Vault-13

VANGUARD INDEX FDS VUG

GROWTH ETF · ETP · CUSIP 922908736

1,722 institutional holders +51 vs Q4 2022
215,523,356215.5m shares reported held*
$53.1bnreported value*
137 new 678 added 624 reduced 74 sold out net bought ≈ $1.8bn (+7.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($474.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $246.55. Options: 4 managers hold calls ($32.5m notional), 4 hold puts ($11.4m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,558Q4 22: 1,671Q1 23: 1,7221,722Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20221,558
Q4 20221,671
Q1 20231,722

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 767 bought or addedQ4 22: 652 cut or sold outQ4 22Q1 23: 815 bought or addedQ1 23: 698 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022767652
Q1 2023815698

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $30.9mQ3 22 puts: $8.7mQ3 22P/C 0.28Q4 22 calls: $25.7mQ4 22 puts: $8.4mQ4 22P/C 0.32Q1 23 calls: $32.5mQ1 23 puts: $11.4mQ1 23P/C 0.35
Numbers
QuarterCallsPutsP/C
Q3 2022$30.9m$8.7m0.28
Q4 2022$25.7m$8.4m0.32
Q1 2023$32.5m$11.4m0.35

Biggest buyers

FMR LLC Added +3,181,340+3.2m
BANK OF AMERICA CORP /DE/ Added +2,409,856+2.4m
CBIZ Investment Advisory Services, LLC Added +825,816+825.8k
Kensington Asset Management, LLC New +380,100+380.1k
Retirement Investment Advisors, Inc. Added +338,798+338.8k
Provida Pension Fund Administrator Added +330,610+330.6k
WORLD EQUITY GROUP, INC. Added +329,550+329.6k
ENVESTNET ASSET MANAGEMENT INC Added +312,789+312.8k
Orion Porfolio Solutions, LLC Added +268,231+268.2k
Raymond James Financial Services Advisors, Inc. Added +214,221+214.2k

Biggest sellers

WESTWOOD HOLDINGS GROUP INC Reduced -522,207-522.2k
Bank of New York Mellon Corp Reduced -514,729-514.7k
EP Wealth Advisors, LLC Reduced -363,275-363.3k
LPL Financial LLC Reduced -289,899-289.9k
MORGAN STANLEY Reduced -266,519-266.5k
LOOMIS SAYLES & CO L P Reduced -259,590-259.6k
Kestra Advisory Services, LLC Reduced -223,933-223.9k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -203,344-203.3k
PATHSTONE FAMILY OFFICE, LLC Reduced -170,804-170.8k
GOLDMAN SACHS GROUP INC Reduced -167,543-167.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $25.3m101.5k shares
CITADEL ADVISORS LLC Reduced $6.5m26.1k shares
Belvedere Trading LLC New $673.5k2.7k shares
Cutler Group LLC / CA Added $30.0k2.7k shares

