Vault-13

ISHARES TR SCZ

EAFE SML CP ETF · ETP · CUSIP 464288273

682 institutional holders -3 vs Q4 2022
139,731,735139.7m shares reported held*
$8.3bnreported value*
53 new 216 added 269 reduced 52 sold out net bought ≈ $3.6m (+7.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $59.48. Options: 2 managers hold calls ($2.8m notional), 3 hold puts ($3.0m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 633Q4 22: 685Q1 23: 682682Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022633
Q4 2022685
Q1 2023682

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 269 bought or addedQ4 22: 311 cut or sold outQ4 22Q1 23: 269 bought or addedQ1 23: 321 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022269311
Q1 2023269321

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $2.0mQ3 22 puts: $4.1mQ3 22P/C 2.05Q4 22 calls: $2.9mQ4 22 puts: $77.1mQ4 22P/C 26.25Q1 23 calls: $2.8mQ1 23 puts: $3.0mQ1 23P/C 1.07
Numbers
QuarterCallsPutsP/C
Q3 2022$2.0m$4.1m2.05
Q4 2022$2.9m$77.1m26.25
Q1 2023$2.8m$3.0m1.07

Biggest buyers

FMR LLC Added +2,730,863+2.7m
JANE STREET GROUP, LLC New +918,212+918.2k
GOLDMAN SACHS GROUP INC Added +565,777+565.8k
Angeles Investment Advisors, LLC New +517,000+517.0k
NATIXIS ADVISORS, LLC Added +480,064+480.1k
ROYAL BANK OF CANADA Added +373,352+373.4k
Modera Wealth Management, LLC Added +276,104+276.1k
LAKE STREET ADVISORS GROUP, LLC Added +205,820+205.8k
Mariner, LLC Added +186,747+186.7k
WELLINGTON MANAGEMENT GROUP LLP Added +162,940+162.9k

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Sold out -2,249,098-2.2m
Kabouter Management, LLC Reduced -1,213,735-1.2m
TIAA, FSB Reduced -988,174-988.2k
Bank of New York Mellon Corp Reduced -714,544-714.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -259,524-259.5k
Cassaday & Co Wealth Management LLC Reduced -228,848-228.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -224,730-224.7k
PATHSTONE FAMILY OFFICE, LLC Reduced -201,264-201.3k
Creative Planning Reduced -167,937-167.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -160,686-160.7k

