Vault-13

INVESCO QQQ TR QQQ

UNIT SER 1 · ETP · CUSIP 46090E103 · ISIN US46090E1038

2,449 institutional holders +103 vs Q4 2022
241,238,771241.2m shares reported held*
$76.3bnreported value*
228 new 884 added 959 reduced 126 sold out net bought ≈ $2.7bn (+9.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($123.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $316.17. Options: 102 managers hold calls ($120.9bn notional), 199 hold puts ($207.6bn).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

01k2k3kQ3 22: 2,218Q4 22: 2,346Q1 23: 2,4492,449Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20222,218
Q4 20222,346
Q1 20232,449

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2k02kQ4 22: 963 bought or addedQ4 22: 1,122 cut or sold outQ4 22Q1 23: 1,112 bought or addedQ1 23: 1,085 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229631,122
Q1 20231,1121,085

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100bn$200bn$300bnQ3 22 calls: $88.7bnQ3 22 puts: $127.9bnQ3 22P/C 1.44Q4 22 calls: $95.3bnQ4 22 puts: $121.0bnQ4 22P/C 1.27Q1 23 calls: $120.9bnQ1 23 puts: $207.6bnQ1 23P/C 1.72
Numbers
QuarterCallsPutsP/C
Q3 2022$88.7bn$127.9bn1.44
Q4 2022$95.3bn$121.0bn1.27
Q1 2023$120.9bn$207.6bn1.72

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +8,013,543+8.0m
JPMORGAN CHASE & CO Added +3,881,366+3.9m
CITIGROUP INC Added +3,534,221+3.5m
CITADEL ADVISORS LLC Added +2,185,750+2.2m
FMR LLC Added +2,025,335+2.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,709,618+1.7m
WELLS FARGO & COMPANY/MN Added +1,704,723+1.7m
BNP PARIBAS FINANCIAL MARKETS Added +1,575,435+1.6m
GOLDMAN SACHS GROUP INC Added +1,267,880+1.3m
Kensington Asset Management, LLC New +1,065,900+1.1m

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -3,709,333-3.7m
CTC LLC Sold out -2,677,368-2.7m
NATIONAL BANK OF CANADA /FI/ Reduced -1,710,814-1.7m
BANK OF NOVA SCOTIA Reduced -1,695,502-1.7m
Parallax Volatility Advisers, L.P. Reduced -1,659,430-1.7m
BARCLAYS PLC Reduced -1,624,138-1.6m
Optiver Holding B.V. Reduced -1,289,947-1.3m
MEITAV INVESTMENT HOUSE LTD Sold out -1,110,714-1.1m
UBS Group AG Reduced -926,638-926.6k
JANE STREET GROUP, LLC Reduced -869,150-869.1k

Biggest calls

CITADEL ADVISORS LLC Added $17.9bn55.7m shares
CTC LLC Added $10.6bn335.7k shares
BANK OF AMERICA CORP /DE/ Added $9.6bn30.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.6bn29.8m shares
BARCLAYS PLC Reduced $9.2bn28.7m shares
CITIGROUP INC Reduced $6.9bn21.4m shares
WOLVERINE TRADING, LLC Added $6.8bn21.7m shares
Optiver Holding B.V. Added $6.3bn19.5m shares
JANE STREET GROUP, LLC Reduced $5.7bn17.9m shares
CAPSTONE INVESTMENT ADVISORS, LLC Added $5.3bn16.4m shares

