CORE SCIENTIFIC INC
COMMON STOCK · Common Stock
· CUSIP 21873J108
11
institutional holders
-80 vs Q4 2022
3,023,535 3.0m shares reported held*
$918.4k reported value*
3 new0 added1 reduced78 sold outnet sold ≈ $9.9m (-32.6m shares)
* Summed across managers. Shares that two managers' reports both contain – a
subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are
counted once.
Holder counts are more reliable.
Implied quarter-end price ≈ $0.30.
Options: 2 managers hold calls
($44.0k notional), 2 hold puts ($8.0k).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
0 50 100 150 Q3 22: 137 Q4 22: 91 Q1 23: 11 11 Q3 22 Q4 22 Q1 23
Numbers
Quarter Holders
Q3 2022 137 Q4 2022 91 Q1 2023 11
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
100 0 100 Q4 22: 39 bought or added Q4 22: 98 cut or sold out Q4 22 Q1 23: 3 bought or added Q1 23: 79 cut or sold out Q1 23
Numbers
Quarter Bought or added Cut or sold out
Q4 2022 39 98 Q1 2023 3 79
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
$0 $2m $4m $6m $8m Q3 22 calls: $7.8m Q3 22 puts: $280.0k Q3 22 P/C 0.04 Q4 22 calls: $142.7k Q4 22 puts: $57.4k Q4 22 P/C 0.40 Q1 23 calls: $44.0k Q1 23 puts: $8.0k Q1 23 P/C 0.18
Numbers
Quarter Calls Puts P/C
Q3 2022 $7.8m $280.0k 0.04 Q4 2022 $142.7k $57.4k 0.40 Q1 2023 $44.0k $8.0k 0.18
Biggest sellers
Mirae Asset Global Investments Co., Ltd. Sold out -14,882,465 -14.9m PATHSTONE FAMILY OFFICE, LLC Sold out -5,334,754 -5.3m Perigon Wealth Management, LLC Sold out -3,494,988 -3.5m MILLENNIUM MANAGEMENT LLC Sold out -2,086,843 -2.1m SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -1,568,632 -1.6m Summit Trail Advisors, LLC Sold out -869,109 -869.1k GROUP ONE TRADING LLC Sold out -726,808 -726.8k COLDSTREAM CAPITAL MANAGEMENT INC Sold out -719,902 -719.9k HRT FINANCIAL LP Sold out -599,989 -600.0k NORTHERN TRUST CORP Sold out -578,578 -578.6k
Options at notional value: the value of the shares the contracts control, as filers report
them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
# Manager Location Shares
Value % of their portfolio Change Shares change
1
Sowell Financial Services LLC
0.06% of their portfolio NORTH LITTLE ROCK, AR
2,352,803 2.4m
$715.0k $715.0k
0.06%
New
2
CAROLINAS WEALTH CONSULTING LLC
0.03% of their portfolio CHARLOTTE, NC
500,047 500.0k
$151.9k $151.9k
0.03%
Unchanged
3
BSW Wealth Partners
0.01% of their portfolio BOULDER, CO
100,075 100.1k
$30.4k $30.4k
0.01%
New
4
OLD NATIONAL BANCORP /IN/
0.00% of their portfolio EVANSVILLE, IN
24,550 24.6k
$7.5k $7.5k
0.00%
Unchanged
5
SIMPLEX TRADING, LLC
0.00% of their portfolio CHICAGO, IL
17,400 17.4k
$5.0k $5.0k
0.00%
New
6
SVB WEALTH LLC
0.00% of their portfolio BOSTON, MA
14,605 14.6k
$4.4k $4.4k
0.00%
Unchanged
7
Private Capital Advisors, Inc.
0.00% of their portfolio DARIEN, CT
10,000 10.0k
$3.0k $3.0k
0.00%
Unchanged
8
Steward Partners Investment Advisory, LLC
0.00% of their portfolio STAMFORD, CT
2,965 3.0k
$900 $900
0.00%
Unchanged
9
Focused Wealth Management, Inc
0.00% of their portfolio Newburgh, NY
1,000 1.0k
$304 $304
0.00%
Unchanged
10
Tower Research Capital LLC (TRC)
0.00% of their portfolio NEW YORK, NY
90 90
$0 $0
0.00%
Reduced
-189.1k -189,078
11
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
0.00% of their portfolio BIRMINGHAM, AL
0 0
$0 $0
0.00%
Unchanged