Vault-13

ISHARES TR IJK

S&P MC 400GR ETF · ETP · CUSIP 464287606

719 institutional holders +22 vs Q4 2022
73,434,83173.4m shares reported held*
$5.2bnreported value*
67 new 213 added 227 reduced 36 sold out net bought ≈ $298.6m (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $71.21. Options: 7 managers hold calls ($107.1m notional), 1 hold puts ($243.1k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 647Q4 22: 697Q1 23: 719719Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022647
Q4 2022697
Q1 2023719

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 255 bought or addedQ4 22: 259 cut or sold outQ4 22Q1 23: 280 bought or addedQ1 23: 263 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022255259
Q1 2023280263

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $102.1mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $116.9mQ4 22 puts: $109.3kQ4 22P/C 0.00Q1 23 calls: $107.1mQ1 23 puts: $243.1kQ1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$102.1m$00.00
Q4 2022$116.9m$109.3k0.00
Q1 2023$107.1m$243.1k0.00

Biggest buyers

FMR LLC Added +3,574,707+3.6m
Main Management ETF Advisors, LLC Added +773,885+773.9k
CAPTRUST FINANCIAL ADVISORS Added +334,197+334.2k
World Investment Advisors Added +310,230+310.2k
Savant Capital, LLC Added +287,517+287.5k
Integrated Wealth Concepts LLC Added +161,696+161.7k
AMERIPRISE FINANCIAL INC Added +156,705+156.7k
Raymond James Financial Services Advisors, Inc. Added +130,571+130.6k
Main Management LLC Added +120,968+121.0k
Simplicity Solutions, LLC New +101,532+101.5k

Biggest sellers

TIEDEMANN ADVISORS, LLC Reduced -607,662-607.7k
HighTower Advisors, LLC Reduced -330,862-330.9k
BANK OF AMERICA CORP /DE/ Reduced -299,077-299.1k
WELLS FARGO & COMPANY/MN Reduced -293,652-293.7k
Cassaday & Co Wealth Management LLC Reduced -162,280-162.3k
BOKF, NA Reduced -160,212-160.2k
RAYMOND JAMES & ASSOCIATES Reduced -160,156-160.2k
MORGAN STANLEY Reduced -103,989-104.0k
CONGRESS ASSET MANAGEMENT CO Sold out -82,351-82.4k
PNC Financial Services Group, Inc. Reduced -73,492-73.5k

