Vault-13

SPDR SER TR TFI

NUVEEN BLMBRG MU · ETP · CUSIP 78468R721

300 institutional holders -20 vs Q4 2022
66,751,81966.8m shares reported held*
$3.1bnreported value*
26 new 95 added 114 reduced 43 sold out net sold ≈ $429.0m (-9.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.82.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 316Q4 22: 320Q1 23: 300300Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022316
Q4 2022320
Q1 2023300

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 156 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 157 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022156157
Q1 2023121157

Biggest buyers

MORGAN STANLEY Added +1,125,972+1.1m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +1,095,410+1.1m
Integrated Wealth Concepts LLC Added +815,954+816.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +374,367+374.4k
BlueCrest Capital Management Ltd Added +283,901+283.9k
STATE OF WISCONSIN INVESTMENT BOARD Added +243,800+243.8k
ASSETMARK, INC Added +218,190+218.2k
Advisors Preferred, LLC New +148,880+148.9k
IHT Wealth Management, LLC Added +98,745+98.7k
Betterment LLC Added +93,174+93.2k

Biggest sellers

JANE STREET GROUP, LLC Reduced -2,224,874-2.2m
Wealthfront Advisers LLC Reduced -1,833,046-1.8m
PATHSTONE FAMILY OFFICE, LLC Sold out -1,474,056-1.5m
Sequoia Financial Advisors, LLC Reduced -1,444,607-1.4m
BANK OF AMERICA CORP /DE/ Reduced -1,290,071-1.3m
BAILARD, INC. Reduced -855,106-855.1k
UBS Group AG Reduced -742,511-742.5k
HBK Sorce Advisory LLC Reduced -524,156-524.2k
CITIGROUP INC Reduced -413,268-413.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -381,523-381.5k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 10,166,17410.2m $476.0m $476.0m 0.05% Reduced -1.3m -1,290,071
2 Wealthfront Advisers LLC 2.12% of their portfolio Palo Alto, CA 9,973,16810.0m $466.9m $466.9m 2.12% Reduced -1.8m -1,833,046
3 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 9,646,5849.6m $451.7m $451.7m 0.05% Added +1.1m +1,125,972
4 Betterment LLC 0.83% of their portfolio NEW YORK, NY 5,463,6795.5m $255.8m $255.8m 0.83% Added +93.2k +93,174
5 Fisher Asset Management, LLC 0.12% of their portfolio PLANO, TX 4,326,7624.3m $202.6m $202.6m 0.12% Reduced -141.8k -141,761
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.24% of their portfolio MILWAUKEE, WI 3,743,4943.7m $175.3m $175.3m 0.24% Added +374.4k +374,367
7 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 3.03% of their portfolio MINNEAPOLIS, MN 2,192,2932.2m $102.6m $102.6m 3.03% Added +1.1m +1,095,410
8 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,556,4151.6m $72.9m $72.9m 0.06% Reduced -109.3k -109,275
9 BAILARD, INC. 1.82% of their portfolio Foster City, CA 1,086,2201.1m $50.9m $50.9m 1.82% Reduced -855.1k -855,106
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,018,8971.0m $47.7m $47.7m 0.02% Reduced -742.5k -742,511
11 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,004,6561.0m $47.0m $47.0m 0.02% Reduced -381.5k -381,523
12 Integrated Wealth Concepts LLC 0.81% of their portfolio WALTHAM, MA 837,169837.2k $39.2m $39.2m 0.81% Added +816.0k +815,954
13 ASSETMARK, INC 0.16% of their portfolio CONCORD, CA 832,062832.1k $39.0m $39.0m 0.16% Added +218.2k +218,190
14 Financial Engines Advisors L.L.C. 0.10% of their portfolio SANTA CLARA, CA 796,589796.6k $37.3m $37.3m 0.10% Reduced -44.5k -44,517
