Vault-13

SPDR INDEX SHS FDS SPEM

PORTFOLIO EMG MK · ETP · CUSIP 78463X509

620 institutional holders +6 vs Q4 2022
153,505,644153.5m shares reported held*
$5.2bnreported value*
56 new 288 added 198 reduced 43 sold out net bought ≈ $513.9m (+14.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.13. Options: 2 managers hold calls ($3.2m notional), 1 hold puts ($1.4k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 568Q4 22: 614Q1 23: 620620Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022568
Q4 2022614
Q1 2023620

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 327 bought or addedQ4 22: 256 cut or sold outQ4 22Q1 23: 344 bought or addedQ1 23: 241 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022327256
Q1 2023344241

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $5.8mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $8.5mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $3.2mQ1 23 puts: $1.4kQ1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$5.8m$00.00
Q4 2022$8.5m$00.00
Q1 2023$3.2m$1.4k0.00

Biggest buyers

Horizon Investments, LLC Added +3,611,493+3.6m
AMERIPRISE FINANCIAL INC Added +1,955,990+2.0m
PFS INVESTMENTS INC. Added +1,945,086+1.9m
LPL Financial LLC Added +1,664,454+1.7m
ENVESTNET ASSET MANAGEMENT INC Added +1,398,182+1.4m
CITADEL ADVISORS LLC Added +829,366+829.4k
Financial Engines Advisors L.L.C. Added +797,063+797.1k
WEALTHSOURCE PARTNERS, LLC Added +781,010+781.0k
Thrivent Financial for Lutherans Added +654,940+654.9k
OSAIC HOLDINGS, INC. Added +550,555+550.6k

Biggest sellers

Hamilton Capital, LLC Reduced -1,780,178-1.8m
3EDGE Asset Management, LP Sold out -1,715,864-1.7m
PATHSTONE FAMILY OFFICE, LLC Reduced -893,922-893.9k
Capital Analysts, LLC Reduced -873,566-873.6k
Koss-Olinger Consulting, LLC Sold out -710,806-710.8k
Trilogy Capital Inc. Reduced -444,687-444.7k
Global Strategic Investment Solutions, LLC Reduced -415,622-415.6k
HighMark Wealth Management LLC Reduced -312,738-312.7k
Banco Santander, S.A. Reduced -225,572-225.6k
GREAT LAKES ADVISORS, LLC Reduced -214,519-214.5k

