SVB FINANCIAL GROUP SIVB
COM · Common Stock · CUSIP 78486Q101 · ISIN US78486Q1013
89
institutional holders
-556 vs Q4 2022
742.4k
shares reported held*
$775.2kreported value*
9 new
22 added
31 reduced
550 sold out
net sold ≈ $50.4m (-55.7m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.04. Options: 3 managers hold calls ($77.1k notional), 1 hold puts ($0).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 674 |
| Q4 2022 | 645 |
| Q1 2023 | 89 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 354 | 320 |
| Q1 2023 | 31 | 581 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $190.2m | $161.4m | 0.85 |
| Q4 2022 | $179.7m | $303.5m | 1.69 |
| Q1 2023 | $77.1k | $0 | 0.00 |
Biggest buyers
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | New | +63.2k |
| TUDOR INVESTMENT CORP ET AL | Added | +34.7k |
| Baader Bank Aktiengesellschaft | New | +16.7k |
| SVB WEALTH LLC | Added | +13.5k |
| Graphene Investments SAS | Added | +10.6k |
| SILVERBACK ASSET MANAGEMENT LLC | New | +10.0k |
| KBC Group NV | Added | +7.9k |
| Douglas Lane & Associates, LLC | Added | +5.4k |
| UMB Bank, n.a. | Added | +3.1k |
| Taikang Asset Management (Hong Kong) Co Ltd | Added | +2.7k |
Biggest sellers
| VANGUARD GROUP INC | Sold out | -6.7m |
| BlackRock Inc. | Sold out | -4.8m |
| STATE STREET CORP | Sold out | -3.1m |
| Alecta Tjanstepension Omsesidigt | Sold out | -2.6m |
| JPMORGAN CHASE & CO | Reduced | -2.5m |
| Invesco Ltd. | Sold out | -1.7m |
| Artisan Partners Limited Partnership | Sold out | -1.6m |
| MORGAN STANLEY | Sold out | -1.5m |
| FRANKLIN RESOURCES INC | Sold out | -1.5m |
| GEODE CAPITAL MANAGEMENT, LLC | Sold out | -1.3m |
Biggest calls
| BARCLAYS PLC | New | $54.1k59.8k shares |
| SIMPLEX TRADING, LLC | Reduced | $23.0k25.7k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| Douglas Lane & Associates, LLC 0.00% of their portfolio | 136.6k $123.7k | Added +5.4k |
| California Public Employees Retirement System 0.00% of their portfolio | 117.1k $105.9k | Reduced -12.5k |
| SVB WEALTH LLC 0.00% of their portfolio | 105.5k $95.4k | Added +13.5k |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. 0.00% of their portfolio | 63.2k $57.2k | New |
| TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio | 41.5k $38.0k | Added +34.7k |
| KBC Group NV 0.00% of their portfolio | 41.1k $0 | Added +7.9k |
| BARCLAYS PLC 0.00% of their portfolio | 39.1k $35.3k | Reduced -80.3k |
| Taikang Asset Management (Hong Kong) Co Ltd 0.00% of their portfolio | 25.3k $180 | Added +2.7k |
| Graphene Investments SAS 0.02% of their portfolio | 23.2k $23.2k | Added +10.6k |
| Baader Bank Aktiengesellschaft 0.00% of their portfolio | 16.7k $12.8k | New |
| AMF Tjanstepension AB 0.00% of their portfolio | 15.1k $0 | Unchanged |
| Public Sector Pension Investment Board 0.00% of their portfolio | 14.1k $0 | Added +480 |
| FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 0.00% of their portfolio | 12.1k $11.0k | Reduced -1.7k |
| Skandinaviska Enskilda Banken AB (publ) 0.00% of their portfolio | 10.5k $9.0k | Reduced -114.1k |
| SHELL ASSET MANAGEMENT CO 0.00% of their portfolio | 10.4k $9.0k | Added +10 |
| SILVERBACK ASSET MANAGEMENT LLC 0.00% of their portfolio | 10.0k $9.1k | New |
| DekaBank Deutsche Girozentrale 0.00% of their portfolio | 7.4k $6.0k | Reduced -32.2k |
| Gifford Fong Associates 0.00% of their portfolio | 6.0k $5.0k | Unchanged |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.00% of their portfolio | 5.5k $5.0k | Unchanged |
| WESTPAC BANKING CORP 0.00% of their portfolio | 4.9k $4.5k | Reduced -211 |
| UMB Bank, n.a. 0.00% of their portfolio | 3.2k $2.9k | Added +3.1k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 3.0k $3.0k | Added +1.6k |
| NEW MEXICO EDUCATIONAL RETIREMENT BOARD 0.00% of their portfolio | 2.8k $2.0k | Reduced -100 |
| E. Ohman J:or Asset Management AB 0.00% of their portfolio | 2.7k $0 | Reduced -50.8k |
| Spire Wealth Management 0.00% of their portfolio | 1.9k $1.7k | Added +1.8k |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1.7k $1.5k | Reduced -3.0k |
| BI Asset Management Fondsmaeglerselskab A/S 0.00% of their portfolio | 1.6k $0 | Reduced -13.1k |
| BIT Capital GmbH 0.00% of their portfolio | 1.5k $1.4k | New |
| Achmea Investment Management B.V. 0.00% of their portfolio | 1.5k $1.0k | Unchanged |
| Systematic Alpha Investments, LLC 0.00% of their portfolio | 1.5k $1.3k | Unchanged |
