Vault-13

ALLIANCEBERNSTEIN L.P.

NASHVILLE, TN · CIK 1109448 · 13F filing filed 2023-05-15

SEC-registered investment adviser since 1999 · limited partnership

Other 13F filers in this group: Equitable Holdings, Inc. $16.7bn, Equitable Investment Management, LLC files a notice, Stifel Independent Advisors, LLC files a notice

As an employer

Where they work

people there (dot area)number not reportedmain officeHover or tap a dot. Australian and UK companies are placed at their business or registered address, with their staff across the whole country.

Offices

From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.

CityCountryPeople
Nashville, TN (main office)United States United States
New York, NYUnited States United States521
PuneIndia India108
Austin, TXUnited States United States85
Los Angeles, CAUnited States United States60
LondonUnited Kingdom United Kingdom57
Chicago, ILUnited States United States54
San Francisco, CAUnited States United States49
Washington, DCUnited States United States44
Houston, TXUnited States United States43
Philadelphia, PAUnited States United States36
Tampa, FLUnited States United States32
14 more cities
Boston, MAUnited States United States31
Miami, FLUnited States United States28
West Palm Beach, FLUnited States United States28
Dallas, TXUnited States United States26
TaipeiTaiwan, Republic of China Taiwan, Republic of China22
Minneapolis, MNUnited States United States22
Denver, COUnited States United States19
Cleveland, OHUnited States United States17
Seattle, WAUnited States United States17
San Diego, CAUnited States United States16
ShanghaiChina China15
Atlanta, GAUnited States United States15
Quarry BayHong Kong Hong Kong13
Stamford, CTUnited States United States12

US visa salary filings

Job titleFilingsMedianRange
Avp/Senior Research AssociateNew York, NY 4 $175,000 $130,021 – $180,000
Portfolio AnalystNew York, NY 4 $150,000 $150,000 – $175,000
Quantitative Research AnalystNew York, NY 4 $127,500 $125,000 – $175,000
Senior Quantitative AnalystNew York, NY 2 $250,000
Vp/Technical Lead DeveloperNashville, TN 2 $210,000
Vp/Electronic Product SpecialistIselin, NJ 2 $200,000
Programmer AnalystNashville, TN 2 $197,000 $144,000 – $250,000
Research AnalystNew York, NY 2 $175,000 $170,000 – $180,000
Senior Bi EngineerJersey City, NJ 2 $150,000
Ao/Quantitative AnalystNew York, NY 2 $138,070 $130,000 – $146,141
Avp Programmer AnalystNashville, TN 2 $137,298 $109,595 – $165,000
Ao/Power Bi DeveloperNashville, TN 2 $115,000
28 more job titles
Ao/Programmer AnalystNashville, TN 2 $110,000
Fund Administration AnalystNashvile, TN 2 $95,850 $83,700 – $108,000
Financial Analyst-Reporting And ForecastingNashville, TN 2 $83,000
Vp/Director, AnalystNew York, NY 1 $250,000
Vp Of Financial Planning And AnalysisNashville, TN 1 $210,000
Vice President/ Client Group FinanceNashville, TN 1 $210,000
Avp/Quart Risk DeveloperNew York, NY 1 $210,000
Vp/Programmer AnalystNew York, NY 1 $201,000
Healthcare Research AnalystNew York, NY 1 $200,000
Aem Technical LeadNashville, TN 1 $200,000
Vp/Senior Research AnalystNew York, NY 1 $191,922 $191,922 – $225,000
Avp/Senior Data EngineerNashville, TN 1 $190,000
Avp/Assistant Vice PresidentAustin, TX 1 $185,000
Technical Project ManagerNashville, TN 1 $185,000
Vp/Bi ArchitectNashville, TN 1 $180,000
Technical Lead DeveloperNashville, TN 1 $180,000
Avp/Quantitative DeveloperNew York, NY 1 $179,088 $179,088 – $275,000
Quant Research AnalystNew York, NY 1 $176,800
Emerging Markets Corporate Credit AnalystNew York, NY 1 $175,000
Vp/Associate Portfolio ManagerNew York, NY 1 $175,000
Vp/ Portfolio AnalystNew York, NY 1 $170,000
Manager Research AnalystNew York, NY 1 $167,000
Quantitative Portfolio AnalystNew York, NY 1 $164,174 $164,174 – $180,000
Lead DeveloperNew York, NY 1 $160,000
Senior Data EngineerNashville, TN 1 $159,000
Senior DeveloperNashville, TN 1 $155,000
Avp/ Senior Research AssociateNew York, NY 1 $155,000
Ao/.Net Web DeveloperNashville, TN 1 $151,149

Source: US Department of Labor, Labor Condition Application disclosure data (certified, full-time, yearly equivalent). These are the salaries the employer committed to pay the visa roles it filed for, at least the prevailing wage for the job and place; they are not the pay of all its staff. Filed by: AllianceBernstein L.P., AllianceBernstein, L.P..

