Vault-13

ISHARES TR IGSB

ISHS 1-5YR INVS · ETP · CUSIP 464288646

905 institutional holders -20 vs Q4 2022
376,177,235376.2m shares reported held*
$19.2bnreported value*
80 new 267 added 405 reduced 94 sold out net bought ≈ $1.3bn (+26.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($57.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.92. Options: 1 managers hold calls ($1.0m notional), 1 hold puts ($2.6m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 875Q4 22: 925Q1 23: 905905Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022875
Q4 2022925
Q1 2023905

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 384 bought or addedQ4 22: 450 cut or sold outQ4 22Q1 23: 347 bought or addedQ1 23: 499 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022384450
Q1 2023347499

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $237.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.4mQ4 22 puts: $393.6kQ4 22P/C 0.28Q1 23 calls: $1.0mQ1 23 puts: $2.6mQ1 23P/C 2.56
Numbers
QuarterCallsPutsP/C
Q3 2022$237.0k$00.00
Q4 2022$1.4m$393.6k0.28
Q1 2023$1.0m$2.6m2.56

Biggest buyers

FMR LLC Added +20,467,493+20.5m
Johns Hopkins University Added +10,042,009+10.0m
BlackRock Inc. Added +5,471,430+5.5m
NYL Investors LLC Added +4,957,000+5.0m
AMERIPRISE FINANCIAL INC Added +2,873,170+2.9m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +2,426,913+2.4m
SPX Gestao de Recursos Ltda Added +1,983,672+2.0m
CAPTRUST FINANCIAL ADVISORS Added +838,027+838.0k
MORGAN STANLEY Added +749,879+749.9k
Aprio Wealth Management, LLC New +533,187+533.2k

Biggest sellers

ASSETMARK, INC Reduced -4,582,893-4.6m
JANE STREET GROUP, LLC Reduced -3,084,441-3.1m
Members Trust Co Reduced -2,146,940-2.1m
EP Wealth Advisors, LLC Reduced -1,816,349-1.8m
PATHSTONE FAMILY OFFICE, LLC Reduced -1,799,741-1.8m
Bank of New York Mellon Corp Reduced -1,629,781-1.6m
Money Design Co.,Ltd. Reduced -1,356,930-1.4m
JPMORGAN CHASE & CO Reduced -1,147,689-1.1m
CITIGROUP INC Reduced -1,009,089-1.0m
SOROS FUND MANAGEMENT LLC Sold out -1,000,000-1.0m

