Vault-13

SPDR INDEX SHS FDS SPDW

PORTFOLIO DEVLPD · ETP · CUSIP 78463X889

711 institutional holders +21 vs Q4 2022
372,503,194372.5m shares reported held*
$12.0bnreported value*
72 new 261 added 275 reduced 43 sold out net bought ≈ $1.1bn (+32.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($33.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.09. Options: 1 managers hold calls ($301.9k notional), 1 hold puts ($160.6k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 622Q4 22: 690Q1 23: 711711Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022622
Q4 2022690
Q1 2023711

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 341 bought or addedQ4 22: 268 cut or sold outQ4 22Q1 23: 333 bought or addedQ1 23: 318 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022341268
Q1 2023333318

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.6mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $2.0mQ4 22 puts: $32.7kQ4 22P/C 0.02Q1 23 calls: $301.9kQ1 23 puts: $160.6kQ1 23P/C 0.53
Numbers
QuarterCallsPutsP/C
Q3 2022$1.6m$00.00
Q4 2022$2.0m$32.7k0.02
Q1 2023$301.9k$160.6k0.53

Biggest buyers

JANE STREET GROUP, LLC Added +5,615,223+5.6m
Horizon Investments, LLC Added +4,256,834+4.3m
Financial Engines Advisors L.L.C. Added +3,963,668+4.0m
STIFEL FINANCIAL CORP Added +3,957,881+4.0m
LPL Financial LLC Added +2,917,012+2.9m
BENJAMIN F. EDWARDS & COMPANY, INC. Added +2,550,026+2.6m
PFS INVESTMENTS INC. Added +2,462,558+2.5m
CWM, LLC Added +1,915,168+1.9m
ENVESTNET ASSET MANAGEMENT INC Added +1,872,021+1.9m
AlphaStar Capital Management, LLC Added +1,786,930+1.8m

Biggest sellers

PATHSTONE FAMILY OFFICE, LLC Reduced -3,305,812-3.3m
Creative Planning Reduced -2,255,822-2.3m
Trilogy Capital Inc. Reduced -1,510,732-1.5m
GREAT LAKES ADVISORS, LLC Reduced -1,117,316-1.1m
Financial Strategies Group, Inc. Reduced -809,382-809.4k
STATE STREET CORP Reduced -570,453-570.5k
IFP Advisors, Inc Reduced -372,305-372.3k
IAG Wealth Partners, LLC Reduced -281,893-281.9k
AIRE ADVISORS, LLC Reduced -280,616-280.6k
Global Strategic Investment Solutions, LLC Reduced -254,999-255.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $301.9k9.4k shares