Biggest calls

CITADEL ADVISORS LLC Added $1.5m24.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.4m22.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.0m33.4k shares
CITADEL ADVISORS LLC Reduced $743.9k12.5k shares
WOLVERINE TRADING, LLC New $279.0k4.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JONES FINANCIAL COMPANIES LLLP 3.26% of their portfolio DES PERES, MO 33,361,34833.4m $2.0bn $2.0bn 3.26% Reduced -55.7k -55,696
2 TIAA, FSB 1.73% of their portfolio ST. LOUIS, MO 7,839,9717.8m $466.6m $466.6m 1.73% Reduced -988.2k -988,174
3 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 5,966,6666.0m $355.1m $355.1m 0.08% Reduced -714.5k -714,544
4 FMR LLC 0.01% of their portfolio BOSTON, MA 5,467,5005.5m $325.4m $325.4m 0.01% Added +2.7m +2,730,863
5 State of New Jersey Common Pension Fund D 1.12% of their portfolio TRENTON, NJ 5,265,2365.3m $313.3m $313.3m 1.12% Unchanged
6 Creative Planning 0.44% of their portfolio OVERLAND PARK, KS 5,186,8635.2m $308.7m $308.7m 0.44% Reduced -167.9k -167,937
7 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 4,767,9534.8m $283.7m $283.7m 0.03% Added +5.0k +5,002
8 NATIXIS ADVISORS, LLC 0.90% of their portfolio Boston, MA 4,371,2484.4m $260.1m $260.1m 0.90% Added +480.1k +480,064
9 Matson Money. Inc. 8.71% of their portfolio MASON, OH 3,966,0234.0m $236.0m $236.0m 8.71% Added +45.6k +45,603
10 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,706,4913.7m $220.6m $220.6m 0.06% Added +565.8k +565,777
11 BlackRock Inc. 0.00% of their portfolio New York, NY 2,695,4422.7m $160.4m $160.4m 0.00% Reduced -124.6k -124,602
12 PNC Financial Services Group, Inc. 0.13% of their portfolio Pittsburgh, PA 2,550,8502.6m $151.8m $151.8m 0.13% Reduced -88.5k -88,533
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,175,0122.2m $129.4m $129.4m 0.01% Reduced -125.7k -125,683
14 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,109,0212.1m $125.5m $125.5m 0.06% Reduced -259.5k -259,524
15 Modera Wealth Management, LLC 3.76% of their portfolio WESTWOOD, NJ 1,626,9251.6m $96.8m $96.8m 3.76% Added +276.1k +276,104
16 Forvis Mazars Wealth Advisors, LLC 3.11% of their portfolio Springfield, MO 1,597,8111.6m $95.1m $95.1m 3.11% Added +9.3k +9,276
17 Washington Trust Bank 9.73% of their portfolio Spokane, WA 1,528,2481.5m $90.9m $90.9m 9.73% Added +20.5k +20,524
18 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,350,8331.4m $80.4m $80.4m 0.04% Added +65.4k +65,443
19 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 1,275,3941.3m $75.9m $75.9m 0.02% Added +57.4k +57,371
20 Mill Creek Capital Advisors, LLC 2.21% of their portfolio Conshohocken, PA 1,008,8771.0m $60.0m $60.0m 2.21% Added +122.5k +122,514
21 Kabouter Management, LLC 42.55% of their portfolio Chicago, IL 961,301961.3k $57.0m $57.0m 42.55% Reduced -1.2m -1,213,735
22 JANE STREET GROUP, LLC 0.09% of their portfolio NEW YORK, NY 918,212918.2k $54.6m $54.6m 0.09% New
23 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 838,655838.7k $49.9m $49.9m 0.01% Added +162.9k +162,940
24 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 750,191750.2k $44.7m $44.7m 0.02% Added +13.9k +13,879
25 Corient Private Wealth LP 0.12% of their portfolio MIAMI, FL 727,766727.8k $43.3m $43.3m 0.12% Added +52.9k +52,875
26 1832 Asset Management L.P. 0.09% of their portfolio TORONTO, A6 720,790720.8k $42.9m $42.9m 0.09% Unchanged
27 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 714,614714.6k $42.5m $42.5m 0.09% Added +21.4k +21,393
28 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 693,600693.6k $41.3m $41.3m 0.02% Added +147.1k +147,130
29 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.42% of their portfolio OMAHA, NE 687,425687.4k $40.9m $40.9m 0.42% Reduced -45.3k -45,292
30 Wilmington Savings Fund Society, FSB 1.78% of their portfolio WILMINGTON, DE 678,171678.2k $40.4m $40.4m 1.78% Reduced -9.7k -9,712
31 Ballentine Partners, LLC 1.00% of their portfolio Waltham, MA 667,018667.0k $39.7m $39.7m 1.00% Reduced -71.1k -71,146
32 LAKE STREET ADVISORS GROUP, LLC 2.45% of their portfolio PORTSMOUTH, NH 666,027666.0k $39.6m $39.6m 2.45% Added +205.8k +205,820