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.0m20.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.6m51.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.13% of their portfolio BOSTON, MA 56,598,36056.6m $2.9bn $2.9bn 0.13% Added +20.5m +20,467,493
2 Johns Hopkins University 87.45% of their portfolio BALTIMORE, MD 27,818,33027.8m $1.4bn $1.4bn 87.45% Added +10.0m +10,042,009
3 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.38% of their portfolio SAN FRANCISCO, CA 24,519,08624.5m $1.2bn $1.2bn 0.38% Added +2.4m +2,426,913
4 Japan Science & Technology Agency 8.48% of their portfolio TOKYO, M0 15,409,08815.4m $778.8m $778.8m 8.48% Unchanged
5 NORTHERN TRUST CORP 0.15% of their portfolio CHICAGO, IL 15,153,53615.2m $765.9m $765.9m 0.15% Added +241.0k +240,982
6 Matson Money. Inc. 24.56% of their portfolio MASON, OH 13,163,94113.2m $665.3m $665.3m 24.56% Added +141.7k +141,721
7 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 12,535,94112.5m $633.6m $633.6m 0.07% Added +749.9k +749,879
8 AMERIPRISE FINANCIAL INC 0.18% of their portfolio MINNEAPOLIS, MN 10,783,74410.8m $544.7m $544.7m 0.18% Added +2.9m +2,873,170
9 BlackRock Inc. 0.02% of their portfolio New York, NY 10,079,76210.1m $509.4m $509.4m 0.02% Added +5.5m +5,471,430
10 GOLDMAN SACHS GROUP INC 0.14% of their portfolio NEW YORK, NY 9,953,22510.0m $503.0m $503.0m 0.14% Reduced -654.7k -654,675
11 NYL Investors LLC 27.59% of their portfolio NEW YORK, NY 8,945,0008.9m $452.1m $452.1m 27.59% Added +5.0m +4,957,000
12 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 8,142,6888.1m $411.5m $411.5m 0.05% Reduced -505.0k -504,960
13 ALLSTATE CORP 29.47% of their portfolio NORTHBROOK, IL 7,849,8607.8m $396.7m $396.7m 29.47% Added +154.2k +154,175
14 UBS Group AG 0.14% of their portfolio ZURICH, V8 6,193,8056.2m $313.0m $313.0m 0.14% Added +346.4k +346,357
15 ARCH CAPITAL GROUP LTD. 99.18% of their portfolio PEMBROKE, D0 5,422,9395.4m $274.0m $274.0m 99.18% Unchanged
16 SPX Gestao de Recursos Ltda 17.18% of their portfolio RIO DE JANEIRO, D5 5,079,1565.1m $256.7m $256.7m 17.18% Added +2.0m +1,983,672
17 ROYAL BANK OF CANADA 0.07% of their portfolio TORONTO, A6 4,733,3984.7m $239.2m $239.2m 0.07% Added +193.8k +193,805
18 ASSETMARK, INC 0.93% of their portfolio CONCORD, CA 4,444,9864.4m $224.6m $224.6m 0.93% Reduced -4.6m -4,582,893
19 Members Trust Co 6.74% of their portfolio TAMPA, FL 4,431,8364.4m $224.0m $224.0m 6.74% Reduced -2.1m -2,146,940
20 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 4,256,7104.3m $215.1m $215.1m 0.10% Reduced -884.7k -884,737
21 PNC Financial Services Group, Inc. 0.17% of their portfolio Pittsburgh, PA 3,941,7603.9m $199.2m $199.2m 0.17% Reduced -150.4k -150,362
22 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 3,456,1833.5m $174.7m $174.7m 0.05% Added +276.0k +275,995
23 TRUIST FINANCIAL CORP 0.25% of their portfolio CHARLOTTE, NC 2,893,6472.9m $146.2m $146.2m 0.25% Added +92.2k +92,206
24 STIFEL FINANCIAL CORP 0.18% of their portfolio ST. LOUIS, MO 2,433,1402.4m $123.0m $123.0m 0.18% Reduced -582.0k -582,029
