Vault-13

SPDR SERIES TRUST SPYV

PRTFLO S&P500 VL · ETP · CUSIP 78464A508

689 institutional holders -21 vs Q4 2022
297,897,289297.9m shares reported held*
$12.1bnreported value*
49 new 267 added 269 reduced 68 sold out net sold ≈ $1.2bn (-30.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($54.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.68. Options: 19 managers hold calls ($1.1bn notional), 4 hold puts ($969.3k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 603Q4 22: 710Q1 23: 689689Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022603
Q4 2022710
Q1 2023689

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 397 bought or addedQ4 22: 230 cut or sold outQ4 22Q1 23: 316 bought or addedQ1 23: 337 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022397230
Q1 2023316337

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bnQ3 22 calls: $396.1mQ3 22 puts: $1.5mQ3 22P/C 0.00Q4 22 calls: $487.9mQ4 22 puts: $2.3mQ4 22P/C 0.00Q1 23 calls: $1.1bnQ1 23 puts: $969.3kQ1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$396.1m$1.5m0.00
Q4 2022$487.9m$2.3m0.00
Q1 2023$1.1bn$969.3k0.00

Biggest buyers

Financial Engines Advisors L.L.C. Added +2,885,892+2.9m
Horizon Investments, LLC Added +2,385,765+2.4m
AlphaStar Capital Management, LLC Added +1,916,653+1.9m
Cerity Partners LLC Added +1,819,290+1.8m
FMR LLC Added +1,113,889+1.1m
LPL Financial LLC Added +1,090,155+1.1m
TIAA, FSB Added +907,398+907.4k
PFS INVESTMENTS INC. Added +838,777+838.8k
Perennial Investment Advisors, LLC Added +793,497+793.5k
CWM, LLC Added +666,629+666.6k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -18,078,580-18.1m
OSAIC HOLDINGS, INC. Reduced -8,729,246-8.7m
Clark Capital Management Group, Inc. Reduced -7,778,482-7.8m
Orion Portfolio Solutions, LLC Reduced -2,605,135-2.6m
BANK OF AMERICA CORP /DE/ Reduced -1,347,878-1.3m
BlackRock Inc. Sold out -1,335,362-1.3m
ROYAL BANK OF CANADA Reduced -939,054-939.1k
Ford Financial Group, LLC Reduced -825,457-825.5k
SVB WEALTH LLC Reduced -777,833-777.8k
Tradewinds Capital Management, LLC Reduced -689,351-689.4k

