Vault-13

VANGUARD INDEX FDS VB

SMALL CP ETF · ETP · CUSIP 922908751

1,647 institutional holders -16 vs Q4 2022
140,763,463140.8m shares reported held*
$24.7bnreported value*
70 new 688 added 621 reduced 74 sold out net bought ≈ $958.2m (+15.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($54.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $175.73. Options: 3 managers hold calls ($17.6m notional), 3 hold puts ($3.6m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,540Q4 22: 1,663Q1 23: 1,6471,647Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20221,540
Q4 20221,663
Q1 20231,647

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 783 bought or addedQ4 22: 630 cut or sold outQ4 22Q1 23: 758 bought or addedQ1 23: 695 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022783630
Q1 2023758695

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $11.3mQ3 22 puts: $3.8mQ3 22P/C 0.34Q4 22 calls: $20.0mQ4 22 puts: $3.2mQ4 22P/C 0.16Q1 23 calls: $17.6mQ1 23 puts: $3.6mQ1 23P/C 0.20
Numbers
QuarterCallsPutsP/C
Q3 2022$11.3m$3.8m0.34
Q4 2022$20.0m$3.2m0.16
Q1 2023$17.6m$3.6m0.20

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +10,520,573+10.5m
BANK OF AMERICA CORP /DE/ Added +1,539,997+1.5m
CIBC Private Wealth Group LLC Added +817,387+817.4k
FMR LLC Added +705,869+705.9k
AMERIPRISE FINANCIAL INC Added +294,218+294.2k
CBIZ Investment Advisory Services, LLC Added +287,890+287.9k
CAPTRUST FINANCIAL ADVISORS Added +266,366+266.4k
MERCER GLOBAL ADVISORS INC /ADV Added +256,388+256.4k
STATE STREET CORP Added +220,100+220.1k
American Trust Added +164,327+164.3k

Biggest sellers

PATHSTONE FAMILY OFFICE, LLC Reduced -357,098-357.1k
BlackRock Inc. Reduced -224,118-224.1k
JANUS HENDERSON GROUP PLC Reduced -217,846-217.8k
Cresset Asset Management, LLC Reduced -209,515-209.5k
Column Capital Advisors, LLC Reduced -180,980-181.0k
FIFTH THIRD BANCORP Reduced -110,732-110.7k
EP Wealth Advisors, LLC Reduced -104,626-104.6k
Kestra Advisory Services, LLC Reduced -98,787-98.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -91,930-91.9k
ROYAL BANK OF CANADA Reduced -73,584-73.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.7m56.7k shares
CITADEL ADVISORS LLC Reduced $6.8m35.9k shares
Cutler Group LLC / CA Added $23.0k4.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.4m12.7k shares
CITADEL ADVISORS LLC Added $1.2m6.3k shares
Cutler Group LLC / CA New $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.43% of their portfolio CHARLOTTE, NC 19,681,91619.7m $3.7bn $3.7bn 0.43% Added +1.5m +1,539,997
2 ENVESTNET ASSET MANAGEMENT INC 0.29% of their portfolio Berwyn, PA 13,427,01013.4m $608.4m $608.4m 0.29% Added +10.5m +10,520,573
3 JONES FINANCIAL COMPANIES LLLP 2.33% of their portfolio DES PERES, MO 7,477,2907.5m $1.4bn $1.4bn 2.33% Added +24.4k +24,388
4 MORGAN STANLEY 0.13% of their portfolio NEW YORK, NY 6,468,6406.5m $1.2bn $1.2bn 0.13% Added +96.8k +96,775
