Vault-13

ISHARES TR IWD

RUS 1000 VAL ETF · ETP · CUSIP 464287598

1,413 institutional holders -51 vs Q4 2022
270,295,899270.3m shares reported held*
$41.1bnreported value*
72 new 382 added 609 reduced 112 sold out net sold ≈ $2.0bn (-12.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($107.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $152.04. Options: 3 managers hold calls ($42.4m notional), 5 hold puts ($13.0m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,324Q4 22: 1,464Q1 23: 1,4131,413Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20221,324
Q4 20221,464
Q1 20231,413

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 669 bought or addedQ4 22: 462 cut or sold outQ4 22Q1 23: 454 bought or addedQ1 23: 721 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022669462
Q1 2023454721

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $24.0mQ3 22 puts: $10.2mQ3 22P/C 0.42Q4 22 calls: $17.3mQ4 22 puts: $13.9mQ4 22P/C 0.81Q1 23 calls: $42.4mQ1 23 puts: $13.0mQ1 23P/C 0.31
Numbers
QuarterCallsPutsP/C
Q3 2022$24.0m$10.2m0.42
Q4 2022$17.3m$13.9m0.81
Q1 2023$42.4m$13.0m0.31

Biggest buyers

FMR LLC Added +11,446,302+11.4m
Baird Financial Group, Inc. Added +428,435+428.4k
MORGAN STANLEY Added +352,184+352.2k
Brandywine Global Investment Management, LLC Added +234,971+235.0k
GOLDMAN SACHS GROUP INC Added +163,544+163.5k
Relative Value Partners Group, LLC Added +162,528+162.5k
CIBC Private Wealth Group LLC Added +161,586+161.6k
Bank of New York Mellon Corp Added +141,337+141.3k
Cetera Advisors LLC Added +132,386+132.4k
HRT FINANCIAL LP Added +118,900+118.9k

Biggest sellers

JPMORGAN CHASE & CO Reduced -5,116,375-5.1m
BANK OF AMERICA CORP /DE/ Reduced -4,218,888-4.2m
Johns Hopkins University Reduced -1,446,960-1.4m
AMERICAN CENTURY COMPANIES INC Reduced -1,338,533-1.3m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,285,095-1.3m
Cresset Asset Management, LLC Reduced -911,349-911.3k
J.P. Morgan Private Wealth Advisors LLC Reduced -574,372-574.4k
CITIGROUP INC Reduced -560,328-560.3k
WELLS FARGO & COMPANY/MN Reduced -523,063-523.1k
STIFEL FINANCIAL CORP Reduced -507,150-507.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $24.5m160.9k shares
CITADEL ADVISORS LLC Added $17.9m117.8k shares
Cutler Group LLC / CA Reduced $2.0k1.7k shares

