Vault-13

ROCKY BRANDS INC RCKY

COM · Common Stock · CUSIP 774515100

117 institutional holders -3 vs Q1 2026
6,016,0256.0m shares reported held*
80.3% of all shares outstanding*
$246.5mreported value*
12 new 42 added 38 reduced 14 sold out net bought ≈ $10.6m (+257.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Shares outstanding: 7.5m as of 2026-07-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $40.98.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 68Q4 22: 68Q1 23: 67Q2 23: 60Q3 23: 65Q4 23: 77Q1 24: 73Q2 24: 87Q3 24: 93Q4 24: 88Q1 25: 89Q2 25: 93Q3 25: 105Q4 25: 101Q1 26: 120Q2 26: 117117Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202268
Q4 202268
Q1 202367
Q2 202360
Q3 202365
Q4 202377
Q1 202473
Q2 202487
Q3 202493
Q4 202488
Q1 202589
Q2 202593
Q3 2025105
Q4 2025101
Q1 2026120
Q2 2026117

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 46 bought or addedQ3 24: 35 cut or sold outQ4 24: 43 bought or addedQ4 24: 37 cut or sold outQ4 24Q1 25: 40 bought or addedQ1 25: 36 cut or sold outQ2 25: 51 bought or addedQ2 25: 36 cut or sold outQ2 25Q3 25: 55 bought or addedQ3 25: 40 cut or sold outQ4 25: 41 bought or addedQ4 25: 48 cut or sold outQ4 25Q1 26: 59 bought or addedQ1 26: 49 cut or sold outQ2 26: 54 bought or addedQ2 26: 52 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20244635
Q4 20244337
Q1 20254036
Q2 20255136
Q3 20255540
Q4 20254148
Q1 20265949
Q2 20265452

Biggest buyers

ALLIANCEBERNSTEIN L.P. Added +108,921+108.9k
FRANKLIN RESOURCES INC New +106,248+106.2k
Tieton Capital Management, LLC New +96,984+97.0k
Aristides Capital LLC Added +73,200+73.2k
Russell Investments Group, Ltd. Added +36,536+36.5k
DEPRINCE RACE & ZOLLO INC Added +32,803+32.8k
TWO SIGMA INVESTMENTS, LP Added +32,529+32.5k
BlackRock, Inc. Added +29,464+29.5k
SEGALL BRYANT & HAMILL, LLC Added +23,957+24.0k
RAYMOND JAMES FINANCIAL INC Added +22,876+22.9k

Biggest sellers

Hillsdale Investment Management Inc. Sold out -158,645-158.6k
Invesco Ltd. Reduced -34,745-34.7k
D. E. Shaw & Co., Inc. Reduced -26,953-27.0k
AMERICAN CENTURY COMPANIES INC Reduced -23,752-23.8k
Informed Momentum Co LLC Sold out -22,453-22.5k
LAZARD ASSET MANAGEMENT LLC Reduced -18,101-18.1k
Integrated Quantitative Investments LLC Sold out -16,717-16.7k
Qube Research & Technologies Ltd Reduced -16,558-16.6k
Koss-Olinger Consulting, LLC Reduced -15,307-15.3k
GOLDMAN SACHS GROUP INC Reduced -13,744-13.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
ALLIANCEBERNSTEIN L.P. 13G · institution +1.8 pts · filed 2026-08-14 8.6% +1.8 pts 647.2k≈ $26.7m 2026-08-14
RAYMOND JAMES & ASSOCIATES 13G · institution filed 2026-01-07 6.4% 480.6k≈ $19.8m 2026-01-07