5 WELLS FARGO & COMPANY/MN 0.25% of their portfolio SAN FRANCISCO, CA 4,240,3154.2m $803.8m $803.8m 0.25% Reduced -19.9k -19,946
6 LPL Financial LLC 0.53% of their portfolio FORT MILL, SC 3,571,6143.6m $677.0m $677.0m 0.53% Added +151.1k +151,148
7 UBS Group AG 0.31% of their portfolio ZURICH, V8 3,542,1743.5m $671.5m $671.5m 0.31% Reduced -28.0k -27,979
8 Bank of New York Mellon Corp 0.13% of their portfolio NEW YORK, NY 3,173,1263.2m $601.5m $601.5m 0.13% Added +19.8k +19,784
9 AMERIPRISE FINANCIAL INC 0.16% of their portfolio MINNEAPOLIS, MN 2,625,5462.6m $495.9m $495.9m 0.16% Added +294.2k +294,218
10 PNC Financial Services Group, Inc. 0.33% of their portfolio Pittsburgh, PA 1,969,9612.0m $373.4m $373.4m 0.33% Reduced -25.8k -25,825
11 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 1,914,6981.9m $363.0m $363.0m 0.10% Reduced -25.9k -25,868
12 Creative Planning 0.51% of their portfolio OVERLAND PARK, KS 1,853,9101.9m $351.4m $351.4m 0.51% Reduced -50.7k -50,658
13 Charles Schwab Investment Advisory, Inc. 0.51% of their portfolio SAN FRANCISCO, CA 1,672,3891.7m $317.0m $317.0m 0.51% Reduced -72.2k -72,239
14 CIBC Private Wealth Group LLC 0.35% of their portfolio ATLANTA, GA 1,656,3861.7m $317.1m $317.1m 0.35% Added +817.4k +817,387
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.38% of their portfolio MILWAUKEE, WI 1,435,4421.4m $272.1m $272.1m 0.38% Reduced -91.9k -91,930
16 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 1,414,9551.4m $268.2m $268.2m 0.08% Reduced -73.6k -73,584
17 Wealthfront Advisers LLC 1.18% of their portfolio Palo Alto, CA 1,374,4331.4m $260.5m $260.5m 1.18% Reduced -58.9k -58,856
18 FMR LLC 0.01% of their portfolio BOSTON, MA 1,371,7641.4m $260.0m $260.0m 0.01% Added +705.9k +705,869
19 Annex Advisory Services, LLC 11.23% of their portfolio BROOKFIELD, WI 1,105,6701.1m $209.6m $209.6m 11.23% Added +17.6k +17,614
20 CAPTRUST FINANCIAL ADVISORS 0.89% of their portfolio RALEIGH, NC 1,062,9321.1m $201.5m $201.5m 0.89% Added +266.4k +266,366
21 Raymond James Financial Services Advisors, Inc. 0.35% of their portfolio ST. PETERSBURG, FL 966,994967.0k $183.3m $183.3m 0.35% Reduced -42.5k -42,489
22 GLENMEDE TRUST CO NA 1.03% of their portfolio PHILADELPHIA, PA 954,494954.5k $180.9m $180.9m 1.03% Reduced -14.6k -14,613
23 WELLINGTON MANAGEMENT GROUP LLP 0.03% of their portfolio Boston, MA 923,288923.3k $175.0m $175.0m 0.03% Added +118.6k +118,564
24 STIFEL FINANCIAL CORP 0.25% of their portfolio ST. LOUIS, MO 910,877910.9k $172.7m $172.7m 0.25% Reduced -5.9k -5,912
25 Mariner, LLC 0.50% of their portfolio Overland Park, KS 909,707909.7k $172.4m $172.4m 0.50% Reduced -957 -957
26 COMMONWEALTH EQUITY SERVICES, LLC 0.36% of their portfolio WALTHAM, MA 895,662895.7k $169.8m $169.8m 0.36% Added +37.3k +37,326
27 OSAIC HOLDINGS, INC. 0.32% of their portfolio SCOTTSDALE, AZ 894,372894.4k $169.6m $169.6m 0.32% Reduced -40.8k -40,751
28 TIAA, FSB 0.58% of their portfolio ST. LOUIS, MO 817,725817.7k $155.0m $155.0m 0.58% Reduced -10.8k -10,794
