Vault-13

PROSHARES TR NOBL

S&P 500 DV ARIST · ETP · CUSIP 74348A467

639 institutional holders +6 vs Q4 2022
57,065,23457.1m shares reported held*
$5.1bnreported value*
59 new 265 added 184 reduced 50 sold out net bought ≈ $19.4m (+261.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $89.45. Options: 3 managers hold calls ($10.1m notional), 2 hold puts ($1.6m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 571Q4 22: 633Q1 23: 639639Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022571
Q4 2022633
Q1 2023639

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 329 bought or addedQ4 22: 187 cut or sold outQ4 22Q1 23: 324 bought or addedQ1 23: 234 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022329187
Q1 2023324234

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $10.0mQ3 22 puts: $2.2mQ3 22P/C 0.21Q4 22 calls: $13.3mQ4 22 puts: $3.3mQ4 22P/C 0.25Q1 23 calls: $10.1mQ1 23 puts: $1.6mQ1 23P/C 0.16
Numbers
QuarterCallsPutsP/C
Q3 2022$10.0m$2.2m0.21
Q4 2022$13.3m$3.3m0.25
Q1 2023$10.1m$1.6m0.16

Biggest buyers

EP Wealth Advisors, LLC New +1,076,000+1.1m
COMMONWEALTH EQUITY SERVICES, LLC Added +135,176+135.2k
Allen Capital Group, LLC New +117,027+117.0k
Veltria Advisors Corp. New +115,879+115.9k
NorthCrest Asset Manangement, LLC New +100,031+100.0k
Raymond James Financial Services Advisors, Inc. Added +96,939+96.9k
CREDIT SUISSE AG/ Added +79,693+79.7k
Connecticut Wealth Management, LLC New +78,279+78.3k
OSAIC HOLDINGS, INC. Added +71,025+71.0k
MONEY CONCEPTS CAPITAL CORP Added +69,902+69.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -601,661-601.7k
Portfolio Strategies, Inc. Sold out -417,871-417.9k
HighTower Advisors, LLC Reduced -314,491-314.5k
MORGAN STANLEY Reduced -259,404-259.4k
Prime Capital Investment Advisors, LLC Reduced -187,889-187.9k
ROYAL BANK OF CANADA Reduced -159,112-159.1k
Benchmark Financial Wealth Advisors, LLC Reduced -139,626-139.6k
Cambridge Investment Research Advisors, Inc. Reduced -130,195-130.2k
Proquility Private Wealth Partners, LLC Reduced -103,410-103.4k
AMERIPRISE FINANCIAL INC Reduced -102,779-102.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $9.0m98.9k shares
CITADEL ADVISORS LLC Reduced $1.1m12.2k shares
Cutler Group LLC / CA Added $9.0k3.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.1m12.3k shares
CITADEL ADVISORS LLC Added $501.8k5.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.12% of their portfolio NEW YORK, NY 11,939,95111.9m $1.1bn $1.1bn 0.12% Reduced -259.4k -259,404
2 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 4,834,3634.8m $441.1m $441.1m 0.05% Reduced -601.7k -601,661
3 LPL Financial LLC 0.19% of their portfolio FORT MILL, SC 2,673,8152.7m $244.0m $244.0m 0.19% Added +53.0k +52,993
4 UBS Group AG 0.09% of their portfolio ZURICH, V8 2,099,0752.1m $191.5m $191.5m 0.09% Reduced -68.8k -68,784
5 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 1,914,1641.9m $174.6m $174.6m 0.05% Reduced -102.5k -102,541
6 Raymond James Financial Services Advisors, Inc. 0.27% of their portfolio ST. PETERSBURG, FL 1,571,7571.6m $143.4m $143.4m 0.27% Added +96.9k +96,939
7 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,478,0411.5m $134.9m $134.9m 0.04% Reduced -159.1k -159,112
8 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,398,2911.4m $127.8m $127.8m 0.04% Reduced -102.8k -102,779
9 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 3.09% of their portfolio MINNEAPOLIS, MN 1,146,8041.1m $104.6m $104.6m 3.09% Added +56.2k +56,163
10 COMMONWEALTH EQUITY SERVICES, LLC 0.21% of their portfolio WALTHAM, MA 1,121,8731.1m $102.4m $102.4m 0.21% Added +135.2k +135,176