Biggest puts

CITADEL ADVISORS LLC Added $160.6k5.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 4.44% of their portfolio SANTA CLARA, CA 52,036,79052.0m $1.7bn $1.7bn 4.44% Added +4.0m +3,963,668
2 Creative Planning 2.35% of their portfolio OVERLAND PARK, KS 50,759,68950.8m $1.6bn $1.6bn 2.35% Reduced -2.3m -2,255,822
3 Allworth Financial LP 7.10% of their portfolio FOLSOM, CA 22,028,69222.0m $707.6m $707.6m 7.10% Added +411.0k +411,048
4 LPL Financial LLC 0.44% of their portfolio FORT MILL, SC 17,593,62417.6m $565.1m $565.1m 0.44% Added +2.9m +2,917,012
5 Auto-Owners Insurance Co 12.37% of their portfolio LANSING, MI 11,175,00011.2m $358.9m $358.9m 12.37% Unchanged
6 TIAA, FSB 1.20% of their portfolio ST. LOUIS, MO 10,079,76610.1m $323.8m $323.8m 1.20% Reduced -105.0k -104,979
7 Stadion Money Management, LLC 20.74% of their portfolio WATKINSVILLE, GA 8,160,8788.2m $262.1m $262.1m 20.74% Added +1.6m +1,556,062
8 Horizon Investments, LLC 7.57% of their portfolio Charlotte, NC 7,956,3228.0m $255.6m $255.6m 7.57% Added +4.3m +4,256,834
9 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 7,196,8487.2m $231.2m $231.2m 0.11% Added +1.9m +1,872,021
10 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,316,7356.3m $202.9m $202.9m 0.02% Reduced -171.1k -171,114
11 JANE STREET GROUP, LLC 0.31% of their portfolio NEW YORK, NY 5,624,6065.6m $180.7m $180.7m 0.31% Added +5.6m +5,615,223
12 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 6.25% of their portfolio LOS ANGELES, CA 5,548,8355.5m $178.2m $178.2m 6.25% Added +295.9k +295,946
13 PFS INVESTMENTS INC. 2.70% of their portfolio DULUTH, GA 4,840,2794.8m $155.9m $155.9m 2.70% Added +2.5m +2,462,558
14 STIFEL FINANCIAL CORP 0.19% of their portfolio ST. LOUIS, MO 4,209,0314.2m $135.2m $135.2m 0.19% Added +4.0m +3,957,881
15 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 4,082,3074.1m $131.1m $131.1m 0.01% Reduced -570.5k -570,453
16 TOWNSQUARE CAPITAL LLC 2.75% of their portfolio Lehi, UT 3,891,0443.9m $125.0m $125.0m 2.75% Added +97.9k +97,904
17 OSAIC HOLDINGS, INC. 0.23% of their portfolio SCOTTSDALE, AZ 3,853,5123.9m $123.8m $123.8m 0.23% Added +794.2k +794,174
18 CWM, LLC 0.77% of their portfolio OMAHA, NE 3,544,8583.5m $113.9m $113.9m 0.77% Added +1.9m +1,915,168
19 PATHSTONE FAMILY OFFICE, LLC 1.81% of their portfolio ENGLEWOOD, NJ 3,524,9883.5m $111.6m $111.6m 1.81% Reduced -3.3m -3,305,812
20 UBS Group AG 0.05% of their portfolio ZURICH, V8 3,420,2793.4m $109.9m $109.9m 0.05% Added +25.8k +25,783
21 ASSETMARK, INC 0.45% of their portfolio CONCORD, CA 3,355,2643.4m $107.8m $107.8m 0.45% Reduced -139.8k -139,771
22 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,047,1113.0m $97.9m $97.9m 0.03% Added +313.7k +313,653
23 AlphaStar Capital Management, LLC 7.30% of their portfolio CORNELIUS, NC 2,749,0912.7m $86.0m $86.0m 7.30% Added +1.8m +1,786,930
24 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 2.96% of their portfolio NORFOLK, VA 2,649,9232.6m $85.1m $85.1m 2.96% Added +235.7k +235,667
25 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.85% of their portfolio OMAHA, NE 2,584,0332.6m $83.0m $83.0m 0.85% Reduced -136.3k -136,302