15 BlueCrest Capital Management Ltd 2.31% of their portfolio ST HELIER, Y9 459,141459.1k $21.5m $21.5m 2.31% Added +283.9k +283,901
16 HBK Sorce Advisory LLC 0.94% of their portfolio ERIE, PA 439,782439.8k $20.6m $20.6m 0.94% Reduced -524.2k -524,156
17 STATE OF WISCONSIN INVESTMENT BOARD 0.05% of their portfolio MADISON, WI 393,800393.8k $18.4m $18.4m 0.05% Added +243.8k +243,800
18 CX Institutional 0.96% of their portfolio AUBURN, IN 386,365386.4k $18.1m $18.1m 0.96% Added +2.3k +2,293
19 JFS WEALTH ADVISORS, LLC 1.68% of their portfolio HERMITAGE, PA 379,912379.9k $17.8m $17.8m 1.68% Added +1.6k +1,554
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 320,178320.2k $15.0m $15.0m 0.00% Reduced -14.6k -14,575
21 Hennion & Walsh Asset Management, Inc. 0.82% of their portfolio Parsippany, NJ 284,669284.7k $13.3m $13.3m 0.82% Reduced -1.9k -1,853
22 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 284,439284.4k $13.3m $13.3m 0.02% Reduced -57.9k -57,934
23 One Wealth Advisors, LLC 2.95% of their portfolio SAN FRANCISCO, CA 273,069273.1k $12.8m $12.8m 2.95% Added +3.5k +3,476
24 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 270,185270.2k $12.7m $12.7m 0.02% Reduced -2.2m -2,224,874
25 One Capital Management, LLC 0.60% of their portfolio WESTLAKE VILLAGE, CA 262,075262.1k $12.3m $12.3m 0.60% Added +32.0k +32,049
26 Cullen/Frost Bankers, Inc. 0.22% of their portfolio San Antonio, TX 261,489261.5k $12.2m $12.2m 0.22% Reduced -184.9k -184,885
27 Goodman Advisory Group, LLC 6.66% of their portfolio NEEDHAM, MA 261,024261.0k $12.2m $12.2m 6.66% Added +77.1k +77,051
28 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 260,081260.1k $12.2m $12.2m 0.01% Added +16.6k +16,634
29 Revolve Wealth Partners, LLC 2.95% of their portfolio Hackensack, NJ 247,550247.6k $11.6m $11.6m 2.95% Added +13.3k +13,263
30 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 244,890244.9k $11.5m $11.5m 0.02% Added +51.8k +51,790
31 Allworth Financial LP 0.11% of their portfolio FOLSOM, CA 237,613237.6k $11.1m $11.1m 0.11% Added +11.5k +11,544
32 Wealthspire Advisors, LLC 0.19% of their portfolio NEW YORK, NY 231,046231.0k $10.8m $10.8m 0.19% Added +8.4k +8,445
33 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 222,834222.8k $10.4m $10.4m 0.00% Reduced -8.5k -8,482
34 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 222,138222.1k $10.4m $10.4m 0.02% Reduced -2.2k -2,195
35 Arax Advisory Partners 1.28% of their portfolio NEW YORK, NY 207,033207.0k $9.7m $9.7m 1.28% Added +4.0k +3,953
36 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 205,914205.9k $9.6m $9.6m 0.07% Reduced -11.2k -11,235
37 McAdam, LLC 0.80% of their portfolio Philadelphia, PA 190,335190.3k $8.9m $8.9m 0.80% Reduced -87.3k -87,339
38 1900 WEALTH MANAGEMENT LLC 0.92% of their portfolio SAN ANTONIO, TX 183,797183.8k $8.5m $8.5m 0.92% Added +65.2k +65,205
39 FLOW TRADERS U.S. LLC 0.34% of their portfolio NEW YORK, NY 178,204178.2k $8.3m $8.3m 0.34% Reduced -224.8k -224,794
40 Towercrest Capital Management 1.66% of their portfolio NEWTOWN, PA 170,543170.5k $8.0m $8.0m 1.66% Added +22.1k +22,118
41 Gerber Kawasaki Wealth & Investment Management 0.62% of their portfolio SANTA MONICA, CA 166,238166.2k $7.8m $7.8m 0.62% Reduced -40.7k -40,675
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 150,729150.7k $7.1m $7.1m 0.08% Added +32.0k +31,958
