PATHSTONE FAMILY OFFICE, LLC

ENGLEWOOD, NJ · CIK 1511137 · 13F filing filed 2023-05-15

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Others nearbyEnglewood, NJ

$6.2bn reported value -48.0% vs Q4 2022

1,184positions

34.7%in top 10

76 new 29 added 1,079 reduced 372 sold out vs Q4 2022

Options: 18 call positions ($732.1k notional), 7 put positions ($107.6k notional) – listed below, not included above.

Also in the report of:

Dorsey & Whitney Trust CO LLC – $12.5m of shares are in both reports

Shares in two reports are counted once in each security's totals.

Holdings, Q1 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P500 ETF IVV	IVV	1,086,472	$445.9m7.23%	7.23%	Reduced -1.1m	-1,069,440 -49.6%
2	MICROSOFT CORP COM MSFT	MSFT	1,172,249	$346.8m5.62%	5.62%	Reduced -818.0k	-818,037 -41.1%
3	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	667,137	$273.4m4.43%	4.43%	Reduced -308.2k	-308,245 -31.6%
4	APPLE INC COM AAPL	AAPL	1,134,392	$195.0m3.16%	3.16%	Reduced -1.6m	-1,631,452 -59.0%
5	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	4,108,436	$185.0m3.00%	3.00%	Reduced -3.8m	-3,836,296 -48.3%
6	VANGUARD INDEX FDS LARGE CAP ETF VV	VV	988,477	$184.2m2.99%	2.99%	Reduced -1.0m	-1,035,727 -51.2%
7	COCA COLA CO COM KO	KO	2,766,025	$171.4m2.78%	2.78%	Reduced -3.1m	-3,098,205 -52.8%
8	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	259	$120.6m1.96%	1.96%	Reduced -249	-249 -49.0%
9	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	3,524,988	$111.6m1.81%	1.81%	Reduced -3.3m	-3,305,812 -48.4%
10	ISHARES TR CORE S&P SCP ETF IJR	IJR	1,076,633	$103.9m1.68%	1.68%	Reduced -1.1m	-1,078,603 -50.0%
11	LOWES COS INC COM LOW	LOW	501,461	$100.2m1.63%	1.63%	Reduced -527.4k	-527,381 -51.3%
12	DIMENSIONAL ETF TRUST INTL CORE EQUITY DFIC	DFIC	4,049,040	$97.4m1.58%	1.58%	Reduced -727.8k	-727,754 -15.2%
13	KEURIG DR PEPPER INC COM KDP	KDP	2,415,534	$85.2m1.38%	1.38%	Reduced -2.4m	-2,422,660 -50.1%
14	DIMENSIONAL ETF TRUST US LARGE CAP VAL DFLV	DFLV	3,313,702	$81.4m1.32%	1.32%	Reduced -3.7m	-3,696,084 -52.7%
15	DIMENSIONAL ETF TRUST WORLD EX US CORE DFAX	DFAX	3,426,945	$79.0m1.28%	1.28%	Reduced -3.4m	-3,361,885 -49.5%
16	SILICON LABORATORIES INC COM SLAB	SLAB	437,991	$76.7m1.24%	1.24%	Reduced -439.1k	-439,069 -50.1%
17	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	372,399	$76.0m1.23%	1.23%	Reduced -359.2k	-359,155 -49.1%
18	ASGN INC COM EFOR	EFOR	878,536	$72.6m1.18%	1.18%	Reduced -840.7k	-840,662 -48.9%
19	VANGUARD INDEX FDS SMALL CP ETF VB	VB	360,926	$68.4m1.11%	1.11%	Reduced -357.1k	-357,098 -49.7%
20	TESLA INC COM TSLA	TSLA	316,151	$66.9m1.09%	1.09%	Reduced -412.2k	-412,155 -56.6%
