Vault-13

ISHARES TR IWB

RUS 1000 ETF · ETP · CUSIP 464287622

1,065 institutional holders -11 vs Q4 2022
136,360,123136.4m shares reported held*
$25.3bnreported value*
69 new 291 added 416 reduced 71 sold out net bought ≈ $1.7bn (+29.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $185.54. Options: 4 managers hold calls ($9.2m notional), 5 hold puts ($1.6m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,005Q4 22: 1,076Q1 23: 1,0651,065Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20221,005
Q4 20221,076
Q1 20231,065

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 472 bought or addedQ4 22: 357 cut or sold outQ4 22Q1 23: 360 bought or addedQ1 23: 487 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022472357
Q1 2023360487

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $7.0mQ3 22 puts: $10.5mQ3 22P/C 1.49Q4 22 calls: $8.0mQ4 22 puts: $2.1mQ4 22P/C 0.26Q1 23 calls: $9.2mQ1 23 puts: $1.6mQ1 23P/C 0.18
Numbers
QuarterCallsPutsP/C
Q3 2022$7.0m$10.5m1.49
Q4 2022$8.0m$2.1m0.26
Q1 2023$9.2m$1.6m0.18

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +22,684,182+22.7m
FMR LLC Added +11,858,877+11.9m
GOLDMAN SACHS GROUP INC Added +600,035+600.0k
Cerity Partners LLC Added +530,937+530.9k
JPMORGAN CHASE & CO Added +492,670+492.7k
HALBERT HARGROVE GLOBAL ADVISORS, LLC Added +461,363+461.4k
M&T Bank Corp Added +358,094+358.1k
JONES FINANCIAL COMPANIES LLLP Added +274,096+274.1k
LPL Financial LLC Added +161,740+161.7k
EP Wealth Advisors, LLC Added +103,260+103.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,388,396-1.4m
BlackRock Inc. Reduced -1,014,399-1.0m
Column Capital Advisors, LLC Reduced -998,094-998.1k
HSBC HOLDINGS PLC Reduced -526,101-526.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -487,886-487.9k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -409,000-409.0k
AMERIPRISE FINANCIAL INC Reduced -333,250-333.2k
DAIDO LIFE INSURANCE CO Reduced -307,097-307.1k
MORGAN STANLEY Reduced -239,482-239.5k
Wealth CMT Sold out -239,445-239.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.3m32.4k shares
CITADEL ADVISORS LLC Reduced $1.1m5.0k shares
Belvedere Trading LLC New $788.3k3.5k shares
Cutler Group LLC / CA New $3.0k800 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $653.2k2.9k shares
Belvedere Trading LLC Unchanged $518.0k2.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $450.5k2.0k shares
Cutler Group LLC / CA New $8.0k1.2k shares
Creative Planning New $6.2k1.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.44% of their portfolio Berwyn, PA 27,929,98727.9m $911.9m $911.9m 0.44% Added +22.7m +22,684,182
2 FMR LLC 0.25% of their portfolio BOSTON, MA 23,995,19824.0m $5.4bn $5.4bn 0.25% Added +11.9m +11,858,877
3 JONES FINANCIAL COMPANIES LLLP 2.88% of their portfolio DES PERES, MO 7,778,3397.8m $1.8bn $1.8bn 2.88% Added +274.1k +274,096
4 BlackRock Inc. 0.03% of their portfolio New York, NY 4,802,1504.8m $1.1bn $1.1bn 0.03% Reduced -1.0m -1,014,399