Biggest puts

BANK OF AMERICA CORP /DE/ Added $6.1m40.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.0m32.6k shares
CITADEL ADVISORS LLC Reduced $1.5m10.1k shares
RAYMOND JAMES & ASSOCIATES New $374.4k2.6k shares
Cutler Group LLC / CA Reduced $7.0k900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.84% of their portfolio CHARLOTTE, NC 47,999,53248.0m $7.3bn $7.3bn 0.84% Reduced -4.2m -4,218,888
2 MORGAN STANLEY 0.51% of their portfolio NEW YORK, NY 31,059,70031.1m $4.7bn $4.7bn 0.51% Added +352.2k +352,184
3 FMR LLC 0.16% of their portfolio BOSTON, MA 23,058,54623.1m $3.5bn $3.5bn 0.16% Added +11.4m +11,446,302
4 GOLDMAN SACHS GROUP INC 0.63% of their portfolio NEW YORK, NY 15,253,02915.3m $2.3bn $2.3bn 0.63% Added +163.5k +163,544
5 Financial Engines Advisors L.L.C. 4.13% of their portfolio SANTA CLARA, CA 10,224,32410.2m $1.6bn $1.6bn 4.13% Reduced -100.8k -100,830
6 JPMORGAN CHASE & CO 0.18% of their portfolio NEW YORK, NY 9,088,9509.1m $1.4bn $1.4bn 0.18% Reduced -5.1m -5,116,375
7 JONES FINANCIAL COMPANIES LLLP 2.14% of their portfolio DES PERES, MO 8,546,6128.5m $1.3bn $1.3bn 2.14% Added +51.6k +51,630
8 UBS Group AG 0.51% of their portfolio ZURICH, V8 7,262,7487.3m $1.1bn $1.1bn 0.51% Added +117.1k +117,095
9 ENVESTNET ASSET MANAGEMENT INC 0.47% of their portfolio Berwyn, PA 6,394,2936.4m $973.6m $973.6m 0.47% Reduced -1.3m -1,285,095
10 BlackRock Inc. 0.02% of their portfolio New York, NY 5,140,7435.1m $782.7m $782.7m 0.02% Reduced -82.6k -82,629
11 WELLS FARGO & COMPANY/MN 0.24% of their portfolio SAN FRANCISCO, CA 5,128,8745.1m $780.9m $780.9m 0.24% Reduced -523.1k -523,063
12 SYNOVUS FINANCIAL CORP 8.27% of their portfolio Columbus, GA 4,823,2684.8m $734.4m $734.4m 8.27% Reduced -408.2k -408,243
13 Baird Financial Group, Inc. 1.47% of their portfolio MILWAUKEE, WI 3,921,6613.9m $597.1m $597.1m 1.47% Added +428.4k +428,435
14 NORTHERN TRUST CORP 0.11% of their portfolio CHICAGO, IL 3,791,0473.8m $577.2m $577.2m 0.11% Reduced -117.2k -117,223
15 RAYMOND JAMES & ASSOCIATES 0.48% of their portfolio ST PETERSBURG, FL 3,592,9243.6m $547.1m $547.1m 0.48% Reduced -342.5k -342,513
16 M&T Bank Corp 2.10% of their portfolio BUFFALO, NY 3,559,9863.6m $542.0m $542.0m 2.10% Added +79.9k +79,889
17 PNC Financial Services Group, Inc. 0.42% of their portfolio Pittsburgh, PA 3,175,9253.2m $483.6m $483.6m 0.42% Reduced -289.5k -289,466
18 LPL Financial LLC 0.31% of their portfolio FORT MILL, SC 2,581,4282.6m $393.0m $393.0m 0.31% Reduced -58.3k -58,325
19 TRUIST FINANCIAL CORP 0.66% of their portfolio CHARLOTTE, NC 2,500,8962.5m $380.8m $380.8m 0.66% Reduced -457.6k -457,622
20 J.P. Morgan Private Wealth Advisors LLC 0.80% of their portfolio SAN FRANCISCO, CA 2,479,2232.5m $377.5m $377.5m 0.80% Reduced -574.4k -574,372
21 AMERICAN CENTURY COMPANIES INC 0.28% of their portfolio KANSAS CITY, MO 2,355,7252.4m $358.7m $358.7m 0.28% Reduced -1.3m -1,338,533
22 ALLIANCEBERNSTEIN L.P. 0.14% of their portfolio NASHVILLE, TN 2,161,7902.2m $329.2m $329.2m 0.14% Reduced -232.6k -232,595
23 COMMONWEALTH EQUITY SERVICES, LLC 0.68% of their portfolio WALTHAM, MA 2,115,3582.1m $322.1m $322.1m 0.68% Reduced -16.9k -16,943