11 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 1,076,0001.1m $0 $0 0.00% New
12 Cresset Asset Management, LLC 1.81% of their portfolio Chicago, IL 990,550990.5k $90.4m $90.4m 1.81% Added +67.0k +66,983
13 IAM Advisory, LLC 29.20% of their portfolio EASTON, PA 926,251926.3k $84.5m $84.5m 29.20% Added +60.9k +60,860
14 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 840,186840.2k $76.7m $76.7m 0.14% Added +71.0k +71,025
15 J.P. Morgan Private Wealth Advisors LLC 0.16% of their portfolio SAN FRANCISCO, CA 804,136804.1k $73.4m $73.4m 0.16% Added +56.6k +56,641
16 Wealthspire Advisors, LLC 1.12% of their portfolio NEW YORK, NY 712,446712.4k $65.0m $65.0m 1.12% Added +10.4k +10,361
17 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 640,880640.9k $58.5m $58.5m 0.05% Added +48.0k +48,018
18 Cassaday & Co Wealth Management LLC 2.47% of their portfolio MCLEAN, VA 635,861635.9k $58.0m $58.0m 2.47% Reduced -75.6k -75,568
19 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 518,652518.7k $47.3m $47.3m 0.02% Added +10.0k +9,993
20 Janney Montgomery Scott LLC 0.19% of their portfolio PHILADELPHIA, PA 501,261501.3k $45.7m $45.7m 0.19% Added +580 +580
21 Cambridge Investment Research Advisors, Inc. 0.22% of their portfolio FAIRFIELD, IA 499,770499.8k $45.6m $45.6m 0.22% Reduced -130.2k -130,195
22 Strategic Wealth Investment Group, LLC 6.40% of their portfolio LOUISVILLE, KY 378,122378.1k $34.5m $34.5m 6.40% Added +62.1k +62,135
23 ForthRight Wealth Management, LLC 15.15% of their portfolio ALPHARETTA, GA 362,602362.6k $33.1m $33.1m 15.15% Reduced -9.0k -8,977
24 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 360,861360.9k $32.9m $32.9m 0.09% Added +627 +627
25 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 342,111342.1k $31.2m $31.2m 0.04% Added +13.4k +13,375
26 HANTZ FINANCIAL SERVICES, INC. 0.83% of their portfolio SOUTHFIELD, MI 332,233332.2k $30.3m $30.3m 0.83% Added +6.1k +6,097
27 MONEY CONCEPTS CAPITAL CORP 0.84% of their portfolio PALM BEACH GARDENS, FL 326,217326.2k $15.1m $15.1m 0.84% Added +69.9k +69,902
28 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 323,218323.2k $29.5m $29.5m 0.07% Reduced -25.9k -25,943
29 IFG Advisory, LLC 2.74% of their portfolio ATLANTA, GA 321,534321.5k $29.3m $29.3m 2.74% Reduced -6.2k -6,201
30 NATIONAL BANK OF CANADA /FI/ 0.08% of their portfolio MONTREAL, A8 320,742320.7k $29.3m $29.3m 0.08% Added +9.6k +9,579
31 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 300,087300.1k $27.4m $27.4m 0.05% Added +12.3k +12,317
32 Cetera Advisor Networks LLC 0.19% of their portfolio EL SEGUNDO, CA 283,723283.7k $25.9m $25.9m 0.19% Added +18.0k +18,009
33 AVANTAX ADVISORY SERVICES, INC. 0.31% of their portfolio DALLAS, TX 279,436279.4k $25.5m $25.5m 0.31% Added +7.5k +7,495
34 Brookstone Capital Management 0.48% of their portfolio WHEATON, IL 270,142270.1k $24.8m $24.8m 0.48% Added +8.1k +8,074
35 Paragon Capital Management Ltd 5.61% of their portfolio DENVER, CO 268,554268.6k $24.5m $24.5m 5.61% Reduced -3.7k -3,696
36 Prism Advisors, Inc. 8.41% of their portfolio STUDIO CITY, CA 265,672265.7k $24.2m $24.2m 8.41% Added +100 +100
37 Landmark Wealth Management, LLC 13.48% of their portfolio MELVILLE, NY 265,570265.6k $24.2m $24.2m 13.48% Added +63.5k +63,456
38 Financial Partners Group, Inc 5.01% of their portfolio Overland Park, KS 246,926246.9k $22.5m $22.5m 5.01% Added +3.5k +3,515
39 QUEST INVESTMENT MANAGEMENT LLC 2.84% of their portfolio LAKE OSWEGO, OR 226,823226.8k $20.7m $20.7m 2.84% Reduced -24.9k -24,945