In Australia

EntityRoleStaffWomenResigned
ALLIANCEBERNSTEIN INVESTMENT MANAGEMENT AUSTRALIA LIMITED Australian Public Company · Sydney responsible entityAFSL 230683
ALLIANCEBERNSTEIN AUSTRALIA LIMITED Australian Public Company · Sydney licenseeAFSL 230698

Sources: ASIC licence register, APRA, the Workplace Gender Equality Agency (employers with 100+ staff), ATO and the ABN register (Creative Commons Attribution).

In the UK

2 UK companies in the group; those with staff figures, a pay gap report, FCA authorisation or fund management as their business are listed.

CompanyTownStaffPay gap reportFCA register
ALLIANCEBERNSTEIN LIMITED Private Limited CompanyFCA: Authorised · manages investments, advises, deals London Authorisedmanages investments, advises, deals

Sources: Companies House (accounts filed electronically; the largest groups often file on paper, so their staff numbers can be missing), the UK gender pay gap service (employers with 250+ staff) and the FCA's Financial Services Register. Contains public sector information licensed under the Open Government Licence v3.0.

Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.

$233.4bn reported value +5.0% vs Q4 2022
3,175positions
22.6%in top 10
56 new 834 added 1,831 reduced 141 sold out vs Q4 2022

This report includes the holdings of 3 other managers that share the investment decisions:

Also in the report of:

Shares in two reports are counted once in each security's totals.

