Vault-13

ISHARES TR IWF

RUS 1000 GRW ETF · ETP · CUSIP 464287614

1,698 institutional holders +5 vs Q4 2022
203,816,118203.8m shares reported held*
$49.7bnreported value*
91 new 486 added 722 reduced 83 sold out net sold ≈ $1.1bn (-4.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($106.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $243.94. Options: 5 managers hold calls ($85.8m notional), 8 hold puts ($28.4m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,581Q4 22: 1,693Q1 23: 1,6981,698Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20221,581
Q4 20221,693
Q1 20231,698

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 699 bought or addedQ4 22: 617 cut or sold outQ4 22Q1 23: 577 bought or addedQ1 23: 805 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022699617
Q1 2023577805

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $62.1mQ3 22 puts: $96.0mQ3 22P/C 1.55Q4 22 calls: $113.1mQ4 22 puts: $93.9mQ4 22P/C 0.83Q1 23 calls: $85.8mQ1 23 puts: $28.4mQ1 23P/C 0.33
Numbers
QuarterCallsPutsP/C
Q3 2022$62.1m$96.0m1.55
Q4 2022$113.1m$93.9m0.83
Q1 2023$85.8m$28.4m0.33

Biggest buyers

FMR LLC Added +9,929,200+9.9m
WELLINGTON MANAGEMENT GROUP LLP Added +1,380,116+1.4m
CHURCHILL MANAGEMENT Corp New +808,464+808.5k
Cerity Partners LLC Added +489,373+489.4k
Nuveen Asset Management, LLC Added +470,212+470.2k
BlackRock Inc. Added +469,607+469.6k
CIBC Private Wealth Group LLC Added +385,133+385.1k
Kensington Asset Management, LLC New +385,000+385.0k
Orion Portfolio Solutions, LLC Added +329,705+329.7k
Johnson Financial Group, Inc. Added +272,114+272.1k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -3,666,121-3.7m
POLEN CAPITAL MANAGEMENT LLC Reduced -2,400,600-2.4m
ALLIANCEBERNSTEIN L.P. Reduced -1,895,898-1.9m
Cresset Asset Management, LLC Reduced -1,530,454-1.5m
MORGAN STANLEY Reduced -1,099,835-1.1m
WELLS FARGO & COMPANY/MN Reduced -762,425-762.4k
EDGEWOOD MANAGEMENT LLC Reduced -611,051-611.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -585,105-585.1k
JPMORGAN CHASE & CO Reduced -551,687-551.7k
Corient Private Wealth LP Reduced -541,300-541.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $55.2m226.1k shares
GOLDMAN SACHS GROUP INC Unchanged $14.7m60.0k shares
CITADEL ADVISORS LLC Added $14.1m57.7k shares
Walleye Trading LLC Reduced $1.4m5.9k shares
Cutler Group LLC / CA Reduced $348.0k25.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $17.2m70.5k shares
Walleye Trading LLC Added $4.4m18.2k shares
CITADEL ADVISORS LLC Reduced $3.5m14.2k shares
PRELUDE CAPITAL MANAGEMENT, LLC New $2.7m11.1k shares
RAYMOND JAMES & ASSOCIATES New $313.6k1.6k shares
Lido Advisors, LLC Unchanged $146.6k600 shares
Cutler Group LLC / CA Added $68.0k8.7k shares
UBS Group AG New $48.9k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.97% of their portfolio CHARLOTTE, NC 34,468,31334.5m $8.4bn $8.4bn 0.97% Reduced -3.7m -3,666,121
2 FMR LLC 0.24% of their portfolio BOSTON, MA 21,627,42221.6m $5.3bn $5.3bn 0.24% Added +9.9m +9,929,200