29 SIGNATUREFD, LLC 3.91% of their portfolio ATLANTA, GA 755,056755.1k $143.1m $143.1m 3.91% Added +5.1k +5,099
30 MISSION WEALTH MANAGEMENT, LP 5.96% of their portfolio Santa Barbara, CA 742,585742.6k $140.8m $140.8m 5.96% Added +56.0k +55,971
31 HighTower Advisors, LLC 0.30% of their portfolio CHICAGO, IL 735,923735.9k $139.5m $139.5m 0.30% Reduced -32.2k -32,161
32 Millburn Ridgefield LLC /DE/ 4.84% of their portfolio New York, NY 723,847723.8k $137.2m $137.2m 4.84% Added +39.9k +39,927
33 Catalyst Capital Advisors LLC 4.19% of their portfolio San Juan, PR 723,773723.8k $137.2m $137.2m 4.19% Added +39.9k +39,897
34 J.P. Morgan Private Wealth Advisors LLC 0.27% of their portfolio SAN FRANCISCO, CA 681,897681.9k $129.3m $129.3m 0.27% Added +41.2k +41,180
35 MERCER GLOBAL ADVISORS INC /ADV 0.57% of their portfolio DENVER, CO 663,544663.5k $125.8m $125.8m 0.57% Added +256.4k +256,388
36 Baird Financial Group, Inc. 0.30% of their portfolio MILWAUKEE, WI 651,455651.5k $123.5m $123.5m 0.30% Added +17.5k +17,537
37 RAYMOND JAMES & ASSOCIATES 0.11% of their portfolio ST PETERSBURG, FL 644,646644.6k $122.2m $122.2m 0.11% Added +8.5k +8,540
38 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 606,531606.5k $115.0m $115.0m 0.01% Added +220.1k +220,100
39 TRUIST FINANCIAL CORP 0.19% of their portfolio CHARLOTTE, NC 580,704580.7k $110.1m $110.1m 0.19% Reduced -3.8k -3,797
40 1832 Asset Management L.P. 0.22% of their portfolio TORONTO, A6 553,364553.4k $104.9m $104.9m 0.22% Reduced -2.5k -2,452
41 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 549,629549.6k $104.2m $104.2m 0.04% Added +11.4k +11,386
42 US BANCORP \DE\ 0.15% of their portfolio MINNEAPOLIS, MN 459,623459.6k $87.1m $87.1m 0.15% Reduced -13.7k -13,683
43 Badgley Phelps Wealth Managers, LLC 3.06% of their portfolio SEATTLE, WA 438,935438.9k $83.2m $83.2m 3.06% Added +10.4k +10,358
44 Efficient Advisors, LLC 5.78% of their portfolio BEAVERTON, OR 437,187437.2k $82.9m $82.9m 5.78% Added +12.3k +12,256
45 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 433,422433.4k $82.2m $82.2m 0.01% Reduced -30.1k -30,129
46 FIFTH THIRD BANCORP 0.38% of their portfolio CINCINNATI, OH 430,924430.9k $81.7m $81.7m 0.38% Reduced -110.7k -110,732
47 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 392,370392.4k $74.4m $74.4m 0.00% Added +9.8k +9,812
48 NATIXIS ADVISORS, LLC 0.25% of their portfolio Boston, MA 387,861387.9k $73.5m $73.5m 0.25% Reduced -6.7k -6,673
49 PINNACLE ASSOCIATES LTD 1.49% of their portfolio NEW YORK, NY 384,780384.8k $72.9m $72.9m 1.49% Added +3.6k +3,551
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.04% of their portfolio Toronto, A6 379,531379.5k $71.9m $71.9m 0.04% Added +2.3k +2,319
51 Karpus Management, Inc. 2.23% of their portfolio Pittsford, NY 374,800374.8k $71.0m $71.0m 2.23% Added +4.9k +4,921
52 Cambridge Investment Research Advisors, Inc. 0.35% of their portfolio FAIRFIELD, IA 371,382371.4k $70.4m $70.4m 0.35% Reduced -5.5k -5,461
