Vault-13

ISHARES TR IJS

SP SMCP600VL ETF · ETP · CUSIP 464287879

729 institutional holders -1 vs Q4 2022
44,847,28144.8m shares reported held*
$4.2bnreported value*
54 new 221 added 275 reduced 42 sold out net bought ≈ $65.3m (+771.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $93.64. Options: 3 managers hold calls ($1.9m notional), 2 hold puts ($318.2k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 701Q4 22: 730Q1 23: 729729Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022701
Q4 2022730
Q1 2023729

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 294 bought or addedQ4 22: 305 cut or sold outQ4 22Q1 23: 275 bought or addedQ1 23: 317 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022294305
Q1 2023275317

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $3.0mQ3 22 puts: $272.0kQ3 22P/C 0.09Q4 22 calls: $1.4mQ4 22 puts: $191.8kQ4 22P/C 0.14Q1 23 calls: $1.9mQ1 23 puts: $318.2kQ1 23P/C 0.17
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0m$272.0k0.09
Q4 2022$1.4m$191.8k0.14
Q1 2023$1.9m$318.2k0.17

Biggest buyers

FMR LLC Added +1,323,917+1.3m
GW HENSSLER & ASSOCIATES LTD New +278,669+278.7k
BANK OF MONTREAL /CAN/ Added +121,237+121.2k
Cerity Partners LLC Added +120,974+121.0k
Relative Value Partners Group, LLC Added +120,400+120.4k
STIFEL FINANCIAL CORP Added +100,030+100.0k
MORGAN STANLEY Added +91,947+91.9k
CITADEL ADVISORS LLC Added +80,845+80.8k
JANE STREET GROUP, LLC New +73,053+73.1k
EP Wealth Advisors, LLC Added +71,085+71.1k

Biggest sellers

LPL Financial LLC Reduced -258,427-258.4k
Corient Private Wealth LP Reduced -227,516-227.5k
Arax Advisory Partners Reduced -220,981-221.0k
World Investment Advisors Reduced -219,040-219.0k
AMERIPRISE FINANCIAL INC Reduced -161,033-161.0k
M&T Bank Corp Reduced -133,862-133.9k
WELLS FARGO & COMPANY/MN Reduced -125,845-125.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -125,357-125.4k
BANK OF AMERICA CORP /DE/ Reduced -104,580-104.6k
Kestra Advisory Services, LLC Reduced -66,636-66.6k

Biggest calls

CITADEL ADVISORS LLC Added $1.1m11.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $842.3k9.0k shares
Cutler Group LLC / CA Added $0800 shares