Biggest puts

CITADEL ADVISORS LLC Added $6.9m27.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.4m17.5k shares
RAYMOND JAMES & ASSOCIATES New $172.0k800 shares
Cutler Group LLC / CA New $2.0k900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 1.24% of their portfolio CHARLOTTE, NC 43,259,23243.3m $10.8bn $10.8bn 1.24% Added +2.4m +2,409,856
2 JONES FINANCIAL COMPANIES LLLP 7.67% of their portfolio DES PERES, MO 18,710,80518.7m $4.7bn $4.7bn 7.67% Reduced -162.5k -162,523
3 MORGAN STANLEY 0.32% of their portfolio NEW YORK, NY 11,918,89911.9m $3.0bn $3.0bn 0.32% Reduced -266.5k -266,519
4 Financial Engines Advisors L.L.C. 7.70% of their portfolio SANTA CLARA, CA 11,625,16711.6m $2.9bn $2.9bn 7.70% Reduced -59.7k -59,741
5 ENVESTNET ASSET MANAGEMENT INC 1.20% of their portfolio Berwyn, PA 10,041,50410.0m $2.5bn $2.5bn 1.20% Added +312.8k +312,789
6 FMR LLC 0.07% of their portfolio BOSTON, MA 6,488,4706.5m $1.6bn $1.6bn 0.07% Added +3.2m +3,181,340
7 UBS Group AG 0.62% of their portfolio ZURICH, V8 5,350,6505.4m $1.3bn $1.3bn 0.62% Added +86.2k +86,225
8 LPL Financial LLC 0.81% of their portfolio FORT MILL, SC 4,154,1664.2m $1.0bn $1.0bn 0.81% Reduced -289.9k -289,899
9 TIAA, FSB 3.33% of their portfolio ST. LOUIS, MO 3,596,6483.6m $897.1m $897.1m 3.33% Added +51.6k +51,631
10 WELLS FARGO & COMPANY/MN 0.24% of their portfolio SAN FRANCISCO, CA 3,087,4813.1m $770.1m $770.1m 0.24% Added +64.2k +64,184
11 RWA WEALTH PARTNERS, LLC 17.26% of their portfolio BOSTON, MA 2,883,5872.9m $719.3m $719.3m 17.26% Added +64.8k +64,811
12 AMERIPRISE FINANCIAL INC 0.23% of their portfolio MINNEAPOLIS, MN 2,783,1702.8m $694.9m $694.9m 0.23% Added +20.4k +20,384
13 EP Wealth Advisors, LLC 6.17% of their portfolio TORRANCE, CA 2,610,3292.6m $360.5m $360.5m 6.17% Reduced -363.3k -363,275
14 Mill Creek Capital Advisors, LLC 23.19% of their portfolio Conshohocken, PA 2,524,5912.5m $629.7m $629.7m 23.19% Reduced -19.6k -19,588
15 PNC Financial Services Group, Inc. 0.55% of their portfolio Pittsburgh, PA 2,513,0852.5m $626.9m $626.9m 0.55% Reduced -11.9k -11,878
16 D.A. DAVIDSON & CO. 5.47% of their portfolio GREAT FALLS, MT 1,950,6762.0m $486.6m $486.6m 5.47% Added +84.4k +84,421
17 ROYAL BANK OF CANADA 0.14% of their portfolio TORONTO, A6 1,884,9421.9m $470.2m $470.2m 0.14% Added +22.5k +22,522
18 Bank of New York Mellon Corp 0.10% of their portfolio NEW YORK, NY 1,834,3451.8m $457.6m $457.6m 0.10% Reduced -514.7k -514,729
19 SEI INVESTMENTS CO 0.76% of their portfolio OAKS, PA 1,650,8111.7m $411.8m $411.8m 0.76% Added +98.0k +97,975
20 GOLDMAN SACHS GROUP INC 0.11% of their portfolio NEW YORK, NY 1,582,5601.6m $394.8m $394.8m 0.11% Reduced -167.5k -167,543
21 COMMONWEALTH EQUITY SERVICES, LLC 0.82% of their portfolio WALTHAM, MA 1,570,1931.6m $391.7m $391.7m 0.82% Added +34.3k +34,341
22 Raymond James Financial Services Advisors, Inc. 0.74% of their portfolio ST. PETERSBURG, FL 1,565,6671.6m $390.5m $390.5m 0.74% Added +214.2k +214,221
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 2.17% of their portfolio IRVING, TX 1,556,6511.6m $388.3m $388.3m 2.17% Added +44.1k +44,118
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.53% of their portfolio MILWAUKEE, WI 1,515,0031.5m $377.9m $377.9m 0.53% Reduced -121.8k -121,772
