Vault-13

ISHARES TR IJJ

S&P MC 400VL ETF · ETP · CUSIP 464287705

684 institutional holders -6 vs Q4 2022
52,302,01652.3m shares reported held*
$5.4bnreported value*
46 new 214 added 248 reduced 37 sold out net bought ≈ $311.8m (+3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $103.06. Options: 21 managers hold calls ($8.7bn notional), 1 hold puts ($544.7k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 629Q4 22: 690Q1 23: 684684Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022629
Q4 2022690
Q1 2023684

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 291 bought or addedQ4 22: 240 cut or sold outQ4 22Q1 23: 260 bought or addedQ1 23: 285 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022291240
Q1 2023260285

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5bn$5bn$7.5bn$10bnQ3 22 calls: $7.4bnQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $7.5bnQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $8.7bnQ1 23 puts: $544.7kQ1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$7.4bn$00.00
Q4 2022$7.5bn$00.00
Q1 2023$8.7bn$544.7k0.00

Biggest buyers

FMR LLC Added +3,858,603+3.9m
ASSETMARK, INC Added +665,969+666.0k
GW HENSSLER & ASSOCIATES LTD New +385,302+385.3k
PATHSTONE FAMILY OFFICE, LLC Added +249,285+249.3k
Wealth Advisory Solutions, LLC Added +141,147+141.1k
Simplicity Solutions, LLC New +113,507+113.5k
Bank of New York Mellon Corp Added +74,271+74.3k
EP Wealth Advisors, LLC Added +70,661+70.7k
BANK OF MONTREAL /CAN/ Added +52,705+52.7k
BECKER CAPITAL MANAGEMENT INC New +48,804+48.8k

Biggest sellers

UBS Group AG Reduced -482,194-482.2k
WELLS FARGO & COMPANY/MN Reduced -284,663-284.7k
LPL Financial LLC Reduced -229,466-229.5k
Arax Advisory Partners Reduced -224,716-224.7k
AMERIPRISE FINANCIAL INC Reduced -218,587-218.6k
MORGAN STANLEY Reduced -189,211-189.2k
World Investment Advisors Reduced -179,858-179.9k
PINKERTON WEALTH, LLC Reduced -178,462-178.5k
BANK OF AMERICA CORP /DE/ Reduced -126,861-126.9k
Clear Creek Financial Management, LLC Reduced -124,751-124.8k

Biggest calls

CTC LLC Added $2.8bn158.1k shares
JANE STREET GROUP, LLC Added $1.9bn16.3m shares
Optiver Holding B.V. Reduced $1.4bn8.1m shares
JPMORGAN CHASE & CO Reduced $829.6m7.2m shares
Twin Tree Management, LP Added $797.7m4.5m shares
IMC-Chicago, LLC Added $700.9m4.0m shares
PICTON MAHONEY ASSET MANAGEMENT New $111.5m625.0k shares
Gladius Capital Management LP Added $107.0m600.0k shares
SG Americas Securities, LLC Added $21.8m2.6m shares
GARDA CAPITAL PARTNERS LP New $13.8m91.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $544.7k5.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution filed 2026-05-06 6.8% 4.1m≈ $604.9m 2026-05-06