40 Summit Financial Wealth Advisors, LLC 4.78% of their portfolio Lafayette, LA 220,923220.9k $20.2m $20.2m 4.78% Reduced -114 -114
41 Avidian Wealth Enterprises, LLC 1.07% of their portfolio Houston, TX 213,248213.2k $19.5m $19.5m 1.07% Added +38.2k +38,168
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 180,414180.4k $16.5m $16.5m 0.02% Reduced -4.8k -4,842
43 TOTH FINANCIAL ADVISORY CORP 2.46% of their portfolio LEESBURG, VA 173,137173.1k $15.8m $15.8m 2.46% Added +1.2k +1,225
44 Glen Eagle Advisors, LLC 3.93% of their portfolio KINGSTON, NJ 171,561171.6k $15.7m $15.7m 3.93% Added +51 +51
45 MML INVESTORS SERVICES, LLC 0.11% of their portfolio SPRINGFIELD, MA 170,335170.3k $15.5m $15.5m 0.11% Reduced -4.8k -4,756
46 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 169,765169.8k $15.5m $15.5m 0.03% Reduced -314.5k -314,491
47 Essex Financial Services, Inc. 1.52% of their portfolio ESSEX, CT 157,906157.9k $14.4m $14.4m 1.52% Added +5.7k +5,677
48 DONALDSON CAPITAL MANAGEMENT, LLC 0.64% of their portfolio EVANSVILLE, IN 149,376149.4k $13.6m $13.6m 0.64% Added +4.7k +4,731
49 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 148,931148.9k $13.6m $13.6m 0.01% Added +79.7k +79,693
50 SMITH, MOORE & CO. 1.81% of their portfolio CLAYTON, MO 145,612145.6k $13.3m $13.3m 1.81% Added +3.6k +3,560
51 TD Waterhouse Canada Inc. 0.18% of their portfolio TORONTO, A6 144,476144.5k $17.3m $17.3m 0.18% Reduced -4.4k -4,448
52 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 140,464140.5k $12.8m $12.8m 0.11% Added +4.7k +4,698
53 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 137,792137.8k $12.6m $12.6m 0.00% Added +33.8k +33,759
54 Centennial Bank/AR/ 8.05% of their portfolio CONWAY, AR 135,195135.2k $12.3m $12.3m 8.05% Added +3.7k +3,745
55 D.A. DAVIDSON & CO. 0.14% of their portfolio GREAT FALLS, MT 132,435132.4k $12.1m $12.1m 0.14% Added +1.5k +1,529
56 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 131,327131.3k $12.0m $12.0m 0.11% Reduced -16.7k -16,734
57 Veracity Capital LLC 5.49% of their portfolio Atlanta, GA 130,339130.3k $11.9m $11.9m 5.49% Reduced -8.9k -8,920
58 SMITH SHELLNUT WILSON LLC /ADV 7.07% of their portfolio Ridgeland, MS 127,457127.5k $11.6m $11.6m 7.07% Reduced -252 -252
59 Koshinski Asset Management, Inc. 1.13% of their portfolio DECATUR, IL 127,134127.1k $11.6m $11.6m 1.13% Reduced -3.8k -3,775
60 Equitable Holdings, Inc. 0.18% of their portfolio NEW YORK, NY 124,503124.5k $11.4m $11.4m 0.18% Added +2.4k +2,375
61 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 119,220119.2k $10.9m $10.9m 0.01% Added +58.7k +58,670
62 Apexium Financial, LP 1.06% of their portfolio Dallas, TX 118,139118.1k $10.8m $10.8m 1.06% Added +710 +710
63 Allen Capital Group, LLC 2.03% of their portfolio GRAND ISLAND, NE 117,027117.0k $10.7m $10.7m 2.03% New
64 Veltria Advisors Corp. 4.25% of their portfolio MIAMI, FL 115,879115.9k $10.6m $10.6m 4.25% New
65 OPPENHEIMER & CO INC 0.21% of their portfolio NEW YORK, NY 110,154110.2k $10.1m $10.1m 0.21% Added +3.8k +3,762
66 CFS Investment Advisory Services, LLC 1.82% of their portfolio TOTOWA, NJ 109,760109.8k $10.0m $10.0m 1.82% Reduced -7.8k -7,817
67 Legacy Private Trust Co. 0.80% of their portfolio NEENAH, WI 103,338103.3k $9.4m $9.4m 0.80% Reduced -9.7k -9,705
68 InterOcean Capital Group, LLC 0.32% of their portfolio NASHVILLE, TN 102,995103.0k $9.4m $9.4m 0.32% Added +1.7k +1,676
69 Mariner, LLC 0.03% of their portfolio Overland Park, KS 101,914101.9k $9.3m $9.3m 0.03% Added +13.9k +13,934