25 OSAIC HOLDINGS, INC. 0.69% of their portfolio SCOTTSDALE, AZ 1,476,0011.5m $368.3m $368.3m 0.69% Added +42.5k +42,464
26 Mariner, LLC 0.84% of their portfolio Overland Park, KS 1,158,7011.2m $289.0m $289.0m 0.84% Added +76.9k +76,930
27 Performance Wealth Partners, LLC 13.80% of their portfolio HINSDALE, IL 1,079,0731.1m $269.2m $269.2m 13.80% Added +24.8k +24,803
28 HighTower Advisors, LLC 0.54% of their portfolio CHICAGO, IL 1,001,3441.0m $249.5m $249.5m 0.54% Reduced -6.6k -6,577
29 CHOREO, LLC 8.65% of their portfolio ROCKFORD, IL 982,648982.6k $245.1m $245.1m 8.65% Added +2.2k +2,208
30 TRUIST FINANCIAL CORP 0.42% of their portfolio CHARLOTTE, NC 977,860977.9k $243.9m $243.9m 0.42% Reduced -12.3k -12,302
31 Wellspring Financial Advisors, LLC 2.15% of their portfolio CLEVELAND, OH 948,467948.5k $7.2m $7.2m 2.15% Reduced -807 -807
32 MISSION WEALTH MANAGEMENT, LP 9.63% of their portfolio Santa Barbara, CA 911,217911.2k $227.3m $227.3m 9.63% Added +76.1k +76,051
33 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 2.22% of their portfolio OMAHA, NE 868,528868.5k $216.6m $216.6m 2.22% Reduced -48.1k -48,101
34 CBIZ Investment Advisory Services, LLC 18.75% of their portfolio INDEPENDENCE, OH 859,163859.2k $214.3m $214.3m 18.75% Added +825.8k +825,816
35 Equitable Holdings, Inc. 3.35% of their portfolio NEW YORK, NY 840,814840.8k $209.7m $209.7m 3.35% Reduced -51.8k -51,845
36 RAYMOND JAMES & ASSOCIATES 0.18% of their portfolio ST PETERSBURG, FL 826,862826.9k $206.3m $206.3m 0.18% Reduced -62.5k -62,462
37 NATIXIS ADVISORS, LLC 0.70% of their portfolio Boston, MA 812,525812.5k $202.7m $202.7m 0.70% Reduced -105.4k -105,377
38 Merit Financial Group, LLC 7.30% of their portfolio ALPHARETTA, GA 799,327799.3k $199.4m $199.4m 7.30% Reduced -95.6k -95,582
39 Modera Wealth Management, LLC 7.57% of their portfolio WESTWOOD, NJ 781,567781.6k $195.0m $195.0m 7.57% Added +61.2k +61,182
40 CAPTRUST FINANCIAL ADVISORS 0.78% of their portfolio RALEIGH, NC 714,508714.5k $178.2m $178.2m 0.78% Added +120.5k +120,460
41 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 5.98% of their portfolio LOS ANGELES, CA 683,721683.7k $170.5m $170.5m 5.98% Added +71.7k +71,700
42 Northeast Financial Consultants Inc 10.89% of their portfolio WESTPORT, CT 682,280682.3k $170.2m $170.2m 10.89% Reduced -17.4k -17,410
43 Corient Private Wealth LP 0.43% of their portfolio MIAMI, FL 652,156652.2k $161.2m $161.2m 0.43% Added +33.9k +33,890
44 J.P. Morgan Private Wealth Advisors LLC 0.34% of their portfolio SAN FRANCISCO, CA 634,487634.5k $158.3m $158.3m 0.34% Added +53.2k +53,158
45 STIFEL FINANCIAL CORP 0.23% of their portfolio ST. LOUIS, MO 633,354633.4k $158.0m $158.0m 0.23% Added +87.6k +87,577
46 MML INVESTORS SERVICES, LLC 1.11% of their portfolio SPRINGFIELD, MA 632,116632.1k $157.7m $157.7m 1.11% Reduced -51.2k -51,249
47 MATHER GROUP, LLC. 2.53% of their portfolio CHICAGO, IL 571,118571.1k $142.5m $142.5m 2.53% Reduced -1.7k -1,700
48 Truepoint, Inc. 4.63% of their portfolio CINCINNATI, OH 538,165538.2k $134.2m $134.2m 4.63% Reduced -4.8k -4,791