21	ISHARES TR CORE S&P MCP ETF IJH	IJH	256,596	$64.0m1.04%	1.04%	Reduced -264.7k	-264,728 -50.8%
22	DIMENSIONAL ETF TRUST CORE FIXED INCOM DFCF	DFCF	1,485,194	$63.1m1.02%	1.02%	Added +1.5m	+1,452,020 4377.0%
23	VANGUARD INDEX FDS MID CAP ETF VO	VO	288,190	$60.7m0.98%	0.98%	Reduced -292.9k	-292,948 -50.4%
24	DIMENSIONAL ETF TRUST US HIGH PROFITAB US HIGH PROFITAB		2,324,253	$58.4m0.95%	0.95%	Reduced -2.7m	-2,691,723 -53.7%
25	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	151,147	$56.8m0.92%	0.92%	Reduced -162.1k	-162,093 -51.8%
26	PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN PAA	PAA	4,428,028	$55.2m0.90%	0.90%	Reduced -7.0m	-6,951,804 -61.1%
27	AMAZON COM INC COM AMZN	AMZN	483,056	$50.0m0.81%	0.81%	Reduced -606.7k	-606,662 -55.7%
28	ISHARES TR 1 3 YR TREAS BD SHY	SHY	603,557	$49.6m0.80%	0.80%	Reduced -90.5k	-90,451 -13.0%
29	ISHARES INC CORE MSCI EMKT IEMG	IEMG	993,645	$48.2m0.78%	0.78%	Reduced -1.4m	-1,392,865 -58.4%
30	DIMENSIONAL ETF TRUST US MKTWIDE VALUE DFUV	DFUV	1,410,315	$47.2m0.77%	0.77%	Reduced -1.4m	-1,436,927 -50.5%
31	ISHARES TR 0-5YR HI YL CP SHYG	SHYG	1,054,525	$44.0m0.71%	0.71%	Reduced -1.0m	-1,016,307 -49.1%
32	ISHARES TR NATIONAL MUN ETF MUB	MUB	374,566	$40.4m0.65%	0.65%	Added +279.3k	+279,314 293.2%
33	DIMENSIONAL ETF TRUST NATL MUN BD ETF DFNM	DFNM	783,244	$37.8m0.61%	0.61%	Added +740.1k	+740,098 1715.3%
34	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	148,798	$37.1m0.60%	0.60%	Reduced -170.8k	-170,804 -53.4%
35	ALPHABET INC CAP STK CL A GOOGL	GOOGL	347,611	$36.2m0.59%	0.59%	Reduced -413.9k	-413,879 -54.4%
36	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	224,465	$34.6m0.56%	0.56%	Reduced -228.5k	-228,515 -50.5%
37	ISHARES TR CORE MSCI EAFE IEFA	IEFA	501,385	$33.5m0.54%	0.54%	Reduced -474.7k	-474,681 -48.6%
38	ALPHABET INC CAP STK CL C GOOG	GOOG	315,785	$32.9m0.53%	0.53%	Reduced -419.0k	-419,037 -57.0%
39	ISHARES TR RUS 1000 VAL ETF IWD	IWD	212,266	$32.3m0.52%	0.52%	Reduced -214.7k	-214,718 -50.3%
40	ISHARES TR RUSSELL 2000 ETF IWM	IWM	174,859	$31.2m0.51%	0.51%	Added +77.8k	+77,783 80.1%
41	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	909,446	$31.0m0.50%	0.50%	Reduced -893.9k	-893,922 -49.6%
42	VANGUARD SCOTTSDALE FDS VNG RUS1000VAL VONV	VONV	462,890	$30.9m0.50%	0.50%	Reduced -483.1k	-483,066 -51.1%
43	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	600,321	$30.3m0.49%	0.49%	Reduced -1.8m	-1,799,741 -75.0%
44	MARRIOTT INTL INC NEW CL A MAR	MAR	178,231	$29.6m0.48%	0.48%	Reduced -174.4k	-174,373 -49.5%
45	MARSH & MCLENNAN COS INC COM MRSH	MRSH	172,921	$28.8m0.47%	0.47%	Reduced -184.4k	-184,363 -51.6%