Biggest calls

SIMPLEX TRADING, LLC Added $293.5m5.7m shares
JANE STREET GROUP, LLC Added $292.4m6.5m shares
Twin Tree Management, LP Added $147.4m3.4m shares
IMC-Chicago, LLC Added $126.8m2.9m shares
Allianz Asset Management GmbH New $87.7m2.0m shares
JPMORGAN CHASE & CO Added $48.8m944.8k shares
Maven Securities LTD Added $29.8m440.2k shares
CTC LLC New $27.5m6.3k shares
Marathon Trading Investment Management LLC New $17.9m407.8k shares
GARDA CAPITAL PARTNERS LP Added $14.0m319.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $415.3k10.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $321.7k7.9k shares
BNP PARIBAS FINANCIAL MARKETS Reduced $162.9k40 shares
Hamilton Capital, LLC Unchanged $69.4k89.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 7.59% of their portfolio SANTA CLARA, CA 70,209,66670.2m $2.9bn $2.9bn 7.59% Added +2.9m +2,885,892
2 LPL Financial LLC 0.81% of their portfolio FORT MILL, SC 25,540,82425.5m $1.0bn $1.0bn 0.81% Added +1.1m +1,090,155
3 Hamilton Capital, LLC 26.14% of their portfolio COLUMBUS, OH 10,016,23610.0m $407.9m $407.9m 26.14% Added +6.0k +5,962
4 Valmark Advisers, Inc. 6.38% of their portfolio AKRON, OH 7,274,4577.3m $296.2m $296.2m 6.38% Added +175.3k +175,256
5 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 7,216,2857.2m $293.8m $293.8m 0.03% Reduced -688.4k -688,370
6 Allworth Financial LP 2.92% of their portfolio FOLSOM, CA 7,151,8347.2m $291.2m $291.2m 2.92% Added +252.1k +252,122
7 UBS Group AG 0.11% of their portfolio ZURICH, V8 6,029,6876.0m $245.5m $245.5m 0.11% Reduced -142.7k -142,669
8 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,709,3775.7m $232.5m $232.5m 0.03% Reduced -1.3m -1,347,878
9 Horizon Investments, LLC 6.44% of their portfolio Charlotte, NC 5,340,3125.3m $217.5m $217.5m 6.44% Added +2.4m +2,385,765
10 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 5,113,6545.1m $208.2m $208.2m 0.10% Reduced -18.1m -18,078,580
11 SVB WEALTH LLC 2.04% of their portfolio BOSTON, MA 3,586,6903.6m $146.1m $146.1m 2.04% Reduced -777.8k -777,833
12 FRANKLIN RESOURCES INC 0.07% of their portfolio San Mateo, CA 3,522,6823.5m $143.4m $143.4m 0.07% Reduced -458.9k -458,908
13 OSAIC HOLDINGS, INC. 0.26% of their portfolio SCOTTSDALE, AZ 3,385,7733.4m $137.9m $137.9m 0.26% Reduced -8.7m -8,729,246
14 Willis Johnson & Associates, Inc. 16.20% of their portfolio Houston, TX 3,351,4203.4m $136.5m $136.5m 16.20% Added +58.2k +58,152
15 NICOLET ADVISORY SERVICES, LLC 15.35% of their portfolio GREEN BAY, WI 3,285,9773.3m $133.2m $133.2m 15.35% Reduced -74.1k -74,076
16 PFS INVESTMENTS INC. 2.23% of their portfolio DULUTH, GA 3,168,0463.2m $128.4m $128.4m 2.23% Added +838.8k +838,777
17 Alesco Advisors, LLC, An ESL Co 4.26% of their portfolio Pittsford, NY 2,839,2982.8m $115.6m $115.6m 4.26% Reduced -66.4k -66,371
18 Advisory Alpha, LLC 7.08% of their portfolio HOLLAND, MI 2,738,5442.7m $111.5m $111.5m 7.08% Added +219.8k +219,800
19 Betterment LLC 0.36% of their portfolio NEW YORK, NY 2,694,4562.7m $109.7m $109.7m 0.36% Added +521.7k +521,684
20 AlphaStar Capital Management, LLC 8.90% of their portfolio CORNELIUS, NC 2,602,5832.6m $104.7m $104.7m 8.90% Added +1.9m +1,916,653
21 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,544,2452.5m $103.6m $103.6m 0.03% Reduced -939.1k -939,054