49 Waverly Advisors, LLC 6.83% of their portfolio BIRMINGHAM, AL 524,525524.5k $130.8m $130.8m 6.83% Added +54.7k +54,679
50 AE Wealth Management LLC 0.81% of their portfolio TOPEKA, KS 502,095502.1k $125.2m $125.2m 0.81% Added +95.9k +95,882
51 ASSETMARK, INC 0.51% of their portfolio CONCORD, CA 499,062499.1k $124.5m $124.5m 0.51% Reduced -37.8k -37,771
52 Garde Capital, Inc. 13.58% of their portfolio SEATTLE, WA 495,867495.9k $123.7m $123.7m 13.58% Added +10.6k +10,604
53 MONETA GROUP INVESTMENT ADVISORS LLC 2.90% of their portfolio ST LOUIS, MO 483,815483.8k $120.7m $120.7m 2.90% Added +144.2k +144,218
54 Cetera Investment Advisers 1.05% of their portfolio SCHAUMBURG, IL 482,471482.5k $120.3m $120.3m 1.05% Added +4.9k +4,898
55 Retirement Investment Advisors, Inc. 20.82% of their portfolio OKLAHOMA CITY, OK 466,439466.4k $116.3m $116.3m 20.82% Added +338.8k +338,798
56 Cullen/Frost Bankers, Inc. 2.01% of their portfolio San Antonio, TX 441,216441.2k $110.1m $110.1m 2.01% Added +42.1k +42,100
57 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio Toronto, A6 435,502435.5k $108.6m $108.6m 0.06% Reduced -31.1k -31,148
58 STEPHENS GROUP ASSET MANAGEMENT, LLC 11.08% of their portfolio LITTLE ROCK, AR 410,579410.6k $102.4m $102.4m 11.08% Added +786 +786
59 Private Advisor Group, LLC 0.95% of their portfolio MORRISTOWN, NJ 400,057400.1k $99.8m $99.8m 0.95% Added +8.8k +8,783
60 Waldron Private Wealth LLC 4.81% of their portfolio BRIDGEVILLE, PA 396,556396.6k $98.9m $98.9m 4.81% Reduced -24.8k -24,750
61 BOK Financial Private Wealth, Inc. 7.87% of their portfolio DENVER, CO 392,738392.7k $98.0m $98.0m 7.87% Added +12.0k +12,006
62 COLDSTREAM CAPITAL MANAGEMENT INC 3.27% of their portfolio BELLEVUE, WA 390,549390.5k $97.4m $97.4m 3.27% Added +637 +637
63 Kensington Asset Management, LLC 9.90% of their portfolio AUSTIN, TX 380,100380.1k $94.8m $94.8m 9.90% New
64 Cambridge Investment Research Advisors, Inc. 0.46% of their portfolio FAIRFIELD, IA 378,470378.5k $94.4m $94.4m 0.46% Reduced -16.9k -16,866
65 BANK OF HAWAII 5.47% of their portfolio HONOLULU, HI 377,785377.8k $94.2m $94.2m 5.47% Reduced -3.2k -3,243
66 Gratus Capital, LLC 7.20% of their portfolio ATLANTA, GA 375,732375.7k $93.7m $93.7m 7.20% Added +140.5k +140,468
67 INVICTUS PRIVATE WEALTH, LLC 10.44% of their portfolio Denver, CO 355,692355.7k $88.7m $88.7m 10.44% Reduced -5.7k -5,749
68 WORLD EQUITY GROUP, INC. 1.42% of their portfolio SCHAUMBURG, IL 352,874352.9k $9.5m $9.5m 1.42% Added +329.6k +329,550
69 B. Riley Wealth Advisors, Inc. 2.25% of their portfolio MEMPHIS, TN 338,024338.0k $84.3m $84.3m 2.25% Reduced -12.9k -12,875
70 Provida Pension Fund Administrator 3.26% of their portfolio LAS CONDES, SANTIAGO, F3 334,646334.6k $82.0m $82.0m 3.26% Added +330.6k +330,610
71 Atria Wealth Solutions, Inc. 1.21% of their portfolio NEW YORK, NY 327,745327.7k $81.8m $81.8m 1.21% Reduced -2.6k -2,597
72 Sumitomo Mitsui DS Asset Management Company, Ltd 1.46% of their portfolio TOKYO, M0 325,613325.6k $81.2m $81.2m 1.46% Reduced -14.2k -14,250
73 WOODMONT INVESTMENT COUNSEL LLC 8.58% of their portfolio NASHVILLE, TN 319,970320.0k $79.8m $79.8m 8.58% Added +30.0k +30,043
74 CWM, LLC 0.54% of their portfolio OMAHA, NE 319,557319.6k $79.7m $79.7m 0.54% Added +4.2k +4,188