Biggest calls

JANE STREET GROUP, LLC Added $75.6m659.2k shares
JPMORGAN CHASE & CO Reduced $17.8m161.7k shares
IMC-Chicago, LLC Reduced $8.0m62.0k shares
Maven Securities LTD Added $3.8m29.3k shares
BW Gestao de Investimentos Ltda. New $1.8m18.0k shares
CITADEL ADVISORS LLC Reduced $135.9k1.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $243.1k3.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.19% of their portfolio SAN FRANCISCO, CA 8,581,1308.6m $613.6m $613.6m 0.19% Reduced -293.7k -293,652
2 FMR LLC 0.02% of their portfolio BOSTON, MA 7,183,1427.2m $513.7m $513.7m 0.02% Added +3.6m +3,574,707
3 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 6,681,4476.7m $477.8m $477.8m 0.05% Reduced -104.0k -103,989
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,572,1553.6m $255.4m $255.4m 0.03% Reduced -299.1k -299,077
5 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,136,4143.1m $224.3m $224.3m 0.06% Added +18.5k +18,532
6 Main Management ETF Advisors, LLC 13.89% of their portfolio SAN FRANCISCO, CA 2,289,0002.3m $163.7m $163.7m 13.89% Added +773.9k +773,885
7 PNC Financial Services Group, Inc. 0.13% of their portfolio Pittsburgh, PA 2,035,6722.0m $145.6m $145.6m 0.13% Reduced -73.5k -73,492
8 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,847,7481.8m $132.1m $132.1m 0.06% Added +7.3k +7,268
9 Financial Engines Advisors L.L.C. 0.33% of their portfolio SANTA CLARA, CA 1,719,1671.7m $122.9m $122.9m 0.33% Reduced -33.3k -33,309
10 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,530,4211.5m $109.4m $109.4m 0.05% Reduced -66.5k -66,463
11 CAPTRUST FINANCIAL ADVISORS 0.46% of their portfolio RALEIGH, NC 1,474,1241.5m $105.4m $105.4m 0.46% Added +334.2k +334,197
12 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,262,0371.3m $89.9m $89.9m 0.03% Added +156.7k +156,705
13 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,062,8411.1m $76.0m $76.0m 0.07% Reduced -160.2k -160,156
14 Wilmington Savings Fund Society, FSB 3.12% of their portfolio WILMINGTON, DE 986,746986.7k $70.6m $70.6m 3.12% Added +7.9k +7,894
15 D.A. DAVIDSON & CO. 0.76% of their portfolio GREAT FALLS, MT 944,646944.6k $67.6m $67.6m 0.76% Added +25.6k +25,644
16 COMMONWEALTH EQUITY SERVICES, LLC 0.13% of their portfolio WALTHAM, MA 882,943882.9k $63.1m $63.1m 0.13% Added +32.7k +32,709
17 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 881,870881.9k $63.1m $63.1m 0.05% Added +48.9k +48,876
18 Main Management LLC 6.23% of their portfolio SAN FRANCISCO, CA 820,958821.0k $58.7m $58.7m 6.23% Added +121.0k +120,968
19 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 814,830814.8k $58.3m $58.3m 0.01% Reduced -8.7k -8,706
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 790,104790.1k $56.5m $56.5m 0.08% Added +49.9k +49,899
21 MAI Capital Management 0.89% of their portfolio INDEPENDENCE, OH 785,942785.9k $56.2m $56.2m 0.89% Added +5.6k +5,613
22 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 692,302692.3k $49.5m $49.5m 0.01% Reduced -55.2k -55,239
23 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 647,046647.0k $46.3m $46.3m 0.02% Added +29.0k +29,010
24 KEYBANK NATIONAL ASSOCIATION/OH 0.22% of their portfolio BROOKLYN, OH 632,726632.7k $45.2m $45.2m 0.22% Reduced -12.5k -12,495
25 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 627,767627.8k $44.9m $44.9m 0.09% Added +130.6k +130,571
26 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 603,613603.6k $43.2m $43.2m 0.07% Reduced -47.8k -47,796
27 Willis Johnson & Associates, Inc. 4.65% of their portfolio Houston, TX 547,610547.6k $39.2m $39.2m 4.65% Added +20.8k +20,837
28 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 547,599547.6k $39.2m $39.2m 0.01% Added +28.8k +28,816
29 BOKF, NA 0.79% of their portfolio TULSA, OK 529,835529.8k $37.9m $37.9m 0.79% Reduced -160.2k -160,212
30 REGIONS FINANCIAL CORP 0.32% of their portfolio BIRMINGHAM, AL 503,174503.2k $36.0m $36.0m 0.32% Added +583 +583
31 Tanglewood Wealth Management, Inc. 4.94% of their portfolio HOUSTON, TX 475,461475.5k $34.0m $34.0m 4.94% Added +3.2k +3,175