Holdings, Q1 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#SecurityTickerShares Value% of portfolioChangeShares change
1 MICROSOFT CORP COM MSFT MSFT 48,382,363 $13.9bn5.98% 5.98% ReducedShares held: Q3 2022 49.4m, Q4 2022 49.5m, Q1 2023 48.4m -1.1m -1,102,164 -2.2%
2 VISA INC COM CL A V V 26,210,510 $5.9bn2.53% 2.53% AddedShares held: Q3 2022 27.1m, Q4 2022 26.2m, Q1 2023 26.2m +25.7k +25,661 0.1%
3 ALPHABET INC CAP STK CL C GOOG GOOG 52,501,650 $5.5bn2.34% 2.34% ReducedShares held: Q3 2022 63.2m, Q4 2022 53.9m, Q1 2023 52.5m -1.4m -1,385,226 -2.6%
4 UNITEDHEALTH GROUP INC COM UNH UNH 11,350,080 $5.4bn2.30% 2.30% AddedShares held: Q3 2022 10.1m, Q4 2022 10.5m, Q1 2023 11.4m +850.8k +850,786 8.1%
5 AMAZON COM INC COM AMZN AMZN 50,523,564 $5.2bn2.24% 2.24% AddedShares held: Q3 2022 47.9m, Q4 2022 47.5m, Q1 2023 50.5m +3.0m +3,002,311 6.3%
6 APPLE INC COM AAPL AAPL 31,069,028 $5.1bn2.20% 2.20% ReducedShares held: Q3 2022 35.2m, Q4 2022 31.9m, Q1 2023 31.1m -834.4k -834,440 -2.6%
7 NVIDIA CORPORATION COM NVDA NVDA 12,014,855 $3.3bn1.43% 1.43% ReducedShares held: Q3 2022 14.1m, Q4 2022 12.9m, Q1 2023 12.0m -896.3k -896,258 -6.9%
8 ZOETIS INC CL A ZTS ZTS 18,598,082 $3.1bn1.33% 1.33% ReducedShares held: Q3 2022 19.1m, Q4 2022 19.5m, Q1 2023 18.6m -912.1k -912,130 -4.7%
9 VERTEX PHARMACEUTICALS INC COM VRTX VRTX 8,373,273 $2.6bn1.13% 1.13% ReducedShares held: Q3 2022 9.1m, Q4 2022 9.1m, Q1 2023 8.4m -696.3k -696,307 -7.7%
10 NIKE INC CL B NKE NKE 20,878,182 $2.6bn1.10% 1.10% AddedShares held: Q3 2022 22.5m, Q4 2022 18.0m, Q1 2023 20.9m +2.9m +2,856,736 15.8%
11 COSTCO WHSL CORP NEW COM COST COST 4,986,381 $2.5bn1.06% 1.06% AddedShares held: Q3 2022 4.7m, Q4 2022 4.9m, Q1 2023 5.0m +69.3k +69,342 1.4%
12 HOME DEPOT INC COM HD HD 7,537,463 $2.2bn0.95% 0.95% ReducedShares held: Q3 2022 9.7m, Q4 2022 9.2m, Q1 2023 7.5m -1.6m -1,646,600 -17.9%
13 QUALCOMM INC COM QCOM QCOM 16,864,387 $2.2bn0.92% 0.92% ReducedShares held: Q3 2022 17.9m, Q4 2022 18.0m, Q1 2023 16.9m -1.1m -1,135,761 -6.3%
14 MONSTER BEVERAGE CORP NEW COM MNST MNST 37,875,012 $2.0bn0.88% 0.88% ReducedShares held: Q3 2022 40.4m, Q4 2022 38.8m, Q1 2023 37.9m -889.5k -889,522 -2.3%
15 ADOBE INC COM ADBE ADBE 5,197,408 $2.0bn0.86% 0.86% AddedShares held: Q3 2022 4.6m, Q4 2022 4.6m, Q1 2023 5.2m +605.9k +605,905 13.2%
16 AUTOMATIC DATA PROCESSING IN COM ADP ADP 8,843,349 $2.0bn0.84% 0.84% ReducedShares held: Q3 2022 9.2m, Q4 2022 9.0m, Q1 2023 8.8m -146.1k -146,094 -1.6%
17 MASTERCARD INCORPORATED CL A MA MA 5,367,176 $2.0bn0.84% 0.84% ReducedShares held: Q3 2022 5.7m, Q4 2022 5.6m, Q1 2023 5.4m -234.2k -234,230 -4.2%
18 FORTINET INC COM FTNT FTNT 28,263,105 $1.9bn0.80% 0.80% AddedShares held: Q3 2022 23.1m, Q4 2022 26.6m, Q1 2023 28.3m +1.7m +1,655,428 6.2%
19 INTUITIVE SURGICAL INC COM NEW ISRG ISRG 7,004,871 $1.8bn0.77% 0.77% ReducedShares held: Q3 2022 6.8m, Q4 2022 7.4m, Q1 2023 7.0m -368.6k -368,602 -5.0%
20 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B BRK.B 5,585,003 $1.7bn0.74% 0.74% AddedShares held: Q3 2022 5.5m, Q4 2022 5.4m, Q1 2023 5.6m +162.3k +162,306 3.0%
21 EDWARDS LIFESCIENCES CORP COM EW EW 20,445,472 $1.7bn0.72% 0.72% ReducedShares held: Q3 2022 17.2m, Q4 2022 21.9m, Q1 2023 20.4m -1.4m -1,428,808 -6.5%
22 IDEXX LABS INC COM IDXX IDXX 3,378,303 $1.7bn0.72% 0.72% AddedShares held: Q3 2022 2.9m, Q4 2022 3.2m, Q1 2023 3.4m +137.6k +137,593 4.2%
23 ARISTA NETWORKS INC COM COM 9,551,774 $1.6bn0.69% 0.69% ReducedShares held: Q3 2022 10.6m, Q4 2022 10.2m, Q1 2023 9.6m -671.6k -671,619 -6.6%
24 ELI LILLY & CO COM LLY LLY 4,553,514 $1.6bn0.67% 0.67% AddedShares held: Q3 2022 2.1m, Q4 2022 2.0m, Q1 2023 4.6m +2.6m +2,568,469 129.4%