24 ROYAL BANK OF CANADA 0.09% of their portfolio TORONTO, A6 2,026,4712.0m $308.6m $308.6m 0.09% Reduced -33.8k -33,820
25 Jasper Ridge Partners, L.P. 14.11% of their portfolio MENLO PARK, CA 1,944,9461.9m $296.1m $296.1m 14.11% Added +89.4k +89,352
26 STIFEL FINANCIAL CORP 0.37% of their portfolio ST. LOUIS, MO 1,697,3421.7m $258.4m $258.4m 0.37% Reduced -507.1k -507,150
27 TIAA, FSB 0.77% of their portfolio ST. LOUIS, MO 1,356,7101.4m $206.6m $206.6m 0.77% Reduced -37.1k -37,098
28 CITIGROUP INC 0.23% of their portfolio NEW YORK, NY 1,115,9081.1m $169.9m $169.9m 0.23% Reduced -560.3k -560,328
29 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 1,109,1571.1m $168.9m $168.9m 0.04% Added +141.3k +141,337
30 UNC Management Company, Inc. 100.00% of their portfolio Chapel Hill, NC 1,089,7141.1m $165.9m $165.9m 100.00% Unchanged
31 PRUDENTIAL FINANCIAL INC 0.24% of their portfolio NEWARK, NJ 1,044,2631.0m $153.3m $153.3m 0.24% Reduced -4.5k -4,498
32 US BANCORP \DE\ 0.26% of their portfolio MINNEAPOLIS, MN 1,006,3431.0m $153.2m $153.2m 0.26% Reduced -21.7k -21,716
33 HighTower Advisors, LLC 0.32% of their portfolio CHICAGO, IL 967,520967.5k $147.3m $147.3m 0.32% Reduced -106.1k -106,127
34 Waldron Private Wealth LLC 7.12% of their portfolio BRIDGEVILLE, PA 961,081961.1k $146.3m $146.3m 7.12% Added +28.2k +28,242
35 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 955,351955.4k $145.5m $145.5m 0.05% Reduced -261.3k -261,299
36 Stairway Partners, LLC 11.52% of their portfolio MINNEAPOLIS, MN 873,504873.5k $133.0m $133.0m 11.52% Added +18.8k +18,800
37 Raymond James Financial Services Advisors, Inc. 0.25% of their portfolio ST. PETERSBURG, FL 854,624854.6k $130.1m $130.1m 0.25% Reduced -74.9k -74,933
38 OAKWORTH CAPITAL, INC. 11.63% of their portfolio BIRMINGHAM, AL 853,964854.0k $130.0m $130.0m 11.63% Reduced -242.3k -242,301
39 COMMERCE BANK 0.96% of their portfolio KANSAS CITY, MO 808,243808.2k $123.1m $123.1m 0.96% Reduced -17.1k -17,117
40 OSAIC HOLDINGS, INC. 0.22% of their portfolio SCOTTSDALE, AZ 767,344767.3k $116.9m $116.9m 0.22% Reduced -56.7k -56,732
41 FIFTH THIRD BANCORP 0.53% of their portfolio CINCINNATI, OH 747,261747.3k $113.8m $113.8m 0.53% Added +2.0k +1,987
42 STEPHENS INC /AR/ 2.06% of their portfolio LITTLE ROCK, AR 703,530703.5k $107.1m $107.1m 2.06% Reduced -110.0k -109,992
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.15% of their portfolio MILWAUKEE, WI 690,035690.0k $105.1m $105.1m 0.15% Reduced -1.1k -1,129
44 1ST SOURCE BANK 5.87% of their portfolio SOUTH BEND, IN 580,011580.0k $88.3m $88.3m 5.87% Added +24.6k +24,622
45 Mariner, LLC 0.25% of their portfolio Overland Park, KS 559,583559.6k $85.2m $85.2m 0.25% Reduced -5.1k -5,092
46 CI INVESTMENTS INC. 0.41% of their portfolio TORONTO, Z4 535,644535.6k $81.6m $81.6m 0.41% Reduced -89.5k -89,450
47 Creative Planning 0.11% of their portfolio OVERLAND PARK, KS 509,205509.2k $77.5m $77.5m 0.11% Reduced -29.1k -29,053
48 Equitable Holdings, Inc. 1.22% of their portfolio NEW YORK, NY 501,550501.6k $76.4m $76.4m 1.22% Reduced -1.6k -1,563
49 Brandywine Global Investment Management, LLC 0.30% of their portfolio PHILADELPHIA, PA 492,144492.1k $74.9m $74.9m 0.30% Added +235.0k +234,971