3 MORGAN STANLEY 0.55% of their portfolio NEW YORK, NY 20,999,44721.0m $5.1bn $5.1bn 0.55% Reduced -1.1m -1,099,835
4 GOLDMAN SACHS GROUP INC 0.63% of their portfolio NEW YORK, NY 9,621,3029.6m $2.4bn $2.4bn 0.63% Added +264.6k +264,557
5 JPMORGAN CHASE & CO 0.21% of their portfolio NEW YORK, NY 6,694,5616.7m $1.6bn $1.6bn 0.21% Reduced -551.7k -551,687
6 UBS Group AG 0.66% of their portfolio ZURICH, V8 5,812,4395.8m $1.4bn $1.4bn 0.66% Added +18.4k +18,415
7 ENVESTNET ASSET MANAGEMENT INC 0.60% of their portfolio Berwyn, PA 5,133,4995.1m $1.3bn $1.3bn 0.60% Reduced -585.1k -585,105
8 WELLS FARGO & COMPANY/MN 0.33% of their portfolio SAN FRANCISCO, CA 4,388,1094.4m $1.1bn $1.1bn 0.33% Reduced -762.4k -762,425
9 NORTHERN TRUST CORP 0.19% of their portfolio CHICAGO, IL 3,872,8743.9m $946.3m $946.3m 0.19% Reduced -343.2k -343,165
10 PNC Financial Services Group, Inc. 0.69% of their portfolio Pittsburgh, PA 3,234,5923.2m $790.3m $790.3m 0.69% Reduced -156.8k -156,785
11 RAYMOND JAMES & ASSOCIATES 0.63% of their portfolio ST PETERSBURG, FL 2,948,8632.9m $720.5m $720.5m 0.63% Reduced -191.5k -191,525
12 SYNOVUS FINANCIAL CORP 7.98% of their portfolio Columbus, GA 2,897,5362.9m $708.0m $708.0m 7.98% Added +113 +113
13 LPL Financial LLC 0.52% of their portfolio FORT MILL, SC 2,722,2642.7m $665.1m $665.1m 0.52% Reduced -96.5k -96,527
14 M&T Bank Corp 2.32% of their portfolio BUFFALO, NY 2,452,4642.5m $599.2m $599.2m 2.32% Reduced -69.3k -69,272
15 TIAA, FSB 2.21% of their portfolio ST. LOUIS, MO 2,437,6902.4m $595.6m $595.6m 2.21% Reduced -64.9k -64,852
16 Baird Financial Group, Inc. 1.42% of their portfolio MILWAUKEE, WI 2,360,0632.4m $576.6m $576.6m 1.42% Added +145.5k +145,514
17 J.P. Morgan Private Wealth Advisors LLC 1.18% of their portfolio SAN FRANCISCO, CA 2,283,0722.3m $557.8m $557.8m 1.18% Reduced -135.4k -135,381
18 TRUIST FINANCIAL CORP 0.91% of their portfolio CHARLOTTE, NC 2,152,2332.2m $525.9m $525.9m 0.91% Reduced -246.7k -246,738
19 COMMONWEALTH EQUITY SERVICES, LLC 1.07% of their portfolio WALTHAM, MA 2,089,6772.1m $510.6m $510.6m 1.07% Added +33.2k +33,179
20 WELLINGTON MANAGEMENT GROUP LLP 0.08% of their portfolio Boston, MA 1,668,6821.7m $407.7m $407.7m 0.08% Added +1.4m +1,380,116
21 Nuveen Asset Management, LLC 0.14% of their portfolio CHICAGO, IL 1,586,2021.6m $387.6m $387.6m 0.14% Added +470.2k +470,212
22 ROYAL BANK OF CANADA 0.12% of their portfolio TORONTO, A6 1,579,5011.6m $385.9m $385.9m 0.12% Reduced -218.8k -218,789
23 SIGNATUREFD, LLC 10.20% of their portfolio ATLANTA, GA 1,528,3571.5m $373.4m $373.4m 10.20% Reduced -6.6k -6,630
24 BlackRock Inc. 0.01% of their portfolio New York, NY 1,526,2981.5m $372.9m $372.9m 0.01% Added +469.6k +469,607
25 AMERIPRISE FINANCIAL INC 0.11% of their portfolio MINNEAPOLIS, MN 1,332,2961.3m $325.8m $325.8m 0.11% Reduced -85.4k -85,385
26 Bank of New York Mellon Corp 0.07% of their portfolio NEW YORK, NY 1,281,3871.3m $313.1m $313.1m 0.07% Reduced -13.7k -13,710
27 STIFEL FINANCIAL CORP 0.44% of their portfolio ST. LOUIS, MO 1,260,8811.3m $308.1m $308.1m 0.44% Added +84.2k +84,167
