Vault-13

SCHWAB STRATEGIC TR SCHE

EMRG MKTEQ ETF · ETP · CUSIP 808524706

698 institutional holders -14 vs Q4 2022
248,612,150248.6m shares reported held*
$6.1bnreported value*
44 new 252 added 292 reduced 52 sold out net bought ≈ $22.4m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.58. Options: 4 managers hold calls ($1.9m notional), 1 hold puts ($2.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 680Q4 22: 712Q1 23: 698698Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022680
Q4 2022712
Q1 2023698

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 357 bought or addedQ4 22: 318 cut or sold outQ4 22Q1 23: 296 bought or addedQ1 23: 344 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022357318
Q1 2023296344

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.8mQ3 22 puts: $258.0kQ3 22P/C 0.15Q4 22 calls: $2.1mQ4 22 puts: $71.0kQ4 22P/C 0.03Q1 23 calls: $1.9mQ1 23 puts: $2.5kQ1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$1.8m$258.0k0.15
Q4 2022$2.1m$71.0k0.03
Q1 2023$1.9m$2.5k0.00

Biggest buyers

CITADEL ADVISORS LLC Added +1,898,208+1.9m
FMR LLC Added +1,681,500+1.7m
Koss-Olinger Consulting, LLC New +1,016,580+1.0m
Hamilton Capital, LLC Added +892,657+892.7k
SageView Advisory Group, LLC Added +583,422+583.4k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +579,472+579.5k
DRW Securities, LLC Added +428,190+428.2k
McAdam, LLC Added +345,004+345.0k
ROYAL BANK OF CANADA Added +332,949+332.9k
Krilogy Financial LLC Added +313,687+313.7k