43 CWM, LLC 0.05% of their portfolio OMAHA, NE 149,345149.3k $7.0m $7.0m 0.05% Added +48.2k +48,216
44 Advisors Preferred, LLC 2.38% of their portfolio ROCKVILLE, MD 148,880148.9k $7.0m $7.0m 2.38% New
45 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 145,978146.0k $6.8m $6.8m 0.01% Reduced -12.0k -11,987
46 Alliance Wealth Management Group 2.31% of their portfolio FLEMINGTON, NJ 145,226145.2k $6.8m $6.8m 2.31% Added +20.9k +20,890
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 142,375142.4k $6.7m $6.7m 0.00% Reduced -35.6k -35,633
48 Aquire Wealth Advisors, LLC 2.87% of their portfolio Salt Lake City, UT 139,917139.9k $6.6m $6.6m 2.87% Reduced -606 -606
49 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 134,348134.3k $6.3m $6.3m 0.01% Reduced -18.2k -18,212
50 TD PRIVATE CLIENT WEALTH LLC 0.28% of their portfolio NEW YORK, NY 133,022133.0k $6.2m $6.2m 0.28% Reduced -1.8k -1,835
51 Wealthcare Advisory Partners LLC 0.27% of their portfolio WEST CHESTER, PA 132,264132.3k $6.2m $6.2m 0.27% Reduced -245.3k -245,298
52 MATHER GROUP, LLC. 0.11% of their portfolio CHICAGO, IL 132,038132.0k $6.2m $6.2m 0.11% Added +301 +301
53 Aveo Capital Partners, LLC 0.81% of their portfolio ENGLEWOOD, CO 130,379130.4k $6.1m $6.1m 0.81% Added +8.0k +8,023
54 Parcion Private Wealth LLC 0.62% of their portfolio BELLEVUE, WA 126,065126.1k $5.9m $5.9m 0.62% Reduced -28.3k -28,270
55 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 125,862125.9k $5.9m $5.9m 0.05% Reduced -9.9k -9,869
56 WEALTHSOURCE PARTNERS, LLC 0.39% of their portfolio SAN LUIS OBISPO, CA 122,161122.2k $5.7m $5.7m 0.39% Reduced -4.3k -4,279
57 IHT Wealth Management, LLC 0.32% of their portfolio Chicago, IL 120,185120.2k $5.6m $5.6m 0.32% Added +98.7k +98,745
58 Forvis Mazars Wealth Advisors, LLC 0.18% of their portfolio Springfield, MO 117,290117.3k $5.5m $5.5m 0.18% Reduced -25.8k -25,799
59 GREAT VALLEY ADVISOR GROUP, INC. 0.23% of their portfolio WILMINGTON, DE 105,609105.6k $4.9m $4.9m 0.23% Added +11.3k +11,319
60 SAGE FINANCIAL GROUP INC 0.55% of their portfolio W. CONSHOHOCKEN, PA 102,886102.9k $4.8m $4.8m 0.55% Reduced -16.0k -15,979
61 Versant Capital Management, Inc 1.61% of their portfolio PHOENIX, AZ 102,009102.0k $4.8m $4.8m 1.61% Reduced -1.4k -1,385
62 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 99,79199.8k $4.7m $4.7m 0.02% Added +12.2k +12,160
63 Crestwood Advisors Group, LLC 0.15% of their portfolio BOSTON, MA 96,05496.1k $4.5m $4.5m 0.15% Reduced -75.0k -74,964
64 ONE Advisory Partners, LLC 2.51% of their portfolio OVERLAND PARK, KS 91,30291.3k $4.3m $4.3m 2.51% Reduced -1.4k -1,386
65 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 91,18091.2k $4.3m $4.3m 0.02% Reduced -6.3k -6,281
66 RWA WEALTH PARTNERS, LLC 0.10% of their portfolio BOSTON, MA 89,95090.0k $4.2m $4.2m 0.10% Reduced -71 -71
67 OLD MISSION CAPITAL LLC 0.12% of their portfolio CHICAGO, IL 87,45387.5k $4.1m $4.1m 0.12% Reduced -80.3k -80,305
68 SteelPeak Wealth, LLC 0.27% of their portfolio WOODLAND HILLS, CA 84,45484.5k $4.0m $4.0m 0.27% Added +51.6k +51,638
69 FMR LLC 0.00% of their portfolio BOSTON, MA 83,66083.7k $3.9m $3.9m 0.00% Added +46.4k +46,448
70 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 83,52783.5k $3.9m $3.9m 0.07% Added +44.5k +44,464