28 SVB WEALTH LLC 4.09% of their portfolio BOSTON, MA 1,197,7621.2m $292.6m $292.6m 4.09% Reduced -211.3k -211,313
29 US BANCORP \DE\ 0.46% of their portfolio MINNEAPOLIS, MN 1,125,9331.1m $275.1m $275.1m 0.46% Reduced -416 -416
30 CIBC Private Wealth Group LLC 0.18% of their portfolio ATLANTA, GA 1,091,9981.1m $162.9m $162.9m 0.18% Added +385.1k +385,133
31 HighTower Advisors, LLC 0.52% of their portfolio CHICAGO, IL 976,860976.9k $238.7m $238.7m 0.52% Reduced -110.4k -110,426
32 OSAIC HOLDINGS, INC. 0.43% of their portfolio SCOTTSDALE, AZ 936,871936.9k $228.9m $228.9m 0.43% Reduced -2.6k -2,614
33 CHURCHILL MANAGEMENT Corp 4.05% of their portfolio Los Angeles, CA 808,464808.5k $197.5m $197.5m 4.05% New
34 Corient Private Wealth LP 0.53% of their portfolio MIAMI, FL 807,847807.8k $197.4m $197.4m 0.53% Reduced -541.3k -541,300
35 Waldron Private Wealth LLC 9.18% of their portfolio BRIDGEVILLE, PA 772,129772.1k $188.7m $188.7m 9.18% Added +80.7k +80,746
36 Raymond James Financial Services Advisors, Inc. 0.35% of their portfolio ST. PETERSBURG, FL 758,594758.6k $185.3m $185.3m 0.35% Reduced -70 -70
37 Janney Montgomery Scott LLC 0.75% of their portfolio PHILADELPHIA, PA 746,943746.9k $182.5m $182.5m 0.75% Added +7.8k +7,844
38 CITIGROUP INC 0.24% of their portfolio NEW YORK, NY 737,994738.0k $180.3m $180.3m 0.24% Reduced -44.1k -44,079
39 PRUDENTIAL FINANCIAL INC 0.25% of their portfolio NEWARK, NJ 724,698724.7k $160.2m $160.2m 0.25% Reduced -141.7k -141,661
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.23% of their portfolio MILWAUKEE, WI 666,323666.3k $162.8m $162.8m 0.23% Reduced -7.0k -6,950
41 1ST SOURCE BANK 9.97% of their portfolio SOUTH BEND, IN 613,965614.0k $150.0m $150.0m 9.97% Added +23.0k +22,981
42 Cetera Advisor Networks LLC 1.08% of their portfolio EL SEGUNDO, CA 597,388597.4k $146.0m $146.0m 1.08% Added +31.0k +31,009
43 Cerity Partners LLC 0.47% of their portfolio NEW YORK, NY 574,326574.3k $180.8m $180.8m 0.47% Added +489.4k +489,373
44 REGIONS FINANCIAL CORP 1.24% of their portfolio BIRMINGHAM, AL 564,341564.3k $137.9m $137.9m 1.24% Reduced -15.8k -15,817
45 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 4.78% of their portfolio NORFOLK, VA 563,204563.2k $137.6m $137.6m 4.78% Added +11.3k +11,296
46 COMMERCE BANK 1.00% of their portfolio KANSAS CITY, MO 523,453523.5k $127.9m $127.9m 1.00% Reduced -9.8k -9,807
47 Mariner, LLC 0.36% of their portfolio Overland Park, KS 504,357504.4k $123.2m $123.2m 0.36% Added +10.7k +10,683
48 FIFTH THIRD BANCORP 0.55% of their portfolio CINCINNATI, OH 487,282487.3k $119.1m $119.1m 0.55% Reduced -17.8k -17,841
49 OAKWORTH CAPITAL, INC. 10.44% of their portfolio BIRMINGHAM, AL 477,847477.8k $116.8m $116.8m 10.44% Reduced -138.8k -138,808
50 MML INVESTORS SERVICES, LLC 0.82% of their portfolio SPRINGFIELD, MA 474,092474.1k $115.8m $115.8m 0.82% Reduced -93.0k -93,023
51 STALEY CAPITAL ADVISERS INC 6.29% of their portfolio PITTSBURGH, PA 460,873460.9k $112.6m $112.6m 6.29% Reduced -2.4k -2,407
