Vault-13

VANGUARD INDEX FDS VBK

SML CP GRW ETF · ETP · CUSIP 922908595

849 institutional holders -5 vs Q4 2022
32,997,66233.0m shares reported held*
$7.1bnreported value*
59 new 307 added 298 reduced 59 sold out net bought ≈ $102.6m (+571.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($22.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $215.52. Options: 4 managers hold calls ($12.3m notional), 3 hold puts ($7.6m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 800Q4 22: 854Q1 23: 849849Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022800
Q4 2022854
Q1 2023849

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 384 bought or addedQ4 22: 325 cut or sold outQ4 22Q1 23: 366 bought or addedQ1 23: 357 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022384325
Q1 2023366357

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $7.0mQ3 22 puts: $6.3mQ3 22P/C 0.90Q4 22 calls: $26.4mQ4 22 puts: $12.8mQ4 22P/C 0.48Q1 23 calls: $12.3mQ1 23 puts: $7.6mQ1 23P/C 0.61
Numbers
QuarterCallsPutsP/C
Q3 2022$7.0m$6.3m0.90
Q4 2022$26.4m$12.8m0.48
Q1 2023$12.3m$7.6m0.61

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +482,483+482.5k
TRUIST FINANCIAL CORP Added +257,732+257.7k
FMR LLC Added +120,871+120.9k
Estate Counselors, LLC New +88,675+88.7k
MONETA GROUP INVESTMENT ADVISORS LLC Added +73,248+73.2k
JPMORGAN CHASE & CO Added +67,991+68.0k
CIBC Private Wealth Group LLC Added +65,212+65.2k
Gallagher Fiduciary Advisors, LLC New +59,585+59.6k
World Investment Advisors Added +53,445+53.4k
ASSETMARK, INC Added +45,828+45.8k