71 Wealth CMT 4.13% of their portfolio CHERRY HILL, NJ 79,23779.2k $3.7m $3.7m 4.13% Added +37 +37
72 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 79,23379.2k $3.7m $3.7m 0.00% Reduced -2.6k -2,625
73 Mayflower Financial Advisors, LLC 0.49% of their portfolio BOSTON, MA 79,21279.2k $3.7m $3.7m 0.49% Added +1.7k +1,669
74 Stokes Family Office, LLC 0.46% of their portfolio NEW ORLEANS, LA 79,17879.2k $3.7m $3.7m 0.46% Reduced -70 -70
75 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 76,95977.0k $3.6m $3.6m 0.01% Reduced -3.2k -3,164
76 HHM Wealth Advisors, LLC 0.68% of their portfolio CHATTANOOGA, TN 71,33371.3k $3.3m $3.3m 0.68% Reduced -3.3k -3,319
77 OneDigital Investment Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 64,71064.7k $3.0m $3.0m 0.07% Added +11.5k +11,491
78 SWS Partners 1.13% of their portfolio COLUMBUS, OH 64,62464.6k $3.0m $3.0m 1.13% Added +2.9k +2,891
79 Invst, LLC 0.46% of their portfolio INDIANAPOLIS, IN 64,16864.2k $3.0m $3.0m 0.46% Reduced -3.0k -3,000
80 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 62,75662.8k $2.9m $2.9m 0.01% Reduced -17.7k -17,652
81 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 61,78161.8k $2.9m $2.9m 0.03% Reduced -25.4k -25,395
82 New Potomac Partners, LLC 1.92% of their portfolio BETHESDA, MD 58,99759.0k $2.8m $2.8m 1.92% Added +365 +365
83 Stratos Wealth Advisors, LLC 0.20% of their portfolio BEACHWOOD, OH 56,71756.7k $2.7m $2.7m 0.20% Reduced -9.8k -9,841
84 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 56,18256.2k $2.6m $2.6m 0.01% Added +15.7k +15,749
85 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 53,67753.7k $2.5m $2.5m 0.02% Reduced -2.7k -2,694
86 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 52,93552.9k $2.5m $2.5m 0.04% Reduced -50.6k -50,649
87 WBH ADVISORY INC 0.30% of their portfolio BALTIMORE, MD 51,68051.7k $2.4m $2.4m 0.30% First filing
88 Cypress Wealth Services, LLC 0.69% of their portfolio PALM DESERT, CA 50,19550.2k $2.4m $2.4m 0.69% Reduced -2.2k -2,187
89 Tortoise Investment Management, LLC 0.37% of their portfolio WHITE PLAINS, NY 49,36249.4k $2.3m $2.3m 0.37% Reduced -4.6k -4,640
90 Mariner, LLC 0.01% of their portfolio Overland Park, KS 47,86347.9k $2.2m $2.2m 0.01% Reduced -147.0k -147,043
91 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 47,80747.8k $2.2m $2.2m 0.00% Added +27.7k +27,695
92 FIRST NATIONAL CORP /MA/ /ADV 0.53% of their portfolio ROCKLAND, MA 47,77947.8k $2.2m $2.2m 0.53% Added +289 +289
93 Clearbridge Investments, LLC 0.00% of their portfolio NEW YORK, NY 47,37847.4k $2.2m $2.2m 0.00% Added +1.4k +1,364
94 Arden Trust Co 0.40% of their portfolio WILMINGTON, DE 46,78546.8k $2.2m $2.2m 0.40% Added +1.5k +1,525
95 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 45,37645.4k $2.1m $2.1m 0.00% Reduced -413.3k -413,268
96 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 44,05444.1k $2.1m $2.1m 0.09% Reduced -27.7k -27,654
97 CFS Investment Advisory Services, LLC 0.35% of their portfolio TOTOWA, NJ 41,56341.6k $1.9m $1.9m 0.35% Reduced -21.9k -21,940
98 Keebeck Wealth Management 0.31% of their portfolio Chicago, IL 40,73840.7k $1.9m $1.9m 0.31% Reduced -568 -568
99 My Legacy Advisors, LLC 0.79% of their portfolio BEND, OR 39,22839.2k $1.8m $1.8m 0.79% Added +2.2k +2,161
100 EAGLE ROCK INVESTMENT COMPANY, LLC 0.42% of their portfolio ATLANTA, GA 38,98839.0k $1.8m $1.8m 0.42% Added +1.1k +1,131