52 Strategic Wealth Partners Group, LLC 18.32% of their portfolio DEERFIELD, IL 459,862459.9k $111.9m $111.9m 18.32% Added +23.9k +23,946
53 Equitable Holdings, Inc. 1.79% of their portfolio NEW YORK, NY 459,298459.3k $112.2m $112.2m 1.79% Reduced -69.2k -69,231
54 CHOREO, LLC 3.88% of their portfolio ROCKFORD, IL 449,813449.8k $109.9m $109.9m 3.88% Reduced -148 -148
55 Creative Planning 0.15% of their portfolio OVERLAND PARK, KS 412,061412.1k $100.7m $100.7m 0.15% Added +7.0k +6,959
56 Johnson Financial Group, Inc. 6.90% of their portfolio RACINE, WI 396,190396.2k $96.8m $96.8m 6.90% Added +272.1k +272,114
57 Kensington Asset Management, LLC 9.82% of their portfolio AUSTIN, TX 385,000385.0k $94.1m $94.1m 9.82% New
58 D.A. DAVIDSON & CO. 1.06% of their portfolio GREAT FALLS, MT 384,153384.2k $93.9m $93.9m 1.06% Added +5.0k +5,011
59 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.69% of their portfolio NEW YORK, NY 371,658371.7k $90.8m $90.8m 0.69% Reduced -1.6k -1,639
60 CAPTRUST FINANCIAL ADVISORS 0.40% of their portfolio RALEIGH, NC 369,714369.7k $90.3m $90.3m 0.40% Added +9.8k +9,845
61 Stairway Partners, LLC 7.71% of their portfolio MINNEAPOLIS, MN 364,324364.3k $89.0m $89.0m 7.71% Added +6.6k +6,610
62 MERCER GLOBAL ADVISORS INC /ADV 0.38% of their portfolio DENVER, CO 360,580360.6k $84.6m $84.6m 0.38% Reduced -5.5k -5,462
63 MAI Capital Management 1.39% of their portfolio INDEPENDENCE, OH 359,682359.7k $87.9m $87.9m 1.39% Reduced -18.4k -18,360
64 Orion Porfolio Solutions, LLC 1.08% of their portfolio OMAHA, NE 357,582357.6k $87.4m $87.4m 1.08% Added +12.8k +12,778
65 Orion Portfolio Solutions, LLC 1.08% of their portfolio Omaha, NE 357,582357.6k $87.4m $87.4m 1.08% Added +329.7k +329,705
66 WADE G W & INC 3.30% of their portfolio Wellesley, MA 350,984351.0k $85.8m $85.8m 3.30% Added +552 +552
67 Private Advisor Group, LLC 0.80% of their portfolio MORRISTOWN, NJ 343,161343.2k $83.8m $83.8m 0.80% Reduced -303 -303
68 Allworth Financial LP 0.82% of their portfolio FOLSOM, CA 336,061336.1k $82.1m $82.1m 0.82% Added +61.4k +61,362
69 Cetera Advisors LLC 1.32% of their portfolio DENVER, CO 323,896323.9k $79.1m $79.1m 1.32% Added +45.8k +45,807
70 Cullen/Frost Bankers, Inc. 1.42% of their portfolio San Antonio, TX 317,250317.2k $77.5m $77.5m 1.42% Added +1.8k +1,771
71 Caisse de depot et placement du Quebec 0.21% of their portfolio Montreal, A8 300,000300.0k $73.3m $73.3m 0.21% Added +75.0k +75,000
72 Modera Wealth Management, LLC 2.74% of their portfolio WESTWOOD, NJ 288,740288.7k $70.5m $70.5m 2.74% Reduced -3.8k -3,804
73 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 284,999285.0k $69.7m $69.7m 0.03% Reduced -19.1k -19,067
74 Cetera Investment Advisers 0.58% of their portfolio SCHAUMBURG, IL 273,498273.5k $66.8m $66.8m 0.58% Reduced -13.2k -13,247
75 KEYBANK NATIONAL ASSOCIATION/OH 0.31% of their portfolio BROOKLYN, OH 264,568264.6k $64.6m $64.6m 0.31% Reduced -22.3k -22,312
76 Cresset Asset Management, LLC 1.28% of their portfolio Chicago, IL 261,139261.1k $63.8m $63.8m 1.28% Reduced -1.5m -1,530,454