Biggest sellers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -1,125,763-1.1m
JANE STREET GROUP, LLC Reduced -1,114,424-1.1m
FLOW TRADERS U.S. LLC Reduced -720,842-720.8k
HBK Sorce Advisory LLC Reduced -694,880-694.9k
Creative Planning Reduced -635,423-635.4k
Your Advocates Ltd., LLP Reduced -537,854-537.9k
MATHER GROUP, LLC. Reduced -475,621-475.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -461,608-461.6k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -456,897-456.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -427,239-427.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $819.0k33.4k shares
CITADEL ADVISORS LLC Reduced $647.3k26.4k shares
JANE STREET GROUP, LLC Added $419.3k17.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.5k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 3.05% of their portfolio SAN FRANCISCO, CA 78,032,06278.0m $1.9bn $1.9bn 3.05% Added +55.4k +55,400
2 Creative Planning 0.91% of their portfolio OVERLAND PARK, KS 25,895,21825.9m $635.0m $635.0m 0.91% Reduced -635.4k -635,423
3 Financial Engines Advisors L.L.C. 1.27% of their portfolio SANTA CLARA, CA 19,510,84619.5m $478.4m $478.4m 1.27% Reduced -287.3k -287,254
4 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.09% of their portfolio SAN FRANCISCO, CA 11,972,38112.0m $293.6m $293.6m 0.09% Reduced -456.9k -456,897
5 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 5,050,8215.1m $123.8m $123.8m 0.06% Reduced -104.6k -104,551
6 MERCER GLOBAL ADVISORS INC /ADV 0.52% of their portfolio DENVER, CO 4,641,4224.6m $113.8m $113.8m 0.52% Reduced -163.2k -163,218
7 HighTower Advisors, LLC 0.23% of their portfolio CHICAGO, IL 4,325,6854.3m $106.0m $106.0m 0.23% Added +220.3k +220,339
8 FMR LLC 0.00% of their portfolio BOSTON, MA 3,432,0543.4m $84.2m $84.2m 0.00% Added +1.7m +1,681,500
9 CITADEL ADVISORS LLC 0.09% of their portfolio MIAMI, FL 3,393,5583.4m $83.2m $83.2m 0.09% Added +1.9m +1,898,208
10 MATHER GROUP, LLC. 1.28% of their portfolio CHICAGO, IL 2,940,3722.9m $72.1m $72.1m 1.28% Reduced -475.6k -475,621
11 Hamilton Capital, LLC 4.40% of their portfolio COLUMBUS, OH 2,796,9122.8m $68.6m $68.6m 4.40% Added +892.7k +892,657
12 SageView Advisory Group, LLC 3.29% of their portfolio Newport Beach, CA 2,105,0462.1m $51.6m $51.6m 3.29% Added +583.4k +583,422
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 2,083,1832.1m $51.1m $51.1m 0.07% Reduced -1.1m -1,125,763
14 OLD MISSION CAPITAL LLC 1.37% of their portfolio CHICAGO, IL 1,839,9521.8m $45.1m $45.1m 1.37% Reduced -149.0k -149,011
15 Heartwood Wealth Advisors LLC 6.34% of their portfolio RICHMOND, VA 1,734,5781.7m $42.5m $42.5m 6.34% Added +69.1k +69,136
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,619,1861.6m $39.7m $39.7m 0.00% Added +58.8k +58,822
17 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.43% of their portfolio PLYMOUTH, MN 1,517,6241.5m $37.2m $37.2m 0.43% Reduced -461.6k -461,608
18 REBALANCE, LLC 3.65% of their portfolio PALO ALTO, CA 1,503,7191.5m $36.9m $36.9m 3.65% Reduced -16.0k -15,988
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.05% of their portfolio BALA CYNWYD, PA 1,383,1311.4m $33.9m $33.9m 0.05% Reduced -427.2k -427,239
20 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,347,1081.3m $33.0m $33.0m 0.01% Added +332.9k +332,949
21 Composition Wealth, LLC 1.00% of their portfolio LOS ANGELES, CA 1,258,6361.3m $30.9m $30.9m 1.00% Reduced -15.6k -15,602
22 Krilogy Financial LLC 2.55% of their portfolio ST. LOUIS, MO 1,236,1751.2m $30.3m $30.3m 2.55% Added +313.7k +313,687
23 JONES FINANCIAL COMPANIES LLLP 0.05% of their portfolio DES PERES, MO 1,221,0281.2m $29.9m $29.9m 0.05% Reduced -85.2k -85,202
24 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 1,164,0731.2m $28.5m $28.5m 0.05% Reduced -1.1m -1,114,424
25 Mariner, LLC 0.08% of their portfolio Overland Park, KS 1,147,6511.1m $28.1m $28.1m 0.08% Reduced -4.5k -4,498
26 Orgel Wealth Management, LLC 0.97% of their portfolio ALTOONA, WI 1,111,2951.1m $27.2m $27.2m 0.97% Added +66.2k +66,167
27 COOPER/HAIMS ADVISORS, LLC 20.61% of their portfolio VICTOR, NY 1,050,1191.1m $25.7m $25.7m 20.61% Added +42.2k +42,220
28 KLINGENSTEIN FIELDS & CO LP 1.26% of their portfolio NEW YORK, NY 1,026,1511.0m $25.2m $25.2m 1.26% Reduced -18.1k -18,121
29 Koss-Olinger Consulting, LLC 3.11% of their portfolio GAINESVILLE, FL 1,016,5801.0m $24.9m $24.9m 3.11% New
