Vault-13

INVESCO EXCHANGE TRADED FD T PRF

RAFI US 1000 ETF · ETP · CUSIP 46137V613

420 institutional holders +9 vs Q4 2022
26,567,87726.6m shares reported held*
$4.1bnreported value*
36 new 117 added 131 reduced 25 sold out net bought ≈ $2.7m (+443.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $154.08. Options: 2 managers hold calls ($815.3k notional), 1 hold puts ($47.0k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 411Q1 23: 420420Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022394
Q4 2022411
Q1 2023420

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 153 bought or addedQ4 22: 145 cut or sold outQ4 22Q1 23: 153 bought or addedQ1 23: 156 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022153145
Q1 2023153156

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $597.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $372.4kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $815.3kQ1 23 puts: $47.0kQ1 23P/C 0.06
Numbers
QuarterCallsPutsP/C
Q3 2022$597.0k$00.00
Q4 2022$372.4k$00.00
Q1 2023$815.3k$47.0k0.06

Biggest buyers

COWA, LLC Added +381,546+381.5k
Relative Value Partners Group, LLC Added +298,326+298.3k
Journey Advisory Group, LLC New +74,105+74.1k
MONEY CONCEPTS CAPITAL CORP Added +58,707+58.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +23,003+23.0k
Mariner Managed Account Solutions, LLC Added +21,672+21.7k
One Wealth Map LLC New +20,031+20.0k
RFG Advisory, LLC Added +19,231+19.2k
FLYNN ZITO CAPITAL MANAGEMENT, LLC Added +19,229+19.2k
FLOW TRADERS U.S. LLC New +16,789+16.8k

Biggest sellers

Invesco Ltd. Reduced -93,012-93.0k
Tillar-Wenstrup Advisors, LLC Sold out -80,333-80.3k
Merriman Wealth Management, LLC Sold out -70,438-70.4k
PATHSTONE FAMILY OFFICE, LLC Reduced -67,021-67.0k
Charles Schwab Investment Advisory, Inc. Reduced -39,026-39.0k
Private Advisor Group, LLC Reduced -32,042-32.0k
AMERIPRISE FINANCIAL INC Reduced -29,121-29.1k
Equitable Holdings, Inc. Reduced -26,860-26.9k
GLENMEDE TRUST CO NA Reduced -23,306-23.3k
WELLS FARGO & COMPANY/MN Reduced -22,425-22.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $783.9k5.0k shares
CITADEL ADVISORS LLC Reduced $31.4k200 shares

