Vault-13

ISHARES TR IWM

RUSSELL 2000 ETF · ETP · CUSIP 464287655 · ISIN US4642876555

1,911 institutional holders -79 vs Q4 2022
308,939,590308.9m shares reported held*
$53.6bnreported value*
83 new 681 added 790 reduced 154 sold out net bought ≈ $101.1m (+9.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($52.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $173.36. Options: 70 managers hold calls ($35.8bn notional), 130 hold puts ($81.3bn).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,866Q4 22: 1,990Q1 23: 1,9111,911Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20221,866
Q4 20221,990
Q1 20231,911

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 863 bought or addedQ4 22: 847 cut or sold outQ4 22Q1 23: 764 bought or addedQ1 23: 944 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022863847
Q1 2023764944

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25bn$50bn$75bn$100bnQ3 22 calls: $23.2bnQ3 22 puts: $53.8bnQ3 22P/C 2.32Q4 22 calls: $26.5bnQ4 22 puts: $58.0bnQ4 22P/C 2.19Q1 23 calls: $35.8bnQ1 23 puts: $81.3bnQ1 23P/C 2.27
Numbers
QuarterCallsPutsP/C
Q3 2022$23.2bn$53.8bn2.32
Q4 2022$26.5bn$58.0bn2.19
Q1 2023$35.8bn$81.3bn2.27

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +8,783,166+8.8m
JPMORGAN CHASE & CO Added +6,905,332+6.9m
BANQUE PICTET & CIE SA Added +3,120,678+3.1m
BANK OF MONTREAL /CAN/ Added +2,413,811+2.4m
FMR LLC Added +2,286,680+2.3m
BNP PARIBAS FINANCIAL MARKETS Added +1,864,782+1.9m
GOLDMAN SACHS GROUP INC Added +1,816,469+1.8m
JANE STREET GROUP, LLC Added +1,748,543+1.7m
ALLIANCEBERNSTEIN L.P. Added +1,057,537+1.1m
HRT FINANCIAL LP Added +969,944+969.9k

Biggest sellers

BARCLAYS PLC Reduced -2,443,548-2.4m
BlackRock Inc. Reduced -2,242,768-2.2m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -2,239,400-2.2m
MILLENNIUM MANAGEMENT LLC Reduced -1,794,816-1.8m
CITADEL ADVISORS LLC Reduced -1,691,464-1.7m
NATIONAL BANK OF CANADA /FI/ Reduced -1,626,983-1.6m
TORONTO DOMINION BANK Reduced -1,387,604-1.4m
BANK OF AMERICA CORP /DE/ Reduced -1,087,175-1.1m
Ensign Peak Advisors, Inc Sold out -1,025,164-1.0m
WOLVERINE TRADING, LLC Sold out -958,590-958.6k

Biggest calls

BARCLAYS PLC Reduced $6.2bn34.7m shares
CITADEL ADVISORS LLC Added $5.6bn31.4m shares
BANK OF AMERICA CORP /DE/ Added $3.7bn21.0m shares
CITIGROUP INC Added $3.7bn21.0m shares
MILLENNIUM MANAGEMENT LLC Added $3.3bn18.6m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.6bn14.6m shares
WELLS FARGO & COMPANY/MN Reduced $1.9bn10.9m shares
GOLDMAN SACHS GROUP INC Added $1.0bn5.8m shares
Belvedere Trading LLC Added $938.5m5.3m shares
Parallax Volatility Advisers, L.P. Added $887.5m5.0m shares