30 MONETA GROUP INVESTMENT ADVISORS LLC 0.58% of their portfolio ST LOUIS, MO 979,677979.7k $24.0m $24.0m 0.58% Added +125.3k +125,309
31 JMG Financial Group, Ltd. 1.22% of their portfolio DOWNERS GROVE, IL 978,038978.0k $24.0m $24.0m 1.22% Added +5.9k +5,944
32 FLOW TRADERS U.S. LLC 0.89% of their portfolio NEW YORK, NY 899,944899.9k $22.1m $22.1m 0.89% Reduced -720.8k -720,842
33 BlueSky Wealth Advisors, LLC 4.42% of their portfolio New Bern, NC 871,154871.2k $21.4m $21.4m 4.42% Added +28.0k +28,023
34 HANTZ FINANCIAL SERVICES, INC. 0.55% of their portfolio SOUTHFIELD, MI 817,935817.9k $20.1m $20.1m 0.55% Added +183.8k +183,816
35 RAINEY & RANDALL WEALTH ADVISORS INC. 6.40% of their portfolio Celebration, FL 814,201814.2k $20.0m $20.0m 6.40% Added +23.7k +23,712
36 Bogart Wealth, LLC 1.32% of their portfolio MCLEAN, VA 807,451807.5k $19.8m $19.8m 1.32% Added +64.2k +64,164
37 Wealthspire Advisors, LLC 0.33% of their portfolio NEW YORK, NY 794,754794.8k $19.5m $19.5m 0.33% Added +17.3k +17,265
38 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 794,227794.2k $19.5m $19.5m 0.05% Added +22.0k +21,964
39 Ballentine Partners, LLC 0.48% of their portfolio Waltham, MA 774,119774.1k $19.0m $19.0m 0.48% Reduced -39.7k -39,674
40 SCS Capital Management LLC 0.53% of their portfolio BOSTON, MA 739,324739.3k $18.1m $18.1m 0.53% Reduced -32.7k -32,742
41 Cresset Asset Management, LLC 0.36% of their portfolio Chicago, IL 727,813727.8k $17.8m $17.8m 0.36% Reduced -55.3k -55,307
42 McAdam, LLC 1.60% of their portfolio Philadelphia, PA 723,598723.6k $17.7m $17.7m 1.60% Added +345.0k +345,004
43 OneDigital Investment Advisors LLC 0.41% of their portfolio OVERLAND PARK, KS 718,138718.1k $17.6m $17.6m 0.41% Added +21.7k +21,662
44 TimeScale Financial, Inc. 3.68% of their portfolio DANVERS, MA 662,022662.0k $16.2m $16.2m 3.68% Reduced -170.2k -170,237
45 UBS Group AG 0.01% of their portfolio ZURICH, V8 661,917661.9k $16.2m $16.2m 0.01% Reduced -16.7k -16,662
46 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 626,940626.9k $15.4m $15.4m 0.04% Added +9.8k +9,835
47 BENJAMIN F. EDWARDS & COMPANY, INC. 0.62% of their portfolio ST. LOUIS, MO 604,204604.2k $14.8m $14.8m 0.62% Added +579.5k +579,472
48 HBK Sorce Advisory LLC 0.66% of their portfolio ERIE, PA 595,736595.7k $14.6m $14.6m 0.66% Reduced -694.9k -694,880
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 590,423590.4k $14.5m $14.5m 0.00% Reduced -11.7k -11,746
50 Clearwater Capital Advisors, LLC 1.72% of their portfolio HOFFMAN ESTATES, IL 573,827573.8k $14.1m $14.1m 1.72% Reduced -603 -603
51 Rakuten Investment Management, Inc. 0.17% of their portfolio TOKYO, M0 562,840562.8k $13.9m $13.9m 0.17% Added +98.0k +98,000
52 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 557,112557.1k $13.7m $13.7m 0.02% Reduced -655 -655
53 Invst, LLC 2.04% of their portfolio INDIANAPOLIS, IN 544,630544.6k $13.2m $13.2m 2.04% Added +25.4k +25,442
54 LAKE STREET ADVISORS GROUP, LLC 0.81% of their portfolio PORTSMOUTH, NH 537,766537.8k $13.2m $13.2m 0.81% Added +104.3k +104,299
55 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 525,077525.1k $12.9m $12.9m 0.11% Reduced -54.0k -54,050
56 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 484,257484.3k $11.9m $11.9m 0.01% Added +99.3k +99,306
57 Alliance Wealth Management Group 4.02% of their portfolio FLEMINGTON, NJ 482,855482.9k $11.8m $11.8m 4.02% Added +6.6k +6,569
58 Towercrest Capital Management 2.46% of their portfolio NEWTOWN, PA 482,855482.9k $11.8m $11.8m 2.46% Added +6.6k +6,569
59 DRW Securities, LLC 1.68% of their portfolio CHICAGO, IL 469,370469.4k $11.5m $11.5m 1.68% Added +428.2k +428,190
60 NORTH STAR ASSET MANAGEMENT INC 0.66% of their portfolio NEENAH, WI 455,909455.9k $11.2m $11.2m 0.66% Reduced -2.9k -2,905
61 Visionary Wealth Advisors 0.91% of their portfolio O'FALLON, IL 437,764437.8k $10.7m $10.7m 0.91% Reduced -10.7k -10,747
62 PFS INVESTMENTS INC. 0.18% of their portfolio DULUTH, GA 430,721430.7k $10.6m $10.6m 0.18% Reduced -8.4k -8,416
63 PITTENGER & ANDERSON INC 0.52% of their portfolio LINCOLN, NE 411,686411.7k $10.1m $10.1m 0.52% Reduced -5.9k -5,896
64 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 3.59% of their portfolio EAGLE, ID 391,955392.0k $9.6m $9.6m 3.59% Added +44.5k +44,549