Biggest sellers

US BANCORP \DE\ Reduced -361,360-361.4k
COLONY GROUP LLC Reduced -320,467-320.5k
PATHSTONE FAMILY OFFICE, LLC Reduced -97,678-97.7k
JONES FINANCIAL COMPANIES LLLP Reduced -59,735-59.7k
EP Wealth Advisors, LLC Reduced -45,678-45.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -39,811-39.8k
Sand Hill Global Advisors, LLC Reduced -35,592-35.6k
Stewardship Advisors, LLC Sold out -35,178-35.2k
Bank of New York Mellon Corp Reduced -27,840-27.8k
Fermata Advisors, LLC Reduced -22,759-22.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.9m41.1k shares
CITADEL ADVISORS LLC Reduced $2.0m9.2k shares
Belvedere Trading LLC New $1.1m5.1k shares
Parallax Volatility Advisers, L.P. New $346.3k1.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.0m27.6k shares
CITADEL ADVISORS LLC Reduced $1.6m7.3k shares
Belvedere Trading LLC New $21.6k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.14% of their portfolio CHARLOTTE, NC 5,471,6135.5m $1.2bn $1.2bn 0.14% Added +482.5k +482,483
2 JONES FINANCIAL COMPANIES LLLP 0.97% of their portfolio DES PERES, MO 2,734,2042.7m $591.7m $591.7m 0.97% Reduced -59.7k -59,735
3 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 1,855,5541.9m $401.6m $401.6m 0.04% Reduced -10.8k -10,818
4 ASSETMARK, INC 1.11% of their portfolio CONCORD, CA 1,235,2911.2m $267.3m $267.3m 1.11% Added +45.8k +45,828
5 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 1,105,1041.1m $239.2m $239.2m 0.11% Added +760 +760
6 PNC Financial Services Group, Inc. 0.21% of their portfolio Pittsburgh, PA 1,094,9771.1m $237.0m $237.0m 0.21% Reduced -3.3k -3,252
7 UBS Group AG 0.08% of their portfolio ZURICH, V8 809,795809.8k $175.2m $175.2m 0.08% Reduced -5.4k -5,372
8 Corient Private Wealth LP 0.47% of their portfolio MIAMI, FL 807,423807.4k $174.7m $174.7m 0.47% Added +27.1k +27,124
9 MATHER GROUP, LLC. 2.93% of their portfolio CHICAGO, IL 762,152762.2k $164.9m $164.9m 2.93% Added +34.1k +34,119
10 SEI INVESTMENTS CO 0.29% of their portfolio OAKS, PA 710,165710.2k $153.7m $153.7m 0.29% Added +41.0k +41,050
11 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 635,472635.5k $137.5m $137.5m 0.04% Reduced -3.9k -3,871
12 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 513,567513.6k $111.1m $111.1m 0.09% Added +31.5k +31,491
13 CHOREO, LLC 3.72% of their portfolio ROCKFORD, IL 486,710486.7k $105.3m $105.3m 3.72% Added +10.8k +10,825
14 TIAA, FSB 0.29% of their portfolio ST. LOUIS, MO 358,207358.2k $77.5m $77.5m 0.29% Added +23.6k +23,637
15 TRUIST FINANCIAL CORP 0.13% of their portfolio CHARLOTTE, NC 354,255354.3k $76.7m $76.7m 0.13% Added +257.7k +257,732
16 Cohen Klingenstein LLC 3.51% of their portfolio NEW YORK, NY 345,759345.8k $74.8m $74.8m 3.51% Added +3.3k +3,253
17 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.35% of their portfolio IRVING, TX 292,724292.7k $63.3m $63.3m 0.35% Reduced -9.4k -9,410
18 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 285,932285.9k $61.8m $61.8m 0.13% Added +3.2k +3,190
19 US BANCORP \DE\ 0.10% of their portfolio MINNEAPOLIS, MN 284,972285.0k $61.7m $61.7m 0.10% Reduced -361.4k -361,360
20 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 276,096276.1k $59.8m $59.8m 0.11% Added +19.6k +19,560
21 RWA WEALTH PARTNERS, LLC 1.36% of their portfolio BOSTON, MA 262,180262.2k $56.7m $56.7m 1.36% Added +6.8k +6,774
22 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 261,205261.2k $56.4m $56.4m 0.02% Reduced -3.2k -3,223
23 1832 Asset Management L.P. 0.11% of their portfolio TORONTO, A6 243,457243.5k $52.7m $52.7m 0.11% Reduced -10.3k -10,295
24 MONETA GROUP INVESTMENT ADVISORS LLC 1.20% of their portfolio ST LOUIS, MO 230,224230.2k $49.8m $49.8m 1.20% Added +73.2k +73,248
25 Mill Creek Capital Advisors, LLC 1.75% of their portfolio Conshohocken, PA 219,320219.3k $47.5m $47.5m 1.75% Added +8.6k +8,564
26 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 219,257219.3k $47.4m $47.4m 0.04% Reduced -19.9k -19,867
27 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 214,205214.2k $46.4m $46.4m 0.10% Added +4.0k +4,022
28 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 197,591197.6k $42.8m $42.8m 0.01% Reduced -1.4k -1,438