25 MSCI INC COM MSCI MSCI 2,610,493 $1.5bn0.63% 0.63% AddedShares held: Q3 2022 1.5m, Q4 2022 2.4m, Q1 2023 2.6m +227.9k +227,932 9.6%
26 ISHARES TR CORE S&P500 ETF IVV IVV 3,443,789 $1.4bn0.61% 0.61% AddedShares held: Q3 2022 3.1m, Q4 2022 3.3m, Q1 2023 3.4m +178.1k +178,109 5.5%
27 VEEVA SYS INC CL A COM VEEV VEEV 7,455,241 $1.4bn0.59% 0.59% AddedShares held: Q3 2022 5.9m, Q4 2022 7.4m, Q1 2023 7.5m +92.4k +92,380 1.2%
28 COPART INC COM CPRT CPRT 18,054,505 $1.4bn0.58% 0.58% AddedShares held: Q3 2022 18.0m, Q4 2022 17.5m, Q1 2023 18.1m +534.7k +534,730 3.0%
29 PROGRESSIVE CORP COM PGR PGR 9,351,323 $1.3bn0.57% 0.57% AddedShares held: Q3 2022 8.8m, Q4 2022 9.3m, Q1 2023 9.4m +24.4k +24,397 0.3%
30 ELEVANCE HEALTH INC COM ELV ELV 2,841,726 $1.3bn0.56% 0.56% AddedShares held: Q3 2022 2.6m, Q4 2022 2.5m, Q1 2023 2.8m +334.9k +334,912 13.4%
31 COCA COLA CO COM KO KO 21,001,393 $1.3bn0.56% 0.56% AddedShares held: Q3 2022 19.1m, Q4 2022 18.8m, Q1 2023 21.0m +2.2m +2,195,369 11.7%
32 META PLATFORMS INC CL A META META 6,102,827 $1.3bn0.55% 0.55% AddedShares held: Q3 2022 11.1m, Q4 2022 6.1m, Q1 2023 6.1m +12.9k +12,933 0.2%
33 ROPER TECHNOLOGIES INC COM ROP ROP 2,898,204 $1.3bn0.55% 0.55% AddedShares held: Q3 2022 2.4m, Q4 2022 2.5m, Q1 2023 2.9m +415.1k +415,110 16.7%
34 JOHNSON & JOHNSON COM JNJ JNJ 8,155,191 $1.3bn0.54% 0.54% AddedShares held: Q3 2022 7.1m, Q4 2022 7.8m, Q1 2023 8.2m +351.5k +351,509 4.5%
35 ALPHABET INC CAP STK CL A GOOGL GOOGL 11,366,739 $1.2bn0.51% 0.51% ReducedShares held: Q3 2022 12.0m, Q4 2022 12.7m, Q1 2023 11.4m -1.3m -1,327,584 -10.5%
36 ORACLE CORP COM ORCL ORCL 12,063,111 $1.1bn0.48% 0.48% ReducedShares held: Q3 2022 12.9m, Q4 2022 12.8m, Q1 2023 12.1m -766.1k -766,058 -6.0%
37 AMPHENOL CORP CL A APH APH 13,563,154 $1.1bn0.47% 0.47% ReducedShares held: Q3 2022 17.5m, Q4 2022 16.5m, Q1 2023 13.6m -3.0m -2,985,919 -18.0%
38 ISHARES TR CORE MSCI TOTAL IXUS IXUS 17,754,781 $1.1bn0.47% 0.47% ReducedShares held: Q3 2022 16.2m, Q4 2022 20.6m, Q1 2023 17.8m -2.8m -2,840,284 -13.8%
39 GOLDMAN SACHS GROUP INC COM GS GS 3,350,885 $1.1bn0.47% 0.47% AddedShares held: Q3 2022 3.2m, Q4 2022 3.1m, Q1 2023 3.4m +240.4k +240,397 7.7%
40 PROCTER AND GAMBLE CO COM PG PG 7,361,935 $1.1bn0.47% 0.47% ReducedShares held: Q3 2022 6.6m, Q4 2022 9.5m, Q1 2023 7.4m -2.1m -2,100,575 -22.2%
41 COMCAST CORP NEW CL A CMCSA CMCSA 28,229,211 $1.1bn0.46% 0.46% ReducedShares held: Q3 2022 32.7m, Q4 2022 32.4m, Q1 2023 28.2m -4.2m -4,183,367 -12.9%
42 EPAM SYS INC COM EPAM EPAM 3,570,403 $1.1bn0.46% 0.46% AddedShares held: Q3 2022 2.8m, Q4 2022 3.5m, Q1 2023 3.6m +81.1k +81,116 2.3%
43 MERCK & CO INC COM MRK MRK 9,995,236 $1.1bn0.46% 0.46% AddedShares held: Q3 2022 7.4m, Q4 2022 8.8m, Q1 2023 10.0m +1.2m +1,168,389 13.2%
44 IQVIA HLDGS INC COM IQV IQV 4,989,911 $992.4m0.43% 0.43% AddedShares held: Q3 2022 5.2m, Q4 2022 5.0m, Q1 2023 5.0m +11.8k +11,776 0.2%
45 PAYPAL HLDGS INC COM PYPL PYPL 12,889,396 $978.8m0.42% 0.42% ReducedShares held: Q3 2022 11.3m, Q4 2022 17.1m, Q1 2023 12.9m -4.2m -4,244,514 -24.8%
46 SCHWAB CHARLES CORP COM SCHW SCHW 18,151,760 $950.8m0.41% 0.41% ReducedShares held: Q3 2022 20.8m, Q4 2022 19.3m, Q1 2023 18.2m -1.1m -1,130,075 -5.9%
47 BROADCOM INC COM AVGO AVGO 1,479,357 $949.1m0.41% 0.41% AddedShares held: Q3 2022 1.5m, Q4 2022 1.4m, Q1 2023 1.5m +47.5k +47,511 3.3%
48 JPMORGAN CHASE & CO COM JPM JPM 7,219,695 $940.8m0.40% 0.40% AddedShares held: Q3 2022 6.3m, Q4 2022 6.5m, Q1 2023 7.2m +718.5k +718,463 11.1%
49 DISNEY WALT CO COM DIS DIS 9,379,282 $939.1m0.40% 0.40% AddedShares held: Q3 2022 9.0m, Q4 2022 9.0m, Q1 2023 9.4m +351.7k +351,747 3.9%