Biggest puts

CITADEL ADVISORS LLC New $47.0k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 1.28% of their portfolio SAN FRANCISCO, CA 5,123,9125.1m $803.3m $803.3m 1.28% Reduced -39.0k -39,026
2 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 1,906,4341.9m $298.9m $298.9m 0.03% Reduced -14.9k -14,896
3 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 1,502,8411.5m $235.6m $235.6m 0.08% Reduced -29.1k -29,121
4 Invesco Ltd. 0.05% of their portfolio ATLANTA, GA 1,112,1371.1m $174.4m $174.4m 0.05% Reduced -93.0k -93,012
5 PNC Financial Services Group, Inc. 0.15% of their portfolio Pittsburgh, PA 1,089,6741.1m $170.8m $170.8m 0.15% Added +9.4k +9,387
6 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 1,057,3831.1m $165.8m $165.8m 0.08% Reduced -2.2k -2,228
7 Waverly Advisors, LLC 7.90% of their portfolio BIRMINGHAM, AL 964,853964.9k $151.3m $151.3m 7.90% Reduced -20.6k -20,644
8 RFG Advisory, LLC 6.45% of their portfolio BIRMINGHAM, AL 840,711840.7k $131.8m $131.8m 6.45% Added +19.2k +19,231
9 COMMONWEALTH EQUITY SERVICES, LLC 0.20% of their portfolio WALTHAM, MA 620,741620.7k $97.3m $97.3m 0.20% Added +23.0k +23,003
10 Mariner Managed Account Solutions, LLC 8.26% of their portfolio Boston, MA 605,487605.5k $94.9m $94.9m 8.26% Added +21.7k +21,672
11 Relative Value Partners Group, LLC 3.16% of their portfolio NORTHBROOK, IL 590,122590.1k $92.5m $92.5m 3.16% Added +298.3k +298,326
12 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 483,202483.2k $75.8m $75.8m 0.06% Reduced -5.4k -5,434
13 Linscomb Wealth, Inc. 3.94% of their portfolio Houston, TX 478,826478.8k $75.1m $75.1m 3.94% Added +2.0k +1,987
14 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 453,074453.1k $71.0m $71.0m 0.01% Reduced -14.9k -14,909
15 Arbor Investment Advisors, LLC 12.70% of their portfolio WINSTON SALEM, NC 440,145440.1k $69.0m $69.0m 12.70% Reduced -2.3k -2,261
16 COWA, LLC 0.00% of their portfolio Tulsa, OK 382,745382.7k $1.2k $1.2k 0.00% Added +381.5k +381,546
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 368,657368.7k $57.8m $57.8m 0.08% Reduced -7.8k -7,759
18 D.A. DAVIDSON & CO. 0.55% of their portfolio GREAT FALLS, MT 314,361314.4k $49.3m $49.3m 0.55% Added +1.6k +1,603
19 McIlrath & Eck, LLC 10.82% of their portfolio ARLINGTON, WA 295,780295.8k $46.4m $46.4m 10.82% Reduced -4.1k -4,083
20 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 257,141257.1k $40.4m $40.4m 0.08% Added +16.1k +16,050
21 Kestra Advisory Services, LLC 0.41% of their portfolio AUSTIN, TX 240,367240.4k $37.7m $37.7m 0.41% Added +2.3k +2,254
22 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 239,014239.0k $37.5m $37.5m 0.07% Added +4.5k +4,547
23 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 230,669230.7k $36.2m $36.2m 0.01% Reduced -22.4k -22,425
24 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 7.06% of their portfolio FORT WORTH, TX 225,295225.3k $35.3m $35.3m 7.06% Reduced -1.8k -1,825
25 SYNOVUS FINANCIAL CORP 0.39% of their portfolio Columbus, GA 221,735221.7k $34.8m $34.8m 0.39% Added +8.5k +8,464
26 Callan Capital, LLC 3.96% of their portfolio LA JOLLA, CA 218,318218.3k $34.2m $34.2m 3.96% Reduced -1.9k -1,893
27 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 198,820198.8k $31.2m $31.2m 0.01% Reduced -2.8k -2,832
28 GRIMES & Co WEALTH MANAGEMENT, LLC 1.15% of their portfolio WESTBOROUGH, MA 179,611179.6k $28.2m $28.2m 1.15% Reduced -3.0k -2,954
29 Equitable Holdings, Inc. 0.44% of their portfolio NEW YORK, NY 176,367176.4k $27.7m $27.7m 0.44% Reduced -26.9k -26,860
30 UBS Group AG 0.01% of their portfolio ZURICH, V8 166,357166.4k $26.1m $26.1m 0.01% Reduced -13.6k -13,574
31 Klingman & Associates, LLC 2.08% of their portfolio New York, NY 154,089154.1k $24.2m $24.2m 2.08% Reduced -151 -151
32 Wharton Business Group, LLC 1.35% of their portfolio MALVERN, PA 143,850143.8k $22.6m $22.6m 1.35% Unchanged