Biggest puts

CITADEL ADVISORS LLC Added $318.2k3.4k shares
Cutler Group LLC / CA New $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,160,2804.2m $389.4m $389.4m 0.04% Added +91.9k +91,947
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 3,670,4913.7m $343.5m $343.5m 0.04% Reduced -104.6k -104,580
3 FMR LLC 0.01% of their portfolio BOSTON, MA 2,270,8282.3m $212.5m $212.5m 0.01% Added +1.3m +1,323,917
4 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 1,884,3371.9m $176.4m $176.4m 0.05% Reduced -125.8k -125,845
5 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 1,457,7761.5m $136.4m $136.4m 0.07% Reduced -35.3k -35,329
6 REGIONS FINANCIAL CORP 1.19% of their portfolio BIRMINGHAM, AL 1,415,4071.4m $132.5m $132.5m 1.19% Added +28.2k +28,207
7 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,324,9351.3m $124.0m $124.0m 0.06% Added +21.2k +21,180
8 M&T Bank Corp 0.42% of their portfolio BUFFALO, NY 1,168,8421.2m $109.4m $109.4m 0.42% Reduced -133.9k -133,862
9 PNC Financial Services Group, Inc. 0.08% of their portfolio Pittsburgh, PA 1,031,5221.0m $96.5m $96.5m 0.08% Added +18.4k +18,387
10 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 944,734944.7k $88.4m $88.4m 0.03% Reduced -161.0k -161,033
11 Corient Private Wealth LP 0.22% of their portfolio MIAMI, FL 861,646861.6k $80.6m $80.6m 0.22% Reduced -227.5k -227,516
12 TRUIST FINANCIAL CORP 0.14% of their portfolio CHARLOTTE, NC 844,370844.4k $79.0m $79.0m 0.14% Reduced -11.8k -11,781
13 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 797,397797.4k $74.6m $74.6m 0.06% Reduced -258.4k -258,427
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 709,750709.8k $66.4m $66.4m 0.09% Added +45.1k +45,139
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.37% of their portfolio IRVING, TX 708,081708.1k $66.3m $66.3m 0.37% Reduced -36.2k -36,175
16 Parsec Financial Management, Inc. 2.53% of their portfolio ASHEVILLE, NC 641,697641.7k $60.1m $60.1m 2.53% Added +37.6k +37,589
17 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 553,249553.2k $51.8m $51.8m 0.02% Added +121.2k +121,237
18 BESSEMER GROUP INC 0.12% of their portfolio WOODBRIDGE, NJ 518,000518.0k $48.5m $48.5m 0.12% Unchanged
19 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 466,513466.5k $43.7m $43.7m 0.09% Reduced -28.6k -28,572
20 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 413,218413.2k $38.7m $38.7m 0.01% Reduced -13.1k -13,112
21 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 376,439376.4k $35.2m $35.2m 0.05% Added +100.0k +100,030
22 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 342,374342.4k $32.0m $32.0m 0.07% Reduced -9.9k -9,908
23 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 334,724334.7k $31.3m $31.3m 0.08% Reduced -16.2k -16,242
24 One Capital Management, LLC 1.52% of their portfolio WESTLAKE VILLAGE, CA 331,160331.2k $31.0m $31.0m 1.52% Added +26.2k +26,229
25 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 325,412325.4k $30.5m $30.5m 0.03% Reduced -34.0k -34,030
26 EXENCIAL WEALTH ADVISORS, LLC 1.56% of their portfolio OKLAHOMA CITY, OK 320,469320.5k $30.0m $30.0m 1.56% Reduced -3.0k -2,993
27 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 310,602310.6k $29.0m $29.0m 0.07% Added +14.1k +14,061
28 BAILARD, INC. 1.04% of their portfolio Foster City, CA 308,915308.9k $28.9m $28.9m 1.04% Reduced -3.3k -3,280
29 Mariner, LLC 0.08% of their portfolio Overland Park, KS 305,057305.1k $28.6m $28.6m 0.08% Reduced -62.2k -62,169
30 Palisades Hudson Asset Management, L.P. 14.74% of their portfolio FORT LAUDERDALE, FL 294,192294.2k $27.5m $27.5m 14.74% Reduced -8.9k -8,885
31 Savant Capital, LLC 0.49% of their portfolio ROCKFORD, IL 283,821283.8k $26.6m $26.6m 0.49% Reduced -8.3k -8,303
32 Waverly Advisors, LLC 1.36% of their portfolio BIRMINGHAM, AL 278,826278.8k $26.1m $26.1m 1.36% Reduced -14.5k -14,469
33 GW HENSSLER & ASSOCIATES LTD 1.73% of their portfolio KENNESAW, GA 278,669278.7k $26.1m $26.1m 1.73% New