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.04% of their portfolio BOSTON, MA 7,529,1467.5m $773.8m $773.8m 0.04% Added +3.9m +3,858,603
2 WELLS FARGO & COMPANY/MN 0.15% of their portfolio SAN FRANCISCO, CA 4,634,6104.6m $476.3m $476.3m 0.15% Reduced -284.7k -284,663
3 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 4,324,4054.3m $444.4m $444.4m 0.05% Reduced -189.2k -189,211
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 2,310,8762.3m $237.5m $237.5m 0.03% Reduced -126.9k -126,861
5 UBS Group AG 0.09% of their portfolio ZURICH, V8 1,990,8622.0m $204.6m $204.6m 0.09% Reduced -482.2k -482,194
6 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 1,917,0261.9m $198.0m $198.0m 0.06% Reduced -218.6k -218,587
7 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 1,798,2131.8m $184.8m $184.8m 0.09% Reduced -37.9k -37,870
8 PNC Financial Services Group, Inc. 0.12% of their portfolio Pittsburgh, PA 1,336,2551.3m $137.3m $137.3m 0.12% Reduced -30.3k -30,311
9 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 874,509874.5k $89.9m $89.9m 0.02% Added +74.3k +74,271
10 D.A. DAVIDSON & CO. 0.97% of their portfolio GREAT FALLS, MT 839,010839.0k $86.2m $86.2m 0.97% Added +551 +551
11 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 815,071815.1k $83.8m $83.8m 0.07% Reduced -54.1k -54,113
12 Financial Engines Advisors L.L.C. 0.22% of their portfolio SANTA CLARA, CA 814,940814.9k $83.8m $83.8m 0.22% Reduced -25.7k -25,724
13 Wilmington Savings Fund Society, FSB 3.23% of their portfolio WILMINGTON, DE 710,778710.8k $73.0m $73.0m 3.23% Reduced -11.2k -11,196
14 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 704,408704.4k $72.4m $72.4m 0.06% Reduced -229.5k -229,466
15 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 677,038677.0k $69.6m $69.6m 0.01% Added +11.3k +11,268
16 ASSETMARK, INC 0.28% of their portfolio CONCORD, CA 666,188666.2k $68.5m $68.5m 0.28% Added +666.0k +665,969
17 Evensky & Katz LLC 5.19% of their portfolio CORAL GABLES, FL 625,119625.1k $64.2m $64.2m 5.19% Added +43.3k +43,274
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 594,128594.1k $61.1m $61.1m 0.09% Reduced -1.2k -1,247
19 Cerity Partners LLC 0.13% of their portfolio NEW YORK, NY 513,112513.1k $50.8m $50.8m 0.13% Added +16.0k +15,980
20 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 474,434474.4k $48.8m $48.8m 0.01% Added +40.3k +40,294
21 Willis Johnson & Associates, Inc. 4.81% of their portfolio Houston, TX 394,637394.6k $40.6m $40.6m 4.81% Reduced -2.9k -2,921
22 GW HENSSLER & ASSOCIATES LTD 2.63% of their portfolio KENNESAW, GA 385,302385.3k $39.6m $39.6m 2.63% New
23 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 380,415380.4k $39.1m $39.1m 0.07% Reduced -103.7k -103,721
24 Cullen/Frost Bankers, Inc. 0.71% of their portfolio San Antonio, TX 376,869376.9k $38.7m $38.7m 0.71% Reduced -11.8k -11,812
25 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 368,504368.5k $37.9m $37.9m 0.07% Reduced -17.9k -17,943
26 BOKF, NA 0.76% of their portfolio TULSA, OK 353,010353.0k $36.3m $36.3m 0.76% Reduced -11.7k -11,689
27 MAI Capital Management 0.58% of their portfolio INDEPENDENCE, OH 352,716352.7k $36.2m $36.2m 0.58% Reduced -4.3k -4,252
28 Baird Financial Group, Inc. 0.09% of their portfolio MILWAUKEE, WI 348,376348.4k $35.8m $35.8m 0.09% Reduced -17.2k -17,233
29 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 290,707290.7k $29.9m $29.9m 0.04% Added +39.0k +39,000
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 289,945289.9k $29.8m $29.8m 0.00% Reduced -621 -621
31 Lido Advisors, LLC 0.39% of their portfolio Los Angeles, CA 271,299271.3k $27.9m $27.9m 0.39% Added +12.0k +11,991
32 Smith Anglin Financial, LLC 4.13% of their portfolio DALLAS, TX 269,525269.5k $27.7m $27.7m 4.13% Added +26.9k +26,890
33 M&T Bank Corp 0.10% of their portfolio BUFFALO, NY 260,677260.7k $26.8m $26.8m 0.10% Reduced -95.4k -95,408