29 J.P. Morgan Private Wealth Advisors LLC 0.09% of their portfolio SAN FRANCISCO, CA 186,294186.3k $40.3m $40.3m 0.09% Added +4.0k +4,000
30 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 183,086183.1k $39.6m $39.6m 0.08% Added +12.5k +12,534
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 173,401173.4k $37.5m $37.5m 0.00% Added +68.0k +67,991
32 American Financial Advisors, LLC 5.95% of their portfolio Marietta, GA 168,800168.8k $36.5m $36.5m 5.95% Reduced -2.2k -2,247
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 157,378157.4k $34.1m $34.1m 0.05% Added +1.9k +1,885
34 Performance Wealth Partners, LLC 1.73% of their portfolio HINSDALE, IL 155,602155.6k $33.7m $33.7m 1.73% Reduced -6.4k -6,384
35 Mariner, LLC 0.10% of their portfolio Overland Park, KS 154,173154.2k $33.4m $33.4m 0.10% Added +4.1k +4,070
36 LINCOLN NATIONAL CORP 0.69% of their portfolio RADNOR, PA 150,740150.7k $32.6m $32.6m 0.69% Reduced -1.4k -1,359
37 FMR LLC 0.00% of their portfolio BOSTON, MA 146,678146.7k $31.7m $31.7m 0.00% Added +120.9k +120,871
38 Members Trust Co 0.93% of their portfolio TAMPA, FL 142,750142.8k $30.9m $30.9m 0.93% Added +1.3k +1,330
39 COLONY GROUP LLC 0.44% of their portfolio Boston, MA 137,435137.4k $29.7m $29.7m 0.44% Reduced -320.5k -320,467
40 Summit Financial Strategies, Inc. 5.72% of their portfolio Columbus, OH 134,279134.3k $29.1m $29.1m 5.72% Added +2.6k +2,567
41 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 129,232129.2k $4.1m $4.1m 0.00% Added +65.2k +65,212
42 Cambridge Investment Research Advisors, Inc. 0.13% of their portfolio FAIRFIELD, IA 126,122126.1k $27.3m $27.3m 0.13% Added +8.7k +8,732
43 Waldron Private Wealth LLC 1.28% of their portfolio BRIDGEVILLE, PA 121,627121.6k $26.3m $26.3m 1.28% Added +11.9k +11,874
44 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 111,121111.1k $24.0m $24.0m 0.03% Added +2.4k +2,381
45 MML INVESTORS SERVICES, LLC 0.16% of their portfolio SPRINGFIELD, MA 105,923105.9k $22.9m $22.9m 0.16% Reduced -1.2k -1,237
46 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 105,886105.9k $21.1m $21.1m 0.03% Reduced -1.4k -1,375
47 Rodgers & Associates, LTD 3.55% of their portfolio Lancaster, PA 105,747105.7k $22.9m $22.9m 3.55% Added +1.6k +1,622
48 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 104,549104.5k $22.6m $22.6m 0.03% Reduced -19.8k -19,782
49 EP Wealth Advisors, LLC 0.33% of their portfolio TORRANCE, CA 102,529102.5k $19.4m $19.4m 0.33% Reduced -45.7k -45,678
50 INSPIRION WEALTH ADVISORS, LLC 4.44% of their portfolio LIBERTYVILLE, IL 102,221102.2k $22.1m $22.1m 4.44% Reduced -4.6k -4,572
51 Bragg Financial Advisors, Inc 1.29% of their portfolio CHARLOTTE, NC 100,880100.9k $21.8m $21.8m 1.29% Added +3.2k +3,166
52 MOSAIC FAMILY WEALTH PARTNERS, LLC 4.37% of their portfolio ST. LOUIS, MO 96,51696.5k $20.9m $20.9m 4.37% Added +3.0k +2,975
53 Jentner Corp 14.15% of their portfolio Akron, OH 95,81495.8k $20.7m $20.7m 14.15% Reduced -4.0k -3,955
54 Brickley Wealth Management 5.66% of their portfolio SAN MATEO, CA 95,39995.4k $20.6m $20.6m 5.66% Added +20.2k +20,210
55 PATHSTONE FAMILY OFFICE, LLC 0.33% of their portfolio ENGLEWOOD, NJ 95,06895.1k $20.6m $20.6m 0.33% Reduced -97.7k -97,678
56 BHK Investment Advisors, LLC 8.93% of their portfolio BIRMINGHAM, AL 94,43394.4k $20.4m $20.4m 8.93% Added +22.1k +22,134
57 NewEdge Advisors, LLC 0.24% of their portfolio NEW ORLEANS, LA 89,81089.8k $19.4m $19.4m 0.24% Reduced -2.7k -2,651
58 Estate Counselors, LLC 2.54% of their portfolio Thiensville, WI 88,67588.7k $19.2m $19.2m 2.54% New
59 Cetera Advisor Networks LLC 0.14% of their portfolio EL SEGUNDO, CA 88,33488.3k $19.1m $19.1m 0.14% Reduced -3.7k -3,722
60 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 87,23587.2k $18.9m $18.9m 0.01% Reduced -193 -193
61 Private Advisor Group, LLC 0.18% of their portfolio MORRISTOWN, NJ 84,70184.7k $18.3m $18.3m 0.18% Added +2.7k +2,693
62 Strategies Wealth Advisors, LLC 4.00% of their portfolio GRAND RAPIDS, MI 83,98084.0k $18.2m $18.2m 4.00% Added +5.0k +5,013
63 Invst, LLC 2.73% of their portfolio INDIANAPOLIS, IN 83,11483.1k $17.6m $17.6m 2.73% Added +3.2k +3,188
64 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 83,02183.0k $18.0m $18.0m 0.06% Added +7.2k +7,206
