D. E. Shaw & Co., Inc.

New York, NY · CIK 1009207 · 13F filing filed 2026-08-14

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$161.8bn reported value +27.5% vs Q1 2026

3,463positions

19.2%in top 10

617 new 1,330 added 1,174 reduced 354 sold out vs Q1 2026

Options: 770 call positions ($24.8bn notional), 600 put positions ($23.6bn notional) – listed below, not included above.

This report includes the holdings of 6 other managers that share the investment decisions:

D. E. SHAW & CO, L.P. – reports through this filing
D. E. Shaw Adviser II, L.L.C. – reports through this filing
D. E. Shaw Composite Adviser, L.L.C. – reports through this filing
D. E. Shaw Heliant Adviser, L.L.C. – reports through this filing
D. E. Shaw Investment Management, L.L.C. – reports through this filing
D. E. Shaw Multi-Asset Adviser, L.L.C. – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	14,028,230	$10.5bn6.47%	6.47%	Added +13.3m	+13,282,720 1781.7%
2	NVIDIA CORPORATION COM NVDA	NVDA	20,042,818	$4.0bn2.48%	2.48%	Added +5.3m	+5,337,603 36.3%
3	ALPHABET INC CAP STK CL A GOOGL	GOOGL	7,915,724	$2.8bn1.75%	1.75%	Added +1.1m	+1,055,455 15.4%
4	AMAZON COM INC COM AMZN	AMZN	10,945,883	$2.6bn1.61%	1.61%	Added +6.2m	+6,214,659 131.3%
5	ALPHABET INC CAP STK CL C GOOG	GOOG	6,751,217	$2.4bn1.47%	1.47%	Added +1.8m	+1,763,382 35.4%
6	META PLATFORMS INC CL A META	META	3,397,091	$1.9bn1.18%	1.18%	Added +1.5m	+1,510,567 80.1%
7	TESLA INC COM TSLA	TSLA	4,349,492	$1.8bn1.13%	1.13%	Reduced -7.9k	-7,901 -0.2%
8	ADVANCED MICRO DEVICES INC COM AMD	AMD	3,082,478	$1.8bn1.11%	1.11%	Reduced -770.8k	-770,833 -20.0%
9	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	2,133,301	$1.6bn1.01%	1.01%	Added +318.8k	+318,833 17.6%
10	APPLE INC COM AAPL	AAPL	5,603,656	$1.6bn1.00%	1.00%	Reduced -1.4m	-1,386,130 -19.8%
11	HOME DEPOT INC COM HD	HD	4,315,830	$1.5bn0.94%	0.94%	Added +555.6k	+555,621 14.8%
12	MICROSOFT CORP COM MSFT	MSFT	3,563,793	$1.3bn0.82%	0.82%	Reduced -2.6m	-2,604,177 -42.2%
13	SEAGATE TECHNOLOGY HLDNGS PL ORD SHS STX	STX	1,354,377	$1.3bn0.81%	0.81%	Added +64.8k	+64,804 5.0%
14	SANDISK CORP COM SNDK	SNDK	561,911	$1.3bn0.79%	0.79%	Reduced -611.0k	-611,017 -52.1%
15	BLOOM ENERGY CORP COM CL A BE	BE	4,158,295	$1.3bn0.78%	0.78%	Reduced -51.2k	-51,162 -1.2%
16	WESTERN DIGITAL CORP COM WDC	WDC	1,901,787	$1.2bn0.75%	0.75%	Reduced -786.4k	-786,443 -29.3%