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q4 24: 1 buyingQ4 24: 1 sellingQ1 25: 1 buyingQ1 25: 0 sellingQ1 25Q2 25: 1 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 5 sellingQ3 25Q4 25: 1 buyingQ4 25: 3 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 1 buyingQ3 26: 7 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20241$10.2k1$103.8k—
Q1 20251$18.6k0——
Q2 20251$4.7k0——
Q3 20250—5$677.7k—
Q4 20251$8.7k3$760.0k—
Q1 20260—0——
Q2 20260—0——
Q3 20261$24.3k7$1.2m—
DateInsiderTradeSharesPrice ValueTheir holding
2026-08-05 Moore Robert Burton Jr. Director Sold 3,000 $49.73 $149.2k3.0k shares -10%
2026-08-04 LOVELAND CURTIS A Assistant Secretary, director Sold 3,483 $50.54 $176.0k3.5k shares -4%
2026-08-04 Hahn Robyn R. Director Sold 3,000 $50.97 $152.9k3.0k shares -33%
2026-08-04 Jordan William L Director Sold 989 $51.87 $51.3k989 shares -4%
2026-08-03 Finn Michael L Director Sold 3,000 $50.97 $152.9k3.0k shares -9%
2026-07-31 Winbigler Tracie A. Director Sold 3,000 $47.45 $142.3k3.0k shares -17%
2026-07-31 Jordan William L Director Sold 2,011 $48.48 $97.5k2.0k shares -8%
2026-07-30 LOVELAND CURTIS A Assistant Secretary, director Sold 3,000 $49.62 $148.9k3.0k shares -3%
2026-07-30 Haning G Courtney Director Sold 3,000 $49.06 $147.2k3.0k shares -13%
2026-07-30 Smith Dwight Eric Director Bought 500 $48.63 $24.3k500 shares +3%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 647,175647.2k $25.1m $25.1m 0.01% Added +108.9k +108,921
2 BlackRock, Inc. 0.00% of their portfolio New York, NY 522,760522.8k $21.6m $21.6m 0.00% Added +29.5k +29,464
3 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 514,294514.3k $21.2m $21.2m 0.00% Added +8.8k +8,815
4 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 510,171510.2k $21.0m $21.0m 0.01% Added +22.9k +22,876
5 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 320,446320.4k $13.2m $13.2m 0.00% Added +144 +144
6 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 234,931234.9k $9.7m $9.7m 0.00% Reduced -23.8k -23,752
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 192,492192.5k $7.9m $7.9m 0.00% Added +19.9k +19,924
8 Aristides Capital LLC 1.96% of their portfolio LOUISVILLE, KY 185,944185.9k $7.7m $7.7m 1.96% Added +73.2k +73,200
9 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 159,508159.5k $6.6m $6.6m 0.01% Added +36.5k +36,536
10 CRAWFORD INVESTMENT COUNSEL INC 0.11% of their portfolio ATLANTA, GA 157,856157.9k $6.5m $6.5m 0.11% Added +790 +790
11 North Star Investment Management Corp. 0.35% of their portfolio CHICAGO, IL 154,175154.2k $6.4m $6.4m 0.35% Unchanged
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 150,507150.5k $6.2m $6.2m 0.00% Added +4.7k +4,697
13 LSV ASSET MANAGEMENT 0.01% of their portfolio CHICAGO, IL 144,644144.6k $6.0m $6.0m 0.01% Added +4.3k +4,300
14 DEPRINCE RACE & ZOLLO INC 0.10% of their portfolio Winter Park, FL 140,101140.1k $5.8m $5.8m 0.10% Added +32.8k +32,803
15 OBERWEIS ASSET MANAGEMENT INC/ 0.10% of their portfolio LISLE, IL 117,700117.7k $4.9m $4.9m 0.10% Reduced -300 -300
16 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.08% of their portfolio HOUSTON, TX 113,302113.3k $4.7m $4.7m 0.08% Reduced -1.3k -1,304
17 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 109,091109.1k $4.5m $4.5m 0.00% Added +2.2k +2,219
18 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 106,248106.2k $4.4m $4.4m 0.00% New
19 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 105,390105.4k $4.4m $4.4m 0.01% Added +19.9k +19,927
20 Tieton Capital Management, LLC 1.15% of their portfolio YAKIMA, WA 96,98497.0k $4.0m $4.0m 1.15% New
21 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 80,23580.2k $3.3m $3.3m 0.00% Reduced -3.3k -3,300
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 69,26369.3k $2.9m $2.9m 0.00% Added +3.2k +3,201
23 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 69,22469.2k $2.9m $2.9m 0.00% Added +32.5k +32,529
24 SEGALL BRYANT & HAMILL, LLC 0.03% of their portfolio CHICAGO, IL 65,35765.4k $2.7m $2.7m 0.03% Added +24.0k +23,957
