Vault-13

SPDR SER TR MDYG

S&P 400 MDCP GRW · ETP · CUSIP 78464A821

302 institutional holders +8 vs Q4 2022
18,075,19218.1m shares reported held*
$1.2bnreported value*
26 new 108 added 117 reduced 16 sold out net bought ≈ $43.9m (+640.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $67.95.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 260Q4 22: 294Q1 23: 302302Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022260
Q4 2022294
Q1 2023302

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 150 bought or addedQ4 22: 106 cut or sold outQ4 22Q1 23: 134 bought or addedQ1 23: 133 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022150106
Q1 2023134133

Biggest buyers

LPL Financial LLC Added +219,323+219.3k
OSAIC HOLDINGS, INC. Added +174,833+174.8k
WELLS FARGO & COMPANY/MN Added +147,493+147.5k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +85,922+85.9k
STIFEL FINANCIAL CORP Added +84,085+84.1k
Perennial Investment Advisors, LLC New +80,364+80.4k
ENVESTNET ASSET MANAGEMENT INC Added +78,225+78.2k
Private Advisor Group, LLC Added +66,677+66.7k
TIAA, FSB Added +42,256+42.3k
CONFLUENCE INVESTMENT MANAGEMENT LLC Added +42,227+42.2k

Biggest sellers

Ford Financial Group, LLC Sold out -82,035-82.0k
Clarus Wealth Advisors Sold out -52,398-52.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -50,998-51.0k
DENVER WEALTH MANAGEMENT, INC. Reduced -47,846-47.8k
CLARK FINANCIAL SERVICES GROUP INC /BD Sold out -45,136-45.1k
FAS Wealth Partners, Inc. Reduced -43,172-43.2k
UNIVEST FINANCIAL Corp Reduced -42,307-42.3k
McAdam, LLC Reduced -40,960-41.0k
Financial Engines Advisors L.L.C. Reduced -40,395-40.4k
AE Wealth Management LLC Reduced -31,371-31.4k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 0.31% of their portfolio SANTA CLARA, CA 1,683,7271.7m $115.2m $115.2m 0.31% Reduced -40.4k -40,395
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,199,3441.2m $82.1m $82.1m 0.06% Added +219.3k +219,323
3 First National Trust Co 3.64% of their portfolio Johnstown, PA 999,705999.7k $68.4m $68.4m 3.64% Added +24.2k +24,250
4 STIFEL FINANCIAL CORP 0.09% of their portfolio ST. LOUIS, MO 899,975900.0k $61.6m $61.6m 0.09% Added +84.1k +84,085
5 BENJAMIN F. EDWARDS & COMPANY, INC. 1.81% of their portfolio ST. LOUIS, MO 630,312630.3k $43.1m $43.1m 1.81% Added +85.9k +85,922
6 TOWNSQUARE CAPITAL LLC 0.91% of their portfolio Lehi, UT 605,296605.3k $41.4m $41.4m 0.91% Added +25.1k +25,050
7 Parcion Private Wealth LLC 4.18% of their portfolio BELLEVUE, WA 584,377584.4k $40.0m $40.0m 4.18% Added +35.0k +35,043
8 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 512,305512.3k $35.1m $35.1m 0.02% Added +78.2k +78,225
9 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 509,699509.7k $34.9m $34.9m 0.07% Added +174.8k +174,833
10 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 472,691472.7k $32.4m $32.4m 0.21% Reduced -31.4k -31,371
11 NorthRock Partners, LLC 3.43% of their portfolio MINNEAPOLIS, MN 470,825470.8k $32.2m $32.2m 3.43% Added +28.4k +28,360
12 FAS Wealth Partners, Inc. 2.86% of their portfolio LEAWOOD, KS 385,829385.8k $26.4m $26.4m 2.86% Reduced -43.2k -43,172
13 Wellspring Financial Advisors, LLC 0.12% of their portfolio CLEVELAND, OH 368,319368.3k $416.3k $416.3k 0.12% Added +1 +1
14 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.35% of their portfolio ST. LOUIS, MO 351,275351.3k $24.0m $24.0m 0.35% Added +42.2k +42,227
