Vault-13

ISHARES TR SHY

1 3 YR TREAS BD · ETP · CUSIP 464287457

1,111 institutional holders -3 vs Q4 2022
261,042,231261.0m shares reported held*
$21.5bnreported value*
119 new 423 added 428 reduced 111 sold out net bought ≈ $647.9m (+8.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($107.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $82.28. Options: 3 managers hold calls ($25.4m notional), 2 hold puts ($12.2m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,048Q4 22: 1,114Q1 23: 1,1111,111Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20221,048
Q4 20221,114
Q1 20231,111

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 539 bought or addedQ4 22: 528 cut or sold outQ4 22Q1 23: 542 bought or addedQ1 23: 539 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022539528
Q1 2023542539

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $34.2mQ3 22 puts: $18.8mQ3 22P/C 0.55Q4 22 calls: $27.6mQ4 22 puts: $10.7mQ4 22P/C 0.39Q1 23 calls: $25.4mQ1 23 puts: $12.2mQ1 23P/C 0.48
Numbers
QuarterCallsPutsP/C
Q3 2022$34.2m$18.8m0.55
Q4 2022$27.6m$10.7m0.39
Q1 2023$25.4m$12.2m0.48

Biggest buyers

MORGAN STANLEY Added +8,221,428+8.2m
ASSETMARK, INC Added +4,559,175+4.6m
BlackRock Inc. Added +1,858,137+1.9m
BARCLAYS PLC Added +1,581,671+1.6m
NATIONAL BANK OF CANADA /FI/ Added +1,343,825+1.3m
LPL Financial LLC Added +1,220,741+1.2m
Balentine LLC Added +1,198,518+1.2m
BEACON INVESTMENT ADVISORY SERVICES, INC. New +838,504+838.5k
Perella Weinberg Partners Capital Management LP Added +827,465+827.5k
FMR LLC Added +757,012+757.0k