Biggest calls

SIMPLEX TRADING, LLC Reduced $3.2m71.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Creative Planning New $1.4k1.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 1.14% of their portfolio OVERLAND PARK, KS 23,194,46223.2m $791.6m $791.6m 1.14% Added +21.3k +21,324
2 Financial Engines Advisors L.L.C. 1.25% of their portfolio SANTA CLARA, CA 13,842,73213.8m $472.5m $472.5m 1.25% Added +797.1k +797,063
3 LPL Financial LLC 0.21% of their portfolio FORT MILL, SC 7,719,7327.7m $263.5m $263.5m 0.21% Added +1.7m +1,664,454
4 Allworth Financial LP 2.45% of their portfolio FOLSOM, CA 7,157,6697.2m $244.3m $244.3m 2.45% Added +275.0k +274,970
5 Horizon Investments, LLC 5.41% of their portfolio Charlotte, NC 5,351,2985.4m $182.6m $182.6m 5.41% Added +3.6m +3,611,493
6 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 4,751,0614.8m $162.2m $162.2m 0.05% Added +2.0m +1,955,990
7 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 4,321,2914.3m $147.5m $147.5m 0.07% Added +1.4m +1,398,182
8 TIAA, FSB 0.54% of their portfolio ST. LOUIS, MO 4,232,0344.2m $144.4m $144.4m 0.54% Added +264.3k +264,349
9 PFS INVESTMENTS INC. 1.73% of their portfolio DULUTH, GA 2,914,5032.9m $99.8m $99.8m 1.73% Added +1.9m +1,945,086
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,047,4892.0m $69.9m $69.9m 0.00% Reduced -9.1k -9,128
11 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,892,0071.9m $64.6m $64.6m 0.01% Added +281.7k +281,681
12 Private Advisor Group, LLC 0.57% of their portfolio MORRISTOWN, NJ 1,751,9261.8m $59.8m $59.8m 0.57% Added +127.9k +127,905
13 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,734,4441.7m $59.2m $59.2m 0.03% Added +46.9k +46,901
14 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,706,9781.7m $58.3m $58.3m 0.02% Added +126.9k +126,894
15 McNamara Financial Services, Inc. 14.19% of their portfolio MARSHFIELD, MA 1,669,5081.7m $57.0m $57.0m 14.19% Added +19.9k +19,860
16 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,610,8421.6m $55.0m $55.0m 0.01% Reduced -158.3k -158,259
17 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 1,578,0661.6m $53.9m $53.9m 0.10% Added +550.6k +550,555
18 TOWNSQUARE CAPITAL LLC 1.18% of their portfolio Lehi, UT 1,574,5551.6m $53.7m $53.7m 1.18% Reduced -211.9k -211,916
19 Mariner, LLC 0.14% of their portfolio Overland Park, KS 1,405,0631.4m $48.0m $48.0m 0.14% Added +133.1k +133,067
20 ASSETMARK, INC 0.19% of their portfolio CONCORD, CA 1,331,0921.3m $45.4m $45.4m 0.19% Added +83.1k +83,066
21 Stadion Money Management, LLC 3.30% of their portfolio WATKINSVILLE, GA 1,220,8501.2m $41.7m $41.7m 3.30% Added +368.6k +368,618
22 Advisory Alpha, LLC 2.54% of their portfolio HOLLAND, MI 1,172,4551.2m $40.0m $40.0m 2.54% Added +58.1k +58,067
23 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 1,144,0331.1m $39.0m $39.0m 0.04% Added +829.4k +829,366
24 PATHSTONE FAMILY OFFICE, LLC 0.50% of their portfolio ENGLEWOOD, NJ 909,446909.4k $31.0m $31.0m 0.50% Reduced -893.9k -893,922
25 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 894,362894.4k $30.6m $30.6m 0.07% Added +654.9k +654,940
26 GREAT LAKES ADVISORS, LLC 0.27% of their portfolio CHICAGO, IL 868,414868.4k $29.6m $29.6m 0.27% Reduced -214.5k -214,519
27 AlphaStar Capital Management, LLC 2.36% of their portfolio CORNELIUS, NC 823,381823.4k $27.8m $27.8m 2.36% Added +529.9k +529,880
28 Trilogy Capital Inc. 1.95% of their portfolio IRVINE, CA 803,647803.6k $27.4m $27.4m 1.95% Reduced -444.7k -444,687
29 WEALTHSOURCE PARTNERS, LLC 1.84% of their portfolio SAN LUIS OBISPO, CA 795,810795.8k $27.2m $27.2m 1.84% Added +781.0k +781,010
30 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.27% of their portfolio OMAHA, NE 783,995784.0k $26.8m $26.8m 0.27% Reduced -32.3k -32,254
31 CWM, LLC 0.18% of their portfolio OMAHA, NE 774,423774.4k $26.4m $26.4m 0.18% Added +468.1k +468,076
32 Cambridge Investment Research Advisors, Inc. 0.13% of their portfolio FAIRFIELD, IA 767,905767.9k $26.2m $26.2m 0.13% Added +107.8k +107,799
33 Global Strategic Investment Solutions, LLC 3.65% of their portfolio Scottsdale, AZ 745,951746.0k $25.5m $25.5m 3.65% Reduced -415.6k -415,622