33 Pinnacle Financial Group, LLC / IL 13.40% of their portfolio WESTERN SPRINGS, IL 143,197143.2k $22.5m $22.5m 13.40% Added +496 +496
34 Forvis Mazars Wealth Advisors, LLC 0.66% of their portfolio Springfield, MO 128,534128.5k $20.2m $20.2m 0.66% Reduced -1.7k -1,695
35 FLYNN ZITO CAPITAL MANAGEMENT, LLC 13.03% of their portfolio GARDEN CITY, NY 114,468114.5k $17.9m $17.9m 13.03% Added +19.2k +19,229
36 Allworth Financial LP 0.17% of their portfolio FOLSOM, CA 109,618109.6k $17.2m $17.2m 0.17% Added +2.3k +2,297
37 ROTHSCHILD INVESTMENT LLC /IL 1.48% of their portfolio CHICAGO, IL 107,823107.8k $16.9m $16.9m 1.48% Added +5.1k +5,120
38 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 107,006107.0k $16.8m $16.8m 0.04% Reduced -2.0k -1,960
39 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 102,155102.2k $16.0m $16.0m 0.03% Reduced -5.0k -5,042
40 Garrett Wealth Advisory Group, LLC 7.74% of their portfolio WEATHERFORD, TX 101,181101.2k $15.9m $15.9m 7.74% Added +2.6k +2,591
41 MERCER GLOBAL ADVISORS INC /ADV 0.07% of their portfolio DENVER, CO 99,79799.8k $15.6m $15.6m 0.07% Reduced -4.0k -3,952
42 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 99,63699.6k $15.6m $15.6m 0.01% Reduced -5.1k -5,072
43 SAXON INTERESTS, INC. 7.97% of their portfolio HOUSTON, TX 89,93189.9k $14.1m $14.1m 7.97% Reduced -4.3k -4,300
44 GLENMEDE TRUST CO NA 0.08% of their portfolio PHILADELPHIA, PA 89,60989.6k $14.0m $14.0m 0.08% Reduced -23.3k -23,306
45 Charles Schwab Trust Co 1.62% of their portfolio HENDERSON, NV 85,57285.6k $13.4m $13.4m 1.62% Added +4.9k +4,854
46 Pettinga Financial Advisors LLC 3.96% of their portfolio EVANSVILLE, IN 81,02681.0k $12.7m $12.7m 3.96% Reduced -3.0k -2,955
47 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 74,72674.7k $11.7m $11.7m 0.05% Reduced -4.3k -4,278
48 Journey Advisory Group, LLC 1.84% of their portfolio COVINGTON, KY 74,10574.1k $11.6m $11.6m 1.84% New
49 Ted Buchan & Co 9.68% of their portfolio San Diego, CA 73,87573.9k $11.6m $11.6m 9.68% Added +2.2k +2,202
50 COMERICA SECURITIES,INC. 0.83% of their portfolio DETROIT, MI 73,17473.2k $11.5m $11.5m 0.83% Added +12.2k +12,182
51 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 71,09871.1k $11.1m $11.1m 0.02% Reduced -1.3k -1,253
52 Rodgers & Associates, LTD 1.72% of their portfolio Lancaster, PA 70,63370.6k $11.1m $11.1m 1.72% Reduced -1.9k -1,910
53 JNBA Financial Advisors 1.42% of their portfolio BLOOMINGTON, MN 69,78269.8k $10.9m $10.9m 1.42% Added +1.8k +1,818
54 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 69,38469.4k $10.9m $10.9m 0.08% Added +1.5k +1,461
55 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.76% of their portfolio SAN FRANCISCO, CA 65,86265.9k $10.3m $10.3m 0.76% Reduced -363 -363
56 Baker Ellis Asset Management LLC 1.82% of their portfolio Vancouver, WA 64,80264.8k $10.2m $10.2m 1.82% Added +180 +180
57 PATHSTONE FAMILY OFFICE, LLC 0.16% of their portfolio ENGLEWOOD, NJ 61,86961.9k $9.7m $9.7m 0.16% Reduced -67.0k -67,021
58 Compass Financial Group, Inc. 5.99% of their portfolio DEERFIELD BEACH, FL 60,88960.9k $9.5m $9.5m 5.99% Added +189 +189
59 Clear Harbor Asset Management, LLC 0.99% of their portfolio Stamford, CT 60,79960.8k $9.5m $9.5m 0.99% Added +15 +15
60 Steward Partners Investment Advisory, LLC 0.15% of their portfolio STAMFORD, CT 59,74559.7k $9.4m $9.4m 0.15% Added +2.0k +2,025
61 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 59,35759.4k $412.6k $412.6k 0.02% Added +58.7k +58,707
62 Trinity Legacy Partners, LLC 3.41% of their portfolio HOUSTON, TX 57,94857.9k $9.1m $9.1m 3.41% Added +2.6k +2,620
63 Arlington Financial Advisors, LLC 3.39% of their portfolio SANTA BARBARA, CA 56,08156.1k $8.8m $8.8m 3.39% Reduced -17.2k -17,151
64 World Investment Advisors 1.82% of their portfolio LINCROFT, NJ 55,59455.6k $8.7m $8.7m 1.82% Reduced -890 -890
65 NEIRG Wealth Management, LLC 1.37% of their portfolio NORTH ANDOVER, MA 50,35150.4k $7.9m $7.9m 1.37% Reduced -2.8k -2,778