50 MOTOROLA SOLUTIONS INC COM NEW MSI MSI 3,276,720 $937.6m0.40% 0.40% ReducedShares held: Q3 2022 3.0m, Q4 2022 3.5m, Q1 2023 3.3m -230.0k -230,017 -6.6%
51 ABBOTT LABS COM ABT ABT 9,250,821 $936.7m0.40% 0.40% ReducedShares held: Q3 2022 12.2m, Q4 2022 9.3m, Q1 2023 9.3m -35.9k -35,907 -0.4%
52 CDW CORP COM CDW CDW 4,781,076 $931.8m0.40% 0.40% ReducedShares held: Q3 2022 5.2m, Q4 2022 5.0m, Q1 2023 4.8m -196.9k -196,946 -4.0%
53 EATON CORP PLC SHS ETN ETN 5,410,292 $927.0m0.40% 0.40% AddedShares held: Q3 2022 5.1m, Q4 2022 5.0m, Q1 2023 5.4m +375.2k +375,241 7.5%
54 APTIV PLC SHS 99911EUR 99911EUR 8,213,249 $921.4m0.39% 0.39% AddedShares held: Q3 2022 8.6m, Q4 2022 7.8m, Q1 2023 8.2m +376.1k +376,067 4.8%
55 EXXON MOBIL CORP COM XOM XOM 8,369,068 $917.8m0.39% 0.39% ReducedShares held: Q3 2022 7.9m, Q4 2022 8.5m, Q1 2023 8.4m -106.8k -106,754 -1.3%
56 AMERICAN TOWER CORP NEW COM AMT AMT 4,457,031 $910.7m0.39% 0.39% AddedShares held: Q3 2022 3.9m, Q4 2022 4.1m, Q1 2023 4.5m +403.1k +403,084 9.9%
57 WELLS FARGO CO NEW COM WFC WFC 23,899,872 $893.4m0.38% 0.38% ReducedShares held: Q3 2022 28.2m, Q4 2022 28.0m, Q1 2023 23.9m -4.1m -4,084,629 -14.6%
58 THERMO FISHER SCIENTIFIC INC COM TMO TMO 1,540,807 $888.1m0.38% 0.38% ReducedShares held: Q3 2022 1.7m, Q4 2022 1.6m, Q1 2023 1.5m -106.4k -106,434 -6.5%
59 ILLUMINA INC COM ILMN ILMN 3,801,321 $884.0m0.38% 0.38% ReducedShares held: Q3 2022 1.6m, Q4 2022 3.9m, Q1 2023 3.8m -68.1k -68,082 -1.8%
60 SERVICENOW INC COM NOW NOW 1,788,179 $831.0m0.36% 0.36% AddedShares held: Q3 2022 1.4m, Q4 2022 1.2m, Q1 2023 1.8m +611.1k +611,072 51.9%
61 CHEVRON CORP NEW COM CVX CVX 5,023,314 $819.6m0.35% 0.35% AddedShares held: Q3 2022 4.1m, Q4 2022 4.8m, Q1 2023 5.0m +199.6k +199,581 4.1%
62 RTX CORPORATION COM RTX RTX 8,260,490 $808.9m0.35% 0.35% AddedShares held: Q3 2022 9.1m, Q4 2022 6.7m, Q1 2023 8.3m +1.6m +1,561,927 23.3%
63 MEDTRONIC PLC SHS MDT MDT 9,962,867 $803.2m0.34% 0.34% AddedShares held: Q3 2022 9.7m, Q4 2022 9.9m, Q1 2023 10.0m +79.8k +79,845 0.8%
64 WALMART INC COM WMT WMT 5,402,423 $796.6m0.34% 0.34% ReducedShares held: Q3 2022 5.7m, Q4 2022 5.4m, Q1 2023 5.4m -4.4k -4,391 -0.1%
65 NXP SEMICONDUCTORS N V COM NXPI NXPI 4,200,901 $783.4m0.34% 0.34% ReducedShares held: Q3 2022 4.5m, Q4 2022 4.4m, Q1 2023 4.2m -215.9k -215,852 -4.9%
66 OTIS WORLDWIDE CORP COM OTIS OTIS 9,240,178 $779.9m0.33% 0.33% AddedShares held: Q3 2022 9.6m, Q4 2022 9.1m, Q1 2023 9.2m +134.3k +134,333 1.5%
67 ISHARES TR CORE S&P TTL STK ITOT ITOT 8,408,502 $761.4m0.33% 0.33% AddedShares held: Q3 2022 8.1m, Q4 2022 8.2m, Q1 2023 8.4m +256.2k +256,161 3.1%
68 CHIPOTLE MEXICAN GRILL INC COM CMG CMG 437,103 $746.7m0.32% 0.32% AddedShares held: Q3 2022 371.2k, Q4 2022 402.0k, Q1 2023 437.1k +35.1k +35,101 8.7%
69 TJX COS INC NEW COM TJX TJX 9,249,646 $724.8m0.31% 0.31% ReducedShares held: Q3 2022 11.1m, Q4 2022 10.2m, Q1 2023 9.2m -988.6k -988,632 -9.7%
70 TRACTOR SUPPLY CO COM TSCO TSCO 3,051,486 $717.2m0.31% 0.31% AddedShares held: Q3 2022 1.2m, Q4 2022 2.2m, Q1 2023 3.1m +892.5k +892,478 41.3%
71 LINDE PLC SHS LIN LIN 2,003,601 $712.2m0.31% 0.31% NewShares held: Q3 2022 0, Q4 2022 0, Q1 2023 2.0m
72 DOLLAR GEN CORP NEW COM DG DG 3,382,838 $712.0m0.31% 0.31% AddedShares held: Q3 2022 1.4m, Q4 2022 3.2m, Q1 2023 3.4m +189.7k +189,711 5.9%
73 METTLER TOLEDO INTERNATIONAL COM MTD MTD 463,076 $708.6m0.30% 0.30% ReducedShares held: Q3 2022 462.3k, Q4 2022 532.1k, Q1 2023 463.1k -69.0k -69,032 -13.0%
74 CONSTELLATION BRANDS INC CL A STZ STZ 3,122,444 $705.3m0.30% 0.30% AddedShares held: Q3 2022 3.1m, Q4 2022 3.1m, Q1 2023 3.1m +53.6k +53,562 1.8%
75 PEPSICO INC COM PEP PEP 3,852,313 $702.3m0.30% 0.30% ReducedShares held: Q3 2022 4.3m, Q4 2022 4.5m, Q1 2023 3.9m -607.0k -607,018 -13.6%