34 JONES FINANCIAL COMPANIES LLLP 0.04% of their portfolio DES PERES, MO 263,024263.0k $24.6m $24.6m 0.04% Reduced -10.9k -10,934
35 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 252,993253.0k $23.7m $23.7m 0.01% Reduced -53.2k -53,191
36 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 246,725246.7k $23.1m $23.1m 0.04% Added +9.7k +9,722
37 SPC Financial, Inc. 2.47% of their portfolio ROCKVILLE, MD 230,997231.0k $21.6m $21.6m 2.47% Added +12.0k +11,999
38 GHP Investment Advisors, Inc. 1.34% of their portfolio Denver, CO 225,003225.0k $21.1m $21.1m 1.34% Reduced -54 -54
39 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 219,515219.5k $20.5m $20.5m 0.04% Added +3.5k +3,523
40 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.90% of their portfolio FORT WAYNE, IN 210,317210.3k $19.7m $19.7m 1.90% Reduced -2.7k -2,726
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 204,848204.8k $19.2m $19.2m 0.00% Reduced -7.0k -7,011
42 Heartwood Wealth Advisors LLC 2.72% of their portfolio RICHMOND, VA 195,267195.3k $18.3m $18.3m 2.72% Added +4.5k +4,541
43 Coastline Trust Co 2.62% of their portfolio PROVIDENCE, RI 189,203189.2k $17.7m $17.7m 2.62% Reduced -14.6k -14,557
44 MERCER GLOBAL ADVISORS INC /ADV 0.08% of their portfolio DENVER, CO 181,427181.4k $17.0m $17.0m 0.08% Reduced -32.0k -31,955
45 Relative Value Partners Group, LLC 0.58% of their portfolio NORTHBROOK, IL 180,186180.2k $16.9m $16.9m 0.58% Added +120.4k +120,400
46 Smith Anglin Financial, LLC 2.21% of their portfolio DALLAS, TX 158,636158.6k $14.8m $14.8m 2.21% Added +8.3k +8,260
47 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 155,629155.6k $14.6m $14.6m 0.07% Added +4.0k +3,987
48 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 151,894151.9k $14.1m $14.1m 0.04% Added +121.0k +120,974
49 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 151,242151.2k $14.2m $14.2m 0.02% Added +624 +624
50 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 142,712142.7k $13.4m $13.4m 0.03% Reduced -505 -505
51 MAI Capital Management 0.21% of their portfolio INDEPENDENCE, OH 141,232141.2k $13.2m $13.2m 0.21% Added +7.1k +7,074
52 Ellis Investment Partners, LLC 3.32% of their portfolio Berwyn, PA 137,391137.4k $12.9m $12.9m 3.32% Added +1.8k +1,767
53 ETFIDEA, LLC 5.21% of their portfolio SYRACUSE, NY 127,512127.5k $11.9m $11.9m 5.21% Added +163 +163
54 Wilmington Savings Fund Society, FSB 0.51% of their portfolio WILMINGTON, DE 122,400122.4k $11.5m $11.5m 0.51% Added +2.5k +2,543
55 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 121,094121.1k $11.3m $11.3m 0.05% Reduced -1.7k -1,696
56 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 116,050116.0k $10.9m $10.9m 0.02% Added +3.2k +3,230
57 FIFTH THIRD BANCORP 0.05% of their portfolio CINCINNATI, OH 111,786111.8k $10.5m $10.5m 0.05% Added +4.0k +3,954
58 KEYBANK NATIONAL ASSOCIATION/OH 0.05% of their portfolio BROOKLYN, OH 110,751110.8k $10.4m $10.4m 0.05% Added +726 +726
59 GLENMEDE TRUST CO NA 0.06% of their portfolio PHILADELPHIA, PA 110,716110.7k $10.4m $10.4m 0.06% Reduced -5.2k -5,154
60 Wealth Architects, LLC 1.78% of their portfolio MOUNTAIN VIEW, CA 107,183107.2k $10.0m $10.0m 1.78% Reduced -2.2k -2,242
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.12% of their portfolio PLYMOUTH, MN 106,213106.2k $9.9m $9.9m 0.12% Reduced -125.4k -125,357
62 SAX WEALTH ADVISORS, LLC 2.02% of their portfolio PARSIPPANY, NJ 99,45199.5k $9.3m $9.3m 2.02% Reduced -873 -873
63 Asset Dedication, LLC 0.86% of their portfolio SAN FRANCISCO, CA 99,31799.3k $9.3m $9.3m 0.86% Reduced -1.6k -1,617
64 EP Wealth Advisors, LLC 0.16% of their portfolio TORRANCE, CA 98,02598.0k $9.5m $9.5m 0.16% Added +71.1k +71,085
65 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 97,19697.2k $9.1m $9.1m 0.03% Reduced -50 -50
66 Modera Wealth Management, LLC 0.35% of their portfolio WESTWOOD, NJ 96,68796.7k $9.0m $9.0m 0.35% Reduced -671 -671