Biggest sellers

US BANCORP \DE\ Reduced -3,473,645-3.5m
AMERIPRISE FINANCIAL INC Reduced -2,493,522-2.5m
BANK OF AMERICA CORP /DE/ Reduced -2,277,945-2.3m
Capital Wealth Planning, LLC Reduced -1,651,922-1.7m
RITHOLTZ WEALTH MANAGEMENT Reduced -1,279,584-1.3m
Foundations Investment Advisors, LLC Reduced -828,058-828.1k
Ensign Peak Advisors, Inc Sold out -775,000-775.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -758,194-758.2k
ROYAL BANK OF CANADA Reduced -717,330-717.3k
TRUE Private Wealth Advisors Reduced -650,756-650.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.0m158.4k shares
CITIGROUP INC New $8.2m100.0k shares
CITADEL ADVISORS LLC Reduced $4.2m51.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $9.6m116.9k shares
CITADEL ADVISORS LLC Added $2.6m31.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (4.8%, 2026-01-21)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.25% of their portfolio NEW YORK, NY 28,249,50228.2m $2.3bn $2.3bn 0.25% Added +8.2m +8,221,428
2 BANK OF AMERICA CORP /DE/ 0.15% of their portfolio CHARLOTTE, NC 15,757,13015.8m $1.3bn $1.3bn 0.15% Reduced -2.3m -2,277,945
3 JPMORGAN CHASE & CO 0.17% of their portfolio NEW YORK, NY 15,465,56215.5m $1.3bn $1.3bn 0.17% Added +209.9k +209,870
4 BlackRock Inc. 0.03% of their portfolio New York, NY 10,877,63310.9m $893.7m $893.7m 0.03% Added +1.9m +1,858,137
5 Balentine LLC 25.06% of their portfolio ATLANTA, GA 9,055,5199.1m $744.0m $744.0m 25.06% Added +1.2m +1,198,518
6 UBS Group AG 0.30% of their portfolio ZURICH, V8 7,936,1097.9m $652.0m $652.0m 0.30% Reduced -144.1k -144,061
7 ENVESTNET ASSET MANAGEMENT INC 0.28% of their portfolio Berwyn, PA 7,139,3197.1m $586.6m $586.6m 0.28% Reduced -758.2k -758,194
8 ASSETMARK, INC 2.39% of their portfolio CONCORD, CA 7,037,5307.0m $578.2m $578.2m 2.39% Added +4.6m +4,559,175
9 LPL Financial LLC 0.40% of their portfolio FORT MILL, SC 6,220,9456.2m $511.1m $511.1m 0.40% Added +1.2m +1,220,741
10 WELLS FARGO & COMPANY/MN 0.15% of their portfolio SAN FRANCISCO, CA 5,863,9435.9m $481.8m $481.8m 0.15% Reduced -257.8k -257,794
11 TRUIST FINANCIAL CORP 0.82% of their portfolio CHARLOTTE, NC 5,798,8465.8m $476.4m $476.4m 0.82% Added +595.1k +595,125
12 BANK OF MONTREAL /CAN/ 0.19% of their portfolio TORONTO, A6 5,611,6045.6m $461.0m $461.0m 0.19% Added +299.3k +299,318
13 AMERIPRISE FINANCIAL INC 0.15% of their portfolio MINNEAPOLIS, MN 5,603,6885.6m $470.9m $470.9m 0.15% Reduced -2.5m -2,493,522
14 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 4,678,8194.7m $384.4m $384.4m 0.08% Added +145.2k +145,167
15 PINEBRIDGE INVESTMENTS, L.P. 3.95% of their portfolio NEW YORK, NY 4,263,0004.3m $350.2m $350.2m 3.95% Added +150.0k +150,000
16 ROYAL BANK OF CANADA 0.10% of their portfolio TORONTO, A6 4,206,5554.2m $345.6m $345.6m 0.10% Reduced -717.3k -717,330
17 CAPTRUST FINANCIAL ADVISORS 1.28% of their portfolio RALEIGH, NC 3,548,4413.5m $291.5m $291.5m 1.28% Reduced -386.0k -386,032
18 Raymond James Financial Services Advisors, Inc. 0.47% of their portfolio ST. PETERSBURG, FL 3,038,6323.0m $249.7m $249.7m 0.47% Reduced -223.8k -223,758
19 US BANCORP \DE\ 0.40% of their portfolio MINNEAPOLIS, MN 2,871,2162.9m $235.9m $235.9m 0.40% Reduced -3.5m -3,473,645
20 ALLIANCEBERNSTEIN L.P. 0.09% of their portfolio NASHVILLE, TN 2,669,4492.7m $219.3m $219.3m 0.09% Reduced -45.7k -45,734