Biggest puts

BARCLAYS PLC Added $15.1bn84.5m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $9.5bn53.2m shares
MILLENNIUM MANAGEMENT LLC Added $7.8bn43.8m shares
CITADEL ADVISORS LLC Added $7.6bn42.7m shares
CITIGROUP INC Added $7.5bn42.3m shares
BANK OF AMERICA CORP /DE/ Added $6.7bn37.3m shares
WELLS FARGO & COMPANY/MN Added $3.9bn21.8m shares
GOLDMAN SACHS GROUP INC Added $3.2bn17.9m shares
UBS Group AG Added $1.8bn10.1m shares
Deer Park Road Corp Reduced $1.6bn8.7m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 1.48% of their portfolio NEW YORK, NY 30,777,00030.8m $5.5bn $5.5bn 1.48% Added +1.8m +1,816,469
2 BANK OF AMERICA CORP /DE/ 0.62% of their portfolio CHARLOTTE, NC 30,179,79330.2m $5.4bn $5.4bn 0.62% Reduced -1.1m -1,087,175
3 WELLS FARGO & COMPANY/MN 1.10% of their portfolio SAN FRANCISCO, CA 20,011,95120.0m $3.6bn $3.6bn 1.10% Reduced -836.6k -836,554
4 MORGAN STANLEY 0.25% of their portfolio NEW YORK, NY 13,116,83613.1m $2.3bn $2.3bn 0.25% Added +49.4k +49,361
5 ENVESTNET ASSET MANAGEMENT INC 0.26% of their portfolio Berwyn, PA 11,773,98111.8m $532.5m $532.5m 0.26% Added +8.8m +8,783,166
6 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 10.05% of their portfolio TORONTO, A6 9,941,6009.9m $1.8bn $1.8bn 10.05% Reduced -2.2m -2,239,400
7 BlackRock Inc. 0.05% of their portfolio New York, NY 9,841,3679.8m $1.8bn $1.8bn 0.05% Reduced -2.2m -2,242,768
8 JPMORGAN CHASE & CO 0.22% of their portfolio NEW YORK, NY 9,618,0129.6m $1.7bn $1.7bn 0.22% Added +6.9m +6,905,332
9 Empower Advisory Group, LLC 5.60% of their portfolio Greenwood Village, CO 6,992,2747.0m $1.2bn $1.2bn 5.60% First filing
10 JONES FINANCIAL COMPANIES LLLP 2.02% of their portfolio DES PERES, MO 6,893,1136.9m $1.2bn $1.2bn 2.02% Added +111.1k +111,108
11 TORONTO DOMINION BANK 1.75% of their portfolio TORONTO, ONTARIO, A6 6,025,1646.0m $1.1bn $1.1bn 1.75% Reduced -1.4m -1,387,604
12 BANK OF MONTREAL /CAN/ 0.47% of their portfolio TORONTO, A6 5,987,2276.0m $1.1bn $1.1bn 0.47% Added +2.4m +2,413,811
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1.55% of their portfolio BALA CYNWYD, PA 5,551,6475.6m $990.4m $990.4m 1.55% Reduced -245.4k -245,402
14 LPL Financial LLC 0.72% of their portfolio FORT MILL, SC 5,150,7985.2m $918.9m $918.9m 0.72% Reduced -56.5k -56,454
15 CITIGROUP INC 1.16% of their portfolio NEW YORK, NY 4,844,7234.8m $864.3m $864.3m 1.16% Reduced -776.1k -776,101
16 FMR LLC 0.04% of their portfolio BOSTON, MA 4,773,3824.8m $851.6m $851.6m 0.04% Added +2.3m +2,286,680
17 Rafferty Asset Management, LLC 5.31% of their portfolio New York, NY 4,388,5434.4m $782.9m $782.9m 5.31% Added +211.1k +211,101
18 UBS Group AG 0.34% of their portfolio ZURICH, V8 4,117,4374.1m $734.6m $734.6m 0.34% Reduced -36.0k -36,020
19 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 3,799,9263.8m $677.9m $677.9m 0.13% Reduced -84.0k -84,043
20 PNC Financial Services Group, Inc. 0.56% of their portfolio Pittsburgh, PA 3,547,6133.5m $632.9m $632.9m 0.56% Reduced -44.0k -44,022
21 US BANCORP \DE\ 1.01% of their portfolio MINNEAPOLIS, MN 3,347,7943.3m $597.2m $597.2m 1.01% Added +76.4k +76,422
22 JANE STREET GROUP, LLC 1.02% of their portfolio NEW YORK, NY 3,333,8683.3m $594.8m $594.8m 1.02% Added +1.7m +1,748,543