33 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 635,620635.6k $37.8m $37.8m 0.01% Added +373.4k +373,352
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 620,709620.7k $36.9m $36.9m 0.05% Reduced -224.7k -224,730
35 HALBERT HARGROVE GLOBAL ADVISORS, LLC 2.41% of their portfolio LONG BEACH, CA 591,417591.4k $35.2m $35.2m 2.41% Reduced -2.2k -2,223
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 583,435583.4k $34.7m $34.7m 0.00% Reduced -49.5k -49,502
37 One Capital Management, LLC 1.64% of their portfolio WESTLAKE VILLAGE, CA 559,914559.9k $33.3m $33.3m 1.64% Added +26.6k +26,605
38 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 555,654555.7k $33.1m $33.1m 0.06% Reduced -28.5k -28,528
39 Angeles Investment Advisors, LLC 2.53% of their portfolio SANTA MONICA, CA 517,000517.0k $30.8m $30.8m 2.53% New
40 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 514,461514.5k $30.6m $30.6m 0.02% Added +14.8k +14,794
41 BUCKINGHAM STRATEGIC WEALTH, LLC 0.51% of their portfolio CLAYTON, MO 501,067501.1k $28.3m $28.3m 0.51% Unchanged
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.33% of their portfolio PLYMOUTH, MN 483,186483.2k $28.8m $28.8m 0.33% Added +45.2k +45,199
43 State of Tennessee, Department of Treasury 0.12% of their portfolio NASHVILLE, TN 459,286459.3k $27.3m $27.3m 0.12% Unchanged
44 AVANTAX ADVISORY SERVICES, INC. 0.33% of their portfolio DALLAS, TX 455,641455.6k $27.1m $27.1m 0.33% Reduced -6.8k -6,831
45 Equitable Holdings, Inc. 0.42% of their portfolio NEW YORK, NY 441,106441.1k $26.3m $26.3m 0.42% Reduced -40.0k -40,038
46 American Financial Advisors, LLC 4.17% of their portfolio Marietta, GA 429,927429.9k $25.6m $25.6m 4.17% Reduced -19.7k -19,693
47 Plancorp, LLC 1.42% of their portfolio SAINT LOUIS, MO 425,278425.3k $25.3m $25.3m 1.42% Reduced -2.8k -2,825
48 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 417,876417.9k $24.9m $24.9m 0.01% Reduced -43.1k -43,098
49 Baker Avenue Asset Management, LP 1.27% of their portfolio SAN FRANCISCO, CA 396,238396.2k $23.6m $23.6m 1.27% Added +69.2k +69,185
50 CHOREO, LLC 0.78% of their portfolio ROCKFORD, IL 371,333371.3k $22.1m $22.1m 0.78% Added +19.8k +19,751
51 MONETA GROUP INVESTMENT ADVISORS LLC 0.53% of their portfolio ST LOUIS, MO 369,158369.2k $22.0m $22.0m 0.53% Added +65.3k +65,325
52 FIFTH THIRD BANCORP 0.10% of their portfolio CINCINNATI, OH 364,589364.6k $21.7m $21.7m 0.10% Added +34.9k +34,868
53 Mariner, LLC 0.06% of their portfolio Overland Park, KS 344,255344.3k $20.5m $20.5m 0.06% Added +186.7k +186,747
54 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 343,070343.1k $20.4m $20.4m 0.04% Added +32.4k +32,384
55 Wealthcare Advisory Partners LLC 0.86% of their portfolio WEST CHESTER, PA 336,243336.2k $20.0m $20.0m 0.86% Added +16.7k +16,674
56 COLDSTREAM CAPITAL MANAGEMENT INC 0.65% of their portfolio BELLEVUE, WA 323,103323.1k $19.2m $19.2m 0.65% Added +69.9k +69,938
57 COLONY GROUP LLC 0.28% of their portfolio Boston, MA 312,976313.0k $18.6m $18.6m 0.28% Added +3.4k +3,404
58 Shakespeare Wealth Management, LLC 6.22% of their portfolio Pewaukee, WI 294,531294.5k $17.5m $17.5m 6.22% Added +1.0k +1,034
59 M&T Bank Corp 0.07% of their portfolio BUFFALO, NY 293,580293.6k $17.5m $17.5m 0.07% Reduced -30.1k -30,110
60 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 282,914282.9k $15.9m $15.9m 0.01% Reduced -14.4k -14,356
61 Checchi Capital Advisers, LLC 1.61% of their portfolio BEVERLY HILLS, CA 280,636280.6k $16.7m $16.7m 1.61% Reduced -19.5k -19,535
62 Brand Asset Management Group, Inc. 8.13% of their portfolio CHESTERFIELD, MO 270,640270.6k $16.1m $16.1m 8.13% Added +4.0k +4,033
63 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 269,636269.6k $16.0m $16.0m 0.08% Added +145.5k +145,513
64 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 261,651261.7k $15.6m $15.6m 0.03% Added +5.9k +5,853
65 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 258,980259.0k $15.4m $15.4m 0.02% Reduced -125.9k -125,920
66 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 256,069256.1k $15.2m $15.2m 0.03% Reduced -94.9k -94,927