34 PATHSTONE FAMILY OFFICE, LLC 0.42% of their portfolio ENGLEWOOD, NJ 254,285254.3k $26.1m $26.1m 0.42% Added +249.3k +249,285
35 1834 INVESTMENT ADVISORS CO 3.04% of their portfolio Milwaukee, WI 247,339247.3k $25.4m $25.4m 3.04% Reduced -24.6k -24,615
36 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 241,676241.7k $24.8m $24.8m 0.05% Added +11.2k +11,163
37 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.30% of their portfolio CHICAGO, IL 237,185237.2k $24.4m $24.4m 0.30% Unchanged
38 Alesco Advisors, LLC, An ESL Co 0.89% of their portfolio Pittsford, NY 236,417236.4k $24.3m $24.3m 0.89% Reduced -17.1k -17,146
39 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 218,128218.1k $22.4m $22.4m 0.01% Added +52.7k +52,705
40 Allworth Financial LP 0.22% of their portfolio FOLSOM, CA 212,028212.0k $21.8m $21.8m 0.22% Reduced -3.8k -3,762
41 KEYBANK NATIONAL ASSOCIATION/OH 0.10% of their portfolio BROOKLYN, OH 205,799205.8k $21.1m $21.1m 0.10% Added +1.5k +1,452
42 COURIER CAPITAL LLC 2.23% of their portfolio BUFFALO, NY 196,229196.2k $20.2m $20.2m 2.23% Added +5.6k +5,616
43 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 188,168188.2k $19.3m $19.3m 0.05% Added +9.2k +9,208
44 Equitable Holdings, Inc. 0.30% of their portfolio NEW YORK, NY 185,327185.3k $19.0m $19.0m 0.30% Reduced -60.1k -60,137
45 Salomon & Ludwin, LLC 2.25% of their portfolio RICHMOND, VA 183,283183.3k $18.8m $18.8m 2.25% Added +419 +419
46 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 181,645181.6k $18.7m $18.7m 0.03% Reduced -12.1k -12,080
47 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 181,185181.2k $18.6m $18.6m 0.04% Reduced -11.7k -11,705
48 Flaharty Asset Management, LLC 3.10% of their portfolio CLEARWATER, FL 168,766168.8k $17.3m $17.3m 3.10% Added +487 +487
49 SPC Financial, Inc. 1.95% of their portfolio ROCKVILLE, MD 166,460166.5k $17.1m $17.1m 1.95% Added +8.3k +8,283
50 Wealth Advisory Solutions, LLC 4.39% of their portfolio ZIONSVILLE, IN 160,677160.7k $16.5m $16.5m 4.39% Added +141.1k +141,147
51 FIRST MERCHANTS CORP 1.45% of their portfolio Muncie, IN 158,955159.0k $16.3m $16.3m 1.45% Reduced -1.2k -1,157
52 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 146,984147.0k $15.1m $15.1m 0.03% Reduced -30.7k -30,720
53 Mariner, LLC 0.04% of their portfolio Overland Park, KS 139,089139.1k $14.3m $14.3m 0.04% Reduced -19.1k -19,085
54 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 137,106137.1k $14.1m $14.1m 0.03% Added +33.8k +33,836
55 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 131,968132.0k $13.6m $13.6m 0.07% Reduced -45.9k -45,941
56 Lutz Financial Services LLC 1.54% of their portfolio OMAHA, NE 131,082131.1k $13.5m $13.5m 1.54% Reduced -1.4k -1,362
57 JMAC ENTERPRISES LLC 3.39% of their portfolio NEWTOWN, PA 129,896129.9k $13.3m $13.3m 3.39% Reduced -1.1k -1,116
58 Capital Advisors, Ltd. LLC 2.15% of their portfolio SHAKER HEIGHTS, OH 127,058127.1k $13.1m $13.1m 2.15% Reduced -246 -246
59 Rehmann Capital Advisory Group 1.18% of their portfolio LANSING, MI 122,406122.4k $12.6m $12.6m 1.18% Added +555 +555
60 JSF Financial, LLC 4.58% of their portfolio LOS ANGELES, CA 119,351119.4k $12.3m $12.3m 4.58% Reduced -1.5k -1,495
61 Composition Wealth, LLC 0.40% of their portfolio LOS ANGELES, CA 119,322119.3k $12.3m $12.3m 0.40% Added +3.5k +3,457
62 Sterling Financial Planning, Inc. 6.49% of their portfolio SPARTA, NJ 116,317116.3k $12.0m $12.0m 6.49% Added +2.8k +2,780
63 GHP Investment Advisors, Inc. 0.75% of their portfolio Denver, CO 115,107115.1k $11.8m $11.8m 0.75% Reduced -92 -92
64 Texas Yale Capital Corp. 0.60% of their portfolio ST. PETERSBURG, FL 115,080115.1k $11.8m $11.8m 0.60% Reduced -17 -17
65 Simplicity Solutions, LLC 0.31% of their portfolio MINNEAPOLIS, MN 113,507113.5k $11.7m $11.7m 0.31% New
66 Blue Edge Capital, LLC 2.42% of their portfolio RICHMOND, VA 108,754108.8k $11.2m $11.2m 2.42% Reduced -16.3k -16,289