23 BANQUE PICTET & CIE SA 5.49% of their portfolio GENEVA 73, V8 3,175,8993.2m $566.6m $566.6m 5.49% Added +3.1m +3,120,678
24 ROYAL BANK OF CANADA 0.17% of their portfolio TORONTO, A6 3,123,1433.1m $557.2m $557.2m 0.17% Reduced -354.8k -354,802
25 M&T Bank Corp 1.83% of their portfolio BUFFALO, NY 2,655,5192.7m $473.7m $473.7m 1.83% Reduced -377.7k -377,727
26 BARCLAYS PLC 0.49% of their portfolio LONDON, X0 2,644,3372.6m $471.7m $471.7m 0.49% Reduced -2.4m -2,443,548
27 BNP PARIBAS FINANCIAL MARKETS 0.97% of their portfolio PARIS, I0 2,531,1242.5m $451.6m $451.6m 0.97% Added +1.9m +1,864,782
28 Bank of New York Mellon Corp 0.09% of their portfolio NEW YORK, NY 2,211,1232.2m $394.5m $394.5m 0.09% Reduced -23.1k -23,081
29 Millburn Ridgefield LLC /DE/ 12.14% of their portfolio New York, NY 1,928,2001.9m $344.0m $344.0m 12.14% Added +108.5k +108,478
30 Catalyst Capital Advisors LLC 10.51% of their portfolio San Juan, PR 1,928,2001.9m $344.0m $344.0m 10.51% Added +108.5k +108,478
31 Balyasny Asset Management L.P. 1.10% of their portfolio Chicago, IL 1,874,9261.9m $334.5m $334.5m 1.10% Added +40.8k +40,814
32 CANADA PENSION PLAN INVESTMENT BOARD 0.49% of their portfolio TORONTO ONTARIO, A6 1,723,0001.7m $307.4m $307.4m 0.49% Reduced -130.0k -130,000
33 ALLIANCEBERNSTEIN L.P. 0.13% of their portfolio NASHVILLE, TN 1,688,5481.7m $301.2m $301.2m 0.13% Added +1.1m +1,057,537
34 HRT FINANCIAL LP 3.31% of their portfolio NEW YORK, NY 1,485,1321.5m $264.9m $264.9m 3.31% Added +969.9k +969,944
35 WELLINGTON MANAGEMENT GROUP LLP 0.05% of their portfolio Boston, MA 1,482,0751.5m $264.4m $264.4m 0.05% Reduced -88.6k -88,645
36 J.P. Morgan Private Wealth Advisors LLC 0.55% of their portfolio SAN FRANCISCO, CA 1,459,9301.5m $260.5m $260.5m 0.55% Reduced -64.5k -64,463
37 CREDIT SUISSE AG/ 0.23% of their portfolio ZURICH, V8 1,265,1561.3m $225.7m $225.7m 0.23% Added +314.5k +314,537
38 TRUIST FINANCIAL CORP 0.37% of their portfolio CHARLOTTE, NC 1,187,1271.2m $211.8m $211.8m 0.37% Reduced -19.8k -19,779
39 SG Americas Securities, LLC 2.71% of their portfolio NEW YORK, NY 1,128,8371.1m $201.4m $201.4m 2.71% Added +958.2k +958,208
40 CIBC Private Wealth Group LLC 0.15% of their portfolio ATLANTA, GA 1,127,5681.1m $134.1m $134.1m 0.15% Added +562.5k +562,474
41 FACTORY MUTUAL INSURANCE CO 2.98% of their portfolio WALTHAM, MA 1,067,7901.1m $190.5m $190.5m 2.98% Reduced -382.4k -382,400
42 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 1,040,4071.0m $185.7m $185.7m 0.06% Reduced -253.6k -253,555
43 Baird Financial Group, Inc. 0.45% of their portfolio MILWAUKEE, WI 1,022,7361.0m $182.5m $182.5m 0.45% Added +4.3k +4,276
44 AMG National Trust Bank 5.80% of their portfolio GREENWOOD VILLAGE, CO 940,233940.2k $167.7m $167.7m 5.80% Reduced -24.6k -24,578
45 AVANTAX ADVISORY SERVICES, INC. 2.04% of their portfolio DALLAS, TX 934,421934.4k $166.7m $166.7m 2.04% Added +17.4k +17,407
46 SYNOVUS FINANCIAL CORP 1.85% of their portfolio Columbus, GA 921,010921.0k $164.3m $164.3m 1.85% Reduced -164.2k -164,196
47 CHURCHILL MANAGEMENT Corp 3.29% of their portfolio Los Angeles, CA 899,859899.9k $160.5m $160.5m 3.29% New