67 Full Sail Capital, LLC 1.37% of their portfolio OKLAHOMA CITY, OK 253,843253.8k $15.1m $15.1m 1.37% Added +1.6k +1,555
68 QUADRANT CAPITAL GROUP LLC 1.54% of their portfolio CINCINNATI, OH 248,393248.4k $14.8m $14.8m 1.54% Added +21.5k +21,529
69 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 248,133248.1k $14.8m $14.8m 0.00% Added +83.6k +83,616
70 Falcon Wealth Planning 3.61% of their portfolio Ontario, CA 243,160243.2k $14.5m $14.5m 3.61% Added +16.3k +16,324
71 Shore Point Advisors, LLC 10.58% of their portfolio BRIELLE, NJ 234,483234.5k $14.0m $14.0m 10.58% Added +7.6k +7,552
72 Savant Capital, LLC 0.26% of their portfolio ROCKFORD, IL 233,937233.9k $13.9m $13.9m 0.26% Added +88.0k +87,987
73 EXENCIAL WEALTH ADVISORS, LLC 0.68% of their portfolio OKLAHOMA CITY, OK 220,174220.2k $13.1m $13.1m 0.68% Reduced -3.1k -3,141
74 State of Wisconsin - Board of Commissioners of Public Lands 2.82% of their portfolio MADISON, WI 212,319212.3k $12.6m $12.6m 2.82% First filing
75 Austin Private Wealth, LLC 2.01% of their portfolio Austin, TX 211,541211.5k $12.6m $12.6m 2.01% Added +5.1k +5,112
76 Wealth Architects, LLC 2.19% of their portfolio MOUNTAIN VIEW, CA 207,632207.6k $12.4m $12.4m 2.19% Reduced -823 -823
77 Parcion Private Wealth LLC 1.28% of their portfolio BELLEVUE, WA 205,581205.6k $12.2m $12.2m 1.28% Reduced -10.7k -10,659
78 MAI Capital Management 0.19% of their portfolio INDEPENDENCE, OH 203,113203.1k $12.1m $12.1m 0.19% Reduced -4.3k -4,282
79 Cassaday & Co Wealth Management LLC 0.51% of their portfolio MCLEAN, VA 202,581202.6k $12.1m $12.1m 0.51% Reduced -228.8k -228,848
80 PATHSTONE FAMILY OFFICE, LLC 0.19% of their portfolio ENGLEWOOD, NJ 201,152201.2k $12.0m $12.0m 0.19% Reduced -201.3k -201,264
81 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 200,379200.4k $11.9m $11.9m 0.02% Reduced -67.4k -67,383
82 Federation des caisses Desjardins du Quebec 0.13% of their portfolio LEVIS, A8 195,879195.9k $11.7m $11.7m 0.13% Added +73.8k +73,821
83 Alesco Advisors, LLC, An ESL Co 0.42% of their portfolio Pittsford, NY 190,570190.6k $11.3m $11.3m 0.42% Reduced -5.1k -5,097
84 MISSION WEALTH MANAGEMENT, LP 0.48% of their portfolio Santa Barbara, CA 190,288190.3k $11.3m $11.3m 0.48% Reduced -6.8k -6,834
85 Pure Financial Advisors, LLC 0.51% of their portfolio SAN DIEGO, CA 185,616185.6k $11.0m $11.0m 0.51% Reduced -3.8k -3,842
86 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 185,077185.1k $11.0m $11.0m 0.08% Added +23.3k +23,258
87 Klingman & Associates, LLC 0.93% of their portfolio New York, NY 182,055182.1k $10.8m $10.8m 0.93% Added +612 +612
88 OPPENHEIMER ASSET MANAGEMENT INC. 0.16% of their portfolio NEW YORK, NY 178,183178.2k $10.6m $10.6m 0.16% Reduced -1.4k -1,399
89 CIBC WORLD MARKET INC. 0.04% of their portfolio TORONTO, A6 175,824175.8k $10.5m $10.5m 0.04% Added +10.4k +10,384
90 Waverly Advisors, LLC 0.54% of their portfolio BIRMINGHAM, AL 174,954175.0k $10.4m $10.4m 0.54% Added +3.9k +3,913
91 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 152,746152.7k $9.1m $9.1m 0.00% Reduced -89.9k -89,886
92 FIRST CITIZENS BANK & TRUST CO 0.18% of their portfolio RALEIGH, NC 151,576151.6k $9.0m $9.0m 0.18% Added +14.2k +14,185
93 Beacon Harbor Wealth Advisors, Inc. 3.12% of their portfolio VIRGINIA BEACH, VA 150,261150.3k $8.9m $8.9m 3.12% Added +116.2k +116,242
94 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 148,429148.4k $8.8m $8.8m 0.01% Reduced -11.8k -11,823
95 GREAT LAKES ADVISORS, LLC 0.08% of their portfolio CHICAGO, IL 142,073142.1k $8.5m $8.5m 0.08% Reduced -123.5k -123,483
96 WESCAP Management Group, Inc. 2.97% of their portfolio Glendale, CA 141,719141.7k $8.4m $8.4m 2.97% Added +762 +762
97 TWIN FOCUS CAPITAL PARTNERS, LLC 1.67% of their portfolio Boston, MA 141,288141.3k $8.4m $8.4m 1.67% Reduced -5.3k -5,265
98 PINNACLE ASSOCIATES LTD 0.17% of their portfolio NEW YORK, NY 140,231140.2k $8.3m $8.3m 0.17% Added +12.2k +12,194
99 RTD Financial Advisors, Inc. 1.29% of their portfolio Philadelphia, PA 139,734139.7k $8.3m $8.3m 1.29% Added +4.6k +4,574
100 Integrated Investment Consultants, LLC 2.45% of their portfolio BLOOMFIELD HILLS, MI 130,832130.8k $7.8m $7.8m 2.45% Added +263 +263