67 Sepio Capital, LP 0.82% of their portfolio Salt Lake City, UT 94,91994.9k $8.9m $8.9m 0.82% Reduced -281 -281
68 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 94,44494.4k $8.8m $8.8m 0.01% Added +80.8k +80,845
69 Asset Management Group, Inc. 1.95% of their portfolio STAMFORD, CT 93,26893.3k $8.7m $8.7m 1.95% Added +261 +261
70 MONETA GROUP INVESTMENT ADVISORS LLC 0.21% of their portfolio ST LOUIS, MO 93,22093.2k $8.7m $8.7m 0.21% Added +18.9k +18,950
71 BOKF, NA 0.18% of their portfolio TULSA, OK 92,17492.2k $8.6m $8.6m 0.18% Reduced -8.3k -8,342
72 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 91,81791.8k $8.6m $8.6m 0.01% Added +37.4k +37,411
73 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 91,16091.2k $8.5m $8.5m 0.01% Added +62.9k +62,948
74 OPPENHEIMER ASSET MANAGEMENT INC. 0.13% of their portfolio NEW YORK, NY 90,28690.3k $8.4m $8.4m 0.13% Reduced -506 -506
75 JFS WEALTH ADVISORS, LLC 0.79% of their portfolio HERMITAGE, PA 89,95990.0k $8.4m $8.4m 0.79% Reduced -1.8k -1,759
76 Sterling Financial Planning, Inc. 4.56% of their portfolio SPARTA, NJ 89,78989.8k $8.4m $8.4m 4.56% Reduced -3.7k -3,659
77 Evanson Asset Management, LLC 0.81% of their portfolio CARMEL, CA 87,24687.2k $8.2m $8.2m 0.81% Reduced -143 -143
78 BUCKINGHAM STRATEGIC WEALTH, LLC 0.14% of their portfolio CLAYTON, MO 85,22585.2k $7.8m $7.8m 0.14% Unchanged
79 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 84,45184.5k $7.9m $7.9m 0.13% Reduced -556 -556
80 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 84,26784.3k $7.9m $7.9m 0.10% Added +5.9k +5,863
81 HOME FEDERAL BANK OF TENNESSEE 2.90% of their portfolio KNOXVILLE, TN 83,14083.1k $7.8m $7.8m 2.90% Reduced -965 -965
82 Capital Advisors, Ltd. LLC 1.28% of their portfolio SHAKER HEIGHTS, OH 82,90082.9k $7.8m $7.8m 1.28% Reduced -234 -234
83 One Day In July LLC 1.48% of their portfolio BURLINGTON, VT 82,12482.1k $7.7m $7.7m 1.48% Added +4.5k +4,529
84 BURNS J W & CO INC/NY 1.26% of their portfolio DEWITT, NY 79,47879.5k $7.4m $7.4m 1.26% Added +2.2k +2,207
85 Forbes Financial Planning, Inc. 7.26% of their portfolio EAST GREENWICH, RI 78,84178.8k $7.4m $7.4m 7.26% Added +16.5k +16,506
86 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 77,99078.0k $7.3m $7.3m 0.05% Reduced -14.0k -14,013
87 BFSG, LLC 1.34% of their portfolio IRVINE, CA 77,68677.7k $7.3m $7.3m 1.34% Added +2.1k +2,077
88 Lido Advisors, LLC 0.10% of their portfolio Los Angeles, CA 77,57577.6k $7.3m $7.3m 0.10% Added +9.0k +9,000
89 RTD Financial Advisors, Inc. 1.12% of their portfolio Philadelphia, PA 77,53577.5k $7.3m $7.3m 1.12% Reduced -732 -732
90 Salomon & Ludwin, LLC 0.86% of their portfolio RICHMOND, VA 77,22177.2k $7.2m $7.2m 0.86% Added +363 +363
91 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 76,07876.1k $7.1m $7.1m 0.08% Reduced -66.6k -66,636
92 Northeast Financial Consultants Inc 0.45% of their portfolio WESTPORT, CT 74,82374.8k $7.0m $7.0m 0.45% Reduced -3.5k -3,480
93 Arkadios Wealth Advisors 0.83% of their portfolio ATLANTA, GA 74,08074.1k $6.9m $6.9m 0.83% Added +4.3k +4,272
94 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 73,05373.1k $6.8m $6.8m 0.01% New
95 Family Firm, Inc. 1.83% of their portfolio BETHESDA, MD 70,57270.6k $6.6m $6.6m 1.83% Added +316 +316
96 Pinnacle Financial Partners Inc 0.17% of their portfolio Nashville, TN 69,21469.2k $6.5m $6.5m 0.17% Added +2.0k +2,019
97 Ifrah Financial Services, Inc. 2.04% of their portfolio Little Rock, AR 68,80968.8k $6.4m $6.4m 2.04% Added +204 +204
98 Chicago Partners Investment Group LLC 0.37% of their portfolio CHICAGO, IL 68,38468.4k $6.3m $6.3m 0.37% Reduced -5.5k -5,494
99 Sigma Planning Corp 0.21% of their portfolio ANN ARBOR, MI 67,37867.4k $6.3m $6.3m 0.21% Reduced -12.8k -12,779
100 VICUS CAPITAL 0.67% of their portfolio STATE COLLEGE, PA 66,46166.5k $6.2m $6.2m 0.67% Reduced -18.7k -18,662