48 RAYMOND JAMES & ASSOCIATES 0.13% of their portfolio ST PETERSBURG, FL 843,090843.1k $150.4m $150.4m 0.13% Reduced -94.1k -94,109
49 KEYBANK NATIONAL ASSOCIATION/OH 0.71% of their portfolio BROOKLYN, OH 832,612832.6k $148.5m $148.5m 0.71% Reduced -27.4k -27,370
50 Mariner, LLC 0.39% of their portfolio Overland Park, KS 754,230754.2k $134.6m $134.6m 0.39% Reduced -24.8k -24,806
51 OSAIC HOLDINGS, INC. 0.25% of their portfolio SCOTTSDALE, AZ 747,092747.1k $133.3m $133.3m 0.25% Added +23.0k +23,008
52 BROWN ADVISORY INC 0.22% of their portfolio BALTIMORE, MD 731,449731.4k $130.5m $130.5m 0.22% Added +16.3k +16,268
53 LBMC INVESTMENT ADVISORS, LLC 13.12% of their portfolio BRENTWOOD, TN 727,735727.7k $129.8m $129.8m 13.12% Reduced -2.7k -2,728
54 Repertoire Partners LP 37.40% of their portfolio NEW YORK, NY 723,535723.5k $129.1m $129.1m 37.40% New
55 TIAA, FSB 0.48% of their portfolio ST. LOUIS, MO 720,404720.4k $128.5m $128.5m 0.48% Reduced -41.6k -41,579
56 Veritable, L.P. 2.20% of their portfolio Newtown Square, PA 716,738716.7k $127.9m $127.9m 2.20% Reduced -4.8k -4,809
57 FIFTH THIRD BANCORP 0.59% of their portfolio CINCINNATI, OH 706,597706.6k $126.1m $126.1m 0.59% Reduced -118.8k -118,827
58 BROADWOOD CAPITAL INC 8.66% of their portfolio New York, NY 690,000690.0k $123.1m $123.1m 8.66% Unchanged
59 FRANKLIN RESOURCES INC 0.06% of their portfolio San Mateo, CA 678,580678.6k $121.1m $121.1m 0.06% Reduced -16.7k -16,709
60 Raymond James Financial Services Advisors, Inc. 0.21% of their portfolio ST. PETERSBURG, FL 613,344613.3k $109.4m $109.4m 0.21% Added +34.3k +34,287
61 Tower Research Capital LLC (TRC) 3.41% of their portfolio NEW YORK, NY 601,360601.4k $107.3m $107.3m 3.41% Reduced -286.7k -286,656
62 IRIDIAN ASSET MANAGEMENT LLC/CT 8.78% of their portfolio WESTPORT, CT 600,000600.0k $107.0m $107.0m 8.78% Added +480.0k +480,000
63 Sand Hill Global Advisors, LLC 5.71% of their portfolio Palo Alto, CA 596,527596.5k $106.4m $106.4m 5.71% Added +9.2k +9,177
64 CITADEL ADVISORS LLC 0.12% of their portfolio MIAMI, FL 594,581594.6k $106.1m $106.1m 0.12% Reduced -1.7m -1,691,464
65 PRELUDE CAPITAL MANAGEMENT, LLC 7.04% of their portfolio NEW YORK, NY 577,498577.5k $103.0m $103.0m 7.04% Added +12.1k +12,081
66 Jefferies Financial Group Inc. 2.16% of their portfolio NEW YORK, NY 573,585573.6k $102.3m $102.3m 2.16% Added +3.1k +3,062
67 COMMONWEALTH EQUITY SERVICES, LLC 0.21% of their portfolio WALTHAM, MA 571,265571.3k $101.9m $101.9m 0.21% Added +35.4k +35,366
68 Creative Planning 0.14% of their portfolio OVERLAND PARK, KS 557,007557.0k $99.4m $99.4m 0.14% Reduced -27.2k -27,231
69 COMMERCE BANK 0.75% of their portfolio KANSAS CITY, MO 538,197538.2k $96.0m $96.0m 0.75% Reduced -13.6k -13,602
70 Cerity Partners LLC 0.27% of their portfolio NEW YORK, NY 526,647526.6k $102.9m $102.9m 0.27% Added +18.1k +18,106
71 HighTower Advisors, LLC 0.20% of their portfolio CHICAGO, IL 503,516503.5k $89.8m $89.8m 0.20% Reduced -11.4k -11,372
72 HSBC HOLDINGS PLC 0.11% of their portfolio LONDON, X0 499,203499.2k $88.8m $88.8m 0.11% Reduced -210.0k -209,999
73 AE Wealth Management LLC 0.57% of their portfolio TOPEKA, KS 497,014497.0k $88.7m $88.7m 0.57% Added +14.9k +14,946