53 PEAPACK GLADSTONE FINANCIAL CORP 1.33% of their portfolio BEDMINSTER, NJ 369,668369.7k $70.1m $70.1m 1.33% Added +7.6k +7,646
54 DAVIS R M INC 1.75% of their portfolio PORTLAND, ME 362,134362.1k $68.6m $68.6m 1.75% Added +32.6k +32,576
55 PATHSTONE FAMILY OFFICE, LLC 1.11% of their portfolio ENGLEWOOD, NJ 360,926360.9k $68.4m $68.4m 1.11% Reduced -357.1k -357,098
56 Fusion Family Wealth, LLC 8.79% of their portfolio WOODBURY, NY 360,600360.6k $68.4m $68.4m 8.79% Added +7.3k +7,331
57 M&T Bank Corp 0.26% of their portfolio BUFFALO, NY 352,653352.7k $66.8m $66.8m 0.26% Reduced -11.5k -11,480
58 Wealthspire Advisors, LLC 1.10% of their portfolio NEW YORK, NY 338,532338.5k $64.2m $64.2m 1.10% Added +5.3k +5,341
59 Heartwood Wealth Advisors LLC 9.51% of their portfolio RICHMOND, VA 336,706336.7k $63.8m $63.8m 9.51% Added +8.4k +8,370
60 Private Advisor Group, LLC 0.59% of their portfolio MORRISTOWN, NJ 328,469328.5k $62.3m $62.3m 0.59% Reduced -15.9k -15,924
61 TRUSTMARK BANK TRUST DEPARTMENT 5.64% of their portfolio JACKSON, MS 327,187327.2k $62.0m $62.0m 5.64% Added +44.6k +44,620
62 Corient Private Wealth LP 0.16% of their portfolio MIAMI, FL 318,530318.5k $60.4m $60.4m 0.16% Reduced -2.8k -2,848
63 MML INVESTORS SERVICES, LLC 0.43% of their portfolio SPRINGFIELD, MA 317,268317.3k $60.1m $60.1m 0.43% Reduced -14.8k -14,753
64 Baker Avenue Asset Management, LP 3.20% of their portfolio SAN FRANCISCO, CA 312,534312.5k $59.2m $59.2m 3.20% Added +5.1k +5,110
65 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 312,408312.4k $59.2m $59.2m 0.08% Reduced -6.6k -6,580
66 MONETA GROUP INVESTMENT ADVISORS LLC 1.41% of their portfolio ST LOUIS, MO 310,326310.3k $58.8m $58.8m 1.41% Added +144.2k +144,246
67 VISTA CAPITAL PARTNERS, INC. 8.52% of their portfolio PORTLAND, OR 304,735304.7k $57.8m $57.8m 8.52% Reduced -532 -532
68 CBIZ Investment Advisory Services, LLC 5.02% of their portfolio INDEPENDENCE, OH 302,518302.5k $57.3m $57.3m 5.02% Added +287.9k +287,890
69 American Trust 3.89% of their portfolio LEXINGTON, KY 295,894295.9k $56.1m $56.1m 3.89% Added +164.3k +164,327
70 Thrivent Financial for Lutherans 0.13% of their portfolio Minneapolis, MN 291,104291.1k $54.4m $54.4m 0.13% Added +57.3k +57,255
71 Cullen/Frost Bankers, Inc. 1.00% of their portfolio San Antonio, TX 289,894289.9k $55.0m $55.0m 1.00% Added +6.4k +6,401
72 Column Capital Advisors, LLC 3.95% of their portfolio INDIANAPOLIS, IN 274,131274.1k $26.4m $26.4m 3.95% Reduced -181.0k -180,980
73 Smithfield Trust Co 3.22% of their portfolio PITTSBURGH, PA 265,333265.3k $50.3m $50.3m 3.22% Added +2.7k +2,725
74 Chandler Asset Management, Inc. 11.83% of their portfolio SAN DIEGO, CA 262,837262.8k $49.8m $49.8m 11.83% Reduced -47.1k -47,078
75 BlackRock Inc. 0.00% of their portfolio New York, NY 262,118262.1k $49.7m $49.7m 0.00% Reduced -224.1k -224,118
76 Centered Wealth LLC dba Miller Equity Capital Advisors 27.42% of their portfolio IRVING, TX 258,800258.8k $49.1m $49.1m 27.42% Added +36.6k +36,632