21 STIFEL FINANCIAL CORP 0.30% of their portfolio ST. LOUIS, MO 2,588,1752.6m $212.6m $212.6m 0.30% Reduced -517.1k -517,109
22 RAYMOND JAMES & ASSOCIATES 0.18% of their portfolio ST PETERSBURG, FL 2,586,8062.6m $212.5m $212.5m 0.18% Reduced -78.7k -78,685
23 OSAIC HOLDINGS, INC. 0.36% of their portfolio SCOTTSDALE, AZ 2,354,6952.4m $193.4m $193.4m 0.36% Added +484.2k +484,210
24 BARCLAYS PLC 0.20% of their portfolio LONDON, X0 2,352,5442.4m $193.3m $193.3m 0.20% Added +1.6m +1,581,671
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.06% of their portfolio SAN FRANCISCO, CA 2,281,3522.3m $187.4m $187.4m 0.06% Reduced -39.1k -39,112
26 Perella Weinberg Partners Capital Management LP 19.72% of their portfolio NEW YORK, NY 1,952,3612.0m $160.4m $160.4m 19.72% Added +827.5k +827,465
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.19% of their portfolio MILWAUKEE, WI 1,637,5181.6m $134.5m $134.5m 0.19% Reduced -55.3k -55,320
28 HighTower Advisors, LLC 0.29% of their portfolio CHICAGO, IL 1,591,4511.6m $130.8m $130.8m 0.29% Reduced -96.0k -96,046
29 Members Trust Co 3.68% of their portfolio TAMPA, FL 1,487,8201.5m $122.2m $122.2m 3.68% Added +143.3k +143,300
30 STEPHENS INC /AR/ 2.32% of their portfolio LITTLE ROCK, AR 1,471,3051.5m $120.9m $120.9m 2.32% Added +223.7k +223,660
31 NATIONAL BANK OF CANADA /FI/ 0.32% of their portfolio MONTREAL, A8 1,422,0131.4m $116.8m $116.8m 0.32% Added +1.3m +1,343,825
32 Matson Money. Inc. 4.08% of their portfolio MASON, OH 1,344,7791.3m $110.5m $110.5m 4.08% Added +3.9k +3,863
33 HSBC HOLDINGS PLC 0.14% of their portfolio LONDON, X0 1,288,3711.3m $105.8m $105.8m 0.14% Reduced -56.1k -56,088
34 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,284,2251.3m $105.5m $105.5m 0.03% Reduced -581.0k -581,029
35 COMMONWEALTH EQUITY SERVICES, LLC 0.21% of their portfolio WALTHAM, MA 1,238,8261.2m $101.8m $101.8m 0.21% Added +297.2k +297,247
36 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1.04% of their portfolio OMAHA, NE 1,228,5731.2m $100.9m $100.9m 1.04% Reduced -72.6k -72,556
37 Cambridge Investment Research Advisors, Inc. 0.48% of their portfolio FAIRFIELD, IA 1,199,2611.2m $98.5m $98.5m 0.48% Reduced -60.2k -60,197
38 PNC Financial Services Group, Inc. 0.08% of their portfolio Pittsburgh, PA 1,158,4731.2m $95.2m $95.2m 0.08% Added +64.8k +64,781
39 MML INVESTORS SERVICES, LLC 0.63% of their portfolio SPRINGFIELD, MA 1,082,0731.1m $88.9m $88.9m 0.63% Added +315.9k +315,871
40 CITIGROUP INC 0.11% of their portfolio NEW YORK, NY 1,016,8861.0m $83.5m $83.5m 0.11% Added +237.9k +237,911
41 TD PRIVATE CLIENT WEALTH LLC 3.62% of their portfolio NEW YORK, NY 983,003983.0k $80.8m $80.8m 3.62% Added +215.8k +215,792
42 WADE G W & INC 2.98% of their portfolio Wellesley, MA 943,689943.7k $77.5m $77.5m 2.98% Added +257.6k +257,591
43 TRUE Private Wealth Advisors 11.34% of their portfolio Salem, OR 932,765932.8k $76.6m $76.6m 11.34% Reduced -650.8k -650,756
44 Juniper Hill Capital Management LP 29.53% of their portfolio Menlo Park, CA 926,685926.7k $76.1m $76.1m 29.53% Reduced -307.4k -307,375
45 FMR LLC 0.00% of their portfolio BOSTON, MA 902,388902.4k $74.1m $74.1m 0.00% Added +757.0k +757,012
46 Smithfield Trust Co 4.52% of their portfolio PITTSBURGH, PA 858,369858.4k $70.5m $70.5m 4.52% Reduced -70.7k -70,713