22 Raymond James Financial Services Advisors, Inc. 0.19% of their portfolio ST. PETERSBURG, FL 2,399,1712.4m $97.7m $97.7m 0.19% Reduced -329.6k -329,610
23 Equitable Holdings, Inc. 1.52% of their portfolio NEW YORK, NY 2,328,4002.3m $94.8m $94.8m 1.52% Added +56.0k +55,950
24 Mariner, LLC 0.28% of their portfolio Overland Park, KS 2,324,9022.3m $94.7m $94.7m 0.28% Added +580.1k +580,089
25 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,282,7712.3m $92.8m $92.8m 0.03% Added +374.2k +374,199
26 NorthRock Partners, LLC 9.74% of their portfolio MINNEAPOLIS, MN 2,247,8662.2m $91.5m $91.5m 9.74% Added +115.5k +115,521
27 FMR LLC 0.00% of their portfolio BOSTON, MA 2,242,9762.2m $91.3m $91.3m 0.00% Added +1.1m +1,113,889
28 TOWNSQUARE CAPITAL LLC 1.88% of their portfolio Lehi, UT 2,096,9922.1m $85.4m $85.4m 1.88% Added +70.7k +70,677
29 Lutz Financial Services LLC 9.52% of their portfolio OMAHA, NE 2,048,6182.0m $83.4m $83.4m 9.52% Added +30.5k +30,469
30 TIAA, FSB 0.30% of their portfolio ST. LOUIS, MO 2,009,8622.0m $81.8m $81.8m 0.30% Added +907.4k +907,398
31 Accredited Investors Inc. 6.02% of their portfolio EDINA, MN 1,948,6061.9m $79.3m $79.3m 6.02% Added +86.8k +86,827
32 SIMON QUICK ADVISORS, LLC 8.41% of their portfolio MORRISTOWN, NJ 1,905,6711.9m $77.6m $77.6m 8.41% Added +153.4k +153,398
33 Cerity Partners LLC 0.20% of their portfolio NEW YORK, NY 1,830,0851.8m $74.5m $74.5m 0.20% Added +1.8m +1,819,290
34 Connecticut Wealth Management, LLC 5.42% of their portfolio FARMINGTON, CT 1,759,7151.8m $71.7m $71.7m 5.42% Added +121.6k +121,629
35 AE Wealth Management LLC 0.43% of their portfolio TOPEKA, KS 1,640,9501.6m $66.8m $66.8m 0.43% Reduced -337.5k -337,478
36 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,627,5171.6m $66.3m $66.3m 0.02% Added +364.8k +364,792
37 CWM, LLC 0.43% of their portfolio OMAHA, NE 1,565,5441.6m $63.7m $63.7m 0.43% Added +666.6k +666,629
38 N.E.W. Advisory Services LLC 8.76% of their portfolio DE PERE, WI 1,479,1831.5m $60.2m $60.2m 8.76% Reduced -3.4k -3,389
39 Private Advisor Group, LLC 0.56% of their portfolio MORRISTOWN, NJ 1,452,0061.5m $59.1m $59.1m 0.56% Added +148.7k +148,663
40 MERCER GLOBAL ADVISORS INC /ADV 0.26% of their portfolio DENVER, CO 1,420,2861.4m $57.8m $57.8m 0.26% Reduced -300.9k -300,896
41 OLD NATIONAL BANCORP /IN/ 1.75% of their portfolio EVANSVILLE, IN 1,406,3471.4m $57.3m $57.3m 1.75% Added +23.7k +23,661
42 KWB Wealth 9.58% of their portfolio REDLANDS, CA 1,335,4671.3m $51.9m $51.9m 9.58% Added +16.7k +16,746
43 Magnus Financial Group LLC 8.01% of their portfolio NEW YORK, NY 1,288,9741.3m $52.5m $52.5m 8.01% Added +10.2k +10,156
44 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.53% of their portfolio OMAHA, NE 1,261,0531.3m $51.4m $51.4m 0.53% Reduced -262.9k -262,911
45 NOTTINGHAM ADVISORS, INC. 6.67% of their portfolio AMHERST, NY 1,229,6381.2m $50.1m $50.1m 6.67% Reduced -19.8k -19,842
46 Klingman & Associates, LLC 4.07% of their portfolio New York, NY 1,159,6311.2m $47.2m $47.2m 4.07% Added +11.0k +10,954
47 J.P. Morgan Private Wealth Advisors LLC 0.10% of their portfolio SAN FRANCISCO, CA 1,147,5441.1m $46.7m $46.7m 0.10% Added +376.9k +376,880
48 NICOLET BANKSHARES INC 14.80% of their portfolio GREEN BAY, WI 1,120,0761.1m $45.6m $45.6m 14.80% Reduced -17.3k -17,258