34 MML INVESTORS SERVICES, LLC 0.18% of their portfolio SPRINGFIELD, MA 735,885735.9k $25.1m $25.1m 0.18% Added +41.5k +41,519
35 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 726,869726.9k $24.8m $24.8m 0.05% Added +13.5k +13,545
36 Betterment LLC 0.08% of their portfolio NEW YORK, NY 721,271721.3k $24.6m $24.6m 0.08% Reduced -2.4k -2,388
37 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 676,796676.8k $23.1m $23.1m 0.04% Added +193.6k +193,604
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.13% of their portfolio IRVING, TX 671,589671.6k $22.9m $22.9m 0.13% Added +7.9k +7,884
39 Luken Investment Analytics, LLC 13.40% of their portfolio BRENTWOOD, TN 668,276668.3k $22.8m $22.8m 13.40% Added +361.7k +361,693
40 Moran Wealth Management, LLC 0.86% of their portfolio NAPLES, FL 665,207665.2k $22.7m $22.7m 0.86% Added +127.5k +127,453
41 Aptus Capital Advisors, LLC 0.64% of their portfolio FAIRHOPE, AL 653,861653.9k $22.3m $22.3m 0.64% Reduced -129.6k -129,606
42 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.77% of their portfolio NORFOLK, VA 650,241650.2k $22.2m $22.2m 0.77% Added +2.5k +2,523
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 624,284624.3k $21.3m $21.3m 0.00% Added +378.0k +377,952
44 ICONIQ Capital, LLC 0.32% of their portfolio SAN FRANCISCO, CA 622,560622.6k $21.2m $21.2m 0.32% Reduced -340 -340
45 CUTLER INVESTMENT COUNSEL LLC 3.22% of their portfolio Jacksonville, OR 608,906608.9k $20.8m $20.8m 3.22% Reduced -30.0k -30,033
46 Beacon Pointe Advisors, LLC 0.35% of their portfolio NEWPORT BEACH, CA 607,298607.3k $20.7m $20.7m 0.35% Added +89.6k +89,625
47 KWB Wealth 3.49% of their portfolio REDLANDS, CA 573,754573.8k $18.9m $18.9m 3.49% Added +5.6k +5,636
48 Ballentine Partners, LLC 0.49% of their portfolio Waltham, MA 566,384566.4k $19.3m $19.3m 0.49% Added +11.9k +11,890
49 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 548,333548.3k $18.7m $18.7m 0.03% Added +22.6k +22,556
50 Valmark Advisers, Inc. 0.40% of their portfolio AKRON, OH 544,293544.3k $18.6m $18.6m 0.40% Reduced -5.8k -5,806
51 SigFig Wealth Management, LLC 1.06% of their portfolio SAN FRANCISCO, CA 532,080532.1k $19.3m $19.3m 1.06% Reduced -17.5k -17,452
52 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 519,936519.9k $17.7m $17.7m 0.13% Added +162.6k +162,637
53 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.59% of their portfolio LOS ANGELES, CA 496,580496.6k $16.9m $16.9m 0.59% Added +59.7k +59,690
54 Financial Strategies Group, Inc. 6.26% of their portfolio OKEMOS, MI 476,544476.5k $16.3m $16.3m 6.26% Added +10.4k +10,433
55 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 475,451475.5k $16.2m $16.2m 0.03% Added +44.4k +44,360
56 WALLER FINANCIAL PLANNING GROUP, INC 4.52% of their portfolio COLUMBUS, OH 466,954467.0k $15.9m $15.9m 4.52% Added +1.6k +1,642
57 Meeder Advisory Services, Inc. 1.82% of their portfolio DUBLIN, OH 461,580461.6k $15.8m $15.8m 1.82% Added +39.8k +39,754
58 N.E.W. Advisory Services LLC 2.25% of their portfolio DE PERE, WI 452,360452.4k $15.4m $15.4m 2.25% Added +16.2k +16,170
59 WCG Wealth Advisors LLC 1.95% of their portfolio LAS VEGAS, NV 445,447445.4k $15.2m $15.2m 1.95% Added +29.1k +29,056
60 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 2.50% of their portfolio NEWPORT BEACH, CA 429,163429.2k $14.6m $14.6m 2.50% Added +138.2k +138,173
61 First Ascent Asset Management, LLC 2.12% of their portfolio DENVER, CO 420,075420.1k $14.3m $14.3m 2.12% Reduced -29.3k -29,257
62 Brookstone Capital Management 0.28% of their portfolio WHEATON, IL 410,886410.9k $14.2m $14.2m 0.28% Reduced -47.1k -47,060
63 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 396,956397.0k $13.5m $13.5m 0.00% Added +64.4k +64,367
64 CGN Advisors LLC 2.13% of their portfolio MANHATTAN, KS 395,135395.1k $13.5m $13.5m 2.13% Added +25.7k +25,744
65 FORBES J M & CO LLP 1.84% of their portfolio Boston, MA 393,257393.3k $13.4m $13.4m 1.84% Added +8.0k +8,018
66 Rodgers & Associates, LTD 2.08% of their portfolio Lancaster, PA 392,773392.8k $13.4m $13.4m 2.08% Reduced -13.6k -13,560