Biggest puts

BARCLAYS PLC Added $23.2bn72.2m shares
BANK OF AMERICA CORP /DE/ Added $22.1bn68.8m shares
CITADEL ADVISORS LLC Added $16.8bn52.4m shares
ALKEON CAPITAL MANAGEMENT LLC Added $16.5bn51.4m shares
CTC LLC Added $14.5bn459.2k shares
CITIGROUP INC Added $13.2bn41.2m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $11.0bn34.4m shares
JANE STREET GROUP, LLC Added $10.5bn32.8m shares
Optiver Holding B.V. Added $8.7bn27.1m shares
MILLENNIUM MANAGEMENT LLC Reduced $8.3bn25.8m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.78% of their portfolio CHARLOTTE, NC 21,054,58021.1m $6.8bn $6.8bn 0.78% Added +8.0m +8,013,543
2 MORGAN STANLEY 0.60% of their portfolio NEW YORK, NY 17,416,11717.4m $5.6bn $5.6bn 0.60% Added +600.6k +600,630
3 GOLDMAN SACHS GROUP INC 0.94% of their portfolio NEW YORK, NY 10,892,60910.9m $3.5bn $3.5bn 0.94% Added +1.3m +1,267,880
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4.73% of their portfolio BALA CYNWYD, PA 9,438,9429.4m $3.0bn $3.0bn 4.73% Added +1.7m +1,709,618
5 JPMORGAN CHASE & CO 0.34% of their portfolio NEW YORK, NY 8,182,1638.2m $2.6bn $2.6bn 0.34% Added +3.9m +3,881,366
6 TORONTO DOMINION BANK 3.85% of their portfolio TORONTO, ONTARIO, A6 7,361,6237.4m $2.4bn $2.4bn 3.85% Reduced -250.2k -250,214
7 JANE STREET GROUP, LLC 3.97% of their portfolio NEW YORK, NY 7,205,4517.2m $2.3bn $2.3bn 3.97% Reduced -869.1k -869,150
8 LPL Financial LLC 1.72% of their portfolio FORT MILL, SC 6,870,5636.9m $2.2bn $2.2bn 1.72% Added +259.4k +259,372
9 WELLS FARGO & COMPANY/MN 0.56% of their portfolio SAN FRANCISCO, CA 5,666,7305.7m $1.8bn $1.8bn 0.56% Added +1.7m +1,704,723
10 PNC Financial Services Group, Inc. 1.55% of their portfolio Pittsburgh, PA 5,491,5005.5m $1.8bn $1.8bn 1.55% Reduced -783.6k -783,611
11 UBS Group AG 0.77% of their portfolio ZURICH, V8 5,177,4925.2m $1.7bn $1.7bn 0.77% Reduced -926.6k -926,638
12 BANK OF MONTREAL /CAN/ 0.65% of their portfolio TORONTO, A6 4,773,6614.8m $1.5bn $1.5bn 0.65% Added +146.7k +146,667
13 ENVESTNET ASSET MANAGEMENT INC 0.73% of their portfolio Berwyn, PA 4,761,0754.8m $1.5bn $1.5bn 0.73% Added +167.2k +167,217
14 CITIGROUP INC 1.78% of their portfolio NEW YORK, NY 4,146,8404.1m $1.3bn $1.3bn 1.78% Added +3.5m +3,534,221
15 AMERIPRISE FINANCIAL INC 0.40% of their portfolio MINNEAPOLIS, MN 3,787,2563.8m $1.2bn $1.2bn 0.40% Added +327.8k +327,789
16 FMR LLC 0.05% of their portfolio BOSTON, MA 3,569,5243.6m $1.1bn $1.1bn 0.05% Added +2.0m +2,025,335
17 SHANDA ASSET MANAGEMENT HOLDINGS Ltd 65.87% of their portfolio REDWOOD CITY, CA 3,508,5003.5m $1.1bn $1.1bn 65.87% Added +8.5k +8,500
18 ROYAL BANK OF CANADA 0.32% of their portfolio TORONTO, A6 3,295,2393.3m $1.1bn $1.1bn 0.32% Added +825.5k +825,530
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.36% of their portfolio MILWAUKEE, WI 3,028,0843.0m $971.8m $971.8m 1.36% Added +15.9k +15,886
20 Fisher Asset Management, LLC 0.52% of their portfolio PLANO, TX 2,673,4692.7m $858.0m $858.0m 0.52% Reduced -239.5k -239,515
21 OSAIC HOLDINGS, INC. 1.23% of their portfolio SCOTTSDALE, AZ 2,548,6252.5m $656.2m $656.2m 1.23% Added +89.8k +89,797
22 BNP PARIBAS FINANCIAL MARKETS 1.74% of their portfolio PARIS, I0 2,508,2162.5m $805.0m $805.0m 1.74% Added +1.6m +1,575,435