26 BENJAMIN F. EDWARDS & COMPANY, INC. 3.44% of their portfolio ST. LOUIS, MO 2,559,2572.6m $82.2m $82.2m 3.44% Added +2.6m +2,550,026
27 Gradient Investments LLC 2.21% of their portfolio ARDEN HILLS, MN 2,526,7962.5m $81.2m $81.2m 2.21% Added +244.6k +244,648
28 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,482,9632.5m $79.8m $79.8m 0.01% Added +10.8k +10,773
29 Advisory Alpha, LLC 4.94% of their portfolio HOLLAND, MI 2,421,8502.4m $77.8m $77.8m 4.94% Added +245.5k +245,548
30 Mariner Managed Account Solutions, LLC 6.49% of their portfolio Boston, MA 2,322,9052.3m $74.6m $74.6m 6.49% Added +380.6k +380,563
31 Savant Capital, LLC 1.25% of their portfolio ROCKFORD, IL 2,092,3882.1m $67.2m $67.2m 1.25% Added +19.1k +19,147
32 Private Advisor Group, LLC 0.62% of their portfolio MORRISTOWN, NJ 2,033,3592.0m $65.3m $65.3m 0.62% Added +376.4k +376,419
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.68% of their portfolio PLYMOUTH, MN 1,824,6351.8m $58.6m $58.6m 0.68% Added +17.6k +17,613
34 Equitable Holdings, Inc. 0.91% of their portfolio NEW YORK, NY 1,769,2711.8m $56.8m $56.8m 0.91% Added +617.1k +617,058
35 PARK AVENUE SECURITIES LLC 0.88% of their portfolio NEW YORK, NY 1,590,8781.6m $51.1m $51.1m 0.88% Added +71.4k +71,385
36 Mariner, LLC 0.14% of their portfolio Overland Park, KS 1,553,6141.6m $49.9m $49.9m 0.14% Added +18.1k +18,106
37 McNamara Financial Services, Inc. 12.32% of their portfolio MARSHFIELD, MA 1,540,2531.5m $49.5m $49.5m 12.32% Reduced -9.8k -9,806
38 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.70% of their portfolio ST. LOUIS, MO 1,482,9111.5m $47.6m $47.6m 0.70% New
39 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 1,451,0131.5m $46.6m $46.6m 0.09% Added +244.0k +244,025
40 Peterson Wealth Advisors, LLC 12.27% of their portfolio Orem, UT 1,387,7661.4m $44.6m $44.6m 12.27% Added +48.5k +48,461
41 First Ascent Asset Management, LLC 6.40% of their portfolio DENVER, CO 1,346,2421.3m $43.2m $43.2m 6.40% Reduced -94.0k -94,015
42 Global Strategic Investment Solutions, LLC 5.85% of their portfolio Scottsdale, AZ 1,272,8721.3m $40.9m $40.9m 5.85% Reduced -255.0k -254,999
43 WALLER FINANCIAL PLANNING GROUP, INC 11.37% of their portfolio COLUMBUS, OH 1,249,4131.2m $40.1m $40.1m 11.37% Reduced -102.9k -102,878
44 MML INVESTORS SERVICES, LLC 0.28% of their portfolio SPRINGFIELD, MA 1,249,2891.2m $40.1m $40.1m 0.28% Reduced -119.5k -119,473
45 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 1,218,3281.2m $39.1m $39.1m 0.08% Added +242.2k +242,183
46 Financial Advisory Group 7.81% of their portfolio HOUSTON, TX 1,205,1521.2m $38.7m $38.7m 7.81% Added +56.1k +56,140
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,168,8881.2m $37.5m $37.5m 0.00% Added +100.3k +100,337
48 TRUEFG, LLC 16.56% of their portfolio CEDAR PARK, TX 1,142,2951.1m $36.7m $36.7m 16.56% Reduced -39.2k -39,226
49 Clearwater Capital Advisors, LLC 4.27% of their portfolio HOFFMAN ESTATES, IL 1,089,1001.1m $35.0m $35.0m 4.27% Reduced -68.7k -68,680
50 Capital Asset Advisory Services LLC 2.59% of their portfolio Williamston, MI 1,082,9951.1m $34.8m $34.8m 2.59% Added +120.4k +120,389
