AGENUS INC
COM NEW · CUSIP 00847G705
162
institutional holders
+2 vs Q4 2022
208.1m
shares reported held*
$316.4mreported value*
21 new
64 added
43 reduced
17 sold out
net bought ≈ $48.2m (+31.7m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($77.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.52. Options: 7 managers hold calls ($3.4m notional), 6 hold puts ($642.4k).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 165 |
| Q4 2022 | 160 |
| Q1 2023 | 162 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 82 | 68 |
| Q1 2023 | 85 | 60 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $6.3m | $768.0k | 0.12 |
| Q4 2022 | $12.5m | $795.1k | 0.06 |
| Q1 2023 | $3.4m | $642.4k | 0.19 |
Biggest buyers
| CITADEL ADVISORS LLC | Added | +7.3m |
| BANK OF AMERICA CORP /DE/ | Added | +6.7m |
| STATE STREET CORP | Added | +3.6m |
| Sofinnova Investments, Inc. | Added | +3.5m |
| Deep Track Capital, LP | Added | +3.0m |
| MILLENNIUM MANAGEMENT LLC | Added | +1.5m |
| GOLDMAN SACHS GROUP INC | Added | +1.3m |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | New | +1.3m |
| Artal Group S.A. | Added | +1.1m |
| CITIGROUP INC | Added | +1.1m |
Biggest sellers
| Nuveen Asset Management, LLC | Reduced | -1.7m |
| Lindbrook Capital, LLC | Reduced | -1.3m |
| Point72 Asset Management, L.P. | Reduced | -1.1m |
| ORACLE INVESTMENT MANAGEMENT INC | Reduced | -945.8k |
| D. E. Shaw & Co., Inc. | Reduced | -782.5k |
| VANGUARD GROUP INC | Reduced | -653.4k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Reduced | -395.7k |
| PRUDENTIAL FINANCIAL INC | Reduced | -317.7k |
| Caption Management, LLC | Sold out | -170.0k |
| LOS ANGELES CAPITAL MANAGEMENT LLC | Reduced | -143.4k |
Biggest calls
| GROUP ONE TRADING LLC | Reduced | $1.7m1.1m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $746.2k490.9k shares |
| SIMPLEX TRADING, LLC | Reduced | $442.0k291.3k shares |
| CITADEL ADVISORS LLC | Reduced | $421.0k277.0k shares |
| WOLVERINE TRADING, LLC | Reduced | $57.0k39.5k shares |
| JANE STREET GROUP, LLC | Reduced | $45.1k29.7k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $464.8k305.8k shares |
| CITADEL ADVISORS LLC | Added | $106.6k70.1k shares |
| GROUP ONE TRADING LLC | Reduced | $48.0k31.6k shares |
| WOLVERINE TRADING, LLC | New | $17.0k11.7k shares |
| SIMPLEX TRADING, LLC | Reduced | $6.0k4.4k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| Deep Track Capital, LP 1.94% of their portfolio | 30.0m $45.6m | Added +3.0m |
| STATE STREET CORP 0.00% of their portfolio | 26.2m $39.8m | Added +3.6m |
| VANGUARD GROUP INC 0.00% of their portfolio | 23.6m $35.9m | Reduced -653.4k |
| BlackRock Inc. 0.00% of their portfolio | 23.5m $35.7m | Added +54.8k |
| Artal Group S.A. 1.41% of their portfolio | 15.6m $23.8m | Added +1.1m |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 8.4m $12.7m | Added +7.3m |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 8.0m $12.1m | Added +6.7m |
| Point72 Asset Management, L.P. 0.04% of their portfolio | 7.8m $11.9m | Reduced -1.1m |
| Sofinnova Investments, Inc. 0.66% of their portfolio | 6.4m $9.7m | Added +3.5m |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 5.5m $8.4m | Added +276.4k |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 4.5m $6.8m | Added +582.6k |
| ORACLE INVESTMENT MANAGEMENT INC 5.91% of their portfolio | 3.9m $6.0m | Reduced -945.8k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 3.5m $5.3m | Added +1.3m |
| NORTHERN TRUST CORP 0.00% of their portfolio | 2.8m $4.2m | Added +42.6k |
| Rafferty Asset Management, LLC 0.02% of their portfolio | 2.2m $3.3m | Added +431.7k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 2.1m $3.2m | Added +14.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2.0m $3.0m | Added +719.6k |
| CITIGROUP INC 0.00% of their portfolio | 1.9m $2.9m | Added +1.1m |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 1.6m $2.5m | Added +1.5m |
| MORGAN STANLEY 0.00% of their portfolio | 1.6m $2.4m | Added +727.3k |
| PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio | 1.5m $2.3m | Added +381.1k |
| UBS Group AG 0.00% of their portfolio | 1.5m $2.2m | Added +289.4k |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.05% of their portfolio | 1.3m $1.9m | New |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 1.2m $1.8m | Reduced -1.7m |
| Qube Research & Technologies Ltd 0.01% of their portfolio | 1.1m $1.7m | Added +962.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 1.0m $1.6m | Added +659.2k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 979.4k $1.5m | Reduced -25.5k |
| BARCLAYS PLC 0.00% of their portfolio | 977.3k $1.5m | Added +2.4k |
| BIT Capital GmbH 0.23% of their portfolio | 963.3k $1.5m | Added +739.9k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 942.4k $1.4m | Added +580.7k |
| STRS OHIO 0.00% of their portfolio | 732.3k $1.1m | Added +488.2k |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 668.1k $1.0m | Added +34.1k |
| Cardinal Strategic Wealth Guidance 0.43% of their portfolio | 610.3k $927.6k | Unchanged |
| Swiss National Bank 0.00% of their portfolio | 592.1k $900.0k | Reduced -23.3k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 572.1k $869.6k | Added +526.9k |
| Key Client Fiduciary Advisors, LLC 0.50% of their portfolio | 531.6k $808.0k | Added +41.2k |