74 GLENMEDE TRUST CO NA 0.50% of their portfolio PHILADELPHIA, PA 495,144495.1k $88.3m $88.3m 0.50% Reduced -8.6k -8,625
75 NATIONAL BANK OF CANADA /FI/ 0.24% of their portfolio MONTREAL, A8 492,670492.7k $87.9m $87.9m 0.24% Reduced -1.6m -1,626,983
76 Alberta Investment Management Corp 0.85% of their portfolio EDMONTON, A0 492,100492.1k $87.8m $87.8m 0.85% Reduced -128.0k -128,000
77 OLD MISSION CAPITAL LLC 2.52% of their portfolio CHICAGO, IL 464,282464.3k $82.8m $82.8m 2.52% New
78 STIFEL FINANCIAL CORP 0.12% of their portfolio ST. LOUIS, MO 463,514463.5k $82.7m $82.7m 0.12% Reduced -76.5k -76,482
79 Optiver Holding B.V. 3.37% of their portfolio AMSTERDAM, P7 408,282408.3k $72.8m $72.8m 3.37% Reduced -206.7k -206,709
80 Parallax Volatility Advisers, L.P. 2.51% of their portfolio San Francisco, CA 401,025401.0k $71.5m $71.5m 2.51% Added +401.0k +401,024
81 MAI Capital Management 1.11% of their portfolio INDEPENDENCE, OH 391,767391.8k $69.9m $69.9m 1.11% Added +7.4k +7,414
82 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 387,160387.2k $69.1m $69.1m 0.10% Reduced -100.9k -100,886
83 CTC LLC 2.11% of their portfolio CHICAGO, IL 379,268379.3k $66.4m $66.4m 2.11% Reduced -352.1k -352,146
84 DEUTSCHE BANK AG\ 0.04% of their portfolio FRANKFURT AM MAIN, 2M 378,398378.4k $67.5m $67.5m 0.04% Added +115.8k +115,809
85 HALBERT HARGROVE GLOBAL ADVISORS, LLC 4.48% of their portfolio LONG BEACH, CA 366,845366.8k $65.4m $65.4m 4.48% Added +2.4k +2,382
86 CITIZENS FINANCIAL GROUP INC/RI 2.37% of their portfolio PROVIDENCE, RI 362,590362.6k $64.7m $64.7m 2.37% Reduced -8.6k -8,617
87 WASHINGTON TRUST Co 2.84% of their portfolio WESTERLY, RI 352,882352.9k $63.0m $63.0m 2.84% Added +45 +45
88 TWO SIGMA ADVISERS, LP 0.16% of their portfolio NEW YORK, NY 345,100345.1k $61.6m $61.6m 0.16% New
89 ARVEST TRUST CO N A 3.81% of their portfolio ROGERS, AR 342,633342.6k $61.1m $61.1m 3.81% Added +5.6k +5,643
90 Artemis Wealth Advisors, LLC 7.88% of their portfolio Port Washington, NY 341,648341.6k $60.9m $60.9m 7.88% Added +3.6k +3,648
91 Twin Tree Management, LP 1.66% of their portfolio DALLAS, TX 328,020328.0k $58.5m $58.5m 1.66% Added +191.0k +191,006
92 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.71% of their portfolio Madrid, U3 320,905320.9k $57.2m $57.2m 0.71% Reduced -48.2k -48,208
93 MONETA GROUP INVESTMENT ADVISORS LLC 1.31% of their portfolio ST LOUIS, MO 306,378306.4k $54.7m $54.7m 1.31% Added +35.6k +35,627
94 WHITTIER TRUST CO 0.99% of their portfolio SOUTH PASADENA, CA 305,336305.3k $54.5m $54.5m 0.99% Reduced -21.6k -21,627
95 BLAIR WILLIAM & CO/IL 0.22% of their portfolio CHICAGO, IL 302,661302.7k $54.0m $54.0m 0.22% Added +25.6k +25,557
96 REGIONS FINANCIAL CORP 0.48% of their portfolio BIRMINGHAM, AL 302,216302.2k $53.9m $53.9m 0.48% Reduced -12.7k -12,716
97 CAPTRUST FINANCIAL ADVISORS 0.23% of their portfolio RALEIGH, NC 288,659288.7k $51.5m $51.5m 0.23% Added +7.8k +7,757
98 GUGGENHEIM CAPITAL LLC 0.43% of their portfolio CHICAGO, IL 288,167288.2k $51.4m $51.4m 0.43% Added +3.7k +3,663
99 CAPSTONE INVESTMENT ADVISORS, LLC 1.57% of their portfolio NEW YORK, NY 285,172285.2k $50.9m $50.9m 1.57% New
100 PICTET BANK & TRUST Ltd 35.08% of their portfolio NASSAU, C5 282,288282.3k $50.4m $50.4m 35.08% Not comparable