17	INTEL CORP COM INTC	INTC	8,390,168	$1.2bn0.72%	0.72%	Reduced -8.6m	-8,566,417 -50.5%
18	GENERAL MTRS CO COM GM	GM	15,000,837	$1.2bn0.71%	0.71%	Added +2.7m	+2,682,798 21.8%
19	BOSTON SCIENTIFIC CORP COM BSX	BSX	25,457,409	$1.1bn0.67%	0.67%	Added +1.1m	+1,145,057 4.7%
20	WARNER BROS DISCOVERY INC COM SER A WBD	WBD	40,750,490	$1.1bn0.67%	0.67%	Added +25.9m	+25,861,087 173.7%
21	BROADCOM INC COM AVGO	AVGO	2,722,161	$1.0bn0.64%	0.64%	Reduced -3.8m	-3,805,547 -58.3%
22	MASTERCARD INCORPORATED CL A MA	MA	1,987,325	$1.0bn0.63%	0.63%	Added +851.1k	+851,106 74.9%
23	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	1,920,532	$961.0m0.59%	0.59%	Added +1.5m	+1,452,328 310.2%
24	CAPITAL ONE FINL CORP COM COF	COF	4,579,708	$918.8m0.57%	0.57%	Added +2.2m	+2,216,757 93.8%
25	SPACE EXPLORATION TECHN CORP CLASS A COM STK SPCX	SPCX	5,340,000	$912.4m0.56%	0.56%	New
26	MICRON TECHNOLOGY INC COM MU	MU	768,773	$887.4m0.55%	0.55%	Reduced -2.9m	-2,889,703 -79.0%
27	VISA INC COM CL A V	V	2,582,817	$886.1m0.55%	0.55%	Added +293.1k	+293,064 12.8%
28	NORFOLK SOUTHN CORP COM NSC	NSC	2,601,202	$818.3m0.51%	0.51%	Added +337.7k	+337,722 14.9%
29	COSTCO WHSL CORP NEW COM COST	COST	873,316	$817.0m0.50%	0.50%	Reduced -11.8k	-11,842 -1.3%
30	3M CO COM MMM	MMM	4,871,164	$788.7m0.49%	0.49%	Reduced -420.5k	-420,546 -8.0%
31	CITIGROUP INC COM NEW C	C	5,616,122	$786.0m0.49%	0.49%	Added +292.7k	+292,745 5.5%
32	MARVELL TECHNOLOGY INC COM MRVL	MRVL	2,504,623	$746.1m0.46%	0.46%	Added +2.2m	+2,174,103 657.8%
33	FORTINET INC COM FTNT	FTNT	4,849,811	$745.0m0.46%	0.46%	Added +2.0m	+1,982,474 69.1%
34	SHERWIN WILLIAMS CO COM SHW	SHW	2,100,884	$723.4m0.45%	0.45%	Added +614.3k	+614,302 41.3%
35	WELLS FARGO CO NEW COM WFC	WFC	8,575,688	$708.7m0.44%	0.44%	Added +6.3m	+6,332,444 282.3%
36	CELESTICA INC COM CLS	CLS	1,876,165	$684.3m0.42%	0.42%	Added +881.3k	+881,280 88.6%
37	COHERENT CORP COM COHR	COHR	1,642,670	$648.0m0.40%	0.40%	Added +1.5m	+1,530,168 1360.1%
38	INTERCONTINENTAL EXCHANGE IN COM ICE	ICE	5,145,207	$633.4m0.39%	0.39%	Added +2.7m	+2,670,742 107.9%
39	INSMED INC COM PAR $.01 INSM	INSM	5,877,959	$626.7m0.39%	0.39%	Added +252.1k	+252,134 4.5%
40	TARGA RES CORP COM TRGP	TRGP	2,279,804	$611.3m0.38%	0.38%	Reduced -148.2k	-148,221 -6.1%
41	ELI LILLY & CO COM LLY	LLY	496,563	$595.6m0.37%	0.37%	Reduced -140.8k	-140,819 -22.1%