25 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 2,170,2632.2m $109.7m $109.7m 0.10% Added +107.3k +107,265
26 COMMONWEALTH EQUITY SERVICES, LLC 0.22% of their portfolio WALTHAM, MA 2,029,6552.0m $102.6m $102.6m 0.22% Reduced -22.8k -22,754
27 One Capital Management, LLC 4.22% of their portfolio WESTLAKE VILLAGE, CA 1,697,9111.7m $85.8m $85.8m 4.22% Reduced -551.1k -551,061
28 Pure Financial Advisors, LLC 3.91% of their portfolio SAN DIEGO, CA 1,671,2001.7m $84.5m $84.5m 3.91% Added +210.1k +210,119
29 Haverford Trust Co 1.01% of their portfolio Radnor, PA 1,669,5541.7m $84.4m $84.4m 1.01% Added +71.1k +71,097
30 CAPTRUST FINANCIAL ADVISORS 0.37% of their portfolio RALEIGH, NC 1,663,1161.7m $84.1m $84.1m 0.37% Added +838.0k +838,027
31 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,640,6721.6m $82.9m $82.9m 0.02% Reduced -1.6m -1,629,781
32 KEYBANK NATIONAL ASSOCIATION/OH 0.39% of their portfolio BROOKLYN, OH 1,616,3491.6m $81.7m $81.7m 0.39% Reduced -51.9k -51,888
33 Money Design Co.,Ltd. 4.77% of their portfolio TOKYO, M0 1,600,3561.6m $80.9m $80.9m 4.77% Reduced -1.4m -1,356,930
34 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,586,0961.6m $80.2m $80.2m 0.06% Reduced -269.5k -269,539
35 SUN LIFE FINANCIAL INC 5.41% of their portfolio Toronto, A6 1,509,0001.5m $76.3m $76.3m 5.41% Unchanged
36 Fiduciary Trust Co 1.36% of their portfolio Boston, MA 1,453,5891.5m $73.5m $73.5m 1.36% Reduced -45.1k -45,114
37 US BANCORP \DE\ 0.12% of their portfolio MINNEAPOLIS, MN 1,438,2311.4m $72.7m $72.7m 0.12% Reduced -143.5k -143,492
38 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,407,3701.4m $71.1m $71.1m 0.01% Reduced -1.1m -1,147,689
39 Busey Bank 2.99% of their portfolio URBANA, IL 1,399,9231.4m $70.8m $70.8m 2.99% Added +113.6k +113,592
40 New York Life Investment Management LLC 0.72% of their portfolio New York, NY 1,285,2571.3m $65.0m $65.0m 0.72% Added +97.9k +97,933
41 Sumitomo Mitsui Trust Group, Inc. 0.05% of their portfolio CHIYODA-KU, TOKYO, M0 1,228,1571.2m $62.1m $62.1m 0.05% Reduced -129.6k -129,573
42 Destination Wealth Management 2.26% of their portfolio Walnut Creek, CA 1,179,2211.2m $59.6m $59.6m 2.26% Added +112.4k +112,436
43 FLPUTNAM INVESTMENT MANAGEMENT CO 1.94% of their portfolio PORTLAND, ME 1,174,8581.2m $59.4m $59.4m 1.94% Added +83.3k +83,301
44 STEPHENS GROUP ASSET MANAGEMENT, LLC 6.15% of their portfolio LITTLE ROCK, AR 1,125,0941.1m $56.9m $56.9m 6.15% Added +48.0k +47,955
45 STEPHENS INC /AR/ 1.02% of their portfolio LITTLE ROCK, AR 1,047,1301.0m $52.9m $52.9m 1.02% Reduced -36.3k -36,285
46 Mariner, LLC 0.15% of their portfolio Overland Park, KS 1,030,4941.0m $52.1m $52.1m 0.15% Added +36.0k +36,031
47 Bangor Savings Bank 6.08% of their portfolio BANGOR, ME 1,017,8111.0m $51.4m $51.4m 6.08% Reduced -87.6k -87,554
48 RENAISSANCERE HOLDINGS LTD 13.14% of their portfolio PEMBROKE, D0 1,000,0001.0m $50.5m $50.5m 13.14% Unchanged
49 BOSTON FINANCIAL MANGEMENT LLC 1.95% of their portfolio BOSTON, MA 984,799984.8k $49.8m $49.8m 1.95% Added +49.2k +49,158