75 Cetera Advisor Networks LLC 0.57% of their portfolio EL SEGUNDO, CA 308,884308.9k $77.0m $77.0m 0.57% Added +57.8k +57,795
76 CENTRAL TRUST Co 2.24% of their portfolio JEFFERSON CITY, MO 306,632306.6k $76.5m $76.5m 2.24% Added +1.6k +1,570
77 Baird Financial Group, Inc. 0.19% of their portfolio MILWAUKEE, WI 304,882304.9k $76.0m $76.0m 0.19% Reduced -67.4k -67,403
78 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 301,081301.1k $75.1m $75.1m 0.01% Added +15.5k +15,542
79 Kestra Advisory Services, LLC 0.79% of their portfolio AUSTIN, TX 291,485291.5k $72.7m $72.7m 0.79% Reduced -223.9k -223,933
80 BRANDYWINE OAK PRIVATE WEALTH LLC 8.48% of their portfolio Kennett Square, PA 290,928290.9k $72.6m $72.6m 8.48% Reduced -8.3k -8,253
81 MOSAIC FAMILY WEALTH PARTNERS, LLC 14.99% of their portfolio ST. LOUIS, MO 287,281287.3k $71.7m $71.7m 14.99% Added +12.8k +12,839
82 CSM Advisors, LLC 6.21% of their portfolio WARRENDALE, PA 286,687286.7k $71.5m $71.5m 6.21% Unchanged
83 Strategies Wealth Advisors, LLC 15.51% of their portfolio GRAND RAPIDS, MI 282,570282.6k $70.5m $70.5m 15.51% Added +23.8k +23,770
84 NSI Retail Advisors, LLC 15.29% of their portfolio WARRENDALE, PA 281,887281.9k $70.3m $70.3m 15.29% Unchanged
85 Brookstone Capital Management 1.36% of their portfolio WHEATON, IL 279,568279.6k $69.7m $69.7m 1.36% Added +89.4k +89,400
86 Martel Wealth Advisors LLC 17.56% of their portfolio VANCOUVER, WA 275,896275.9k $68.8m $68.8m 17.56% Added +7.1k +7,111
87 Orion Porfolio Solutions, LLC 0.84% of their portfolio OMAHA, NE 272,746272.7k $68.0m $68.0m 0.84% Added +268.2k +268,231
88 Orion Portfolio Solutions, LLC 0.84% of their portfolio Omaha, NE 272,746272.7k $68.0m $68.0m 0.84% Added +24.6k +24,556
89 Financial Synergies Wealth Advisors, Inc. 9.96% of their portfolio HOUSTON, TX 272,251272.3k $67.9m $67.9m 9.96% Reduced -5.4k -5,363
90 VISTA CAPITAL PARTNERS, INC. 10.00% of their portfolio PORTLAND, OR 271,762271.8k $67.8m $67.8m 10.00% Reduced -130 -130
91 Wealthspire Advisors, LLC 1.15% of their portfolio NEW YORK, NY 269,060269.1k $67.1m $67.1m 1.15% Reduced -97.3k -97,339
92 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 263,169263.2k $65.6m $65.6m 0.03% Reduced -10.3k -10,258
93 Cornerstone Management, Inc. 16.70% of their portfolio DULUTH, GA 256,644256.6k $64.0m $64.0m 16.70% Added +1.5k +1,548
94 Trust Co 9.61% of their portfolio MANHATTAN, KS 253,990254.0k $63.4m $63.4m 9.61% Added +8.1k +8,149
95 White Lighthouse Investment Management Inc. 15.90% of their portfolio BEDFORD, MA 252,958253.0k $63.1m $63.1m 15.90% Added +5.1k +5,139
96 FIFTH THIRD BANCORP 0.29% of their portfolio CINCINNATI, OH 249,079249.1k $62.1m $62.1m 0.29% Reduced -4.0k -3,956
97 Peninsula Wealth, LLC 17.74% of their portfolio SAN FRANCISCO, CA 246,374246.4k $61.5m $61.5m 17.74% Added +1.7k +1,657
98 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 245,291245.3k $61.2m $61.2m 0.08% Reduced -7.7k -7,726
99 MERCER GLOBAL ADVISORS INC /ADV 0.27% of their portfolio DENVER, CO 237,107237.1k $59.0m $59.0m 0.27% Reduced -3.0k -2,994
100 Avior Wealth Management, LLC 4.05% of their portfolio OMAHA, NE 237,019237.0k $59.1m $59.1m 4.05% Added +11.4k +11,381