42	LUMENTUM HLDGS INC COM LITE	LITE	668,011	$573.2m0.35%	0.35%	Added +654.0k	+654,005 4669.5%
43	INTUIT COM INTU	INTU	2,135,509	$557.4m0.34%	0.34%	Added +2.1m	+2,117,580 11810.9%
44	AMERICAN EXPRESS CO COM AXP	AXP	1,580,103	$534.5m0.33%	0.33%	Reduced -402.2k	-402,235 -20.3%
45	SCHWAB CHARLES CORP COM SCHW	SCHW	5,779,607	$533.3m0.33%	0.33%	Added +3.2m	+3,163,794 121.0%
46	ABBVIE INC COM ABBV	ABBV	2,102,316	$529.0m0.33%	0.33%	Added +1.4m	+1,429,326 212.4%
47	RTX CORPORATION COM RTX	RTX	2,760,281	$523.7m0.32%	0.32%	Added +1.5m	+1,478,237 115.3%
48	CHENIERE ENERGY INC COM NEW LNG	LNG	2,161,262	$516.6m0.32%	0.32%	Added +378.4k	+378,402 21.2%
49	SYSCO CORP COM SYY	SYY	6,047,049	$505.4m0.31%	0.31%	Added +2.1m	+2,121,521 54.0%
50	AT&T INC COM T	T	24,079,356	$498.4m0.31%	0.31%	Added +1.6m	+1,555,147 6.9%
51	ALPHABET INC DEP SHS RP1/20 A GOOGL 6.25 05.15.29 A	GOOGL 6.25 05.15.29 A	9,855,000	$498.0m0.31%	0.31%	New
52	DEVON ENERGY CORP NEW COM DVN	DVN	12,044,728	$497.7m0.31%	0.31%	Added +8.2m	+8,210,181 214.1%
53	ALPHABET INC DEP SHS RP1/20 B GOOGL 6.25 05.15.29 B	GOOGL 6.25 05.15.29 B	9,855,000	$494.0m0.31%	0.31%	New
54	CISCO SYS INC COM CSCO	CSCO	4,092,136	$480.7m0.30%	0.30%	Added +3.5m	+3,510,932 604.1%
55	CLOUDFLARE INC CL A COM NET	NET	1,947,802	$477.8m0.30%	0.30%	Added +660.6k	+660,556 51.3%
56	DIAMONDBACK ENERGY INC COM FANG	FANG	2,693,758	$473.5m0.29%	0.29%	Added +1.0m	+1,004,964 59.5%
57	AMGEN INC COM AMGN	AMGN	1,290,217	$467.2m0.29%	0.29%	Added +1.1m	+1,112,208 624.8%
58	JPMORGAN CHASE & CO COM JPM	JPM	1,413,451	$462.7m0.29%	0.29%	Reduced -2.0m	-2,044,589 -59.1%
59	STRATEGY INC NOTE 3/0 · principal MSTR 0 03.01.30 · principal	MSTR 0 03.01.30	516,995,000	$458.7m0.28%	0.28%	Added +60.0m	+60,000,000 13.1%
60	TE CONNECTIVITY PLC ORD SHS TEL	TEL	2,229,471	$449.5m0.28%	0.28%	Reduced -29.0k	-29,014 -1.3%
61	ORACLE CORP COM ORCL	ORCL	3,036,223	$445.0m0.27%	0.27%	Added +962.9k	+962,891 46.4%
62	GENERAL DYNAMICS CORP COM GD	GD	1,242,347	$440.1m0.27%	0.27%	Added +329.3k	+329,255 36.1%
63	DELL TECHNOLOGIES INC CL C DELL	DELL	973,711	$420.1m0.26%	0.26%	Added +966.1k	+966,082 12663.3%
64	LAS VEGAS SANDS CORP COM LVS	LVS	9,052,131	$418.1m0.26%	0.26%	Added +514.7k	+514,715 6.0%
65	TARGET CORP COM TGT	TGT	3,074,795	$401.6m0.25%	0.25%	Reduced -4.8m	-4,826,600 -61.1%
66	SELECT SECTOR SPDR TR ENERGY XLE	XLE	7,531,605	$400.0m0.25%	0.25%	Added +7.5m	+7,515,165 45712.7%