50 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 973,300973.3k $49.2m $49.2m 0.09% Reduced -307.5k -307,530
51 McKinley Carter Wealth Services, Inc. 3.81% of their portfolio WHEELING, WV 964,775964.8k $48.8m $48.8m 3.81% Added +21.7k +21,712
52 SUMITOMO MITSUI FINANCIAL GROUP, INC. 1.49% of their portfolio TOKYO, M0 939,040939.0k $47.5m $47.5m 1.49% Reduced -21.0k -20,957
53 Relative Value Partners Group, LLC 1.55% of their portfolio NORTHBROOK, IL 895,986896.0k $45.3m $45.3m 1.55% Added +442.8k +442,777
54 ARKANSAS FINANCIAL GROUP, INC. 9.31% of their portfolio LITTLE ROCK, AR 887,402887.4k $44.8m $44.8m 9.31% Reduced -12.9k -12,901
55 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.25% of their portfolio IRVING, TX 871,018871.0k $44.0m $44.0m 0.25% Added +25.7k +25,723
56 UNITED BANK 5.52% of their portfolio VIENNA, VA 854,285854.3k $43.2m $43.2m 5.52% Not comparable
57 MATHER GROUP, LLC. 0.75% of their portfolio CHICAGO, IL 839,641839.6k $42.4m $42.4m 0.75% Added +30.6k +30,592
58 LAZARD ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 777,292777.3k $39.3m $39.3m 0.05% Reduced -27.5k -27,466
59 1832 Asset Management L.P. 0.08% of their portfolio TORONTO, A6 771,647771.6k $39.0m $39.0m 0.08% Added +9.7k +9,702
60 PFS INVESTMENTS INC. 0.68% of their portfolio DULUTH, GA 769,437769.4k $38.9m $38.9m 0.68% Added +103.1k +103,069
61 GRIMES & Co WEALTH MANAGEMENT, LLC 1.55% of their portfolio WESTBOROUGH, MA 748,026748.0k $37.8m $37.8m 1.55% Added +28.8k +28,769
62 Connectus Wealth, LLC 0.93% of their portfolio CINCINNATI, OH 747,438747.4k $37.8m $37.8m 0.93% Added +63.6k +63,553
63 Klaas Financial Asset Advisors, LLC 8.70% of their portfolio LOVES PARK, IL 744,101744.1k $37.6m $37.6m 8.70% Added +23.7k +23,667
64 HUNTINGTON NATIONAL BANK 0.36% of their portfolio COLUMBUS, OH 713,341713.3k $36.1m $36.1m 0.36% Reduced -11.8k -11,774
65 GREENWOOD GEARHART LLC 4.51% of their portfolio FAYETTEVILLE, AR 700,383700.4k $35.4m $35.4m 4.51% Added +201.9k +201,878
66 Janney Montgomery Scott LLC 0.14% of their portfolio PHILADELPHIA, PA 695,443695.4k $35.1m $35.1m 0.14% Added +22.9k +22,885
67 Zurich Insurance Group Ltd/FI 0.43% of their portfolio ZURICH, V8 679,581679.6k $34.3m $34.3m 0.43% Unchanged
68 American Family Insurance Mutual Holding Co 2.43% of their portfolio MADISON, WI 670,543670.5k $33.9m $33.9m 2.43% Unchanged
69 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.51% of their portfolio Stamford, CT 637,297637.3k $32.2m $32.2m 0.51% Reduced -303.5k -303,531
70 Arax Advisory Partners 4.21% of their portfolio NEW YORK, NY 629,944629.9k $31.8m $31.8m 4.21% Added +2.7k +2,666
71 NewSquare Capital LLC 3.68% of their portfolio NEWTOWN SQUARE, PA 615,512615.5k $31.1m $31.1m 3.68% Reduced -28.5k -28,468
72 CUTLER INVESTMENT COUNSEL LLC 4.79% of their portfolio Jacksonville, OR 611,380611.4k $30.9m $30.9m 4.79% Reduced -40.0k -40,025
73 PATHSTONE FAMILY OFFICE, LLC 0.49% of their portfolio ENGLEWOOD, NJ 600,321600.3k $30.3m $30.3m 0.49% Reduced -1.8m -1,799,741
74 Obermeyer Wealth Partners 2.27% of their portfolio ASPEN, CO 600,071600.1k $30.4m $30.4m 2.27% Reduced -46.2k -46,160