46	ISHARES TR EAFE VALUE ETF EFV	EFV	590,104	$28.6m0.46%	0.46%	Reduced -590.1k	-590,104 -50.0%
47	ISHARES TR CMBS ETF CMBS	CMBS	602,590	$27.8m0.45%	0.45%	Reduced -148.0k	-148,000 -19.7%
48	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	254,285	$26.1m0.42%	0.42%	Added +249.3k	+249,285 4985.7%
49	DIMENSIONAL ETF TRUST US SMALL CAP VAL US SMALL CAP VAL		990,013	$24.7m0.40%	0.40%	Reduced -992.5k	-992,541 -50.1%
50	NVIDIA CORPORATION COM NVDA	NVDA	83,055	$23.9m0.39%	0.39%	Reduced -169.5k	-169,489 -67.1%
51	MERCK & CO INC COM MRK	MRK	223,022	$23.4m0.38%	0.38%	Reduced -296.1k	-296,058 -57.0%
52	ISHARES TR RUS 1000 GRW ETF IWF	IWF	93,730	$22.9m0.37%	0.37%	Reduced -95.4k	-95,402 -50.4%
53	DIMENSIONAL ETF TRUST EMERGING MKTS VA DFEV	DFEV	958,811	$22.4m0.36%	0.36%	Reduced -747.8k	-747,767 -43.8%
54	ISHARES TR MSCI EAFE ETF EFA	EFA	310,657	$22.2m0.36%	0.36%	Reduced -314.6k	-314,623 -50.3%
55	HOME DEPOT INC COM HD	HD	73,073	$21.8m0.35%	0.35%	Reduced -111.0k	-111,037 -60.3%
56	MARRIOTT VACATIONS WORLDWIDE COM VAC	VAC	153,232	$20.7m0.34%	0.34%	Reduced -153.7k	-153,694 -50.1%
57	VANGUARD INDEX FDS SML CP GRW ETF VBK	VBK	95,068	$20.6m0.33%	0.33%	Reduced -97.7k	-97,678 -50.7%
58	TJX COS INC NEW COM TJX	TJX	258,016	$20.3m0.33%	0.33%	Reduced -320.4k	-320,424 -55.4%
59	ISHARES TR CORE S&P TTL STK ITOT	ITOT	222,104	$20.1m0.33%	0.33%	Reduced -222.1k	-222,088 -50.0%
60	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	468,635	$18.9m0.31%	0.31%	Reduced -496.4k	-496,393 -51.4%
61	VISA INC COM CL A V	V	75,859	$17.4m0.28%	0.28%	Reduced -129.1k	-129,113 -63.0%
62	UNITEDHEALTH GROUP INC COM UNH	UNH	35,697	$17.3m0.28%	0.28%	Reduced -74.8k	-74,787 -67.7%
63	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	167,919	$16.9m0.27%	0.27%	Reduced -168.7k	-168,715 -50.1%
64	ISHARES TR ESG AWARE MSCI ESML	ESML	484,767	$16.5m0.27%	0.27%	Reduced -481.4k	-481,441 -49.8%
65	DIMENSIONAL ETF TRUST US TARGETED VLU DFAT	DFAT	364,789	$16.2m0.26%	0.26%	Reduced -369.2k	-369,227 -50.3%
66	ROYAL BK CDA COM RY	RY	166,424	$15.9m0.26%	0.26%	Reduced -15.8k	-15,814 -8.7%
67	COSTCO WHSL CORP NEW COM COST	COST	31,235	$15.9m0.26%	0.26%	Reduced -44.6k	-44,561 -58.8%
68	DISNEY WALT CO COM DIS	DIS	155,088	$15.6m0.25%	0.25%	Reduced -202.7k	-202,692 -56.6%
69	ROBERT HALF INC. COM RHI	RHI	192,035	$15.5m0.25%	0.25%	Reduced -221.1k	-221,091 -53.5%
70	NORDSTROM INC COM JWN	JWN	937,666	$15.4m0.25%	0.25%	Reduced -828.5k	-828,456 -46.9%
71	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	51,065	$15.2m0.25%	0.25%	Reduced -109.2k	-109,189 -68.1%
72	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	180,995	$15.0m0.24%	0.24%	Reduced -200.0k	-199,997 -52.5%