23 CITADEL ADVISORS LLC 0.79% of their portfolio MIAMI, FL 2,264,6572.3m $726.8m $726.8m 0.79% Added +2.2m +2,185,750
24 Raymond James Financial Services Advisors, Inc. 1.25% of their portfolio ST. PETERSBURG, FL 2,059,7452.1m $661.0m $661.0m 1.25% Added +79.6k +79,590
25 COMMONWEALTH EQUITY SERVICES, LLC 1.35% of their portfolio WALTHAM, MA 2,002,9082.0m $642.8m $642.8m 1.35% Added +45.8k +45,781
26 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 3.29% of their portfolio TORONTO, A6 1,809,0001.8m $580.6m $580.6m 3.29% Added +645.0k +645,000
27 National Mutual Insurance Federation of Agricultural Cooperatives 7.01% of their portfolio TOKYO, JAPAN, M0 1,759,0001.8m $564.5m $564.5m 7.01% Reduced -273.0k -273,000
28 Artemis Wealth Advisors, LLC 70.08% of their portfolio Port Washington, NY 1,689,9481.7m $542.4m $542.4m 70.08% Added +67.0k +66,956
29 J.P. Morgan Private Wealth Advisors LLC 1.10% of their portfolio SAN FRANCISCO, CA 1,621,5541.6m $520.4m $520.4m 1.10% Reduced -24.7k -24,715
30 CANADA PENSION PLAN INVESTMENT BOARD 0.81% of their portfolio TORONTO ONTARIO, A6 1,600,0001.6m $513.5m $513.5m 0.81% Reduced -196.0k -196,000
31 Wellspring Financial Advisors, LLC 0.70% of their portfolio CLEVELAND, OH 1,437,4261.4m $2.3m $2.3m 0.70% Reduced -14.1k -14,055
32 RAYMOND JAMES & ASSOCIATES 0.34% of their portfolio ST PETERSBURG, FL 1,236,9071.2m $397.0m $397.0m 0.34% Reduced -68.9k -68,876
33 TD Asset Management Inc 0.47% of their portfolio Toronto, A6 1,205,6361.2m $386.9m $386.9m 0.47% Reduced -297.7k -297,746
34 US BANCORP \DE\ 0.65% of their portfolio MINNEAPOLIS, MN 1,197,1111.2m $384.2m $384.2m 0.65% Reduced -79.4k -79,386
35 HRT FINANCIAL LP 4.60% of their portfolio NEW YORK, NY 1,146,6861.1m $368.0m $368.0m 4.60% Added +978.2k +978,174
36 WOLVERINE TRADING, LLC 10.90% of their portfolio CHICAGO, IL 1,139,9191.1m $359.9m $359.9m 10.90% Added +739.2k +739,180
37 BARINGS LLC 12.30% of their portfolio CHARLOTTE, NC 1,115,6291.1m $358.0m $358.0m 12.30% Added +16.8k +16,809
38 Kensington Asset Management, LLC 35.70% of their portfolio AUSTIN, TX 1,065,9001.1m $342.1m $342.1m 35.70% New
39 Cambridge Investment Research Advisors, Inc. 1.65% of their portfolio FAIRFIELD, IA 1,045,6661.0m $335.6m $335.6m 1.65% Reduced -39.2k -39,156
40 TRUIST FINANCIAL CORP 0.56% of their portfolio CHARLOTTE, NC 1,018,9691.0m $327.0m $327.0m 0.56% Reduced -9.1k -9,070
41 MONEY CONCEPTS CAPITAL CORP 0.58% of their portfolio PALM BEACH GARDENS, FL 951,023951.0k $10.4m $10.4m 0.58% Added +862.2k +862,236
42 Horizon Investments, LLC 8.45% of their portfolio Charlotte, NC 888,805888.8k $285.2m $285.2m 8.45% Added +669.6k +669,628
43 BARCLAYS PLC 0.29% of their portfolio LONDON, X0 877,768877.8k $281.7m $281.7m 0.29% Reduced -1.6m -1,624,138
44 NATIXIS 2.48% of their portfolio PARIS, I0 835,633835.6k $268.2m $268.2m 2.48% Reduced -21.4k -21,385
45 Analyst IMS Investment Management Services Ltd. 19.20% of their portfolio Tel-aviv, L3 801,132801.1k $252.9m $252.9m 19.20% Added +36.3k +36,281
46 Cetera Advisor Networks LLC 1.83% of their portfolio EL SEGUNDO, CA 773,766773.8k $248.3m $248.3m 1.83% Added +26.8k +26,793
47 STIFEL FINANCIAL CORP 0.34% of their portfolio ST. LOUIS, MO 733,446733.4k $235.4m $235.4m 0.34% Reduced -6.5k -6,499
