Vault-13

APPLIED OPTOELECTRONICS INC

NOTE 2.750% 1/1 · CUSIP 03823UAE2

1 institutional holders -11 vs Q1 2026
7,000,0007.0m shares reported held*
$25.0mreported value*
0 new 0 added 0 reduced 11 sold out net sold ≈ $365.8m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.57.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

051015Q4 24: 10Q1 25: 13Q2 25: 14Q3 25: 14Q4 25: 15Q1 26: 12Q2 26: 11Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q4 202410
Q1 202513
Q2 202514
Q3 202514
Q4 202515
Q1 202612
Q2 20261

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 25: 6 bought or addedQ1 25: 6 cut or sold outQ1 25Q2 25: 7 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 2 bought or addedQ3 25: 2 cut or sold outQ3 25Q4 25: 6 bought or addedQ4 25: 5 cut or sold outQ4 25Q1 26: 5 bought or addedQ1 26: 11 cut or sold outQ1 26Q2 26: 0 bought or addedQ2 26: 11 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q1 202566
Q2 202574
Q3 202522
Q4 202565
Q1 2026511
Q2 2026011

Biggest buyers

None

Biggest sellers

Linden Advisors LP Sold out -44,070,000-44.1m
D. E. Shaw & Co., Inc. Sold out -23,089,000-23.1m
LAZARD ASSET MANAGEMENT LLC Sold out -14,905,000-14.9m
BNP PARIBAS FINANCIAL MARKETS Sold out -13,566,000-13.6m
Context Capital Management, LLC Sold out -7,270,000-7.3m
Graham Capital Management, L.P. Sold out -6,534,000-6.5m
ADVENT CAPITAL MANAGEMENT /DE/ Sold out -3,956,000-4.0m
FMR LLC Sold out -1,780,000-1.8m
LORD, ABBETT & CO. LLC Sold out -1,055,000-1.1m
AGF MANAGEMENT LTD Sold out -900,000-900.0k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ABSOLUTE INVESTMENT ADVISERS, LLC 2.42% of their portfolio ROSEMARY BEACH, FL 7,000,0007.0m $25.0m $25.0m 2.42% Unchanged