76 DEERE & CO COM DE DE 1,660,331 $685.5m0.29% 0.29% AddedShares held: Q3 2022 1.6m, Q4 2022 1.6m, Q1 2023 1.7m +103.2k +103,161 6.6%
77 TESLA INC COM TSLA TSLA 3,287,170 $682.0m0.29% 0.29% ReducedShares held: Q3 2022 3.5m, Q4 2022 3.3m, Q1 2023 3.3m -39.4k -39,441 -1.2%
78 AUTODESK INC COM ADSK ADSK 3,251,430 $676.8m0.29% 0.29% ReducedShares held: Q3 2022 3.4m, Q4 2022 3.5m, Q1 2023 3.3m -227.1k -227,075 -6.5%
79 ABBVIE INC COM ABBV ABBV 3,993,834 $636.5m0.27% 0.27% AddedShares held: Q3 2022 3.9m, Q4 2022 4.0m, Q1 2023 4.0m +4.1k +4,097 0.1%
80 CADENCE DESIGN SYSTEM INC COM CDNS CDNS 2,999,537 $630.2m0.27% 0.27% AddedShares held: Q3 2022 410.3k, Q4 2022 3.0m, Q1 2023 3.0m +45.2k +45,234 1.5%
81 SYNOPSYS INC COM SNPS SNPS 1,631,500 $630.2m0.27% 0.27% ReducedShares held: Q3 2022 392.5k, Q4 2022 1.8m, Q1 2023 1.6m -141.7k -141,716 -8.0%
82 BOOKING HOLDINGS INC COM BKNG BKNG 233,874 $620.3m0.27% 0.27% ReducedShares held: Q3 2022 183.1k, Q4 2022 295.9k, Q1 2023 233.9k -62.0k -62,017 -21.0%
83 IDEX CORP COM IEX IEX 2,684,172 $620.1m0.27% 0.27% ReducedShares held: Q3 2022 2.7m, Q4 2022 2.7m, Q1 2023 2.7m -52.4k -52,384 -1.9%
84 AMETEK INC COM AME AME 4,220,454 $613.4m0.26% 0.26% ReducedShares held: Q3 2022 4.7m, Q4 2022 4.8m, Q1 2023 4.2m -577.5k -577,460 -12.0%
85 EOG RES INC COM EOG EOG 5,309,678 $608.6m0.26% 0.26% ReducedShares held: Q3 2022 5.7m, Q4 2022 5.9m, Q1 2023 5.3m -590.5k -590,469 -10.0%
86 DISH NETWORK CORPORATION NOTE 3.375% 8/1 · principal DISH 3.375 08.15.26 · principal DISH 3.375 08.15.26 11,604,000 $597.6m0.26% 0.26% UnchangedPrincipal held: Q3 2022 11.6m, Q4 2022 11.6m, Q1 2023 11.6m
87 ASML HOLDING N V N Y REGISTRY SHS ASML ASML 873,196 $594.4m0.25% 0.25% ReducedShares held: Q3 2022 769.9k, Q4 2022 981.7k, Q1 2023 873.2k -108.5k -108,463 -11.1%
88 ACCENTURE PLC IRELAND SHS CLASS A ACN ACN 2,060,926 $589.0m0.25% 0.25% AddedShares held: Q3 2022 1.7m, Q4 2022 1.9m, Q1 2023 2.1m +112.2k +112,248 5.8%
89 COOPER COS INC COM NEW COM NEW 1,565,656 $584.6m0.25% 0.25% ReducedShares held: Q3 2022 1.6m, Q4 2022 1.6m, Q1 2023 1.6m -7.1k -7,090 -0.5%
90 GILEAD SCIENCES INC COM GILD GILD 6,985,819 $579.6m0.25% 0.25% AddedShares held: Q3 2022 1.8m, Q4 2022 3.9m, Q1 2023 7.0m +3.1m +3,096,039 79.6%
91 TYLER TECHNOLOGIES INC COM TYL TYL 1,620,230 $574.6m0.25% 0.25% ReducedShares held: Q3 2022 1.4m, Q4 2022 1.7m, Q1 2023 1.6m -99.0k -99,027 -5.8%
92 STARBUCKS CORP COM SBUX SBUX 5,278,395 $549.6m0.24% 0.24% ReducedShares held: Q3 2022 6.1m, Q4 2022 5.7m, Q1 2023 5.3m -393.9k -393,896 -6.9%
93 DANAHER CORPORATION COM DHR DHR 2,172,946 $547.7m0.23% 0.23% ReducedShares held: Q3 2022 2.7m, Q4 2022 2.5m, Q1 2023 2.2m -352.0k -351,975 -13.9%
94 SHERWIN WILLIAMS CO COM SHW SHW 2,427,821 $545.7m0.23% 0.23% ReducedShares held: Q3 2022 2.0m, Q4 2022 2.8m, Q1 2023 2.4m -325.5k -325,509 -11.8%
95 MANHATTAN ASSOCIATES INC COM MANH MANH 3,510,211 $543.6m0.23% 0.23% ReducedShares held: Q3 2022 3.8m, Q4 2022 3.7m, Q1 2023 3.5m -201.2k -201,162 -5.4%
96 CSX CORP COM CSX CSX 18,095,768 $541.8m0.23% 0.23% AddedShares held: Q3 2022 14.5m, Q4 2022 13.3m, Q1 2023 18.1m +4.8m +4,794,739 36.0%
97 BANK AMERICA CORP COM BAC BAC 18,920,098 $541.1m0.23% 0.23% ReducedShares held: Q3 2022 20.4m, Q4 2022 21.5m, Q1 2023 18.9m -2.6m -2,623,649 -12.2%
98 AUTOZONE INC COM AZO AZO 216,216 $531.5m0.23% 0.23% ReducedShares held: Q3 2022 286.9k, Q4 2022 246.0k, Q1 2023 216.2k -29.7k -29,745 -12.1%
99 PTC INC COM PTC PTC 4,110,494 $527.1m0.23% 0.23% AddedShares held: Q3 2022 4.2m, Q4 2022 4.0m, Q1 2023 4.1m +93.7k +93,702 2.3%
100 ADVANCED MICRO DEVICES INC COM AMD AMD 5,312,231 $520.7m0.22% 0.22% AddedShares held: Q3 2022 8.8m, Q4 2022 3.7m, Q1 2023 5.3m +1.6m +1,645,805 44.9%