67	GE AEROSPACE COM NEW GE	GE	1,061,594	$396.7m0.25%	0.25%	Reduced -587.2k	-587,223 -35.6%
68	OTIS WORLDWIDE CORP COM OTIS	OTIS	5,439,203	$389.4m0.24%	0.24%	Added +2.0m	+1,984,275 57.4%
69	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	3,261,919	$380.6m0.24%	0.24%	Reduced -636.8k	-636,752 -16.3%
70	TECK RESOURCES LTD CL B TECK	TECK	6,217,769	$369.8m0.23%	0.23%	Added +1.6m	+1,558,613 33.5%
71	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	773,051	$369.2m0.23%	0.23%	Reduced -2.3m	-2,285,747 -74.7%
72	MCKESSON CORP COM MCK	MCK	483,843	$365.6m0.23%	0.23%	Added +430.5k	+430,496 807.0%
73	RIVIAN AUTOMOTIVE INC COM CL A RIVN	RIVN	20,832,777	$361.4m0.22%	0.22%	Added +12.2m	+12,203,342 141.4%
74	LIBERTY MEDIA CORP DEL COM LBTY ONE S C FWONK	FWONK	3,790,937	$360.7m0.22%	0.22%	Added +533.9k	+533,874 16.4%
75	OSCAR HEALTH INC CL A OSCR	OSCR	12,643,617	$360.6m0.22%	0.22%	Added +7.2m	+7,158,332 130.5%
76	BOOKING HOLDINGS INC COM BKNG	BKNG	2,019,094	$359.9m0.22%	0.22%	Reduced -1.6m	-1,647,131 -44.9%
77	WATERS CORP COM WAT	WAT	948,639	$355.8m0.22%	0.22%	Reduced -76.6k	-76,601 -7.5%
78	CIPHER MINING INC COM CIFR	CIFR	14,507,309	$355.4m0.22%	0.22%	Reduced -1.9m	-1,881,226 -11.5%
79	MERCK & CO INC COM MRK	MRK	2,738,023	$351.8m0.22%	0.22%	Reduced -659.6k	-659,559 -19.4%
80	STRATEGY INC NOTE 0.625% 9/1 · principal MSTR 0.625 09.15.28 · principal	MSTR 0.625 09.15.28	339,972,000	$348.4m0.22%	0.22%	Added +106.1m	+106,100,000 45.4%
81	NATERA INC COM NTRA	NTRA	1,279,255	$347.3m0.21%	0.21%	Added +787.9k	+787,919 160.4%
82	MEDTRONIC PLC SHS MDT	MDT	4,396,781	$344.0m0.21%	0.21%	Added +3.5m	+3,502,166 391.5%
83	GAMESTOP CORP NOTE 6/1 · principal GME 0 06.15.32 · principal	GME 0 06.15.32	336,725,000	$341.9m0.21%	0.21%	New
84	OREILLY AUTOMOTIVE INC COM ORLY	ORLY	3,690,454	$339.9m0.21%	0.21%	Reduced -754.2k	-754,239 -17.0%
85	CHIPOTLE MEXICAN GRILL INC COM CMG	CMG	9,906,819	$336.8m0.21%	0.21%	Reduced -4.4m	-4,449,495 -31.0%
86	FREEPORT-MCMORAN INC CL B FCX	FCX	5,332,940	$335.4m0.21%	0.21%	Reduced -3.8m	-3,816,808 -41.7%
87	CENTENE CORP DEL COM CNC	CNC	5,213,422	$334.6m0.21%	0.21%	Reduced -2.3m	-2,314,755 -30.8%
88	ALNYLAM PHARMACEUTICALS INC COM ALNY	ALNY	1,104,109	$332.4m0.21%	0.21%	Added +45.0k	+45,047 4.2%
89	SUPER MICRO COMPUTER INC NOTE 6/1 · principal SMCI 0 06.15.30 · principal	SMCI 0 06.15.30	372,692,000	$332.1m0.21%	0.21%	New