77 INVICTUS PRIVATE WEALTH, LLC 5.77% of their portfolio Denver, CO 258,733258.7k $49.0m $49.0m 5.77% Added +8.7k +8,727
78 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.62% of their portfolio NORFOLK, VA 245,752245.8k $46.6m $46.6m 1.62% Added +6.4k +6,425
79 ASSETMARK, INC 0.19% of their portfolio CONCORD, CA 240,949240.9k $45.7m $45.7m 0.19% Added +4.8k +4,785
80 Equitable Holdings, Inc. 0.73% of their portfolio NEW YORK, NY 240,231240.2k $45.5m $45.5m 0.73% Added +13.8k +13,810
81 PITTENGER & ANDERSON INC 2.29% of their portfolio LINCOLN, NE 234,256234.3k $44.4m $44.4m 2.29% Added +13.6k +13,600
82 Marcum Wealth, LLC 5.34% of their portfolio CLEVELAND, OH 225,847225.8k $42.8m $42.8m 5.34% Reduced -12.9k -12,884
83 AVANTAX ADVISORY SERVICES, INC. 0.51% of their portfolio DALLAS, TX 219,309219.3k $41.6m $41.6m 0.51% Added +5.7k +5,659
84 Ellenbecker Investment Group 10.72% of their portfolio WAUKESHA, WI 207,815207.8k $39.4m $39.4m 10.72% Added +13.2k +13,190
85 Johnson Financial Group, LLC 5.91% of their portfolio Denver, CO 207,376207.4k $39.3m $39.3m 5.91% Added +10.3k +10,251
86 Cetera Advisor Networks LLC 0.28% of their portfolio EL SEGUNDO, CA 197,221197.2k $37.4m $37.4m 0.28% Added +51.8k +51,846
87 BESSEMER GROUP INC 0.09% of their portfolio WOODBRIDGE, NJ 197,077197.1k $37.4m $37.4m 0.09% Added +443 +443
88 Garde Capital, Inc. 4.09% of their portfolio SEATTLE, WA 196,573196.6k $37.3m $37.3m 4.09% Added +3.4k +3,389
89 CENTRAL TRUST Co 1.08% of their portfolio JEFFERSON CITY, MO 195,395195.4k $37.0m $37.0m 1.08% Reduced -11.2k -11,171
90 COUNTRY TRUST BANK 1.03% of their portfolio Bloomington, IL 191,381191.4k $36.3m $36.3m 1.03% Reduced -42.4k -42,358
91 Nicholas Hoffman & Company, LLC. 3.16% of their portfolio ATLANTA, GA 185,105185.1k $35.1m $35.1m 3.16% Added +41.3k +41,323
92 Parallel Advisors, LLC 1.18% of their portfolio SAN FRANCISCO, CA 184,122184.1k $34.9m $34.9m 1.18% Added +144.7k +144,731
93 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 182,514182.5k $34.6m $34.6m 0.09% Added +17.9k +17,907
94 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 6.70% of their portfolio Reston, VA 181,709181.7k $34.4m $34.4m 6.70% Added +1.0k +1,002
95 TCV Trust & Wealth Management, Inc. 3.77% of their portfolio RICHMOND, VA 179,079179.1k $33.9m $33.9m 3.77% Reduced -1.1k -1,057
96 Kestra Advisory Services, LLC 0.37% of their portfolio AUSTIN, TX 177,817177.8k $33.7m $33.7m 0.37% Reduced -98.8k -98,787
97 CITIZENS FINANCIAL GROUP INC/RI 1.19% of their portfolio PROVIDENCE, RI 172,015172.0k $32.6m $32.6m 1.19% Reduced -6.3k -6,336
98 NewEdge Advisors, LLC 0.40% of their portfolio NEW ORLEANS, LA 171,576171.6k $32.2m $32.2m 0.40% Reduced -1.8k -1,823
99 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.18% of their portfolio IRVING, TX 165,396165.4k $31.4m $31.4m 0.18% Reduced -17.2k -17,158
100 Cetera Investment Advisers 0.27% of their portfolio SCHAUMBURG, IL 164,599164.6k $31.2m $31.2m 0.27% Reduced -2.7k -2,674