15 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 318,794318.8k $21.8m $21.8m 0.06% Added +28.0k +28,014
16 Klingman & Associates, LLC 1.83% of their portfolio New York, NY 311,292311.3k $21.3m $21.3m 1.83% Reduced -3.8k -3,803
17 McAdam, LLC 1.88% of their portfolio Philadelphia, PA 305,378305.4k $20.9m $20.9m 1.88% Reduced -41.0k -40,960
18 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 256,776256.8k $17.6m $17.6m 0.01% Added +147.5k +147,493
19 GHP Investment Advisors, Inc. 1.07% of their portfolio Denver, CO 245,244245.2k $16.8m $16.8m 1.07% Added +18.5k +18,512
20 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 245,007245.0k $16.8m $16.8m 0.01% Reduced -26.3k -26,327
21 Clark Capital Management Group, Inc. 0.18% of their portfolio PHILADELPHIA, PA 233,391233.4k $16.0m $16.0m 0.18% Added +9.0k +9,024
22 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 227,417227.4k $15.6m $15.6m 0.03% Added +515 +515
23 Convergence Financial, LLC 11.10% of their portfolio COLUMBIA, MO 220,137220.1k $15.1m $15.1m 11.10% Added +11.2k +11,230
24 TIAA, FSB 0.05% of their portfolio ST. LOUIS, MO 199,825199.8k $13.7m $13.7m 0.05% Added +42.3k +42,256
25 Rodgers & Associates, LTD 1.95% of their portfolio Lancaster, PA 183,701183.7k $12.6m $12.6m 1.95% Added +3.7k +3,670
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 183,048183.0k $12.5m $12.5m 0.00% Added +10.8k +10,819
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 169,208169.2k $11.6m $11.6m 0.00% Reduced -6.0k -5,993
28 Rehmann Capital Advisory Group 1.08% of their portfolio LANSING, MI 167,260167.3k $11.4m $11.4m 1.08% Added +11.3k +11,339
29 SIGNET FINANCIAL MANAGEMENT, LLC 1.93% of their portfolio PARSIPPANY, NJ 167,172167.2k $11.4m $11.4m 1.93% Added +3.3k +3,337
30 JNBA Financial Advisors 1.45% of their portfolio BLOOMINGTON, MN 163,171163.2k $11.2m $11.2m 1.45% Added +5.0k +4,973
31 WCG Wealth Advisors LLC 1.35% of their portfolio LAS VEGAS, NV 153,947153.9k $10.5m $10.5m 1.35% Added +9.4k +9,360
32 Shakespeare Wealth Management, LLC 3.60% of their portfolio Pewaukee, WI 148,153148.2k $10.1m $10.1m 3.60% Added +1.8k +1,790
33 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 144,383144.4k $9.9m $9.9m 0.09% Added +66.7k +66,677
34 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 130,815130.8k $9.0m $9.0m 0.02% Added +1.6k +1,557
35 KWB Wealth 1.55% of their portfolio REDLANDS, CA 128,332128.3k $8.4m $8.4m 1.55% Added +1.6k +1,648
36 Mariner, LLC 0.02% of their portfolio Overland Park, KS 125,065125.1k $8.6m $8.6m 0.02% Added +2.1k +2,114
37 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 124,253124.3k $8.5m $8.5m 0.01% Added +4.2k +4,173
38 ETFIDEA, LLC 3.66% of their portfolio SYRACUSE, NY 122,439122.4k $8.4m $8.4m 3.66% Reduced -82 -82
39 Diligent Investors, LLC 2.19% of their portfolio REDLANDS, CA 103,598103.6k $7.1m $7.1m 2.19% Reduced -349 -349
40 Syntegra Private Wealth Group, LLC 1.23% of their portfolio Chesterfield, MO 100,677100.7k $6.9m $6.9m 1.23% Added +2.9k +2,931
41 Prestige Wealth Management Group LLC 1.69% of their portfolio FLEMINGTON, NJ 98,05098.0k $6.7m $6.7m 1.69% Reduced -3.3k -3,311
42 Kingsview Wealth Management, LLC 0.24% of their portfolio GRANTS PASS, OR 84,19384.2k $5.8m $5.8m 0.24% Reduced -6.1k -6,087