47 Edgehill Endowment Partners, LLC 13.99% of their portfolio HAMDEN, CT 852,169852.2k $70.0m $70.0m 13.99% Reduced -132.7k -132,705
48 BEACON INVESTMENT ADVISORY SERVICES, INC. 3.35% of their portfolio MORRISTOWN, NJ 838,504838.5k $68.9m $68.9m 3.35% New
49 GM Advisory Group, LLC 5.72% of their portfolio MELVILLE, NY 764,313764.3k $62.8m $62.8m 5.72% Reduced -39.5k -39,458
50 Simplicity Solutions, LLC 1.57% of their portfolio MINNEAPOLIS, MN 727,786727.8k $59.8m $59.8m 1.57% New
51 Bleakley Financial Group, LLC 2.00% of their portfolio PARSIPPANY, NJ 727,786727.8k $59.8m $59.8m 2.00% Added +88.9k +88,885
52 EVERGREEN CAPITAL MANAGEMENT LLC 2.49% of their portfolio Bellevue, WA 673,391673.4k $55.3m $55.3m 2.49% Added +37.0k +36,954
53 Intelligence Driven Advisers, LLC 9.90% of their portfolio CARLSBAD, CA 668,565668.6k $55.1m $55.1m 9.90% Added +19.7k +19,667
54 Hilton Capital Management, LLC 7.05% of their portfolio Garden City, NY 664,219664.2k $53.9m $53.9m 7.05% Reduced -71.0k -70,978
55 Cetera Advisor Networks LLC 0.40% of their portfolio EL SEGUNDO, CA 660,158660.2k $54.2m $54.2m 0.40% Added +45.1k +45,128
56 Brookstone Capital Management 1.04% of their portfolio WHEATON, IL 649,931649.9k $53.2m $53.2m 1.04% Reduced -456.6k -456,643
57 MERCER GLOBAL ADVISORS INC /ADV 0.24% of their portfolio DENVER, CO 634,067634.1k $52.1m $52.1m 0.24% Reduced -323.7k -323,688
58 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.28% of their portfolio IRVING, TX 604,060604.1k $49.6m $49.6m 0.28% Reduced -37.9k -37,886
59 PATHSTONE FAMILY OFFICE, LLC 0.80% of their portfolio ENGLEWOOD, NJ 603,557603.6k $49.6m $49.6m 0.80% Reduced -90.5k -90,451
60 Edge Wealth Management LLC 11.35% of their portfolio NEW YORK, NY 602,416602.4k $49.5m $49.5m 11.35% Added +174.6k +174,647
61 ELEMENT POINTE ADVISORS, LLC 16.20% of their portfolio MIAMI, FL 585,689585.7k $48.1m $48.1m 16.20% Reduced -53.8k -53,843
62 BENJAMIN F. EDWARDS & COMPANY, INC. 1.96% of their portfolio ST. LOUIS, MO 571,259571.3k $46.9m $46.9m 1.96% Reduced -362.4k -362,439
63 SYNOVUS FINANCIAL CORP 0.52% of their portfolio Columbus, GA 564,274564.3k $46.4m $46.4m 0.52% Added +52.5k +52,480
64 CREDIT SUISSE AG/ 0.05% of their portfolio ZURICH, V8 563,399563.4k $46.3m $46.3m 0.05% Added +213.2k +213,208
65 SMI Advisory Services, LLC 15.25% of their portfolio COLUMBUS, IN 561,083561.1k $45.5m $45.5m 15.25% Reduced -1.2k -1,223
66 Pinnacle Financial Partners Inc 1.24% of their portfolio Nashville, TN 560,397560.4k $46.0m $46.0m 1.24% Added +78.9k +78,851
67 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.98% of their portfolio BOSTON, MA 559,824559.8k $46.0m $46.0m 1.98% Added +446.3k +446,262
68 Foundations Investment Advisors, LLC 1.61% of their portfolio PHOENIX, AZ 548,467548.5k $45.1m $45.1m 1.61% Reduced -828.1k -828,058
69 BTS Asset Management, Inc. 25.58% of their portfolio Lincoln, MA 544,131544.1k $44.7m $44.7m 25.58% New
70 Cerity Partners LLC 0.11% of their portfolio NEW YORK, NY 526,438526.4k $43.3m $43.3m 0.11% Added +248.4k +248,427
71 Curi Wealth Management, LLC 6.24% of their portfolio Raleigh, NC 526,432526.4k $43.3m $43.3m 6.24% Added +479.6k +479,613
72 Banco Santander, S.A. 0.63% of their portfolio Madrid, U3 517,596517.6k $42.5m $42.5m 0.63% Reduced -8.9k -8,896
73 Fiduciary Group, LLC 5.46% of their portfolio SAVANNAH, GA 511,221511.2k $42.0m $42.0m 5.46% Reduced -38.7k -38,652