67 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 390,796390.8k $13.3m $13.3m 0.05% Added +10.8k +10,761
68 JNBA Financial Advisors 1.69% of their portfolio BLOOMINGTON, MN 381,034381.0k $13.0m $13.0m 1.69% Added +36.9k +36,943
69 ERn Financial, LLC 2.82% of their portfolio MIDDLETON, WI 376,359376.4k $12.8m $12.8m 2.82% Added +3.2k +3,165
70 MONEY CONCEPTS CAPITAL CORP 0.69% of their portfolio PALM BEACH GARDENS, FL 376,348376.3k $12.4m $12.4m 0.69% Added +338.1k +338,142
71 CAPITAL WEALTH MANAGEMENT, LLC 7.32% of their portfolio W. WARWICK, RI 373,586373.6k $12.8m $12.8m 7.32% Added +94.5k +94,484
72 NewEdge Advisors, LLC 0.16% of their portfolio NEW ORLEANS, LA 368,753368.8k $12.6m $12.6m 0.16% Added +260.8k +260,829
73 MA Private Wealth 2.97% of their portfolio SAN CARLOS, CA 358,409358.4k $12.2m $12.2m 2.97% Added +98.0k +98,003
74 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.14% of their portfolio PLYMOUTH, MN 356,853356.9k $12.2m $12.2m 0.14% Added +60.1k +60,130
75 Venturi Wealth Management, LLC 0.94% of their portfolio AUSTIN, TX 334,610334.6k $11.4m $11.4m 0.94% Added +78.3k +78,335
76 BerganKDV Wealth Management, LLC 1.15% of their portfolio BLOOMINGTON, MN 326,202326.2k $11.1m $11.1m 1.15% Added +23.9k +23,850
77 PARK AVENUE SECURITIES LLC 0.19% of their portfolio NEW YORK, NY 324,095324.1k $11.1m $11.1m 0.19% Added +43.0k +43,008
78 Sterneck Capital Management, LLC 6.49% of their portfolio KANSAS CITY, MO 301,544301.5k $10.3m $10.3m 6.49% Added +998 +998
79 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 290,867290.9k $9.9m $9.9m 0.09% Added +166.7k +166,674
80 Allen Capital Group, LLC 1.84% of their portfolio GRAND ISLAND, NE 283,444283.4k $9.7m $9.7m 1.84% New
81 ATLAS CAPITAL ADVISORS INC. 1.51% of their portfolio JACKSON, WY 280,889280.9k $9.6m $9.6m 1.51% Added +723 +723
82 Hobart Private Capital, LLC 3.52% of their portfolio CHARLOTTE, NC 261,564261.6k $8.9m $8.9m 3.52% New
83 Gateway Wealth Partners, LLC 1.32% of their portfolio APPLETON, WI 251,896251.9k $8.6m $8.6m 1.32% Reduced -14.9k -14,896
84 HARVEST GROUP WEALTH MANAGEMENT, LLC 5.21% of their portfolio WALTHAM, MA 245,600245.6k $8.4m $8.4m 5.21% Added +17.3k +17,257
85 Walkner Condon Financial Advisors LLC 2.32% of their portfolio MADISON, WI 242,827242.8k $8.3m $8.3m 2.32% Added +15.6k +15,594
86 Capital Asset Advisory Services LLC 0.61% of their portfolio Williamston, MI 240,611240.6k $8.2m $8.2m 0.61% Added +25.6k +25,600
87 Equitable Holdings, Inc. 0.13% of their portfolio NEW YORK, NY 239,734239.7k $8.2m $8.2m 0.13% Added +175.9k +175,916
88 Brown Financial Advisory 7.85% of their portfolio FAIRHOPE, AL 238,968239.0k $8.2m $8.2m 7.85% Reduced -5.6k -5,596
89 Atlas Private Wealth Advisors 3.75% of their portfolio RED BANK, NJ 237,818237.8k $8.1m $8.1m 3.75% Added +46.6k +46,586
90 Wealthcare Advisory Partners LLC 0.34% of their portfolio WEST CHESTER, PA 235,055235.1k $8.0m $8.0m 0.34% Added +42.9k +42,903
91 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 230,679230.7k $7.9m $7.9m 0.01% Reduced -35.4k -35,351
92 Jacobi Capital Management LLC 0.92% of their portfolio PITTSTON, PA 227,365227.4k $7.8m $7.8m 0.92% New
93 TRUEFG, LLC 3.47% of their portfolio CEDAR PARK, TX 224,985225.0k $7.7m $7.7m 3.47% Added +618 +618
94 Banco Santander, S.A. 0.11% of their portfolio Madrid, U3 219,848219.8k $7.5m $7.5m 0.11% Reduced -225.6k -225,572
95 Composition Wealth, LLC 0.23% of their portfolio LOS ANGELES, CA 211,090211.1k $7.2m $7.2m 0.23% Added +3.4k +3,408
96 Marquette Asset Management, LLC 1.86% of their portfolio MINNEAPOLIS, MN 205,281205.3k $7.0m $7.0m 1.86% Added +11.0k +11,023
97 Tortoise Investment Management, LLC 1.09% of their portfolio WHITE PLAINS, NY 201,284201.3k $6.9m $6.9m 1.09% Added +13.6k +13,567
98 MONETA GROUP INVESTMENT ADVISORS LLC 0.16% of their portfolio ST LOUIS, MO 196,888196.9k $6.7m $6.7m 0.16% Added +8.3k +8,302
99 Opes Wealth Management LLC 2.16% of their portfolio MENLO PARK, CA 196,381196.4k $6.7m $6.7m 2.16% Added +16.9k +16,856
100 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 195,618195.6k $6.7m $6.7m 0.01% Added +22.2k +22,156