65 One Day In July LLC 3.34% of their portfolio BURLINGTON, VT 80,32080.3k $17.4m $17.4m 3.34% Added +3.7k +3,667
66 Avior Wealth Management, LLC 1.10% of their portfolio OMAHA, NE 74,17674.2k $16.0m $16.0m 1.10% Added +2.0k +2,003
67 FIFTH THIRD BANCORP 0.07% of their portfolio CINCINNATI, OH 70,89170.9k $15.3m $15.3m 0.07% Added +3.1k +3,083
68 Vision Capital Management, Inc. 2.72% of their portfolio PORTLAND, OR 69,25169.3k $15.0m $15.0m 2.72% Reduced -702 -702
69 Private Portfolio Partners LLC 4.04% of their portfolio PARAMUS, NJ 69,00969.0k $14.9m $14.9m 4.04% Added +1.6k +1,558
70 Bishop & Co Investment Management, LLC 6.77% of their portfolio Erie, PA 67,88567.9k $14.7m $14.7m 6.77% Added +3.7k +3,715
71 Asset Management Group, Inc. 3.18% of their portfolio STAMFORD, CT 65,95966.0k $14.3m $14.3m 3.18% Added +170 +170
72 STEPHENS GROUP ASSET MANAGEMENT, LLC 1.54% of their portfolio LITTLE ROCK, AR 65,93765.9k $14.3m $14.3m 1.54% Reduced -6 -6
73 New York Life Investment Management LLC 0.16% of their portfolio New York, NY 65,90065.9k $14.3m $14.3m 0.16% Added +12.2k +12,215
74 PEAPACK GLADSTONE FINANCIAL CORP 0.26% of their portfolio BEDMINSTER, NJ 63,17863.2k $13.7m $13.7m 0.26% Reduced -1.6k -1,570
75 LMCG INVESTMENTS, LLC 0.90% of their portfolio BOSTON, MA 62,31562.3k $13.5m $13.5m 0.90% Added +20.1k +20,140
76 SAGE FINANCIAL GROUP INC 1.50% of their portfolio W. CONSHOHOCKEN, PA 61,08061.1k $13.2m $13.2m 1.50% Added +7.7k +7,661
77 Savant Capital, LLC 0.25% of their portfolio ROCKFORD, IL 61,01761.0k $13.2m $13.2m 0.25% Added +602 +602
78 B. Riley Wealth Advisors, Inc. 0.35% of their portfolio MEMPHIS, TN 60,97961.0k $13.2m $13.2m 0.35% Added +4.6k +4,559
79 Partners in Financial Planning 3.43% of their portfolio SALEM, VA 60,16860.2k $13.0m $13.0m 3.43% Added +674 +674
80 Gallagher Fiduciary Advisors, LLC 1.06% of their portfolio ROLLING MEADOWS, IL 59,58559.6k $12.9m $12.9m 1.06% New
81 Bromfield Sneider Wealth Advisors 10.43% of their portfolio WESTWOOD, MA 57,27657.3k $12.4m $12.4m 10.43% Added +680 +680
82 BBJS FINANCIAL ADVISORS, LLC 5.05% of their portfolio SEATTLE, WA 57,20757.2k $12.4m $12.4m 5.05% Reduced -1.0k -1,012
83 World Investment Advisors 2.54% of their portfolio LINCROFT, NJ 56,24756.2k $12.2m $12.2m 2.54% Added +53.4k +53,445
84 QUEST INVESTMENT MANAGEMENT LLC 1.56% of their portfolio LAKE OSWEGO, OR 52,66052.7k $11.4m $11.4m 1.56% Unchanged
85 Total Wealth Planning, LLC 2.48% of their portfolio CINCINNATI, OH 52,00952.0k $11.3m $11.3m 2.48% Added +6.2k +6,237
86 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.11% of their portfolio OMAHA, NE 51,55051.5k $11.2m $11.2m 0.11% Reduced -2.0k -2,045
87 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 51,11651.1k $11.1m $11.1m 0.00% Reduced -4.2k -4,168
88 BENJAMIN F. EDWARDS & COMPANY, INC. 0.46% of their portfolio ST. LOUIS, MO 51,07251.1k $11.1m $11.1m 0.46% Reduced -4.8k -4,752
89 Praetorian Wealth Management, Inc. 3.55% of their portfolio CARMEL, CA 50,49350.5k $10.9m $10.9m 3.55% Added +2.3k +2,293
90 ETFIDEA, LLC 4.60% of their portfolio SYRACUSE, NY 48,68248.7k $10.5m $10.5m 4.60% Reduced -1 -1
91 WP Advisors, LLC 4.29% of their portfolio San Francisco, CA 48,00848.0k $10.4m $10.4m 4.29% Reduced -97 -97
92 SWAN Capital LLC 9.96% of their portfolio PENSACOLA, FL 47,71747.7k $10.3m $10.3m 9.96% First filing
93 Corrigan Financial, Inc. 3.34% of their portfolio MIDDLETOWN, RI 47,07847.1k $10.2m $10.2m 3.34% Added +7.5k +7,512
94 Beacon Pointe Advisors, LLC 0.17% of their portfolio NEWPORT BEACH, CA 46,36646.4k $10.0m $10.0m 0.17% Reduced -959 -959
95 RS CRUM INC. 3.80% of their portfolio Newport Beach, CA 45,69345.7k $9.9m $9.9m 3.80% Added +37.2k +37,193
96 Pasadena Private Wealth, LLC 2.86% of their portfolio PASADENA, CA 45,68745.7k $9.9m $9.9m 2.86% Reduced -4.2k -4,225
97 Brookstone Capital Management 0.19% of their portfolio WHEATON, IL 45,30145.3k $9.8m $9.8m 0.19% Reduced -5.5k -5,505
98 MassMutual Private Wealth & Trust, FSB 0.37% of their portfolio Windsor, CT 44,62944.6k $9.7m $9.7m 0.37% Added +14.4k +14,413
99 STEPHENS INC /AR/ 0.19% of their portfolio LITTLE ROCK, AR 44,60944.6k $9.7m $9.7m 0.19% Added +2.1k +2,070
100 KWMG, LLC 1.27% of their portfolio OVERLAND PARK, KS 43,42743.4k $9.4m $9.4m 1.27% Added +1.3k +1,297