77 STEPHENS INC /AR/ 1.21% of their portfolio LITTLE ROCK, AR 258,484258.5k $63.2m $63.2m 1.21% Reduced -79.9k -79,918
78 Steward Partners Investment Advisory, LLC 0.94% of their portfolio STAMFORD, CT 241,147241.1k $58.9m $58.9m 0.94% Reduced -3.9k -3,885
79 Cedar Mountain Advisors, LLC 17.47% of their portfolio LAKE OSWEGO, OR 237,660237.7k $58.1m $58.1m 17.47% Reduced -42 -42
80 BANK OF NOVA SCOTIA 0.17% of their portfolio TORONTO, A6 229,000229.0k $56.0m $56.0m 0.17% Unchanged
81 IEQ CAPITAL, LLC 1.26% of their portfolio Foster City, CA 221,795221.8k $54.2m $54.2m 1.26% Reduced -4.2k -4,228
82 SIMON QUICK ADVISORS, LLC 5.87% of their portfolio MORRISTOWN, NJ 221,565221.6k $54.1m $54.1m 5.87% Added +15.4k +15,427
83 Avidian Wealth Enterprises, LLC 2.97% of their portfolio Houston, TX 220,793220.8k $53.9m $53.9m 2.97% Added +37.0k +37,011
84 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.81% of their portfolio LITTLE ROCK, AR 219,578219.6k $53.6m $53.6m 5.81% Reduced -446 -446
85 First Business Financial Services, Inc. 6.59% of their portfolio MADISON, WI 214,866214.9k $52.5m $52.5m 6.59% Added +4.3k +4,323
86 MV CAPITAL MANAGEMENT, INC. 7.34% of their portfolio BETHESDA, MD 213,920213.9k $52.3m $52.3m 7.34% Added +5.4k +5,403
87 Alera Investment Advisors, LLC 11.90% of their portfolio DEERFIELD, IL 211,515211.5k $51.7m $51.7m 11.90% Added +11.1k +11,102
88 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 210,507210.5k $51.4m $51.4m 0.02% Reduced -1.9m -1,895,898
89 Allen Investment Management, LLC 0.85% of their portfolio NEW YORK, NY 207,762207.8k $50.8m $50.8m 0.85% Unchanged
90 MONETA GROUP INVESTMENT ADVISORS LLC 1.20% of their portfolio ST LOUIS, MO 204,830204.8k $50.0m $50.0m 1.20% Added +22.8k +22,824
91 Baker Avenue Asset Management, LP 2.64% of their portfolio SAN FRANCISCO, CA 200,404200.4k $49.0m $49.0m 2.64% Reduced -16.4k -16,402
92 BRIDGES INVESTMENT MANAGEMENT INC 1.73% of their portfolio OMAHA, NE 199,225199.2k $48.7m $48.7m 1.73% Reduced -7.2k -7,199
93 Cambridge Investment Research Advisors, Inc. 0.24% of their portfolio FAIRFIELD, IA 196,931196.9k $48.1m $48.1m 0.24% Reduced -26.1k -26,087
94 JONES FINANCIAL COMPANIES LLLP 0.08% of their portfolio DES PERES, MO 194,546194.5k $47.5m $47.5m 0.08% Reduced -367 -367
95 BROWN ADVISORY INC 0.08% of their portfolio BALTIMORE, MD 192,651192.7k $47.1m $47.1m 0.08% Reduced -264.5k -264,548
96 Waverly Advisors, LLC 2.42% of their portfolio BIRMINGHAM, AL 189,675189.7k $46.3m $46.3m 2.42% Reduced -13.1k -13,116
97 HSBC HOLDINGS PLC 0.06% of their portfolio LONDON, X0 177,097177.1k $43.3m $43.3m 0.06% Reduced -195.6k -195,600
98 Thrivent Financial for Lutherans 0.10% of their portfolio Minneapolis, MN 175,861175.9k $42.6m $42.6m 0.10% Reduced -2.5k -2,530
99 PRINCIPAL FINANCIAL GROUP INC 0.03% of their portfolio DES MOINES, IA 174,515174.5k $42.6m $42.6m 0.03% Reduced -33.9k -33,917
100 Beacon Pointe Advisors, LLC 0.72% of their portfolio NEWPORT BEACH, CA 173,550173.6k $42.4m $42.4m 0.72% Reduced -910 -910