51 KWB Wealth 5.66% of their portfolio REDLANDS, CA 1,032,9701.0m $30.7m $30.7m 5.66% Added +12.6k +12,556
52 Callan Capital, LLC 3.68% of their portfolio LA JOLLA, CA 989,015989.0k $31.8m $31.8m 3.68% Reduced -15.4k -15,372
53 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 956,688956.7k $30.7m $30.7m 0.15% Added +78.0k +78,017
54 Bristlecone Advisors, LLC 3.29% of their portfolio BELLEVUE, WA 934,311934.3k $30.0m $30.0m 3.29% Added +172.2k +172,201
55 IAG Wealth Partners, LLC 8.27% of their portfolio WAUKESHA, WI 928,277928.3k $29.8m $29.8m 8.27% Reduced -281.9k -281,893
56 Ballentine Partners, LLC 0.73% of their portfolio Waltham, MA 901,036901.0k $28.9m $28.9m 0.73% Added +26.3k +26,287
57 Boston Standard Wealth Management, LLC 8.29% of their portfolio WINCHESTER, MA 899,480899.5k $28.9m $28.9m 8.29% Reduced -44.7k -44,740
58 IHT Wealth Management, LLC 1.64% of their portfolio Chicago, IL 892,427892.4k $28.7m $28.7m 1.64% Added +263.6k +263,624
59 N.E.W. Advisory Services LLC 4.17% of their portfolio DE PERE, WI 891,818891.8k $28.6m $28.6m 4.17% Reduced -14.8k -14,807
60 Gateway Wealth Partners, LLC 4.24% of their portfolio APPLETON, WI 857,753857.8k $27.6m $27.6m 4.24% Reduced -92.2k -92,206
61 Brookstone Capital Management 0.54% of their portfolio WHEATON, IL 851,356851.4k $28.0m $28.0m 0.54% Reduced -96.9k -96,886
62 RESTON WEALTH MANAGEMENT LLC 13.87% of their portfolio Reston, VA 825,744825.7k $26.5m $26.5m 13.87% Added +2.0k +2,041
63 Meeder Advisory Services, Inc. 3.02% of their portfolio DUBLIN, OH 815,331815.3k $26.2m $26.2m 3.02% Added +10.8k +10,794
64 Rinkey Investments 13.58% of their portfolio San Diego, CA 806,884806.9k $25.9m $25.9m 13.58% Added +39.1k +39,112
65 Stratos Wealth Partners, LTD. 0.69% of their portfolio BEACHWOOD, OH 801,569801.6k $25.7m $25.7m 0.69% Reduced -50.0k -50,035
66 Edmonds Duncan Registered Investment Advisors, LLC 7.69% of their portfolio LAWRENCE, KS 773,659773.7k $24.8m $24.8m 7.69% Added +2.9k +2,869
67 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 769,232769.2k $24.7m $24.7m 0.04% Reduced -65.2k -65,200
68 Trilogy Capital Inc. 1.73% of their portfolio IRVINE, CA 758,287758.3k $24.4m $24.4m 1.73% Reduced -1.5m -1,510,732
69 Cetera Advisor Networks LLC 0.18% of their portfolio EL SEGUNDO, CA 739,801739.8k $23.8m $23.8m 0.18% Added +180.3k +180,296
70 Moran Wealth Management, LLC 0.87% of their portfolio NAPLES, FL 718,267718.3k $23.1m $23.1m 0.87% Added +139.6k +139,613
71 GREAT LAKES ADVISORS, LLC 0.21% of their portfolio CHICAGO, IL 711,713711.7k $22.9m $22.9m 0.21% Reduced -1.1m -1,117,316
72 AE Wealth Management LLC 0.14% of their portfolio TOPEKA, KS 699,981700.0k $22.5m $22.5m 0.14% Added +84.9k +84,940
73 Wealthcare Advisory Partners LLC 0.96% of their portfolio WEST CHESTER, PA 692,060692.1k $22.2m $22.2m 0.96% Added +30.7k +30,726
74 Blueprint Investment Partners LLC 5.06% of their portfolio GREENSBORO, NC 689,791689.8k $22.2m $22.2m 5.06% Added +313.8k +313,779
75 Brio Consultants, LLC 4.08% of their portfolio SAN FRANCISCO, CA 685,962686.0k $22.0m $22.0m 4.08% Added +24.7k +24,740