49 Janney Montgomery Scott LLC 0.18% of their portfolio PHILADELPHIA, PA 1,084,2491.1m $44.2m $44.2m 0.18% Added +73.2k +73,189
50 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 1,062,2331.1m $43.2m $43.2m 0.09% Reduced -149.8k -149,818
51 ANGELES WEALTH MANAGEMENT, LLC 6.42% of their portfolio SANTA MONICA, CA 1,060,0501.1m $43.2m $43.2m 6.42% Added +162.4k +162,419
52 Alera Investment Advisors, LLC 9.92% of their portfolio DEERFIELD, IL 1,058,3221.1m $43.1m $43.1m 9.92% Reduced -21.8k -21,842
53 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 937,553937.6k $38.2m $38.2m 0.05% Reduced -350.2k -350,196
54 Whitcomb & Hess, Inc. 14.36% of their portfolio ASHLAND, OH 930,984931.0k $37.9m $37.9m 14.36% Added +2.0k +1,956
55 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.43% of their portfolio PLYMOUTH, MN 909,105909.1k $37.0m $37.0m 0.43% Added +13.1k +13,068
56 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 888,162888.2k $36.2m $36.2m 0.08% Added +23.0k +23,011
57 Cambridge Investment Research Advisors, Inc. 0.18% of their portfolio FAIRFIELD, IA 887,725887.7k $36.1m $36.1m 0.18% Added +244.5k +244,512
58 Perennial Investment Advisors, LLC 6.52% of their portfolio Los Angeles, CA 855,111855.1k $34.8m $34.8m 6.52% Added +793.5k +793,497
59 Compton Financial Group, LLC 13.74% of their portfolio TOWSON, MD 854,438854.4k $34.8m $34.8m 13.74% Added +9.0k +9,043
60 Measured Wealth Private Client Group, LLC 13.10% of their portfolio PORTSMOUTH, NH 835,145835.1k $34.0m $34.0m 13.10% Reduced -4.0k -3,963
61 FOUNDERS FINANCIAL SECURITIES LLC 4.89% of their portfolio TOWSON, MD 831,821831.8k $33.9m $33.9m 4.89% Added +214.1k +214,107
62 First National Trust Co 1.77% of their portfolio Johnstown, PA 816,038816.0k $33.2m $33.2m 1.77% Added +1.0k +1,040
63 Cetera Advisor Networks LLC 0.24% of their portfolio EL SEGUNDO, CA 812,582812.6k $33.1m $33.1m 0.24% Reduced -211.6k -211,590
64 Roberts Financial Services LLC 7.99% of their portfolio MARQUETTE, MI 810,048810.0k $33.0m $33.0m 7.99% Reduced -332.1k -332,108
65 Brookstone Capital Management 0.63% of their portfolio WHEATON, IL 787,874787.9k $32.5m $32.5m 0.63% Reduced -105.7k -105,733
66 Corient Private Wealth LP 0.08% of their portfolio MIAMI, FL 733,195733.2k $29.9m $29.9m 0.08% Reduced -2.6k -2,636
67 MERITAGE PORTFOLIO MANAGEMENT 2.19% of their portfolio OVERLAND PARK, KS 718,147718.1k $29.2m $29.2m 2.19% Added +287.3k +287,254
68 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 10.02% of their portfolio BERMUDA RUN, NC 706,792706.8k $28.8m $28.8m 10.02% Reduced -42.2k -42,199
69 FLAGSHIP HARBOR ADVISORS, LLC 2.71% of their portfolio BOSTON, MA 706,718706.7k $28.8m $28.8m 2.71% Added +176.9k +176,879
70 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 683,274683.3k $27.8m $27.8m 0.04% Reduced -466 -466
71 BIP Wealth, LLC 2.90% of their portfolio ATLANTA, GA 647,508647.5k $26.3m $26.3m 2.90% First filing
72 Avantax Planning Partners, Inc. 1.03% of their portfolio DUBUQUE, IA 625,799625.8k $25.5m $25.5m 1.03% Added +42.3k +42,290
73 Gerber Kawasaki Wealth & Investment Management 2.01% of their portfolio SANTA MONICA, CA 624,726624.7k $25.4m $25.4m 2.01% Added +64.5k +64,537
74 INSPIRION WEALTH ADVISORS, LLC 5.05% of their portfolio LIBERTYVILLE, IL 618,443618.4k $25.2m $25.2m 5.05% Reduced -30.8k -30,849