50 PUTNAM INVESTMENTS LLC 0.12% of their portfolio BOSTON, MA 478,051478.1k $72.8m $72.8m 0.12% Added +87.5k +87,534
51 Cetera Investment Advisers 0.63% of their portfolio SCHAUMBURG, IL 475,257475.3k $72.4m $72.4m 0.63% Reduced -17.8k -17,824
52 Corient Private Wealth LP 0.19% of their portfolio MIAMI, FL 461,354461.4k $70.2m $70.2m 0.19% Reduced -39.7k -39,725
53 Cetera Advisor Networks LLC 0.51% of their portfolio EL SEGUNDO, CA 455,370455.4k $69.3m $69.3m 0.51% Reduced -4.0k -3,974
54 Geller Advisors LLC 10.19% of their portfolio New York, NY 453,588453.6k $69.1m $69.1m 10.19% Reduced -2.0k -2,039
55 BANK OF NOVA SCOTIA 0.19% of their portfolio TORONTO, A6 421,855421.9k $64.2m $64.2m 0.19% Reduced -2.3k -2,270
56 Strategic Wealth Partners Group, LLC 10.40% of their portfolio DEERFIELD, IL 420,922420.9k $63.5m $63.5m 10.40% Added +26.0k +26,030
57 Cedar Mountain Advisors, LLC 18.53% of their portfolio LAKE OSWEGO, OR 404,497404.5k $61.6m $61.6m 18.53% Reduced -74 -74
58 Cassaday & Co Wealth Management LLC 2.52% of their portfolio MCLEAN, VA 387,596387.6k $59.0m $59.0m 2.52% Reduced -2.6k -2,559
59 Cetera Advisors LLC 0.94% of their portfolio DENVER, CO 370,935370.9k $56.5m $56.5m 0.94% Added +132.4k +132,386
60 MV CAPITAL MANAGEMENT, INC. 7.93% of their portfolio BETHESDA, MD 370,582370.6k $56.4m $56.4m 7.93% Added +15.7k +15,731
61 MML INVESTORS SERVICES, LLC 0.40% of their portfolio SPRINGFIELD, MA 369,052369.1k $56.2m $56.2m 0.40% Added +95.1k +95,092
62 LANDAAS & CO /WI /ADV 26.93% of their portfolio MILWAUKEE, WI 362,684362.7k $55.2m $55.2m 26.93% Added +3.8k +3,769
63 CHOREO, LLC 1.89% of their portfolio ROCKFORD, IL 351,703351.7k $53.6m $53.6m 1.89% Reduced -48.9k -48,909
64 Alera Investment Advisors, LLC 12.32% of their portfolio DEERFIELD, IL 351,547351.5k $53.5m $53.5m 12.32% Added +10.2k +10,208
65 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.74% of their portfolio LITTLE ROCK, AR 348,351348.4k $53.0m $53.0m 5.74% Reduced -994 -994
66 Cerity Partners LLC 0.14% of their portfolio NEW YORK, NY 347,652347.7k $52.9m $52.9m 0.14% Added +64.4k +64,408
67 CIBC Private Wealth Group LLC 0.03% of their portfolio ATLANTA, GA 346,498346.5k $30.7m $30.7m 0.03% Added +161.6k +161,586
68 Private Advisor Group, LLC 0.49% of their portfolio MORRISTOWN, NJ 338,908338.9k $51.6m $51.6m 0.49% Added +4.5k +4,485
69 PARK AVENUE SECURITIES LLC 0.81% of their portfolio NEW YORK, NY 311,249311.2k $47.4m $47.4m 0.81% Reduced -24.3k -24,333
70 WADE G W & INC 1.82% of their portfolio Wellesley, MA 311,214311.2k $47.4m $47.4m 1.82% Reduced -13.8k -13,818
71 Cullen/Frost Bankers, Inc. 0.83% of their portfolio San Antonio, TX 298,582298.6k $45.5m $45.5m 0.83% Reduced -3.7k -3,673
72 Modera Wealth Management, LLC 1.71% of their portfolio WESTWOOD, NJ 288,715288.7k $44.0m $44.0m 1.71% Added +6.7k +6,692
73 First Business Financial Services, Inc. 5.50% of their portfolio MADISON, WI 287,861287.9k $43.8m $43.8m 5.50% Added +5.2k +5,238
74 Cresset Asset Management, LLC 0.86% of their portfolio Chicago, IL 283,560283.6k $43.2m $43.2m 0.86% Reduced -911.3k -911,349