75 MERCER GLOBAL ADVISORS INC /ADV 0.13% of their portfolio DENVER, CO 558,865558.9k $28.2m $28.2m 0.13% Reduced -14.1k -14,070
76 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 552,121552.1k $27.9m $27.9m 0.05% Reduced -92.2k -92,250
77 Clearwater Capital Advisors, LLC 3.35% of their portfolio HOFFMAN ESTATES, IL 542,438542.4k $27.4m $27.4m 3.35% Added +66.0k +66,046
78 Aprio Wealth Management, LLC 8.30% of their portfolio ATLANTA, GA 533,187533.2k $26.9m $26.9m 8.30% New
79 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 511,437511.4k $25.8m $25.8m 0.06% Reduced -8.8k -8,776
80 BAR HARBOR WEALTH MANAGEMENT 2.02% of their portfolio CONCORD, NH 501,285501.3k $25.3m $25.3m 2.02% Reduced -21.5k -21,515
81 Lutz Financial Services LLC 2.88% of their portfolio OMAHA, NE 499,095499.1k $25.2m $25.2m 2.88% Reduced -8.0k -7,962
82 Vectors Research Management, LLC 6.33% of their portfolio New York, NY 485,832485.8k $24.6m $24.6m 6.33% Reduced -9.5k -9,451
83 RITHOLTZ WEALTH MANAGEMENT 1.20% of their portfolio NEW YORK, NY 476,630476.6k $24.1m $24.1m 1.20% Reduced -374.7k -374,731
84 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 472,416472.4k $23.9m $23.9m 0.01% Reduced -2.5k -2,500
85 Fiduciary Group, LLC 3.07% of their portfolio SAVANNAH, GA 467,654467.7k $23.6m $23.6m 3.07% Reduced -46.2k -46,178
86 COLONY GROUP LLC 0.35% of their portfolio Boston, MA 466,657466.7k $23.6m $23.6m 0.35% Added +15.0k +14,952
87 Gilbert & Cook, Inc. 4.03% of their portfolio WEST DES MOINES, IA 461,877461.9k $23.3m $23.3m 4.03% Added +184.4k +184,366
88 Sabal Trust CO 1.62% of their portfolio ST. PETERSBURG, FL 459,137459.1k $23.2m $23.2m 1.62% Reduced -26.6k -26,598
89 HNP Capital LLC 6.44% of their portfolio ROCHESTER, NY 457,664457.7k $23.1m $23.1m 6.44% Reduced -12.7k -12,742
90 SCHMIDT P J INVESTMENT MANAGEMENT INC 4.83% of their portfolio CEDARBURG, WI 457,393457.4k $23.1m $23.1m 4.83% Added +47.6k +47,593
91 PRESILIUM PRIVATE WEALTH, LLC 8.47% of their portfolio RADNOR, PA 434,435434.4k $22.0m $22.0m 8.47% Added +20.3k +20,316
92 PDS Planning, Inc 2.84% of their portfolio DUBLIN, OH 407,954408.0k $20.6m $20.6m 2.84% Added +29.1k +29,113
93 DAVIS R M INC 0.52% of their portfolio PORTLAND, ME 405,110405.1k $20.5m $20.5m 0.52% Reduced -107.6k -107,606
94 AE Wealth Management LLC 0.13% of their portfolio TOPEKA, KS 404,806404.8k $20.5m $20.5m 0.13% Added +258.6k +258,564
95 Bray Capital Advisors 5.90% of their portfolio Naples, FL 400,085400.1k $20.2m $20.2m 5.90% Reduced -7.4k -7,365
96 Buffington Mohr McNeal 4.62% of their portfolio BOISE, ID 398,546398.5k $20.1m $20.1m 4.62% Reduced -58.0k -58,017
97 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 389,749389.7k $19.7m $19.7m 0.05% Added +18.9k +18,857
98 FIFTH THIRD BANCORP 0.09% of their portfolio CINCINNATI, OH 387,649387.6k $19.6m $19.6m 0.09% Reduced -49.6k -49,569
99 TCTC Holdings, LLC 0.78% of their portfolio DALLAS, TX 383,613383.6k $19.4m $19.4m 0.78% Added +3.2k +3,176
100 Bartlett & Co. LLC 0.37% of their portfolio CINCINNATI, OH 379,592379.6k $19.2m $19.2m 0.37% Reduced -9.5k -9,545