Sold out since Q4 2022

SecurityTickerShares held beforeValue then
LINDE PLC 99952EUR 99952EUR 1,978,587 $645.4m2.0m shares
SVB FINANCIAL GROUP SIVB SIVB 627,390 $144.4m627.4k shares
UMPQUA HLDGS CORP UMPQ UMPQ 3,972,702 $70.9m4.0m shares
LHC GROUP INC LHCG LHCG 334,149 $54.0m334.1k shares
MERIDIAN BIOSCIENCE INC VIVO VIVO 1,312,383 $43.6m1.3m shares
IAA INC 875,662 $35.0m875.7k shares
1LIFE HEALTHCARE INC 2,077,369 $34.7m2.1m shares
ALTRA INDL MOTION CORP AIMC AIMC 573,138 $34.2m573.1k shares
SIGNIFY HEALTH INC SGFY SGFY 1,167,796 $33.5m1.2m shares
STORE CAP CORP STOR STOR 949,161 $30.4m949.2k shares
SIERRA WIRELESS INC SW SW 1,014,142 $29.4m1.0m shares
MAKEMYTRIP LIMITED MAURITIUS MMYT MMYT 1,044,778 $28.8m1.0m shares
COUPA SOFTWARE INC COUP COUP 346,422 $27.4m346.4k shares
ATLAS AIR WORLDWIDE HLDGS IN AAWW AAWW 226,141 $22.8m226.1k shares
SOUTH JERSEY INDS INC SJI SJI 634,773 $22.6m634.8k shares
AVEO PHARMACEUTICALS INC AVEO AVEO 1,343,480 $20.1m1.3m shares
BANK PRINCETON NEW JERSEY BPRN BPRN 464,148 $14.7m464.1k shares
SIGNATURE BK NEW YORK N Y SBNY SBNY 126,849 $14.6m126.8k shares
FULL TRUCK ALLIANCE CO LTD YMM YMM 1,578,496 $12.6m1.6m shares
ADC THERAPEUTICS SA ADCT ADCT 2,824,956 $10.8m2.8m shares
SILVERGATE CAP CORP SICP SICP 573,473 $10.0m573.5k shares
RESOLUTE FST PRODS INC RFP RFP 408,382 $8.8m408.4k shares
GITLAB INC GTLB GTLB 162,768 $7.4m162.8k shares
ISHARES TR ITB ITB 118,488 $7.2m118.5k shares
PROFESSIONAL HLDG CORP 253,139 $7.0m253.1k shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on. The largest 25 of 47.