48 Susquehanna Foundation 98.15% of their portfolio BALA CYNWYD, PA 673,923673.9k $216.3m $216.3m 98.15% Unchanged
49 AE Wealth Management LLC 1.35% of their portfolio TOPEKA, KS 655,046655.0k $210.2m $210.2m 1.35% Added +3.2k +3,189
50 Mariner, LLC 0.60% of their portfolio Overland Park, KS 640,457640.5k $205.5m $205.5m 0.60% Added +88.5k +88,526
51 Fiera Capital Corp 0.61% of their portfolio MONTREAL, A8 633,368633.4k $203.3m $203.3m 0.61% Added +22.6k +22,601
52 SG Americas Securities, LLC 2.59% of their portfolio NEW YORK, NY 600,066600.1k $192.6m $192.6m 2.59% Added +296.3k +296,335
53 Creative Planning 0.27% of their portfolio OVERLAND PARK, KS 577,215577.2k $185.2m $185.2m 0.27% Added +2.7k +2,674
54 BlackRock Inc. 0.01% of their portfolio New York, NY 576,318576.3k $185.0m $185.0m 0.01% Added +270.2k +270,210
55 CREDIT SUISSE AG/ 0.19% of their portfolio ZURICH, V8 575,043575.0k $184.5m $184.5m 0.19% Reduced -562.2k -562,183
56 Equitable Holdings, Inc. 2.86% of their portfolio NEW YORK, NY 556,952557.0k $178.7m $178.7m 2.86% Reduced -9.7k -9,707
57 IEQ CAPITAL, LLC 3.64% of their portfolio Foster City, CA 489,696489.7k $157.2m $157.2m 3.64% Reduced -3.4k -3,355
58 IMC-Chicago, LLC 26.05% of their portfolio CHICAGO, IL 479,749479.7k $154.0m $154.0m 26.05% New
59 Private Advisor Group, LLC 1.39% of their portfolio MORRISTOWN, NJ 453,650453.6k $145.6m $145.6m 1.39% Reduced -24.8k -24,826
60 Bell Bank 15.38% of their portfolio FARGO, ND 452,814452.8k $145.3m $145.3m 15.38% Reduced -23.9k -23,893
61 TWO SIGMA INVESTMENTS, LP 0.43% of their portfolio NEW YORK, NY 450,965451.0k $144.7m $144.7m 0.43% Reduced -675.7k -675,685
62 Mirae Asset Global Investments Co., Ltd. 0.33% of their portfolio SEOUL, M5 444,504444.5k $142.7m $142.7m 0.33% Added +89.7k +89,724
63 NATIONAL BANK OF CANADA /FI/ 0.39% of their portfolio MONTREAL, A8 440,006440.0k $142.8m $142.8m 0.39% Reduced -1.7m -1,710,814
64 TAIYO LIFE INSURANCE CO 11.36% of their portfolio CHUO-KU, TOKYO, M0 433,000433.0k $139.0m $139.0m 11.36% Unchanged
65 Prime Capital Investment Advisors, LLC 5.59% of their portfolio OVERLAND PARK, KS 423,686423.7k $136.0m $136.0m 5.59% Reduced -75.8k -75,836
66 CWM, LLC 0.91% of their portfolio OMAHA, NE 418,696418.7k $134.4m $134.4m 0.91% Added +11.2k +11,242
67 RITHOLTZ WEALTH MANAGEMENT 6.70% of their portfolio NEW YORK, NY 418,608418.6k $134.3m $134.3m 6.70% Added +382.2k +382,156
68 Kestra Advisory Services, LLC 1.45% of their portfolio AUSTIN, TX 415,903415.9k $133.5m $133.5m 1.45% Reduced -56.6k -56,620
69 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 1.62% of their portfolio Madrid, U3 409,168409.2k $130.5m $130.5m 1.62% Added +219.4k +219,378
70 Composition Wealth, LLC 4.23% of their portfolio LOS ANGELES, CA 407,294407.3k $130.7m $130.7m 4.23% Reduced -18.9k -18,890
71 Industrial Alliance Investment Management Inc. 3.63% of their portfolio QUEBEC, A8 405,992406.0k $130.3m $130.3m 3.63% Added +31.9k +31,854
72 WORLD EQUITY GROUP, INC. 1.72% of their portfolio SCHAUMBURG, IL 392,864392.9k $11.5m $11.5m 1.72% Added +365.9k +365,879
73 Cetera Investment Advisers 1.10% of their portfolio SCHAUMBURG, IL 392,187392.2k $125.9m $125.9m 1.10% Added +21.5k +21,490