| CAMBRIDGE TRUST CO 0.00% of their portfolio | 1.5k $1.3k | Reduced -407 |
| Credential Qtrade Securities Inc. 0.00% of their portfolio | 1.2k $1.1k | New |
| BESSEMER GROUP INC 0.00% of their portfolio | 1.0k $1.0k | Added +130 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.0k $919 | Reduced -2.5m |
| Bartlett & Co. LLC 0.00% of their portfolio | 885 $1.0k | Unchanged |
| BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio | 885 $801 | Unchanged |
| Banque Cantonale Vaudoise 0.00% of their portfolio | 800 $1.0k | Unchanged |
| MEEDER ASSET MANAGEMENT INC 0.00% of their portfolio | 798 $722 | New |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 756 $684 | Added +5 |
| Horizon Investments, LLC 0.00% of their portfolio | 726 $657 | Reduced -267 |
| Smithfield Trust Co 0.00% of their portfolio | 665 $0 | Unchanged |
| JTC Employer Solutions Trustee Ltd 0.02% of their portfolio | 578 $170.0k | Added +289 |
| Johnson Financial Group, Inc. 0.00% of their portfolio | 555 $503 | Reduced -39 |
| LIBERTY ONE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 501 $454 | Added +67 |
| ELEVATION WEALTH PARTNERS, LLC 0.00% of their portfolio | 500 $453 | First filing |
| TOBAM 0.00% of their portfolio | 479 $0 | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 437 $395 | Unchanged |
| Grove Bank & Trust 0.00% of their portfolio | 298 $270 | Added +18 |
| Alta Advisers Ltd 0.00% of their portfolio | 200 $181 | Unchanged |
| Performa Ltd (US), LLC 0.00% of their portfolio | 170 $154 | New |
| Endurance Wealth Management, Inc. 0.00% of their portfolio | 165 $0 | Unchanged |
| CI INVESTMENTS INC. 0.00% of their portfolio | 162 $0 | Reduced -188.4k |
| Worth Asset Management, LLC 0.00% of their portfolio | 150 $136 | Unchanged |
| Pacer Advisors, Inc. 0.00% of their portfolio | 143 $129 | Reduced -1.8k |
| CKW FINANCIAL GROUP 0.00% of their portfolio | 132 $0 | Unchanged |
| Riverview Trust Co 0.00% of their portfolio | 129 $117 | Reduced -126 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 0.00% of their portfolio | 101 $91 | Unchanged |
| Blue Trust, Inc. 0.00% of their portfolio | 101 $23.0k | Added +22 |
| Bank of New Hampshire 0.00% of their portfolio | 101 $91 | Unchanged |
| Twin Tree Management, LP 0.00% of their portfolio | 100 $91 | New |
| Quent Capital, LLC 0.00% of their portfolio | 82 $74 | Added +33 |
| EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio | 69 $62 | Reduced -34 |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 56 $51 | Reduced -63 |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 51 $46 | Added +13 |
| Knott David M Jr 0.00% of their portfolio | 48 $0 | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 39 $4.6k | Reduced -57 |
| West Oak Capital, LLC 0.00% of their portfolio | 35 $32 | Unchanged |
| Cullen/Frost Bankers, Inc. 0.00% of their portfolio | 29 $26 | Reduced -71 |
| EARNEST PARTNERS LLC 0.00% of their portfolio | 21 $19 | Unchanged |
| Ancora Advisors LLC 0.00% of their portfolio | 16 $14 | Added +6 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 14 $13 | Reduced -13.2k |
| Front Row Advisors LLC 0.00% of their portfolio | 14 $0 | Unchanged |
| HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio | 13 $0 | Reduced -8 |
| MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio | 12 $11 | Reduced -108 |
| SOA Wealth Advisors, LLC. 0.00% of their portfolio | 12 $11 | Unchanged |
| ASSETMARK, INC 0.00% of their portfolio | 10 $9 | Reduced -81 |
| SITTNER & NELSON, LLC 0.00% of their portfolio | 10 $9 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 8 $7 | Added +2 |
| Rise Advisors, LLC 0.00% of their portfolio | 8 $7 | Reduced -14 |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 6 $0 | Added +2 |
| Mariner Managed Account Solutions, LLC 0.00% of their portfolio | 4 $4 | Unchanged |
| CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio | 1 $1 | Reduced -100 |
| Silicon Valley Capital Partners 0.00% of their portfolio | 1 $1 | Reduced -5 |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 1 $1 | Reduced -31.5k |
| McClarren Financial Advisors, Inc. 0.00% of their portfolio | 1 $0 | Unchanged |
| SkyView Investment Advisors, LLC 0.00% of their portfolio | 1 $0 | New |
| Livforsakringsbolaget Skandia, Omsesidigt 0.00% of their portfolio | 0 $0 | Reduced -100 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 0 $0 | Reduced -10.9k |
| Erste Asset Management GmbH 0.00% of their portfolio | 0 $0 | Unchanged |