CompanyTickerStakeChange ScheduleLast filed
RIVERNORTH OPPORTUNITIES FD RIV · 13G · filed 2026-10-09 RIV 22.0% new 13G 2026-10-09
Heritage NOLA Bancorp, Inc. 13G · filed 2026-06-05 10.8% new 13G 2026-06-05
First Reliance Bancshares, Inc. FSRL · 13G · filed 2025-11-14 FSRL 10.8% new 13G 2025-11-14
PATHFINDER BANCORP INC MD PBHC · 13G · filed 2025-12-04 PBHC 10.1%≈ $7.7m +0.8 pts 13G 2025-12-04
AFFINITY BANCSHARES INC AFBI · 13G · filed 2026-05-18 AFBI 9.8%≈ $13.5m +1.1 pts 13G 2026-05-18
NSTS BANCORP INC 13G · filed 2024-11-15 9.7%≈ $7.1m new 13G 2024-11-15
FRANKLIN COVEY CO FC · 13G · filed 2026-02-17 FC 9.5%≈ $28.1m +1.2 pts 13G 2026-02-17
Foresight Financial Group, Inc. FGFH · 13G · filed 2026-02-17 FGFH 9.4% new 13G 2026-02-17
VERSABANK NEW VBNK · 13G · filed 2026-02-17 VBNK 9.3%≈ $61.7m +1.0 pts 13G 2026-02-17
FINWARD BANCORP FNWD · 13G · filed 2025-11-14 FNWD 9.3%≈ $14.8m +2.1 pts 13G 2025-11-14
Tri-County Financial Group Inc TYFG · 13G · filed 2026-08-14 TYFG 9.1% new 13G 2026-08-14
SPIRIT AVIATION HLDGS INC FLYYQ · 13G · filed 2025-11-14 FLYYQ 9.0% new 13G 2025-11-14
BV FINL INC BVFL · 13G · filed 2026-08-14 BVFL 8.8%≈ $16.2m -1.5 pts 13G 2026-08-14
ROCKY BRANDS INC RCKY · 13G · filed 2026-08-14 RCKY 8.6%≈ $26.7m +1.8 pts 13G 2026-08-14
DINE BRANDS GLOBAL INC DIN · 13G · filed 2025-05-14 DIN 8.6%≈ $43.0m +8.5 pts 13G 2025-05-14
SAIA INC SAIA · 13G · filed 2025-11-14 SAIA 8.5%≈ $957.5m +2.2 pts 13G 2025-11-14
SOUND FINL BANCORP INC SFBC · 13G · filed 2026-08-14 SFBC 8.4%≈ $9.3m +2.3 pts 13G 2026-08-14
ICF INTL INC ICFI · 13G · filed 2026-08-14 ICFI 7.8%≈ $103.3m new 13G 2026-08-14
AVIDBANK HLDGS INC AVBH · 13G · filed 2025-11-14 AVBH 7.8%≈ $28.2m new 13G 2025-11-14
COPT DEFENSE PROPERTIES CDP · 13G · filed 2025-11-14 CDP 7.5%≈ $307.8m +2.0 pts 13G 2025-11-14
GIBRALTAR INDS INC ROCK · 13G · filed 2026-05-18 ROCK 7.4%≈ $99.2m +1.6 pts 13G 2026-05-18
TENNANT CO TNC · 13G · filed 2026-08-14 TNC 7.1%≈ $106.5m new 13G 2026-08-14
GLEN BURNIE BANCORP GLBZ · 13G · filed 2025-08-13 GLBZ 6.9% +1.5 pts 13G 2025-08-13
FIFTH DIST BANCORP INC FDSB · 13G · filed 2026-08-14 FDSB 6.8%≈ $5.8m +1.8 pts 13G 2026-08-14
STRATTEC SEC CORP STRT · 13G · filed 2026-08-14 STRT 6.7%≈ $22.7m +1.5 pts 13G 2026-08-14