02% Added +2.4k +2,354
90 Fluent Financial, LLC 1.21% of their portfolio DALLAS, TX 34,20834.2k $1.8m $1.8m 1.21% Reduced -5.3k -5,301
91 BOSTON RESEARCH & MANAGEMENT INC 0.53% of their portfolio MANCHESTER, MA 34,15834.2k $1.8m $1.8m 0.53% Added +1.8k +1,795
92 Ascendant Capital Management, LLC 2.34% of their portfolio LOS ANGELES, CA 34,00034.0k $1.8m $1.8m 2.34% New
93 Keebeck Wealth Management 0.28% of their portfolio Chicago, IL 33,93533.9k $1.8m $1.8m 0.28% Unchanged
94 Rehmann Capital Advisory Group 0.16% of their portfolio LANSING, MI 32,90632.9k $1.7m $1.7m 0.16% Added +10.5k +10,499
95 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 32,69832.7k $1.7m $1.7m 0.02% Reduced -1.1k -1,075
96 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 31,28831.3k $1.6m $1.6m 0.00% Reduced -102.3k -102,278
97 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 30,73530.7k $1.6m $1.6m 0.02% Added +32 +32
98 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.11% of their portfolio SAN FRANCISCO, CA 29,95230.0k $1.5m $1.5m 0.11% New
99 Sebold Capital Management, Inc. 1.17% of their portfolio LISLE, IL 28,57828.6k $1.5m $1.5m 1.17% Added +777 +777
100 All Season Financial Advisors, Inc. 1.30% of their portfolio DENVER, CO 27,64527.6k $1.4m $1.4m 1.30% Reduced -12.3k -12,276