5 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 3,483,4213.5m $784.6m $784.6m 0.09% Reduced -1.4m -1,388,396
6 NORTHERN TRUST CORP 0.13% of their portfolio CHICAGO, IL 2,932,2532.9m $660.4m $660.4m 0.13% Reduced -139.2k -139,210
7 M&T Bank Corp 2.53% of their portfolio BUFFALO, NY 2,897,8982.9m $652.7m $652.7m 2.53% Added +358.1k +358,094
8 PNC Financial Services Group, Inc. 0.54% of their portfolio Pittsburgh, PA 2,717,8662.7m $612.1m $612.1m 0.54% Added +30.5k +30,475
9 GOLDMAN SACHS GROUP INC 0.15% of their portfolio NEW YORK, NY 2,517,6412.5m $567.0m $567.0m 0.15% Added +600.0k +600,035
10 LPL Financial LLC 0.38% of their portfolio FORT MILL, SC 2,174,9902.2m $489.9m $489.9m 0.38% Added +161.7k +161,740
11 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 1,957,1092.0m $440.8m $440.8m 0.05% Reduced -239.5k -239,482
12 Millburn Ridgefield LLC /DE/ 14.57% of their portfolio New York, NY 1,833,4521.8m $412.9m $412.9m 14.57% Added +2.7k +2,707
13 Catalyst Capital Advisors LLC 12.61% of their portfolio San Juan, PR 1,833,4521.8m $412.9m $412.9m 12.61% Added +2.7k +2,707
14 J.P. Morgan Private Wealth Advisors LLC 0.77% of their portfolio SAN FRANCISCO, CA 1,606,8051.6m $361.9m $361.9m 0.77% Reduced -15.6k -15,602
15 National Mutual Insurance Federation of Agricultural Cooperatives 4.16% of their portfolio TOKYO, JAPAN, M0 1,490,0001.5m $335.6m $335.6m 4.16% Unchanged
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.43% of their portfolio MILWAUKEE, WI 1,375,2971.4m $309.8m $309.8m 0.43% Reduced -487.9k -487,886
17 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 1,325,7381.3m $298.6m $298.6m 0.09% Reduced -68.1k -68,061
18 DAIDO LIFE INSURANCE CO 28.68% of their portfolio TOKYO, M0 1,276,6421.3m $287.5m $287.5m 28.68% Reduced -307.1k -307,097
19 BOKF, NA 5.98% of their portfolio TULSA, OK 1,268,2791.3m $285.7m $285.7m 5.98% Added +42.5k +42,547
20 JOHNSON INVESTMENT COUNSEL INC 3.54% of their portfolio Cincinnati, OH 1,185,5631.2m $267.0m $267.0m 3.54% Reduced -24.5k -24,477
21 Veritable, L.P. 4.55% of their portfolio Newtown Square, PA 1,176,4171.2m $265.0m $265.0m 4.55% Reduced -98.1k -98,061
22 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 1,070,3581.1m $241.1m $241.1m 0.03% Added +492.7k +492,670
23 UBS Group AG 0.10% of their portfolio ZURICH, V8 936,007936.0k $210.8m $210.8m 0.10% Added +10.5k +10,529
24 Legacy Wealth Management, LLC 16.41% of their portfolio MEMPHIS, TN 814,742814.7k $183.5m $183.5m 16.41% Reduced -8.6k -8,550
25 CHURCHILL MANAGEMENT Corp 3.75% of their portfolio Los Angeles, CA 813,522813.5k $183.2m $183.2m 3.75% Added +5.5k +5,537
26 CAPTRUST FINANCIAL ADVISORS 0.80% of their portfolio RALEIGH, NC 803,681803.7k $181.0m $181.0m 0.80% Reduced -98 -98
27 TIAA, FSB 0.63% of their portfolio ST. LOUIS, MO 753,781753.8k $169.8m $169.8m 0.63% Reduced -5.5k -5,542
28 Capstone Financial Advisors, Inc. 13.34% of their portfolio DOWNERS GROVE, IL 749,176749.2k $168.7m $168.7m 13.34% Reduced -9.5k -9,470
