Vault-13

UMPQUA HLDGS CORP UMPQ

COM · Common Stock · CUSIP 904214103

3 institutional holders -345 vs Q4 2022
339339 shares reported held*
$6.2kreported value*
0 new 1 added 1 reduced 334 sold out net sold ≈ $3.4bn (-186.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.38. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 332Q4 22: 348Q1 23: 33Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022332
Q4 2022348
Q1 20233

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 165 bought or addedQ4 22: 139 cut or sold outQ4 22Q1 23: 1 bought or addedQ1 23: 335 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022165139
Q1 20231335

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $1.0mQ3 22 puts: $552.0kQ3 22P/C 0.54Q4 22 calls: $997.3kQ4 22 puts: $437.3kQ4 22P/C 0.44Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$1.0m$552.0k0.54
Q4 2022$997.3k$437.3k0.44
Q1 2023$0$0—

Biggest buyers

Blue Trust, Inc. Added +116+116

Biggest sellers

VANGUARD GROUP INC Sold out -21,864,775-21.9m
BlackRock Inc. Sold out -20,634,043-20.6m
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Sold out -13,487,897-13.5m
MACQUARIE GROUP LTD Sold out -12,367,145-12.4m
MORGAN STANLEY Sold out -9,960,086-10.0m
STATE STREET CORP Sold out -8,924,783-8.9m
DIMENSIONAL FUND ADVISORS LP Sold out -6,582,213-6.6m
ALLIANCEBERNSTEIN L.P. Sold out -3,972,702-4.0m
GEODE CAPITAL MANAGEMENT, LLC Sold out -3,666,367-3.7m
COOKE & BIELER LP Sold out -3,323,881-3.3m

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 270270 $5.0k $5.0k 0.00% Added +116 +116
2 FinTrust Capital Advisors, LLC 0.00% of their portfolio Greenville, SC 6969 $1.2k $1.2k 0.00% Unchanged
3 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Reduced -64 -64