75 Money Design Co.,Ltd. 1.47% of their portfolio TOKYO, M0 612,550612.5k $24.9m $24.9m 1.47% Reduced -555.4k -555,368
76 Choice Wealth Advisors LLC 17.87% of their portfolio WATERVILLE, ME 603,639603.6k $24.6m $24.6m 17.87% Added +3.8k +3,765
77 IHT Wealth Management, LLC 1.39% of their portfolio Chicago, IL 599,026599.0k $24.4m $24.4m 1.39% Reduced -480.6k -480,631
78 SIGNET FINANCIAL MANAGEMENT, LLC 4.00% of their portfolio PARSIPPANY, NJ 583,315583.3k $23.8m $23.8m 4.00% Added +14.7k +14,679
79 Good Life Advisors, LLC 2.93% of their portfolio READING, PA 563,427563.4k $22.9m $22.9m 2.93% Added +42.2k +42,200
80 Ackerman Capital Advisors, LLC 5.94% of their portfolio DALLAS, TX 563,360563.4k $22.9m $22.9m 5.94% Added +30.5k +30,470
81 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 546,811546.8k $22.3m $22.3m 0.01% Added +30.0k +29,956
82 Tennessee Valley Asset Management Partners 7.21% of their portfolio KNOXVILLE, TN 543,526543.5k $22.1m $22.1m 7.21% Reduced -310.9k -310,876
83 Merit Financial Group, LLC 0.80% of their portfolio ALPHARETTA, GA 539,617539.6k $22.0m $22.0m 0.80% Added +138.6k +138,552
84 Edmonds Duncan Registered Investment Advisors, LLC 6.76% of their portfolio LAWRENCE, KS 535,998536.0k $21.8m $21.8m 6.76% Reduced -999 -999
85 CREATIVE FINANCIAL DESIGNS INC /ADV 2.84% of their portfolio KOKOMO, IN 533,377533.4k $21.7m $21.7m 2.84% Added +496.1k +496,075
86 BENJAMIN F. EDWARDS & COMPANY, INC. 0.90% of their portfolio ST. LOUIS, MO 529,319529.3k $21.6m $21.6m 0.90% Reduced -85.3k -85,323
87 RIVERSEDGE ADVISORS, LLC 6.15% of their portfolio Wilmington, DE 519,173519.2k $21.1m $21.1m 6.15% Added +13.3k +13,323
88 Cetera Investment Advisers 0.18% of their portfolio SCHAUMBURG, IL 505,989506.0k $20.6m $20.6m 0.18% Reduced -331.6k -331,599
89 Pinnacle Wealth Planning Services, Inc. 3.34% of their portfolio MANSFIELD, OH 493,340493.3k $20.1m $20.1m 3.34% Added +1.3k +1,278
90 Sanchez Wealth Management Group 8.80% of their portfolio JACKSONVILLE, FL 491,031491.0k $20.0m $20.0m 8.80% Reduced -1.4k -1,436
91 VICUS CAPITAL 2.13% of their portfolio STATE COLLEGE, PA 486,614486.6k $19.8m $19.8m 2.13% Added +35.0k +35,042
92 Leicht Financial Planning & Wealth Management, Inc. 12.11% of their portfolio PARSIPPANY, NJ 482,952483.0k $19.7m $19.7m 12.11% Added +172.6k +172,605
93 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 473,644473.6k $12.3m $12.3m 0.01% Added +201.6k +201,605
94 Larson Financial Group LLC 2.02% of their portfolio ST LOUIS, MO 456,453456.5k $18.6m $18.6m 2.02% Reduced -12.7k -12,717
95 Windsor Capital Management, LLC 6.28% of their portfolio Phoenix, AZ 448,078448.1k $18.2m $18.2m 6.28% Added +2.5k +2,504
96 Rodgers & Associates, LTD 2.78% of their portfolio Lancaster, PA 439,828439.8k $17.9m $17.9m 2.78% Reduced -4.5k -4,488
97 Avior Wealth Management, LLC 1.22% of their portfolio OMAHA, NE 436,828436.8k $17.8m $17.8m 1.22% Added +12.3k +12,349
98 Pure Financial Advisors, LLC 0.81% of their portfolio SAN DIEGO, CA 427,704427.7k $17.4m $17.4m 0.81% Added +16.1k +16,129
99 One Capital Management, LLC 0.85% of their portfolio WESTLAKE VILLAGE, CA 425,691425.7k $17.3m $17.3m 0.85% Added +7.0k +6,966
100 Convergence Financial, LLC 12.71% of their portfolio COLUMBIA, MO 423,521423.5k $17.2m $17.2m 12.71% Added +19.1k +19,065