75 BRIDGES INVESTMENT MANAGEMENT INC 1.53% of their portfolio OMAHA, NE 283,093283.1k $43.1m $43.1m 1.53% Reduced -18.2k -18,241
76 BROWN ADVISORY INC 0.07% of their portfolio BALTIMORE, MD 282,415282.4k $43.0m $43.0m 0.07% Added +52.2k +52,186
77 CAPTRUST FINANCIAL ADVISORS 0.19% of their portfolio RALEIGH, NC 281,398281.4k $42.8m $42.8m 0.19% Reduced -18.7k -18,715
78 Thrivent Financial for Lutherans 0.10% of their portfolio Minneapolis, MN 281,342281.3k $42.4m $42.4m 0.10% Reduced -83.9k -83,949
79 EASTERN BANK 2.15% of their portfolio BOSTON, MA 281,176281.2k $42.8m $42.8m 2.15% Added +17.1k +17,068
80 Relative Value Partners Group, LLC 1.44% of their portfolio NORTHBROOK, IL 277,340277.3k $42.2m $42.2m 1.44% Added +162.5k +162,528
81 Granger Management LLC 17.30% of their portfolio New York, NY 257,349257.3k $39.2m $39.2m 17.30% Unchanged
82 StoneX Group Inc. 4.22% of their portfolio NEW YORK, NY 253,556253.6k $38.6m $38.6m 4.22% Added +5.3k +5,301
83 Wind River Trust Co 17.36% of their portfolio Jackson, WY 253,335253.3k $38.6m $38.6m 17.36% Unchanged
84 REGIONS FINANCIAL CORP 0.34% of their portfolio BIRMINGHAM, AL 245,204245.2k $37.3m $37.3m 0.34% Reduced -11.8k -11,807
85 First Horizon Advisors, Inc. 1.30% of their portfolio MEMPHIS, TN 239,449239.4k $36.5m $36.5m 1.30% Reduced -10.5k -10,488
86 WESTWOOD HOLDINGS GROUP INC 0.32% of their portfolio DALLAS, TX 236,694236.7k $36.0m $36.0m 0.32% Reduced -91.9k -91,869
87 Nadler Financial Group, Inc. 5.69% of their portfolio DEERFIELD, IL 234,847234.8k $35.8m $35.8m 5.69% Reduced -8.1k -8,148
88 FSA Wealth Management LLC 20.72% of their portfolio Needham, MA 234,406234.4k $35.7m $35.7m 20.72% Added +1.9k +1,902
89 Flaharty Asset Management, LLC 6.34% of their portfolio CLEARWATER, FL 233,450233.4k $35.5m $35.5m 6.34% Added +2.8k +2,810
90 MAI Capital Management 0.56% of their portfolio INDEPENDENCE, OH 230,611230.6k $35.1m $35.1m 0.56% Added +107 +107
91 MONETA GROUP INVESTMENT ADVISORS LLC 0.84% of their portfolio ST LOUIS, MO 229,976230.0k $35.0m $35.0m 0.84% Added +33.9k +33,927
92 SIMON QUICK ADVISORS, LLC 3.70% of their portfolio MORRISTOWN, NJ 224,181224.2k $34.1m $34.1m 3.70% Reduced -9.1k -9,083
93 Steward Partners Investment Advisory, LLC 0.54% of their portfolio STAMFORD, CT 222,774222.8k $33.9m $33.9m 0.54% Reduced -1.9k -1,871
94 BLAIR WILLIAM & CO/IL 0.13% of their portfolio CHICAGO, IL 214,267214.3k $32.6m $32.6m 0.13% Added +11.2k +11,151
95 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 212,684212.7k $32.4m $32.4m 0.16% Reduced -17.8k -17,766
96 PATHSTONE FAMILY OFFICE, LLC 0.52% of their portfolio ENGLEWOOD, NJ 212,266212.3k $32.3m $32.3m 0.52% Reduced -214.7k -214,718
97 Rock Creek Group LLC 4.51% of their portfolio Washington, DC 211,963212.0k $34.8m $34.8m 4.51% Added +7.1k +7,059
98 Relyea Zuckerberg Hanson LLC 7.85% of their portfolio STAMFORD, CT 211,393211.4k $32.2m $32.2m 7.85% Added +2.2k +2,171
99 Comprehensive Financial Management LLC 0.04% of their portfolio Los Gatos, CA 210,233210.2k $1.3m $1.3m 0.04% Unchanged
100 Janney Montgomery Scott LLC 0.12% of their portfolio PHILADELPHIA, PA 193,295193.3k $29.4m $29.4m 0.12% Reduced -46.4k -46,418