76 JNBA Financial Advisors 2.81% of their portfolio BLOOMINGTON, MN 672,890672.9k $21.6m $21.6m 2.81% Added +11.1k +11,055
77 Fairfield University 18.51% of their portfolio FAIRFIELD, CT 657,781657.8k $21.1m $21.1m 18.51% Unchanged
78 Schneider Downs Wealth Management Advisors, LP 4.31% of their portfolio Pittsburgh, PA 653,953654.0k $21.0m $21.0m 4.31% Added +45.2k +45,157
79 Goodman Financial Corp 6.07% of their portfolio HOUSTON, TX 650,834650.8k $20.9m $20.9m 6.07% Added +13.6k +13,566
80 Atria Investments, Inc 0.39% of their portfolio Charlotte, NC 642,646642.6k $20.6m $20.6m 0.39% New
81 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 627,853627.9k $20.1m $20.1m 0.04% Reduced -18.8k -18,793
82 Wealth Advisors of Iowa, LLC 15.41% of their portfolio WEST DES MOINES, IA 614,138614.1k $19.7m $19.7m 15.41% Added +346.5k +346,473
83 Global Retirement Partners, LLC 1.06% of their portfolio San Rafael, CA 609,797609.8k $19.9m $19.9m 1.06% Added +139.5k +139,493
84 SigFig Wealth Management, LLC 1.09% of their portfolio SAN FRANCISCO, CA 598,629598.6k $19.7m $19.7m 1.09% Reduced -26.0k -25,968
85 Pure Financial Advisors, LLC 0.88% of their portfolio SAN DIEGO, CA 593,859593.9k $19.1m $19.1m 0.88% Reduced -12.0k -12,006
86 ProVise Management Group, LLC 1.82% of their portfolio CLEARWATER, FL 592,695592.7k $19.0m $19.0m 1.82% Added +18.8k +18,839
87 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 3.18% of their portfolio NEWPORT BEACH, CA 578,910578.9k $18.6m $18.6m 3.18% Added +214.6k +214,573
88 LAKE STREET ADVISORS GROUP, LLC 1.14% of their portfolio PORTSMOUTH, NH 575,089575.1k $18.5m $18.5m 1.14% Reduced -5.5k -5,469
89 PROFFITT & GOODSON INC 3.77% of their portfolio KNOXVILLE, TN 574,991575.0k $18.5m $18.5m 3.77% Reduced -23.0k -22,956
90 IFP Advisors, Inc 0.60% of their portfolio TAMPA, FL 571,340571.3k $13.7m $13.7m 0.60% Reduced -372.3k -372,305
91 Flagstone Financial Management 8.99% of their portfolio LINCOLN, NE 560,962561.0k $18.0m $18.0m 8.99% Added +102.1k +102,055
92 Cetera Investment Advisers 0.15% of their portfolio SCHAUMBURG, IL 548,633548.6k $17.6m $17.6m 0.15% Added +220.6k +220,580
93 Leicht Financial Planning & Wealth Management, Inc. 10.71% of their portfolio PARSIPPANY, NJ 541,657541.7k $17.4m $17.4m 10.71% Added +194.4k +194,430
94 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 527,829527.8k $17.0m $17.0m 0.01% Added +10.6k +10,604
95 ARQ WEALTH ADVISORS, LLC 12.43% of their portfolio SCOTTSDALE, AZ 526,258526.3k $16.9m $16.9m 12.43% Reduced -46.1k -46,132
96 Plante Moran Financial Advisors, LLC 2.30% of their portfolio SOUTHFIELD, MI 524,361524.4k $16.8m $16.8m 2.30% Reduced -57.4k -57,422
97 Bridgeworth, LLC 2.10% of their portfolio BIRMINGHAM, AL 519,281519.3k $16.7m $16.7m 2.10% Added +44.3k +44,292
98 Integrated Wealth Concepts LLC 0.34% of their portfolio WALTHAM, MA 516,625516.6k $16.6m $16.6m 0.34% Added +50.3k +50,258
99 Treasure Coast Financial Planning 10.51% of their portfolio VERO BEACH, FL 467,850467.9k $15.0m $15.0m 10.51% Reduced -3.8k -3,756
100 OneDigital Investment Advisors LLC 0.34% of their portfolio OVERLAND PARK, KS 456,922456.9k $14.7m $14.7m 0.34% Added +3.2k +3,228