74 M&T Bank Corp 0.16% of their portfolio BUFFALO, NY 510,836510.8k $42.0m $42.0m 0.16% Added +92.2k +92,235
75 Private Advisor Group, LLC 0.39% of their portfolio MORRISTOWN, NJ 497,836497.8k $40.9m $40.9m 0.39% Added +55.1k +55,055
76 FIFTH THIRD BANCORP 0.19% of their portfolio CINCINNATI, OH 497,599497.6k $40.9m $40.9m 0.19% Reduced -445.8k -445,750
77 TOWNSQUARE CAPITAL LLC 0.88% of their portfolio Lehi, UT 488,396488.4k $40.1m $40.1m 0.88% Added +474.4k +474,396
78 Connectus Wealth, LLC 0.90% of their portfolio CINCINNATI, OH 444,614444.6k $36.6m $36.6m 0.90% Added +73.7k +73,654
79 INSIGHT 2811, INC. 22.45% of their portfolio CHICAGO, IL 442,031442.0k $36.3m $36.3m 22.45% Reduced -16.6k -16,588
80 Strategic Investment Advisors / MI 6.56% of their portfolio FARMINGTON HILLS, MI 441,473441.5k $36.3m $36.3m 6.56% Added +438.7k +438,739
81 MONEY CONCEPTS CAPITAL CORP 0.20% of their portfolio PALM BEACH GARDENS, FL 433,651433.7k $3.6m $3.6m 0.20% Added +378.9k +378,858
82 StoneX Group Inc. 3.82% of their portfolio NEW YORK, NY 425,711425.7k $35.0m $35.0m 3.82% Added +20.7k +20,654
83 Mount Lucas Management LP 11.82% of their portfolio Newtown, PA 422,402422.4k $34.7m $34.7m 11.82% Added +93.6k +93,601
84 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 417,155417.2k $34.3m $34.3m 0.30% Added +19.2k +19,152
85 ZACKS INVESTMENT MANAGEMENT 0.44% of their portfolio Chicago, IL 397,091397.1k $32.6m $32.6m 0.44% Added +22.2k +22,195
86 SMITH CHAS P & ASSOCIATES PA CPAS 2.16% of their portfolio LAKELAND, FL 387,831387.8k $31.9m $31.9m 2.16% Added +7.2k +7,219
87 Innova Wealth Partners 26.87% of their portfolio NEWTOWN, PA 373,149373.1k $30.7m $30.7m 26.87% Added +1.3k +1,296
88 KEYBANK NATIONAL ASSOCIATION/OH 0.14% of their portfolio BROOKLYN, OH 357,546357.5k $29.4m $29.4m 0.14% Reduced -17.2k -17,248
89 Orion Porfolio Solutions, LLC 0.36% of their portfolio OMAHA, NE 353,952354.0k $29.1m $29.1m 0.36% Added +131.0k +131,017
90 Orion Portfolio Solutions, LLC 0.36% of their portfolio Omaha, NE 353,952354.0k $29.1m $29.1m 0.36% Added +62.3k +62,333
91 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 345,244345.2k $28.4m $28.4m 0.07% Added +58.8k +58,767
92 TIAA, FSB 0.10% of their portfolio ST. LOUIS, MO 343,070343.1k $28.2m $28.2m 0.10% Added +112.9k +112,860
93 FLPUTNAM INVESTMENT MANAGEMENT CO 0.89% of their portfolio PORTLAND, ME 333,617333.6k $27.4m $27.4m 0.89% Added +30.9k +30,911
94 ANCHOR CAPITAL ADVISORS LLC 0.72% of their portfolio Boston, MA 333,206333.2k $27.4m $27.4m 0.72% Added +12.9k +12,874
95 Advisory Services Network, LLC 0.75% of their portfolio ATLANTA, GA 331,696331.7k $27.3m $27.3m 0.75% Added +53.9k +53,916
96 Vigilare Wealth Management 15.22% of their portfolio SCOTTSDALE, AZ 328,179328.2k $27.0m $27.0m 15.22% Reduced -54.5k -54,505
97 CreativeOne Wealth, LLC 1.31% of their portfolio OVERLAND PARK, KS 323,426323.4k $26.6m $26.6m 1.31% Added +16.0k +15,997
98 America First Investment Advisors, LLC 7.42% of their portfolio OMAHA, NE 315,351315.4k $25.9m $25.9m 7.42% Added +112.8k +112,841
99 Trek Financial, LLC 2.39% of their portfolio Scottsdale, AZ 311,909311.9k $25.6m $25.6m 2.39% Added +306.7k +306,744
100 SG Americas Securities, LLC 0.34% of their portfolio NEW YORK, NY 308,546308.5k $25.4m $25.4m 0.34% Added +228.7k +228,741