43 Composition Wealth, LLC 0.18% of their portfolio LOS ANGELES, CA 83,23383.2k $5.7m $5.7m 0.18% Reduced -752 -752
44 Avantax Planning Partners, Inc. 0.23% of their portfolio DUBUQUE, IA 82,25782.3k $5.6m $5.6m 0.23% Reduced -1.1k -1,084
45 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 82,22282.2k $5.6m $5.6m 0.03% Reduced -15.6k -15,580
46 Perennial Investment Advisors, LLC 1.03% of their portfolio Los Angeles, CA 80,36480.4k $5.5m $5.5m 1.03% New
47 UBS Group AG 0.00% of their portfolio ZURICH, V8 78,87278.9k $5.4m $5.4m 0.00% Reduced -23.5k -23,541
48 Total Wealth Planning, LLC 1.12% of their portfolio CINCINNATI, OH 73,87273.9k $5.1m $5.1m 1.12% Reduced -497 -497
49 ERn Financial, LLC 1.11% of their portfolio MIDDLETON, WI 73,51573.5k $5.0m $5.0m 1.11% Added +24 +24
50 Veritable, L.P. 0.08% of their portfolio Newtown Square, PA 67,55567.6k $4.6m $4.6m 0.08% Reduced -3.6k -3,590
51 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 66,49566.5k $4.6m $4.6m 0.02% Added +16.8k +16,751
52 WealthShield Partners, LLC 0.72% of their portfolio CARY, NC 65,24165.2k $4.5m $4.5m 0.72% Added +1.6k +1,592
53 Koss-Olinger Consulting, LLC 0.53% of their portfolio GAINESVILLE, FL 61,89261.9k $4.2m $4.2m 0.53% Reduced -1.6k -1,619
54 WALLER FINANCIAL PLANNING GROUP, INC 1.09% of their portfolio COLUMBUS, OH 56,34656.3k $3.9m $3.9m 1.09% Reduced -15.0k -15,021
55 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.13% of their portfolio LOS ANGELES, CA 55,59555.6k $3.8m $3.8m 0.13% Reduced -312 -312
56 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 53,00053.0k $3.6m $3.6m 0.00% Reduced -16.7k -16,679
57 Gladstone Institutional Advisory LLC 0.23% of their portfolio Bedminster, NJ 52,87052.9k $3.6m $3.6m 0.23% Reduced -1.5k -1,533
58 Bernardo Wealth Planning LLC 1.43% of their portfolio HARLEYSVILLE, PA 48,69848.7k $3.3m $3.3m 1.43% Added +5.7k +5,678
59 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 48,03848.0k $3.3m $3.3m 0.03% Added +1.2k +1,206
60 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.24% of their portfolio RICHMOND, VA 47,87347.9k $3.3m $3.3m 0.24% Reduced -2.8k -2,834
61 Koshinski Asset Management, Inc. 0.31% of their portfolio DECATUR, IL 46,42946.4k $3.2m $3.2m 0.31% Reduced -1.4k -1,448
62 Laidlaw Wealth Management LLC 0.64% of their portfolio NEW YORK CITY, NY 45,82545.8k $3.1m $3.1m 0.64% Reduced -1.0k -1,009
63 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 40,73540.7k $2.8m $2.8m 0.04% Added +4.7k +4,733
64 Larson Financial Group LLC 0.30% of their portfolio ST LOUIS, MO 40,47640.5k $2.8m $2.8m 0.30% Reduced -539 -539
65 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 35,51235.5k $2.4m $2.4m 0.02% Reduced -6.3k -6,266
66 Foundations Investment Advisors, LLC 0.09% of their portfolio PHOENIX, AZ 35,35935.4k $2.4m $2.4m 0.09% Added +1.3k +1,266
67 IAG Wealth Partners, LLC 0.66% of their portfolio WAUKESHA, WI 34,74034.7k $2.4m $2.4m 0.66% Reduced -19.0k -19,013
68 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 34,63834.6k $2.4m $2.4m 0.00% Reduced -11.1k -11,123
69 Keeley-Teton Advisors, LLC 0.28% of their portfolio Chicago, IL 33,67233.7k $2.3m $2.3m 0.28% Added +78 +78
70 Denver PWM, LLC 0.97% of their portfolio DENVER, CO 32,85132.9k $2.2m $2.2m 0.97% Added +1.6k +1,639
71 Investors Research Corp 0.58% of their portfolio ATLANTA, GA 32,48732.5k $2.2m $2.2m 0.58% Reduced -1.1k -1,055