29 CIBC Private Wealth Group LLC 0.19% of their portfolio ATLANTA, GA 742,568742.6k $168.3m $168.3m 0.19% Reduced -48.6k -48,596
30 Cerity Partners LLC 0.43% of their portfolio NEW YORK, NY 717,306717.3k $164.3m $164.3m 0.43% Added +530.9k +530,937
31 Creative Planning 0.22% of their portfolio OVERLAND PARK, KS 690,140690.1k $155.4m $155.4m 0.22% Reduced -16.7k -16,672
32 SCHRODER INVESTMENT MANAGEMENT GROUP 0.22% of their portfolio London, X0 667,230667.2k $150.3m $150.3m 0.22% Reduced -5.3k -5,275
33 OSAIC HOLDINGS, INC. 0.28% of their portfolio SCOTTSDALE, AZ 663,494663.5k $149.6m $149.6m 0.28% Reduced -116.2k -116,170
34 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.82% of their portfolio TORONTO, A6 641,000641.0k $144.4m $144.4m 0.82% Reduced -409.0k -409,000
35 US BANCORP \DE\ 0.23% of their portfolio MINNEAPOLIS, MN 615,810615.8k $138.7m $138.7m 0.23% Reduced -55.1k -55,081
36 Empower Advisory Group, LLC 0.62% of their portfolio Greenwood Village, CO 608,918608.9k $137.6m $137.6m 0.62% First filing
37 RED CEDAR INVESTMENT MANAGEMENT, LLC 19.48% of their portfolio GRAND RAPIDS, MI 559,248559.2k $126.0m $126.0m 19.48% Reduced -64.4k -64,358
38 COLONY GROUP LLC 1.82% of their portfolio Boston, MA 546,643546.6k $123.1m $123.1m 1.82% Reduced -12.6k -12,551
39 FIFTH THIRD BANCORP 0.54% of their portfolio CINCINNATI, OH 514,714514.7k $115.9m $115.9m 0.54% Added +2.0k +1,952
40 HALBERT HARGROVE GLOBAL ADVISORS, LLC 7.39% of their portfolio LONG BEACH, CA 479,619479.6k $108.0m $108.0m 7.39% Added +461.4k +461,363
41 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 477,142477.1k $107.3m $107.3m 0.04% Reduced -333.2k -333,250
42 HighTower Advisors, LLC 0.23% of their portfolio CHICAGO, IL 461,280461.3k $103.9m $103.9m 0.23% Added +35.2k +35,169
43 Mariner, LLC 0.29% of their portfolio Overland Park, KS 446,264446.3k $100.5m $100.5m 0.29% Added +77.8k +77,809
44 HSBC HOLDINGS PLC 0.13% of their portfolio LONDON, X0 434,530434.5k $97.9m $97.9m 0.13% Reduced -526.1k -526,101
45 Twele Capital Management, Inc. 15.68% of their portfolio MINNETONKA, MN 425,932425.9k $95.9m $95.9m 15.68% Reduced -36.6k -36,600
46 MERCER GLOBAL ADVISORS INC /ADV 0.26% of their portfolio DENVER, CO 406,981407.0k $58.0m $58.0m 0.26% Added +67.9k +67,932
47 Geisinger Health 20.70% of their portfolio DANVILLE, PA 378,544378.5k $85.3m $85.3m 20.70% Unchanged
48 MPS Loria Financial Planners, LLC 33.23% of their portfolio Burr Ridge, IL 365,052365.1k $82.2m $82.2m 33.23% Reduced -6.4k -6,438
49 TRUIST FINANCIAL CORP 0.14% of their portfolio CHARLOTTE, NC 364,773364.8k $82.2m $82.2m 0.14% Reduced -107.6k -107,626
50 Waverly Advisors, LLC 4.27% of their portfolio BIRMINGHAM, AL 363,383363.4k $81.8m $81.8m 4.27% Reduced -5.3k -5,321
51 STATE OF WISCONSIN INVESTMENT BOARD 0.24% of their portfolio MADISON, WI 362,700362.7k $81.7m $81.7m 0.24% Added +23.2k +23,200