65 RKL Wealth Management LLC 1.19% of their portfolio LANCASTER, PA 385,870385.9k $9.5m $9.5m 1.19% Reduced -13.6k -13,623
66 Garde Capital, Inc. 1.03% of their portfolio SEATTLE, WA 381,913381.9k $9.4m $9.4m 1.03% Added +2.3k +2,334
67 Red Tortoise LLC 6.29% of their portfolio ATLANTA, GA 381,206381.2k $9.3m $9.3m 6.29% Added +33.7k +33,670
68 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 2.47% of their portfolio GLASTONBURY, CT 376,629376.6k $9.2m $9.2m 2.47% Added +2.6k +2,574
69 PATHSTONE FAMILY OFFICE, LLC 0.15% of their portfolio ENGLEWOOD, NJ 370,170370.2k $9.1m $9.1m 0.15% Reduced -314.6k -314,612
70 Apriem Advisors 1.44% of their portfolio IRVINE, CA 367,689367.7k $9.0m $9.0m 1.44% Reduced -4.7k -4,690
71 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 360,735360.7k $8.8m $8.8m 0.06% Added +91.0k +91,044
72 CABOT WEALTH MANAGEMENT INC 1.36% of their portfolio BEVERLY, MA 351,150351.1k $8.6m $8.6m 1.36% Added +3.7k +3,749
73 Atria Investments, Inc 0.16% of their portfolio Charlotte, NC 345,396345.4k $8.5m $8.5m 0.16% Reduced -13.0k -12,985
74 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 334,234334.2k $8.2m $8.2m 0.02% Reduced -4.3k -4,318
75 EP Wealth Advisors, LLC 0.42% of their portfolio TORRANCE, CA 332,812332.8k $24.3m $24.3m 0.42% Added +219.9k +219,861
76 VALLEY NATIONAL ADVISERS INC 1.41% of their portfolio BETHLEHEM, PA 332,781332.8k $8.0m $8.0m 1.41% Added +27.4k +27,393
77 ARKANSAS FINANCIAL GROUP, INC. 1.68% of their portfolio LITTLE ROCK, AR 329,554329.6k $8.1m $8.1m 1.68% Reduced -2.7k -2,714
78 Jacobsen Capital Management 4.32% of their portfolio SALT LAKE CITY, UT 329,041329.0k $8.1m $8.1m 4.32% Added +46.3k +46,297
79 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 327,472327.5k $8.0m $8.0m 0.00% Reduced -147.3k -147,319
80 FFT WEALTH MANAGEMENT LLC 0.96% of their portfolio PHILADELPHIA, PA 314,993315.0k $7.7m $7.7m 0.96% Added +6.0k +5,989
81 Boyd Wealth Management, LLC 5.32% of their portfolio SACRAMENTO, CA 312,833312.8k $7.7m $7.7m 5.32% Added +214.7k +214,654
82 Apollon Wealth Management, LLC 0.47% of their portfolio MOUNT PLEASANT, SC 310,167310.2k $7.6m $7.6m 0.47% Added +74.2k +74,164
83 Strid Group, LLC 1.67% of their portfolio NEWTOWN SQUARE, PA 308,413308.4k $7.6m $7.6m 1.67% Reduced -17.0k -16,975
84 Brand Asset Management Group, Inc. 3.80% of their portfolio CHESTERFIELD, MO 306,653306.7k $7.5m $7.5m 3.80% Reduced -12.0k -12,019
85 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 289,085289.1k $7.1m $7.1m 0.03% Reduced -18.6k -18,584
86 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.31% of their portfolio Seattle, WA 287,412287.4k $7.0m $7.0m 0.31% Reduced -3.1k -3,120
87 Bangor Savings Bank 0.83% of their portfolio BANGOR, ME 286,316286.3k $7.0m $7.0m 0.83% Reduced -11.8k -11,831
88 Holistic Financial Partners 5.39% of their portfolio INDIANAPOLIS, IN 280,947280.9k $6.9m $6.9m 5.39% Reduced -139.1k -139,125
89 Charles Schwab Trust Co 0.82% of their portfolio HENDERSON, NV 278,455278.5k $6.8m $6.8m 0.82% Added +56.0k +55,982
90 SigFig Wealth Management, LLC 0.38% of their portfolio SAN FRANCISCO, CA 276,355276.4k $6.9m $6.9m 0.38% Added +9.6k +9,586
91 MorganRosel Wealth Management, LLC 2.88% of their portfolio HIGHLANDS RANCH, CO 275,048275.0k $6.7m $6.7m 2.88% Reduced -3.9k -3,913
92 Prime Capital Investment Advisors, LLC 0.28% of their portfolio OVERLAND PARK, KS 273,197273.2k $6.7m $6.7m 0.28% Added +4.4k +4,386
93 Rainsberger Wealth Advisors, Inc. 3.96% of their portfolio Colorado Springs, CO 272,211272.2k $6.7m $6.7m 3.96% Added +8.9k +8,883
94 Geneos Wealth Management Inc. 0.40% of their portfolio ENGLEWOOD, CO 266,781266.8k $6.5m $6.5m 0.40% Added +3.6k +3,604
95 NAPLES GLOBAL ADVISORS, LLC 0.81% of their portfolio NAPLES, FL 265,365265.4k $6.5m $6.5m 0.81% Added +24.5k +24,526
96 Ackerman Capital Advisors, LLC 1.68% of their portfolio DALLAS, TX 264,811264.8k $6.5m $6.5m 1.68% Added +3.9k +3,910
97 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 264,214264.2k $6.5m $6.5m 0.03% Added +8.3k +8,324
98 Bluespring Wealth Management, LLC 0.85% of their portfolio AUSTIN, TX 263,240263.2k $6.5m $6.5m 0.85% Added +7.2k +7,229
99 HANCOCK WHITNEY CORP 0.26% of their portfolio GULFPORT, MS 261,945261.9k $6.4m $6.4m 0.26% Added +36.1k +36,064
100 Seneca Financial Advisors LLC 4.05% of their portfolio ROCHESTER, NY 257,149257.1k $6.3m $6.3m 4.05% Reduced -69.8k -69,758