66 Breakwater Capital Group 3.28% of their portfolio PARAMUS, NJ 49,82149.8k $7.8m $7.8m 3.28% Added +10.5k +10,492
67 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 46,74346.7k $7.3m $7.3m 0.02% Added +3.2k +3,233
68 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 46,61146.6k $7.3m $7.3m 0.06% Reduced -21.1k -21,069
69 Private Ocean, LLC 0.97% of their portfolio SAN RAFAEL, CA 46,35446.4k $7.3m $7.3m 0.97% Reduced -100 -100
70 Montz Harcus Wealth Management LLC 6.67% of their portfolio New Orleans, LA 46,01046.0k $7.2m $7.2m 6.67% Reduced -335 -335
71 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 45,47945.5k $7.1m $7.1m 0.05% Reduced -5.1k -5,102
72 Wealthspire Retirement, LLC 1.39% of their portfolio ALISO VIEJO, CA 44,65244.7k $7.0m $7.0m 1.39% Added +5.5k +5,492
73 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 41,42041.4k $6.5m $6.5m 0.08% Added +199 +199
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 40,33440.3k $6.3m $6.3m 0.00% Added +12.9k +12,853
75 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 39,95240.0k $6.3m $6.3m 0.03% Added +132 +132
76 Resonant Capital Advisors, LLC 0.68% of their portfolio Madison, WI 38,29338.3k $6.0m $6.0m 0.68% Reduced -7 -7
77 Creative Capital Management Investments LLC 4.24% of their portfolio SAN DIEGO, CA 37,00237.0k $5.8m $5.8m 4.24% Reduced -324 -324
78 Mariner, LLC 0.02% of their portfolio Overland Park, KS 36,93636.9k $5.8m $5.8m 0.02% Added +1.6k +1,588
79 WIMMER ASSOCIATES 1, LLC 3.53% of their portfolio PASADENA, CA 35,56135.6k $5.5m $5.5m 3.53% Added +1.1k +1,077
80 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 33,91933.9k $5.3m $5.3m 0.01% Added +11 +11
81 Summit Financial, LLC 0.46% of their portfolio PARSIPPANY, NJ 33,35233.4k $5.2m $5.2m 0.46% Reduced -598 -598
82 Lido Advisors, LLC 0.07% of their portfolio Los Angeles, CA 32,19932.2k $5.0m $5.0m 0.07% Reduced -7.4k -7,431
83 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 32,06632.1k $5.0m $5.0m 0.02% Reduced -5.3k -5,298
84 Bouvel Investment Partners, LLC 2.90% of their portfolio PHOENIXVILLE, PA 31,66631.7k $5.0m $5.0m 2.90% Reduced -309 -309
85 Cornerstone Advisory, LLC 0.88% of their portfolio HUNT VALLEY, MD 31,33431.3k $4.9m $4.9m 0.88% Reduced -814 -814
86 Aveo Capital Partners, LLC 0.65% of their portfolio ENGLEWOOD, CO 30,85130.9k $4.8m $4.8m 0.65% Reduced -7.2k -7,209
87 Legacy Private Trust Co. 0.40% of their portfolio NEENAH, WI 29,91729.9k $4.7m $4.7m 0.40% Reduced -704 -704
88 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 1.21% of their portfolio INDIANAPOLIS, IN 29,45429.5k $4.6m $4.6m 1.21% Reduced -2.0k -1,996
89 KWB Wealth 0.84% of their portfolio REDLANDS, CA 29,32629.3k $4.5m $4.5m 0.84% Added +181 +181
90 Marion Wealth Management 1.68% of their portfolio MONROEVILLE, PA 28,68528.7k $4.5m $4.5m 1.68% Added +1.4k +1,384
91 Cornerstone Wealth Management, LLC 0.43% of their portfolio ST. PETERS, MO 27,66027.7k $4.3m $4.3m 0.43% First filing
92 Ellevest, Inc. 0.33% of their portfolio NEW YORK, NY 27,38527.4k $4.3m $4.3m 0.33% Reduced -18 -18
93 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 27,25927.3k $4.3m $4.3m 0.05% Added +523 +523
94 Rollins Financial 1.41% of their portfolio ATLANTA, GA 27,20327.2k $4.3m $4.3m 1.41% Reduced -2.6k -2,564
95 Perigon Wealth Management, LLC 0.24% of their portfolio SAN FRANCISCO, CA 26,78426.8k $4.2m $4.2m 0.24% Added +316 +316
96 FMR LLC 0.00% of their portfolio BOSTON, MA 25,68625.7k $4.0m $4.0m 0.00% Added +12.4k +12,442
97 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 25,45625.5k $4.0m $4.0m 0.01% Added +4.6k +4,565
98 IEQ CAPITAL, LLC 0.09% of their portfolio Foster City, CA 25,35325.4k $4.0m $4.0m 0.09% Added +12 +12
99 Hirtle & Co., LLC 0.20% of their portfolio WEST CONSHOHOCKEN, PA 25,00025.0k $3.9m $3.9m 0.20% Unchanged
100 CIDEL ASSET MANAGEMENT INC 0.17% of their portfolio TORONTO, A6 24,25124.3k $3.8m $3.8m 0.17% Added +276 +276