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 64,61964.6k $2.7m $2.7m 0.00% Added +10.9k +10,943
26 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 63,84463.8k $2.6m $2.6m 0.00% Reduced -27.0k -26,953
27 VANGUARD PORTFOLIO MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 57,45857.5k $2.4m $2.4m 0.00% Reduced -3.7k -3,676
28 Empowered Funds, LLC 0.01% of their portfolio NEWTOWN SQUARE, PA 53,80253.8k $2.2m $2.2m 0.01% Added +3.7k +3,696
29 ALGERT GLOBAL LLC 0.03% of their portfolio SAN FRANCISCO, CA 52,40552.4k $2.2m $2.2m 0.03% Added +17.1k +17,111
30 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 49,50649.5k $2.0m $2.0m 0.00% Added +2.2k +2,234
31 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 48,03548.0k $2.0m $2.0m 0.00% Reduced -390 -390
32 PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio BOSTON, MA 45,60545.6k $1.9m $1.9m 0.01% Reduced -6.2k -6,187
33 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio Stamford, CT 41,95342.0k $1.7m $1.7m 0.01% Reduced -2.3k -2,267
34 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 40,74340.7k $1.7m $1.7m 0.00% Reduced -10.8k -10,830
35 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 35,17035.2k $1.5m $1.5m 0.00% Reduced -16.6k -16,558
36 SummerHaven Investment Management, LLC 0.71% of their portfolio STAMFORD, CT 32,31832.3k $1.3m $1.3m 0.71% Unchanged
37 Diamond Hill Capital Management, LLC (Investment Advisor) 0.01% of their portfolio COLUMBUS, OH 31,89031.9k $1.3m $1.3m 0.01% Added +1.3k +1,291
38 LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 26,54426.5k $1.1m $1.1m 0.00% Added +9.3k +9,285
39 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,12426.1k $1.1m $1.1m 0.00% Added +7.3k +7,350
40 RITHOLTZ WEALTH MANAGEMENT 0.02% of their portfolio NEW YORK, NY 26,09626.1k $1.1m $1.1m 0.02% Reduced -3.5k -3,463
41 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 25,02825.0k $1.0m $1.0m 0.00% Added +1.2k +1,198
42 Waterfront Wealth Inc. 0.16% of their portfolio OVERLAND PARK, KS 25,00225.0k $1.0m $1.0m 0.16% Added +17.5k +17,540
43 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 24,87524.9k $1.0m $1.0m 0.00% Reduced -11.0k -11,010
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,40822.4k $924.1k $924.1k 0.00% Reduced -13.7k -13,744
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 20,61820.6k $850.3k $850.3k 0.00% Added +2.0k +2,038
46 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 16,95016.9k $699.0k $699.0k 0.00% Reduced -1.9k -1,900
47 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 16,54616.5k $682.4k $682.4k 0.00% Reduced -13.2k -13,240
48 Verdad Advisers, LP 0.60% of their portfolio BOSTON, MA 15,25415.3k $629.1k $629.1k 0.60% Added +254 +254
49 UBS Group AG 0.00% of their portfolio ZURICH, V8 14,86814.9k $613.2k $613.2k 0.00% Added +12.3k +12,348
50 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 14,29414.3k $589.5k $589.5k 0.01% Added +8.6k +8,644
51 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 12,32212.3k $508.2k $508.2k 0.00% Reduced -34.7k -34,745
52 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 11,83611.8k $488.1k $488.1k 0.00% Added +1.2k +1,219
53 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 11,80211.8k $486.7k $486.7k 0.00% Reduced -8.8k -8,808
54 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 11,77411.8k $485.6k $485.6k 0.01% Added +2.9k +2,917
55 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 10,15310.2k $418.7k $418.7k 0.00% Added +4.1k +4,137
56 YARGER WEALTH STRATEGIES, LLC 0.14% of their portfolio WESTERVILLE, OH 9,3879.4k $377.0k $377.0k 0.14% Added +529 +529
57 BAILARD, INC. 0.01% of their portfolio Foster City, CA 9,3009.3k $383.5k $383.5k 0.01% Unchanged
58 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 8,5578.6k $352.9k $352.9k 0.00% Reduced -101 -101
59 WealthBridge Capital Management, LLC 0.07% of their portfolio WESTERVILLE, OH 8,3558.4k $344.6k $344.6k 0.07% Unchanged
60 Centiva Capital, LP 0.01% of their portfolio New York, NY 8,0968.1k $333.9k $333.9k 0.01% Reduced -2.5k -2,538