74 Tower Research Capital LLC (TRC) 3.78% of their portfolio NEW YORK, NY 370,453370.5k $118.9m $118.9m 3.78% Added +196.7k +196,716
75 Main Management ETF Advisors, LLC 10.01% of their portfolio SAN FRANCISCO, CA 367,500367.5k $117.9m $117.9m 10.01% Added +76.2k +76,230
76 Bouchey Financial Group, Ltd. 15.40% of their portfolio TROY, NY 363,387363.4k $116.6m $116.6m 15.40% Added +342 +342
77 Consolidated Investment Group LLC 22.61% of their portfolio ENGLEWOOD, CO 360,565360.6k $115.7m $115.7m 22.61% Unchanged
78 STEEL GROVE CAPITAL ADVISORS, LLC 15.21% of their portfolio MEMPHIS, TN 355,003355.0k $113.9m $113.9m 15.21% Added +340 +340
79 Cohen Klingenstein LLC 5.25% of their portfolio NEW YORK, NY 348,510348.5k $111.8m $111.8m 5.25% Unchanged
80 Banco Santander, S.A. 1.59% of their portfolio Madrid, U3 335,906335.9k $107.8m $107.8m 1.59% Reduced -37.5k -37,501
81 PFS INVESTMENTS INC. 1.85% of their portfolio DULUTH, GA 335,880335.9k $106.8m $106.8m 1.85% Added +249.2k +249,243
82 INVICTUS PRIVATE WEALTH, LLC 11.88% of their portfolio Denver, CO 314,487314.5k $100.9m $100.9m 11.88% Reduced -5.5k -5,482
83 Atria Wealth Solutions, Inc. 1.42% of their portfolio NEW YORK, NY 298,488298.5k $95.8m $95.8m 1.42% Added +66.9k +66,878
84 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 292,379292.4k $93.8m $93.8m 0.02% Reduced -6.1k -6,073
85 Jefferies Financial Group Inc. 1.93% of their portfolio NEW YORK, NY 284,953285.0k $91.4m $91.4m 1.93% Reduced -406.1k -406,148
86 AVANTAX ADVISORY SERVICES, INC. 1.11% of their portfolio DALLAS, TX 283,507283.5k $91.0m $91.0m 1.11% Added +41.0k +41,018
87 CIBC WORLD MARKET INC. 0.32% of their portfolio TORONTO, A6 276,705276.7k $88.8m $88.8m 0.32% Added +28.4k +28,412
88 Brookstone Capital Management 1.71% of their portfolio WHEATON, IL 274,781274.8k $87.6m $87.6m 1.71% Added +52.1k +52,085
89 Cerity Partners LLC 0.23% of their portfolio NEW YORK, NY 272,066272.1k $87.4m $87.4m 0.23% New
90 J.Safra Asset Management Corp 13.75% of their portfolio NEW YORK, NY 271,064271.1k $87.0m $87.0m 13.75% Added +21.5k +21,543
91 Mizuho Bank, Ltd. 10.03% of their portfolio TOKYO, M0 270,000270.0k $86.7m $86.7m 10.03% Unchanged
92 SANDERS MORRIS HARRIS LLC 29.93% of their portfolio Houston, TX 266,919266.9k $85.7m $85.7m 29.93% New
93 Money Design Co.,Ltd. 5.05% of their portfolio TOKYO, M0 266,829266.8k $85.6m $85.6m 5.05% Reduced -198.5k -198,485
94 PEAPACK GLADSTONE FINANCIAL CORP 1.61% of their portfolio BEDMINSTER, NJ 264,455264.5k $84.9m $84.9m 1.61% Reduced -6.1k -6,148
95 FACTORY MUTUAL INSURANCE CO 1.30% of their portfolio WALTHAM, MA 259,700259.7k $83.3m $83.3m 1.30% Reduced -96.6k -96,644
96 HARBOUR INVESTMENTS, INC. 4.51% of their portfolio MADISON, WI 257,323257.3k $82.6m $82.6m 4.51% Added +64.4k +64,365
97 Baird Financial Group, Inc. 0.20% of their portfolio MILWAUKEE, WI 255,466255.5k $82.0m $82.0m 0.20% Reduced -1.0k -1,012
98 CAPTRUST FINANCIAL ADVISORS 0.35% of their portfolio RALEIGH, NC 251,690251.7k $80.8m $80.8m 0.35% Added +118.4k +118,379
99 RATIONAL ADVISORS, INC. 6.57% of their portfolio San Juan, PR 250,827250.8k $80.5m $80.5m 6.57% Reduced -16.1k -16,140
100 Bank Julius Baer & Co. Ltd, Zurich 0.50% of their portfolio ZURICH, V8 246,106246.1k $79.0m $79.0m 0.50% Reduced -13.8k -13,752