32 Joel Isaacson & Co., LLC 2.31% of their portfolio NEW YORK, NY 449,470449.5k $32.1m $32.1m 2.31% Added +6.3k +6,304
33 J.P. Morgan Private Wealth Advisors LLC 0.07% of their portfolio SAN FRANCISCO, CA 448,395448.4k $32.1m $32.1m 0.07% Added +7.3k +7,260
34 TIEDEMANN ADVISORS, LLC 1.37% of their portfolio NEW YORK, NY 421,331421.3k $30.1m $30.1m 1.37% Reduced -607.7k -607,662
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 413,490413.5k $29.6m $29.6m 0.00% Added +6.7k +6,679
36 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 402,120402.1k $157.9k $157.9k 0.00% Added +18.5k +18,496
37 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 400,369400.4k $28.6m $28.6m 0.05% Added +49.5k +49,454
38 World Investment Advisors 5.09% of their portfolio LINCROFT, NJ 341,800341.8k $24.4m $24.4m 5.09% Added +310.2k +310,230
39 1834 INVESTMENT ADVISORS CO 2.72% of their portfolio Milwaukee, WI 317,016317.0k $22.7m $22.7m 2.72% Reduced -30.0k -29,975
40 Arax Advisory Partners 2.98% of their portfolio NEW YORK, NY 314,395314.4k $22.5m $22.5m 2.98% Reduced -8.8k -8,778
41 Salomon & Ludwin, LLC 2.68% of their portfolio RICHMOND, VA 314,121314.1k $22.5m $22.5m 2.68% Added +502 +502
42 Steward Partners Investment Advisory, LLC 0.35% of their portfolio STAMFORD, CT 306,941306.9k $21.9m $21.9m 0.35% Added +5.4k +5,447
43 Savant Capital, LLC 0.40% of their portfolio ROCKFORD, IL 298,165298.2k $21.3m $21.3m 0.40% Added +287.5k +287,517
44 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 274,297274.3k $19.6m $19.6m 0.03% Added +4.5k +4,500
45 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 241,376241.4k $17.3m $17.3m 0.04% Reduced -330.9k -330,862
46 Capital Advisors, Ltd. LLC 2.75% of their portfolio SHAKER HEIGHTS, OH 233,660233.7k $16.7m $16.7m 2.75% Added +9 +9
47 SPC Financial, Inc. 1.90% of their portfolio ROCKVILLE, MD 232,994233.0k $16.7m $16.7m 1.90% Added +17.4k +17,404
48 COURIER CAPITAL LLC 1.72% of their portfolio BUFFALO, NY 217,679217.7k $15.6m $15.6m 1.72% Added +3.8k +3,783
49 FIRST MERCHANTS CORP 1.25% of their portfolio Muncie, IN 196,171196.2k $14.0m $14.0m 1.25% Reduced -1.9k -1,878
50 JMAC ENTERPRISES LLC 3.52% of their portfolio NEWTOWN, PA 193,925193.9k $13.9m $13.9m 3.52% Added +258 +258
51 INSPIRION WEALTH ADVISORS, LLC 2.76% of their portfolio LIBERTYVILLE, IL 192,791192.8k $13.8m $13.8m 2.76% Added +18.1k +18,074
52 Cassaday & Co Wealth Management LLC 0.57% of their portfolio MCLEAN, VA 186,021186.0k $13.3m $13.3m 0.57% Reduced -162.3k -162,280
53 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 184,035184.0k $13.2m $13.2m 0.02% Added +9.4k +9,432
54 Mariner, LLC 0.04% of their portfolio Overland Park, KS 181,940181.9k $13.0m $13.0m 0.04% Added +3.8k +3,840
55 JSF Financial, LLC 4.70% of their portfolio LOS ANGELES, CA 175,810175.8k $12.6m $12.6m 4.70% Added +5.6k +5,587
56 Hudson Capital Management LLC 4.95% of their portfolio RAMSEY, NJ 174,499174.5k $12.5m $12.5m 4.95% Added +2.9k +2,887
57 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.15% of their portfolio CHICAGO, IL 174,280174.3k $12.5m $12.5m 0.15% Added +1.5k +1,500
58 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 169,148169.1k $12.1m $12.1m 0.06% Reduced -5.6k -5,587
59 Integrated Wealth Concepts LLC 0.24% of their portfolio WALTHAM, MA 165,700165.7k $11.8m $11.8m 0.24% Added +161.7k +161,696
60 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 163,227163.2k $11.7m $11.7m 0.03% Added +2.9k +2,921
61 Texas Yale Capital Corp. 0.59% of their portfolio ST. PETERSBURG, FL 161,893161.9k $11.6m $11.6m 0.59% Added +4 +4
62 Blue Edge Capital, LLC 2.42% of their portfolio RICHMOND, VA 156,733156.7k $11.2m $11.2m 2.42% Added +2.6k +2,576
63 GHP Investment Advisors, Inc. 0.70% of their portfolio Denver, CO 154,598154.6k $11.1m $11.1m 0.70% Reduced -1.1k -1,093
64 Ifrah Financial Services, Inc. 3.43% of their portfolio Little Rock, AR 151,096151.1k $10.8m $10.8m 3.43% Reduced -3.9k -3,901