67 Ellis Investment Partners, LLC 2.87% of their portfolio Berwyn, PA 108,169108.2k $11.1m $11.1m 2.87% Added +223 +223
68 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 107,542107.5k $11.1m $11.1m 0.12% Added +5.0k +4,959
69 Steward Partners Investment Advisory, LLC 0.17% of their portfolio STAMFORD, CT 103,078103.1k $10.6m $10.6m 0.17% Reduced -3.2k -3,186
70 ETF Portfolio Partners, Inc. 4.00% of their portfolio LEAWOOD, KS 102,903102.9k $10.6m $10.6m 4.00% Added +3.6k +3,586
71 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 102,235102.2k $10.5m $10.5m 0.08% Reduced -72.6k -72,636
72 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 98,60898.6k $10.1m $10.1m 0.02% Reduced -4.4k -4,437
73 Ullmann Wealth Partners Group, LLC 2.28% of their portfolio JACKSONVILLE BEACH, FL 97,61897.6k $10.0m $10.0m 2.28% Reduced -1.1k -1,107
74 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 94,51894.5k $9.7m $9.7m 0.02% Reduced -954 -954
75 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 93,58893.6k $9.6m $9.6m 0.08% Added +18.4k +18,352
76 FIFTH THIRD BANCORP 0.04% of their portfolio CINCINNATI, OH 92,90692.9k $9.5m $9.5m 0.04% Added +5.2k +5,190
77 Asset Management Group, Inc. 2.08% of their portfolio STAMFORD, CT 90,91890.9k $9.3m $9.3m 2.08% Reduced -735 -735
78 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.96% of their portfolio CEDAR RAPIDS, IA 88,60288.6k $9.1m $9.1m 0.96% Reduced -397 -397
79 Heck Capital Advisors, LLC 1.66% of their portfolio Rhinelander, WI 83,99784.0k $8.6m $8.6m 1.66% Reduced -27.2k -27,215
80 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 83,64783.6k $8.6m $8.6m 0.03% Reduced -2.3k -2,270
81 HERON FINANCIAL GROUP, LLC 4.40% of their portfolio NEW YORK, NY 77,70577.7k $8.0m $8.0m 4.40% Reduced -780 -780
82 EP Wealth Advisors, LLC 0.33% of their portfolio TORRANCE, CA 76,20376.2k $19.1m $19.1m 0.33% Added +70.7k +70,661
83 FIRST HAWAIIAN BANK 0.26% of their portfolio HONOLULU, HI 75,98776.0k $7.8m $7.8m 0.26% Reduced -1.4k -1,372
84 Mill Creek Capital Advisors, LLC 0.29% of their portfolio Conshohocken, PA 75,41875.4k $7.8m $7.8m 0.29% Added +40 +40
85 Cassaday & Co Wealth Management LLC 0.32% of their portfolio MCLEAN, VA 73,71973.7k $7.6m $7.6m 0.32% Reduced -20.9k -20,924
86 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 72,65472.7k $7.5m $7.5m 0.05% Reduced -12.1k -12,064
87 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 71,02071.0k $7.3m $7.3m 0.03% Added +8.6k +8,634
88 GREAT LAKES ADVISORS, LLC 0.07% of their portfolio CHICAGO, IL 70,28870.3k $7.2m $7.2m 0.07% Added +653 +653
89 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 70,27270.3k $7.2m $7.2m 0.03% Reduced -11.0k -10,965
90 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 66,96267.0k $6.9m $6.9m 0.00% Added +33.4k +33,431
91 Omega Financial Group, LLC 3.13% of their portfolio Santa Barbara, CA 65,96166.0k $6.8m $6.8m 3.13% Added +7.1k +7,092
92 Merriman Wealth Management, LLC 0.35% of their portfolio SEATTLE, WA 65,49865.5k $6.7m $6.7m 0.35% Reduced -7.0k -7,024
93 Royal Fund Management, LLC 0.99% of their portfolio Lady Lake, FL 63,72563.7k $6.5m $6.5m 0.99% Reduced -490 -490
94 CHILTON INVESTMENT CO INC. 0.20% of their portfolio STAMFORD, CT 63,07363.1k $6.5m $6.5m 0.20% Unchanged
95 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 62,95663.0k $6.5m $6.5m 0.06% Added +24.9k +24,856
96 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 60,54260.5k $6.2m $6.2m 0.09% Reduced -15.7k -15,698
97 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 60,53860.5k $6.2m $6.2m 0.03% Added +3.0k +2,987
98 Betterment LLC 0.02% of their portfolio NEW YORK, NY 59,97560.0k $6.2m $6.2m 0.02% Added +13.0k +13,012
99 PINKERTON WEALTH, LLC 1.14% of their portfolio COEUR D ALENE, ID 59,50359.5k $6.1m $6.1m 1.14% Reduced -178.5k -178,462
100 LMG Wealth Partners, LLC 1.89% of their portfolio SHREVEPORT, LA 56,94056.9k $5.9m $5.9m 1.89% Added +719 +719