52 Arbor Investment Advisors, LLC 14.75% of their portfolio WINSTON SALEM, NC 355,769355.8k $80.1m $80.1m 14.75% Reduced -2.0k -1,983
53 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 355,631355.6k $80.1m $80.1m 0.02% Reduced -222.5k -222,539
54 Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 281,075281.1k $63.3m $63.3m 0.12% Added +27.9k +27,864
55 AMG National Trust Bank 2.14% of their portfolio GREENWOOD VILLAGE, CO 274,367274.4k $61.8m $61.8m 2.14% Reduced -3.6k -3,552
56 BOK Financial Private Wealth, Inc. 4.89% of their portfolio DENVER, CO 270,089270.1k $60.8m $60.8m 4.89% Reduced -7.2k -7,154
57 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 269,391269.4k $60.7m $60.7m 0.03% Added +38.7k +38,703
58 Winthrop Advisory Group LLC 10.40% of their portfolio BOSTON, MA 261,533261.5k $58.9m $58.9m 10.40% Reduced -771 -771
59 Baird Financial Group, Inc. 0.14% of their portfolio MILWAUKEE, WI 259,087259.1k $58.4m $58.4m 0.14% Reduced -6.4k -6,432
60 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.67% of their portfolio PLYMOUTH, MN 255,892255.9k $57.6m $57.6m 0.67% Added +23.1k +23,089
61 Parkside Advisors LLC 18.53% of their portfolio BERKELEY, CA 248,525248.5k $56.0m $56.0m 18.53% Reduced -1.8k -1,843
62 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 236,234236.2k $53.2m $53.2m 0.01% Added +2.7k +2,711
63 Ballentine Partners, LLC 1.33% of their portfolio Waltham, MA 234,674234.7k $52.9m $52.9m 1.33% Reduced -775 -775
64 McKinley Carter Wealth Services, Inc. 4.05% of their portfolio WHEELING, WV 230,092230.1k $51.8m $51.8m 4.05% Added +2.1k +2,098
65 LAKE STREET ADVISORS GROUP, LLC 3.19% of their portfolio PORTSMOUTH, NH 229,228229.2k $51.6m $51.6m 3.19% Reduced -26.8k -26,802
66 WASHINGTON TRUST Co 2.20% of their portfolio WESTERLY, RI 216,809216.8k $48.8m $48.8m 2.20% Reduced -2.8k -2,772
67 JFS WEALTH ADVISORS, LLC 4.55% of their portfolio HERMITAGE, PA 214,069214.1k $48.2m $48.2m 4.55% Added +4.8k +4,787
68 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 202,238202.2k $45.6m $45.6m 0.04% Reduced -42.6k -42,600
69 Column Capital Advisors, LLC 6.78% of their portfolio INDIANAPOLIS, IN 201,890201.9k $45.5m $45.5m 6.78% Reduced -998.1k -998,094
70 EPIQ Capital Group, LLC 22.62% of their portfolio San Francisco, CA 191,343191.3k $43.1m $43.1m 22.62% Reduced -1.0k -1,044
71 TELEMUS CAPITAL, LLC 3.64% of their portfolio Southfield, MI 183,299183.3k $41.3m $41.3m 3.64% Reduced -1.1k -1,123
72 Equitable Holdings, Inc. 0.66% of their portfolio NEW YORK, NY 183,125183.1k $41.2m $41.2m 0.66% Reduced -1.1k -1,141
73 OBSIDIAN CIO, LLC 15.84% of their portfolio NEW YORK, NY 179,765179.8k $40.5m $40.5m 15.84% Added +7.7k +7,659
74 Franklin, Parlapiano, Turner & Welch, LLC 12.78% of their portfolio HOUSTON, TX 178,236178.2k $40.1m $40.1m 12.78% Reduced -70.5k -70,517
75 BRIGHTON JONES LLC 2.27% of their portfolio SEATTLE, WA 177,300177.3k $39.9m $39.9m 2.27% Reduced -499 -499