90	ASTERA LABS INC COM ALAB	ALAB	680,298	$328.6m0.20%	0.20%	Reduced -839.3k	-839,263 -55.2%
91	MP MATERIALS CORP COM CL A MP	MP	5,828,919	$326.5m0.20%	0.20%	Added +2.7m	+2,679,767 85.1%
92	PLANET LABS PBC COM CL A PL	PL	9,747,600	$322.9m0.20%	0.20%	Added +1.8m	+1,776,052 22.3%
93	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	641,637	$321.7m0.20%	0.20%	Added +338.8k	+338,789 111.9%
94	KKR & CO INC COM KKR	KKR	3,429,914	$314.8m0.19%	0.19%	Reduced -514.7k	-514,663 -13.1%
95	FIRST SOLAR INC COM FSLR	FSLR	1,319,431	$311.3m0.19%	0.19%	Added +1.3m	+1,260,255 2129.7%
96	TEXAS INSTRS INC COM TXN	TXN	1,032,082	$307.6m0.19%	0.19%	Reduced -3.3m	-3,260,295 -76.0%
97	L3HARRIS TECHNOLOGIES INC COM LHX	LHX	1,054,602	$306.5m0.19%	0.19%	Added +1.0m	+1,034,716 5203.2%
98	GOLDMAN SACHS GROUP INC COM GS	GS	299,500	$302.9m0.19%	0.19%	Added +295.8k	+295,828 8056.3%
99	EXELIXIS INC COM EXEL	EXEL	5,551,747	$302.1m0.19%	0.19%	Added +1.9m	+1,948,684 54.1%
100	UNITED AIRLS HLDGS INC COM UAL	UAL	2,158,134	$293.5m0.18%	0.18%	Added +1.5m	+1,463,660 210.8%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
WESTERN DIGITAL CORP WDC 3 11.15.28	WDC 3 11.15.28	152,584,000	$1.1bn152.6m shares
HONEYWELL INTL INC		584,732	$264.3m584.7k shares
AUTOMATIC DATA PROCESSING IN ADP	ADP	1,185,559	$240.9m1.2m shares
ISHARES BITCOIN TRUST ETF IBIT	IBIT	6,260,451	$240.5m6.3m shares
WAYFAIR INC W 3.5 11.15.28	W 3.5 11.15.28	92,655,000	$162.2m92.7m shares
CARNIVAL CORP		5,635,318	$145.8m5.6m shares
DUKE ENERGY CORP NEW DUK 4.125 04.15.26	DUK 4.125 04.15.26	112,873,000	$124.6m112.9m shares
VENTAS RLTY LTD PARTNERSHIP VTR 3.75 06.01.26	VTR 3.75 06.01.26	72,988,000	$109.3m73.0m shares
BRIDGEBIO PHARMA INC BBIO 1.75 03.01.31	BBIO 1.75 03.01.31	62,780,000	$106.5m62.8m shares
ISHARES TR SOXX	SOXX	322,500	$106.0m322.5k shares
ENVIRI CORP		4,980,660	$97.7m5.0m shares
AMERICAN WTR CAP CORP AWK 3.625 06.15.26	AWK 3.625 06.15.26	94,081,000	$93.9m94.1m shares
ISHARES INC EWY	EWY	681,987	$83.9m682.0k shares
VANECK ETF TRUST SMH	SMH	199,461	$76.5m199.5k shares
OKTA INC OKTA 0.375 06.15.26	OKTA 0.375 06.15.26	68,941,000	$68.4m68.9m shares
SEMPRA SRE	SRE	672,770	$65.4m672.8k shares
UNITED THERAPEUTICS CORP DEL UTHR	UTHR	99,106	$58.8m99.1k shares
ZEBRA TECHNOLOGIES CORPORATI ZBRA	ZBRA	269,069	$56.3m269.1k shares
OWENS CORNING NEW OC	OC	499,158	$54.0m499.2k shares