61 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,9627.0k $287.1k $287.1k 0.00% Reduced -7.9k -7,923
62 Susquehanna Portfolio Strategies, LLC 0.00% of their portfolio Bala Cynwyd, PA 6,7466.7k $278.2k $278.2k 0.00% Reduced -2.1k -2,118
63 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 6,7346.7k $277.7k $277.7k 0.00% Added +520 +520
64 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 6,4666.5k $266.7k $266.7k 0.00% Reduced -18.1k -18,101
65 Koss-Olinger Consulting, LLC 0.02% of their portfolio GAINESVILLE, FL 6,3306.3k $261.1k $261.1k 0.02% Reduced -15.3k -15,307
66 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,0756.1k $250.5k $250.5k 0.00% Added +3.4k +3,407
67 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 5,9556.0k $246.0k $246.0k 0.00% New
68 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 5,9385.9k $244.9k $244.9k 0.00% New
69 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,5335.5k $228.2k $228.2k 0.00% Reduced -1.3k -1,328
70 JAMES INVESTMENT RESEARCH, INC. 0.02% of their portfolio ALPHA, OH 5,4455.4k $224.6k $224.6k 0.02% Unchanged
71 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 4,0454.0k $166.8k $166.8k 0.00% Unchanged
72 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,5803.6k $147.6k $147.6k 0.00% Added +2.7k +2,665
73 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 3,3413.3k $137.8k $137.8k 0.00% Reduced -70 -70
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,1903.2k $132.4k $132.4k 0.00% Reduced -41 -41
75 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 3,1593.2k $130.3k $130.3k 0.00% Unchanged
76 Kemnay Advisory Services Inc. 0.02% of their portfolio New York, NY 3,0633.1k $126.3k $126.3k 0.02% New
77 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 2,8722.9k $118.0k $118.0k 0.00% Reduced -982 -982
78 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 2,7072.7k $111.6k $111.6k 0.00% Unchanged
79 State of Alaska, Department of Revenue 0.00% of their portfolio JUNEAU, AK 2,5162.5k $103.0k $103.0k 0.00% Unchanged
80 FMR LLC 0.00% of their portfolio BOSTON, MA 2,3942.4k $98.7k $98.7k 0.00% Reduced -361 -361
81 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 2,2232.2k $91.7k $91.7k 0.00% New
82 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 2,1682.2k $89.4k $89.4k 0.00% Unchanged
83 LOM Asset Management Ltd 0.02% of their portfolio Hamilton, D0 1,5001.5k $61.9k $61.9k 0.02% Unchanged
84 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,4881.5k $61.4k $61.4k 0.00% Reduced -377 -377
85 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1491.1k $47.4k $47.4k 0.00% Unchanged
86 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,1411.1k $47.1k $47.1k 0.00% Reduced -196 -196
87 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 900900 $37.1k $37.1k 0.00% Reduced -4.4k -4,400
88 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 867867 $35.8k $35.8k 0.00% Unchanged
89 Legal & General Group Plc 0.00% of their portfolio London, X0 704704 $29.0k $29.0k 0.00% Added +140 +140
90 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 588588 $24.2k $24.2k 0.00% Unchanged
91 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 463463 $19.1k $19.1k 0.00% Reduced -281 -281
92 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 375375 $15.5k $15.5k 0.00% Reduced -11 -11
93 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 338338 $14.0k $14.0k 0.00% Added +234 +234
94 Covestor Ltd 0.01% of their portfolio LONDON, X0 326326 $13.0k $13.0k 0.01% Reduced -11 -11
95 Torren Management, LLC 0.00% of their portfolio SAN DIEGO, CA 186186 $7.7k $7.7k 0.00% Unchanged
96 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 148148 $6.1k $6.1k 0.00% New
97 Sterling Capital Management LLC 0.00% of their portfolio CHARLOTTE, NC 146146 $6.0k $6.0k 0.00% Reduced -88 -88
98 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 143143 $5.9k $5.9k 0.00% Unchanged
99 HARBOR CAPITAL ADVISORS, INC. 0.00% of their portfolio CHICAGO, IL 132132 $5.0k $5.0k 0.00% Unchanged
100 Archer Investment Corp 0.00% of their portfolio Carmel, IN 104104 $4.2k $4.2k 0.00% Added +53 +53