65 Sterling Financial Planning, Inc. 5.63% of their portfolio SPARTA, NJ 144,945144.9k $10.4m $10.4m 5.63% Added +8.5k +8,479
66 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 144,691144.7k $10.3m $10.3m 0.02% Reduced -6.4k -6,425
67 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 141,399141.4k $10.1m $10.1m 0.07% Reduced -44.7k -44,678
68 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 140,699140.7k $10.1m $10.1m 0.05% Added +57.0k +57,044
69 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 139,530139.5k $10.0m $10.0m 0.11% Added +2.2k +2,178
70 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 133,195133.2k $9.5m $9.5m 0.02% Reduced -949 -949
71 HUNTINGTON NATIONAL BANK 0.09% of their portfolio COLUMBUS, OH 123,299123.3k $8.8m $8.8m 0.09% Added +1.9k +1,915
72 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 112,187112.2k $8.0m $8.0m 0.01% Reduced -256 -256
73 SOA Wealth Advisors, LLC. 1.96% of their portfolio NEW YORK, NY 111,353111.4k $8.0m $8.0m 1.96% Added +2.8k +2,816
74 9258 Wealth Management, LLC 1.60% of their portfolio BLUE ASH, OH 110,884110.9k $7.9m $7.9m 1.60% Added +11.2k +11,240
75 Broadview Financial Management, LLC 6.91% of their portfolio WAUWATOSA, WI 110,775110.8k $7.9m $7.9m 6.91% Added +907 +907
76 ETFIDEA, LLC 3.42% of their portfolio SYRACUSE, NY 109,537109.5k $7.8m $7.8m 3.42% Reduced -483 -483
77 Equitable Holdings, Inc. 0.12% of their portfolio NEW YORK, NY 108,171108.2k $7.7m $7.7m 0.12% Added +23.4k +23,409
78 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 106,148106.1k $7.6m $7.6m 0.07% Reduced -7.1k -7,117
79 FIRST HAWAIIAN BANK 0.25% of their portfolio HONOLULU, HI 102,813102.8k $7.4m $7.4m 0.25% Reduced -798 -798
80 Simplicity Solutions, LLC 0.19% of their portfolio MINNEAPOLIS, MN 101,532101.5k $7.3m $7.3m 0.19% New
81 GREAT LAKES ADVISORS, LLC 0.06% of their portfolio CHICAGO, IL 94,18594.2k $6.7m $6.7m 0.06% Added +1.0k +1,039
82 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 92,88692.9k $6.6m $6.6m 0.06% Added +696 +696
83 Cullen/Frost Bankers, Inc. 0.12% of their portfolio San Antonio, TX 90,08990.1k $6.4m $6.4m 0.12% Reduced -1.2k -1,172
84 Mill Creek Capital Advisors, LLC 0.23% of their portfolio Conshohocken, PA 87,65287.7k $6.3m $6.3m 0.23% Added +60 +60
85 First Personal Financial Services 1.62% of their portfolio CHARLOTTE, NC 87,22787.2k $6.2m $6.2m 1.62% Added +77 +77
86 PINKERTON WEALTH, LLC 1.14% of their portfolio COEUR D ALENE, ID 85,30485.3k $6.1m $6.1m 1.14% New
87 Centerpoint Advisors, LLC 2.61% of their portfolio NEEDHAM, MA 83,71483.7k $6.0m $6.0m 2.61% Reduced -367 -367
88 JNBA Financial Advisors 0.78% of their portfolio BLOOMINGTON, MN 83,43683.4k $6.0m $6.0m 0.78% Reduced -835 -835
89 DDFG, Inc 2.29% of their portfolio THOUSAND OAKS, CA 82,31082.3k $5.9m $5.9m 2.29% Reduced -1.3k -1,262
90 Mechanics Bank Trust Department 0.99% of their portfolio Walnut Creek, CA 82,02682.0k $5.9m $5.9m 0.99% Reduced -845 -845
91 Goelzer Investment Management, Inc. 0.50% of their portfolio CARMEL, IN 80,71680.7k $5.8m $5.8m 0.50% Reduced -1.5k -1,545
92 COLDSTREAM CAPITAL MANAGEMENT INC 0.19% of their portfolio BELLEVUE, WA 80,33280.3k $5.7m $5.7m 0.19% Reduced -4.2k -4,226
93 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 77,15077.2k $5.5m $5.5m 0.02% Reduced -15.2k -15,214
94 GREENLEAF TRUST 0.06% of their portfolio KALAMAZOO, MI 76,14976.1k $5.4m $5.4m 0.06% Reduced -230 -230
95 Royal Fund Management, LLC 0.78% of their portfolio Lady Lake, FL 72,39272.4k $5.2m $5.2m 0.78% New
96 MFA WEALTH ADVISORS, LLC 1.69% of their portfolio PITTSBURGH, PA 71,66471.7k $5.1m $5.1m 1.69% New
97 Associated Banc-Corp 0.21% of their portfolio Green Bay, WI 71,61371.6k $5.1m $5.1m 0.21% Reduced -2.6k -2,580
98 Rodgers & Associates, LTD 0.79% of their portfolio Lancaster, PA 70,99871.0k $5.1m $5.1m 0.79% Added +8.9k +8,906
99 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 68,04568.0k $4.9m $4.9m 0.02% Reduced -3.6k -3,615
100 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 66,41166.4k $4.7m $4.7m 0.06% Added +2.7k +2,683