73	MASTERCARD INCORPORATED CL A MA	MA	38,879	$14.8m0.24%	0.24%	Reduced -61.5k	-61,523 -61.3%
74	ISHARES TR MBS ETF MBB	MBB	154,285	$14.6m0.24%	0.24%	Reduced -134.3k	-134,349 -46.5%
75	DOMINION ENERGY INC COM D	D	257,681	$14.4m0.23%	0.23%	Reduced -257.1k	-257,077 -49.9%
76	ISHARES TR MSCI EMG MKT ETF EEM	EEM	352,418	$13.9m0.23%	0.23%	Reduced -474.3k	-474,280 -57.4%
77	WISDOMTREE TR ITL HDG QTLY DIV IHDG	IHDG	348,590	$13.7m0.22%	0.22%	Reduced -362.2k	-362,188 -51.0%
78	AMCOR PLC ORD AMCR	AMCR	1,192,126	$13.6m0.22%	0.22%	Added +627.6k	+627,596 111.2%
79	VANGUARD INDEX FDS VALUE ETF VTV	VTV	97,302	$13.4m0.22%	0.22%	Reduced -96.1k	-96,120 -49.7%
80	MCDONALDS CORP COM MCD	MCD	46,585	$13.0m0.21%	0.21%	Reduced -66.2k	-66,227 -58.7%
81	JOHNSON & JOHNSON COM JNJ	JNJ	84,746	$12.9m0.21%	0.21%	Reduced -175.8k	-175,764 -67.5%
82	ISHARES TR RUS 1000 ETF IWB	IWB	53,139	$12.0m0.19%	0.19%	Reduced -29.8k	-29,825 -36.0%
83	ISHARES TR EAFE SML CP ETF SCZ	SCZ	201,152	$12.0m0.19%	0.19%	Reduced -201.3k	-201,264 -50.0%
84	CHEVRON CORP NEW COM CVX	CVX	71,734	$11.6m0.19%	0.19%	Reduced -41.9k	-41,912 -36.9%
85	PEPSICO INC COM PEP	PEP	64,424	$11.6m0.19%	0.19%	Reduced -124.1k	-124,126 -65.8%
86	ISHARES INC MSCI EMRG CHN EMXC	EMXC	229,043	$11.3m0.18%	0.18%	New
87	DIMENSIONAL ETF TRUST INTERNATNAL VAL DFIV	DFIV	332,829	$10.7m0.17%	0.17%	Reduced -324.4k	-324,401 -49.4%
88	ISHARES TR EAFE GRWTH ETF EFG	EFG	113,207	$10.6m0.17%	0.17%	Reduced -113.2k	-113,207 -50.0%
89	ORACLE CORP COM ORCL	ORCL	106,412	$10.1m0.16%	0.16%	Reduced -205.5k	-205,514 -65.9%
90	STARBUCKS CORP COM SBUX	SBUX	94,972	$9.9m0.16%	0.16%	Reduced -129.8k	-129,814 -57.8%
91	EASTGROUP PPTYS INC COM EGP	EGP	59,727	$9.9m0.16%	0.16%	Reduced -62.4k	-62,403 -51.1%
92	NIKE INC CL B NKE	NKE	70,729	$9.8m0.16%	0.16%	Reduced -117.8k	-117,781 -62.5%
93	META PLATFORMS INC CL A META	META	45,320	$9.8m0.16%	0.16%	Reduced -66.8k	-66,756 -59.6%
94	INVESCO EXCHANGE TRADED FD T RAFI US 1000 ETF PRF	PRF	61,869	$9.7m0.16%	0.16%	Reduced -67.0k	-67,021 -52.0%
95	ISHARES TR MSCI ACWI ETF ACWI	ACWI	103,143	$9.4m0.15%	0.15%	Reduced -103.3k	-103,329 -50.0%
96	SCHWAB STRATEGIC TR EMRG MKTEQ ETF SCHE	SCHE	370,170	$9.1m0.15%	0.15%	Reduced -314.6k	-314,612 -45.9%
97	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	28,036	$9.0m0.15%	0.15%	Reduced -18.1k	-18,086 -39.2%
98	TARGET CORP COM TGT	TGT	53,771	$9.0m0.15%	0.15%	Reduced -70.6k	-70,593 -56.8%
99	UNITED PARCEL SERVICE INC CL B UPS	UPS	44,378	$8.9m0.14%	0.14%	Reduced -68.0k	-67,984 -60.5%
100	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	83,770	$8.8m0.14%	0.14%	Reduced -85.1k	-85,052 -50.4%