72 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 32,19632.2k $2.2m $2.2m 0.00% Reduced -6.7k -6,728
73 Thrive Capital Management, LLC 1.28% of their portfolio FORT WASHINGTON, PA 30,14330.1k $2.0m $2.0m 1.28% Added +2.6k +2,596
74 Destiny Capital Corp/CO 1.67% of their portfolio DENVER, CO 30,03130.0k $2.1m $2.1m 1.67% Reduced -279 -279
75 Windsor Wealth Management, Inc. 0.39% of their portfolio INDIANAPOLIS, IN 29,72329.7k $2.0m $2.0m 0.39% Added +5.0k +5,045
76 Barden Capital Management, Inc. 1.94% of their portfolio AUSTIN, TX 29,60429.6k $2.0m $2.0m 1.94% Added +104 +104
77 BENJAMIN EDWARDS INC 0.49% of their portfolio Clayton, MO 29,56829.6k $2.0m $2.0m 0.49% Added +3.4k +3,425
78 Courage Miller Partners, LLC 0.83% of their portfolio NORFOLK, VA 28,80728.8k $2.0m $2.0m 0.83% Added +1.3k +1,275
79 DRIVE WEALTH MANAGEMENT, LLC 0.82% of their portfolio LEHI, UT 28,78428.8k $2.0m $2.0m 0.82% Reduced -989 -989
80 Visionary Wealth Advisors 0.16% of their portfolio O'FALLON, IL 28,40128.4k $1.9m $1.9m 0.16% Added +5.8k +5,755
81 Chicago Partners Investment Group LLC 0.11% of their portfolio CHICAGO, IL 28,15528.2k $1.9m $1.9m 0.11% Added +2.7k +2,728
82 Twelve Points Wealth Management LLC 1.05% of their portfolio CONCORD, MA 26,61826.6k $1.8m $1.8m 1.05% Reduced -599 -599
83 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,40226.4k $1.8m $1.8m 0.00% Reduced -1.7k -1,688
84 DFPG INVESTMENTS, LLC 0.19% of their portfolio SANDY, UT 25,87025.9k $1.8m $1.8m 0.19% Added +2.4k +2,389
85 CHARTIST INC /CA/ 10.23% of their portfolio SEAL BEACH, CA 24,97725.0k $10.3m $10.3m 10.23% First filing
86 SCS Capital Management LLC 0.05% of their portfolio BOSTON, MA 24,78824.8k $1.7m $1.7m 0.05% Reduced -3.2k -3,166
87 Cooper Financial Group 0.44% of their portfolio IRVINE, CA 23,62523.6k $1.6m $1.6m 0.44% Added +331 +331
88 Wambolt & Associates, LLC 0.55% of their portfolio LITTLETON, CO 22,52822.5k $1.5m $1.5m 0.55% Reduced -137 -137
89 Freedom Investment Management, Inc. 0.17% of their portfolio SOUTH WINDSOR, CT 22,51722.5k $1.5m $1.5m 0.17% Reduced -1.8k -1,796
90 Asset Management Group, Inc. 0.34% of their portfolio STAMFORD, CT 22,30222.3k $1.5m $1.5m 0.34% Added +57 +57
91 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 22,21622.2k $1.5m $1.5m 0.03% Added +4.8k +4,849
92 Key Financial Inc 0.55% of their portfolio WEST CHESTER, PA 22,10622.1k $1.5m $1.5m 0.55% Reduced -9.5k -9,513
93 Occidental Asset Management, LLC 0.37% of their portfolio Burlingame, CA 21,46821.5k $1.5m $1.5m 0.37% Added +1.6k +1,566
94 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 21,24321.2k $1.5m $1.5m 0.08% Added +1.6k +1,604
95 Argent Trust Co 0.09% of their portfolio NASHVILLE, TN 20,88020.9k $1.4m $1.4m 0.09% Unchanged
96 Geneos Wealth Management Inc. 0.09% of their portfolio ENGLEWOOD, CO 20,77020.8k $1.4m $1.4m 0.09% Added +5.3k +5,344
97 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 20,34320.3k $1.4m $1.4m 0.04% Reduced -3.9k -3,944
98 SAGE FINANCIAL GROUP INC 0.16% of their portfolio W. CONSHOHOCKEN, PA 20,20820.2k $1.4m $1.4m 0.16% Added +2.8k +2,752
99 World Investment Advisors 0.29% of their portfolio LINCROFT, NJ 20,01620.0k $1.4m $1.4m 0.29% Added +178 +178
100 Centennial Wealth Advisory LLC 0.72% of their portfolio Traverse City, MI 19,75919.8k $1.4m $1.4m 0.72% Reduced -10.5k -10,528