70 NorthCrest Asset Manangement, LLC 0.38% of their portfolio PLYMOUTH, MN 100,031100.0k $9.1m $9.1m 0.38% New
71 First Personal Financial Services 2.37% of their portfolio CHARLOTTE, NC 99,973100.0k $9.1m $9.1m 2.37% Added +503 +503
72 Ted Buchan & Co 7.51% of their portfolio San Diego, CA 98,50798.5k $9.0m $9.0m 7.51% Added +5.0k +4,977
73 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 97,98098.0k $8.9m $8.9m 0.00% Reduced -25.0k -25,026
74 Pacific Wealth Strategies Group, Inc. 10.14% of their portfolio SANTA BARBARA, CA 97,37497.4k $8.9m $8.9m 10.14% Added +10.0k +10,001
75 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 96,88696.9k $8.8m $8.8m 0.10% Reduced -10.7k -10,744
76 MYCIO WEALTH PARTNERS, LLC 3.02% of their portfolio PHILADELPHIA, PA 94,31894.3k $8.6m $8.6m 3.02% Reduced -7.3k -7,340
77 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 94,00194.0k $8.6m $8.6m 0.02% Reduced -13.6k -13,563
78 Coston, McIsaac & Partners 3.14% of their portfolio BAR HARBOR, ME 92,38192.4k $8.4m $8.4m 3.14% Reduced -1.3k -1,251
79 Sanchez Wealth Management Group 3.67% of their portfolio JACKSONVILLE, FL 91,22491.2k $8.3m $8.3m 3.67% Reduced -432 -432
80 Arkadios Wealth Advisors 0.94% of their portfolio ATLANTA, GA 86,46286.5k $7.9m $7.9m 0.94% Added +16.3k +16,276
81 BENJAMIN F. EDWARDS & COMPANY, INC. 0.33% of their portfolio ST. LOUIS, MO 85,80985.8k $7.8m $7.8m 0.33% Added +31.6k +31,647
82 Financial & Tax Architects, LLC 2.54% of their portfolio ST LOUIS, MO 84,58684.6k $7.7m $7.7m 2.54% Added +11.8k +11,842
83 Bard Financial Services, Inc. 0.60% of their portfolio BRANFORD, CT 81,75081.8k $7.5m $7.5m 0.60% Unchanged
84 Atria Wealth Solutions, Inc. 0.11% of their portfolio NEW YORK, NY 81,51181.5k $7.4m $7.4m 0.11% Reduced -201 -201
85 Grayhawk Investment Strategies Inc. 6.47% of their portfolio Calgary, A0 80,96181.0k $13.5m $13.5m 6.47% Added +7.1k +7,100
86 Fulton Bank, N.A. 0.38% of their portfolio Lancaster, PA 79,86979.9k $7.3m $7.3m 0.38% Unchanged
87 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 79,70679.7k $7.3m $7.3m 0.01% Added +7.6k +7,564
88 Connecticut Wealth Management, LLC 0.54% of their portfolio FARMINGTON, CT 78,27978.3k $7.1m $7.1m 0.54% New
89 Cresta Advisors, Ltd. 5.52% of their portfolio LAREDO, TX 77,74477.7k $7.1m $7.1m 5.52% Reduced -292 -292
90 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 76,16276.2k $6.9m $6.9m 0.01% Reduced -6.7k -6,749
91 Newman Dignan & Sheerar, Inc. 2.23% of their portfolio PROVIDENCE, RI 75,99076.0k $6.9m $6.9m 2.23% Reduced -3.3k -3,283
92 Jacobi Capital Management LLC 0.80% of their portfolio PITTSTON, PA 73,59873.6k $6.7m $6.7m 0.80% Added +238 +238
93 Cetera Advisors LLC 0.11% of their portfolio DENVER, CO 72,41672.4k $6.6m $6.6m 0.11% Added +4.3k +4,294
94 LMG Wealth Partners, LLC 2.05% of their portfolio SHREVEPORT, LA 69,59469.6k $6.3m $6.3m 2.05% Reduced -927 -927
95 Joseph P. Lucia & Associates, LLC 4.42% of their portfolio Yorktown Heights, NY 69,50969.5k $6.3m $6.3m 4.42% Added +10.6k +10,567
96 MEITAV INVESTMENT HOUSE LTD 0.11% of their portfolio BENE-BERAQ, L3 68,99569.0k $6.2m $6.2m 0.11% Added +27.7k +27,684
97 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 67,24867.2k $6.1m $6.1m 0.01% Reduced -227 -227
98 MGO ONE SEVEN LLC 0.39% of their portfolio Beachwood, OH 66,66966.7k $6.1m $6.1m 0.39% New
99 Spire Wealth Management 0.23% of their portfolio MCLEAN, VA 65,78365.8k $6.0m $6.0m 0.23% Added +20.9k +20,931
100 TCWP LLC 1.13% of their portfolio Beachwood, OH 65,04065.0k $5.9m $5.9m 1.13% Reduced -6.2k -6,154