Sold out since Q4 2022

Security	Ticker	Shares held before	Value then
ZIMVIE INC ZIMV	ZIMV	2,468	$72.7m2.5k shares
SPDR SER TR TFI	TFI	1,474,056	$67.2m1.5m shares
ISHARES TR SLQD	SLQD	1,306,998	$62.6m1.3m shares
BLACKROCK MUNIASSETS FD INC MUA	MUA	8,576	$21.0m8.6k shares
ISHARES TR AGZ	AGZ	186,490	$19.8m186.5k shares
GLOBAL X FDS BUG	BUG	3,400	$18.9m3.4k shares
LINDE PLC 99952EUR	99952EUR	40,258	$13.0m40.3k shares
ISHARES TR IDRV	IDRV	270	$12.2m270 shares
CHEGG INC CHGG	CHGG	5,716	$11.0m5.7k shares
INVESCO EXCHANGE TRADED FD T GRPM	GRPM	0	$10.4m0 shares
AGENUS INC		4	$8.2m4 shares
TRUMP MEDIA & TECHNOLOGY GRO DJT	DJT	870	$6.2m870 shares
DXC TECHNOLOGY CO DXC	DXC	110,990	$2.9m111.0k shares
PROSHARES TR NOBL	NOBL	3,850	$2.5m3.9k shares
CANOPY GROWTH CORP		2,100	$2.4m2.1k shares
CORE SCIENTIFIC INC		5,334,754	$2.3m5.3m shares
ISHARES TR IJS	IJS	2,528	$2.2m2.5k shares
LHC GROUP INC LHCG	LHCG	11,486	$1.8m11.5k shares
COGENT COMMUNICATIONS HLDGS CCOI	CCOI	56,470	$1.7m56.5k shares
ARCBEST CORP ARCB	ARCB	24,698	$1.7m24.7k shares
SVB FINANCIAL GROUP SIVB	SIVB	7,902	$1.7m7.9k shares
PROSHARES TR II AGQ	AGQ	9,970	$1.5m10.0k shares
HORMEL FOODS CORP HRL	HRL	48,908	$1.5m48.9k shares
VISTEON CORP VC	VC	2,892	$1.5m2.9k shares
KIMBELL RTY PARTNERS LP KRP	KRP	31,342	$1.4m31.3k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Call	SPY	Call	7,500	$451.1k7.5k shares	Unchanged
VALERO ENERGY CORP VLO · Call	VLO	Call	12,000	$123.0k12.0k shares	New
ISHARES TR EUFN · Put	EUFN	Put	98,600	$78.9k98.6k shares	New
TOPGOLF CALLAWAY BRANDS CORP CALY · Call	CALY	Call	325,000	$70.3k325.0k shares	New
AMAZON COM INC AMZN · Call	AMZN	Call	3,300	$68.8k3.3k shares	New
MARATHON OIL CORP MRO · Call	MRO	Call	6,000	$14.4k6.0k shares	Unchanged
PALANTIR TECHNOLOGIES INC PLTR · Put	PLTR	Put	50,000	$11.8k50.0k shares	Added
SELECT SECTOR SPDR TR XLY · Put	XLY	Put	1,300	$9.4k1.3k shares	New
BLACKSTONE INC BX · Put	BX	Put	5,000	$7.6k5.0k shares	Added
YPF SOCIEDAD ANONIMA YPF · Call	YPF	Call	7,500	$4.6k7.5k shares	New
VANECK ETF TRUST GDX · Call	GDX	Call	0	$00 shares	Unchanged
ZSCALER INC ZS · Call	ZS	Call	0	$00 shares	New
CHENIERE ENERGY INC LNG · Put	LNG	Put	0	$00 shares	Unchanged
INVESCO QQQ TR QQQ · Put	QQQ	Put	0	$00 shares	New
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	0	$00 shares	Unchanged
QUALCOMM INC QCOM · Call	QCOM	Call	0	$00 shares	New
AMGEN INC AMGN · Call	AMGN	Call	0	$00 shares	New
APPLE INC AAPL · Call	AAPL	Call	0	$00 shares	Unchanged
BOX INC BOX · Call	BOX	Call	0	$00 shares	New
DIAMONDBACK ENERGY INC FANG · Call	FANG	Call	0	$00 shares	New
HP INC HPQ · Call	HPQ	Call	0	$00 shares	Unchanged
ISHARES TR EEM · Call	EEM	Call	0	$00 shares	Unchanged
ORACLE CORP ORCL · Call	ORCL	Call	0	$00 shares	New
PALANTIR TECHNOLOGIES INC PLTR · Call	PLTR	Call	0	$00 shares	Unchanged
AT&T INC T · Call	T	Call	0	$00 shares	Unchanged

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
NKGEN BIOTECH INC NKGN · 13G · filed 2025-02-28	NKGN	7.9%	new	13G	2025-02-28