76 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 175,789175.8k $39.6m $39.6m 0.08% Reduced -50 -50
77 HBC Financial Services, PLLC 29.34% of their portfolio SEATTLE, WA 172,181172.2k $39.1m $39.1m 29.34% Added +401 +401
78 COMERICA SECURITIES,INC. 2.80% of their portfolio DETROIT, MI 171,722171.7k $38.7m $38.7m 2.80% Reduced -4.5k -4,520
79 Employees' Retirement Fund of the City of Fort Worth 7.30% of their portfolio FORT WORTH, TX 165,588165.6k $37.3m $37.3m 7.30% Unchanged
80 BROWN ADVISORY INC 0.06% of their portfolio BALTIMORE, MD 161,879161.9k $36.5m $36.5m 0.06% Added +11.0k +10,995
81 ETF Portfolio Partners, Inc. 13.75% of their portfolio LEAWOOD, KS 161,327161.3k $36.3m $36.3m 13.75% Added +9.5k +9,534
82 Corient Private Wealth LP 0.09% of their portfolio MIAMI, FL 156,069156.1k $35.2m $35.2m 0.09% Reduced -12.8k -12,758
83 CHOREO, LLC 1.24% of their portfolio ROCKFORD, IL 155,458155.5k $35.0m $35.0m 1.24% Reduced -632 -632
84 MML INVESTORS SERVICES, LLC 0.25% of their portfolio SPRINGFIELD, MA 155,070155.1k $34.9m $34.9m 0.25% Reduced -101.2k -101,160
85 RHUMBLINE ADVISERS 0.04% of their portfolio BOSTON, MA 150,510150.5k $33.9m $33.9m 0.04% Added +18.1k +18,111
86 Conservest Capital Advisors, Inc. 3.90% of their portfolio WYNNEWOOD, PA 145,394145.4k $32.7m $32.7m 3.90% Added +3.0k +2,973
87 Single Point Partners, LLC 7.11% of their portfolio BOSTON, MA 144,377144.4k $32.5m $32.5m 7.11% Reduced -9.9k -9,916
88 St. Louis Trust Co 6.36% of their portfolio SAINT LOUIS, MO 140,596140.6k $31.7m $31.7m 6.36% Reduced -13 -13
89 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 139,563139.6k $31.4m $31.4m 0.15% Reduced -10.8k -10,798
90 Brewster Financial Planning LLC 30.14% of their portfolio BROOKLYN, NY 133,398133.4k $30.0m $30.0m 30.14% Added +531 +531
91 COMMERCE BANK 0.23% of their portfolio KANSAS CITY, MO 132,818132.8k $29.9m $29.9m 0.23% Reduced -4.5k -4,536
92 Keel Point, LLC 4.28% of their portfolio HUNTSVILLE, AL 131,609131.6k $29.6m $29.6m 4.28% Reduced -4.8k -4,782
93 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 126,926126.9k $28.6m $28.6m 0.04% Reduced -10.0k -10,011
94 Busey Bank 1.18% of their portfolio URBANA, IL 123,397123.4k $27.8m $27.8m 1.18% Reduced -8.0k -8,032
95 DT Investment Partners, LLC 3.40% of their portfolio CHADDS FORD, PA 123,013123.0k $28.0m $28.0m 3.40% Added +4.3k +4,327
96 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.21% of their portfolio Cincinnati, OH 122,927122.9k $27.7m $27.7m 0.21% Reduced -74.4k -74,382
97 CHARTIST INC /CA/ 25.15% of their portfolio SEAL BEACH, CA 122,183122.2k $25.4m $25.4m 25.15% First filing
98 EP Wealth Advisors, LLC 0.13% of their portfolio TORRANCE, CA 120,080120.1k $7.7m $7.7m 0.13% Added +103.3k +103,260
99 Jordan Park Group LLC 1.77% of their portfolio SAN FRANCISCO, CA 119,918119.9k $27.0m $27.0m 1.77% Added +69.8k +69,791
100 Cetera Advisor Networks LLC 0.20% of their portfolio EL SEGUNDO, CA 118,510118.5k $26.7m $26.7m 0.20% Added +3.4k +3,402