| ClariVest Asset Management LLC 0.03% of their portfolio | 475.9k $724.0k | Added +528 |
| Squarepoint Ops LLC 0.00% of their portfolio | 464.4k $705.8k | Added +280.4k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 454.3k $690.5k | Reduced -34.5k |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 439.6k $668.1k | Reduced -33.4k |
| HighTower Advisors, LLC 0.00% of their portfolio | 417.5k $632.0k | Added +7.1k |
| TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio | 416.7k $633.0k | Added +77.1k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 402.5k $612.0k | Added +27.7k |
| PROFUND ADVISORS LLC 0.04% of their portfolio | 402.5k $611.7k | New |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 360.5k $547.9k | Reduced -143.4k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 354.3k $538.5k | Added +11.3k |
| GSA CAPITAL PARTNERS LLP 0.05% of their portfolio | 335.6k $510.0k | Added +204.4k |
| PUTNAM INVESTMENTS LLC 0.00% of their portfolio | 329.0k $500.1k | Reduced -13.9k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 290.1k $441.0k | Reduced -782.5k |
| Vident Investment Advisory, LLC 0.01% of their portfolio | 289.4k $439.9k | Reduced -10.0k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 264.1k $401.4k | Unchanged |
| Values First Advisors, Inc. 0.24% of their portfolio | 246.5k $374.7k | Added +7.2k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 242.3k $368.0k | Added +60.3k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio | 232.3k $353.0k | Reduced -23.4k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 226.1k $343.6k | Added +70 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.01% of their portfolio | 219.9k $334.2k | Reduced -136.6k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 214.6k $326.2k | Added +63.0k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 204.6k $311.0k | Reduced -395.7k |
| ALPS ADVISORS INC 0.00% of their portfolio | 200.8k $305.3k | Reduced -5.8k |
| SG Americas Securities, LLC 0.00% of their portfolio | 195.8k $298.0k | Added +172.9k |
| Allianz Asset Management GmbH 0.00% of their portfolio | 193.2k $293.6k | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 183.3k $279.0k | Reduced -7.6k |
| Assenagon Asset Management S.A. 0.00% of their portfolio | 172.9k $262.8k | New |
| XTX Topco Ltd 0.05% of their portfolio | 161.9k $246.0k | Added +62.2k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 147.0k $223.5k | Added +2.9k |
| MetLife Investment Management, LLC 0.00% of their portfolio | 139.0k $211.3k | Reduced -20.9k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 131.7k $200.1k | Reduced -57.3k |
| Legal & General Group Plc 0.00% of their portfolio | 130.7k $198.7k | Added +20.9k |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 128.8k $195.8k | Reduced -18.2k |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 128.8k $196.0k | Added +6.9k |
| Invesco Ltd. 0.00% of their portfolio | 127.3k $193.4k | Reduced -103.2k |
| E Fund Management Co., Ltd. 0.01% of their portfolio | 123.9k $188.0k | Added +32.1k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 118.6k $180.2k | Unchanged |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 116.8k $177.6k | Unchanged |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 108.3k $164.6k | Reduced -66.9k |
| LPL Financial LLC 0.00% of their portfolio | 102.3k $155.5k | Added +15.1k |
| Aigen Investment Management, LP 0.02% of their portfolio | 87.9k $133.6k | New |
| TEACHER RETIREMENT SYSTEM OF TEXAS 0.00% of their portfolio | 84.5k $128.0k | Added +7.0k |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 82.7k $125.6k | New |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 81.6k $124.0k | Reduced -2.4k |
| ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio | 79.5k $120.8k | Added +7.6k |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 75.5k $114.8k | Added +400 |
| ELEVATION POINT WEALTH PARTNERS, LLC 0.01% of their portfolio | 72.3k $109.9k | Unchanged |
| First Command Bank 0.01% of their portfolio | 70.6k $107.3k | Unchanged |
| First Command Financial Services, Inc. 0.01% of their portfolio | 70.6k $107.3k | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 66.2k $100.6k | Reduced -78.2k |
| Burton Enright Welch 0.03% of their portfolio | 60.0k $91.2k | Added +10.0k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio | 57.2k $87.0k | Unchanged |
| Jump Financial, LLC 0.00% of their portfolio | 56.7k $86.2k | New |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 50.8k $77.5k | Added +17.4k |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio | 49.0k $74.4k | Added +7.4k |
| LYNCH & ASSOCIATES/IN 0.02% of their portfolio | 46.8k $71.1k | Added +1.2k |
| AMALGAMATED BANK 0.00% of their portfolio | 43.0k $65.0k | Reduced -8.9k |
| Clear Harbor Asset Management, LLC 0.01% of their portfolio | 38.6k $58.6k | New |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 37.7k $57.3k | Added +4.0k |
| VIRTUS ADVISERS, LLC 0.03% of their portfolio | 37.6k $57.2k | Reduced -14.5k |
| Bayesian Capital Management, LP 0.01% of their portfolio | 37.1k $56.4k | Reduced -74.5k |
| ProShare Advisors LLC 0.00% of their portfolio | 35.9k $54.5k | Reduced -3.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 34.5k $51.9k | Reduced -2.0k |
| Crestwood Advisors Group, LLC 0.00% of their portfolio | 32.9k $50.1k | Unchanged |