DUPONT DE NEMOURS INC DWDP	DWDP	381,254	$52.4m381.3k shares
APPLIED OPTOELECTRONICS INC		23,089,000	$51.6m23.1m shares
TRAVERE THERAPEUTICS INC TVTX 2.25 03.01.29	TVTX 2.25 03.01.29	38,285,000	$48.4m38.3m shares
CARNIVAL PLC CUK	CUK	1,581,768	$40.8m1.6m shares
SMUCKER J M CO SJM	SJM	417,302	$40.2m417.3k shares
WEC ENERGY GROUP INC WEC 4.375 06.01.29	WEC 4.375 06.01.29	30,958,000	$38.3m31.0m shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
INVESCO QQQ TR QQQ · Call	QQQ	Call	3,200,000	$2.4bn3.2m shares	Added
MICRON TECHNOLOGY INC MU · Put	MU	Put	1,047,600	$1.2bn1.0m shares	Reduced
MICRON TECHNOLOGY INC MU · Call	MU	Call	849,600	$980.7m849.6k shares	Added
ADVANCED MICRO DEVICES INC AMD · Put	AMD	Put	1,586,700	$921.7m1.6m shares	Reduced
NVIDIA CORPORATION NVDA · Put	NVDA	Put	3,907,100	$781.8m3.9m shares	Reduced
ADVANCED MICRO DEVICES INC AMD · Call	AMD	Call	1,239,900	$720.3m1.2m shares	Reduced
LUMENTUM HLDGS INC LITE · Put	LITE	Put	741,700	$636.4m741.7k shares	Added
ALPHABET INC GOOGL · Call	GOOGL	Call	1,765,700	$631.0m1.8m shares	Reduced
BLOOM ENERGY CORP BE · Put	BE	Put	2,030,400	$614.6m2.0m shares	Added
LUMENTUM HLDGS INC LITE · Call	LITE	Call	705,000	$604.9m705.0k shares	Added
AMAZON COM INC AMZN · Put	AMZN	Put	2,405,500	$573.3m2.4m shares	Added
MICROSOFT CORP MSFT · Put	MSFT	Put	1,446,200	$539.5m1.4m shares	Added
META PLATFORMS INC META · Put	META	Put	916,700	$516.4m916.7k shares	Added
WESTERN DIGITAL CORP WDC · Put	WDC	Put	784,200	$500.9m784.2k shares	Reduced
NVIDIA CORPORATION NVDA · Call	NVDA	Call	2,434,000	$487.0m2.4m shares	Reduced
ALPHABET INC GOOG · Call	GOOG	Call	1,256,700	$444.0m1.3m shares	Reduced
CIPHER MINING INC CIFR · Call	CIFR	Call	17,740,400	$434.6m17.7m shares	Unchanged
TESLA INC TSLA · Put	TSLA	Put	1,032,900	$434.4m1.0m shares	Reduced
TORONTO DOMINION BK ONT TD · Put	TD	Put	3,349,000	$406.8m3.3m shares	Added
PALANTIR TECHNOLOGIES INC PLTR · Put	PLTR	Put	3,450,500	$402.6m3.5m shares	Added
CLOUDFLARE INC NET · Call	NET	Call	1,614,400	$396.0m1.6m shares	Reduced
UNITEDHEALTH GROUP INC UNH · Put	UNH	Put	920,200	$382.5m920.2k shares	Reduced
SEAGATE TECHNOLOGY HLDNGS PL STX · Put	STX	Put	377,200	$364.0m377.2k shares	Added
APPLE INC AAPL · Call	AAPL	Call	1,245,900	$360.5m1.2m shares	Reduced
MARVELL TECHNOLOGY INC MRVL · Put	MRVL	Put	1,169,500	$348.4m1.2m shares	Reduced