HighMark Wealth Management LLC

ST. PAUL, MN · CIK 1802451 · 13F filing filed 2023-04-21

SEC-registered investment adviser since 2012 · limited liability company

Assets managed$611.7m
Staff5 · 4 in investment roles
Main clients (by assets)High net worth individuals 90%, Individuals 10%
Form ADV · 2026-04-28SEC adviser record

Kindwealth
Others nearbySaint Paul, MN

$128.2m reported value -3.3% vs Q4 2022

604positions

69.2%in top 10

86 new 159 added 56 reduced 25 sold out vs Q4 2022

Holdings, Q1 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P500 ETF IVV	IVV	112,946	$46.5m36.28%	36.28%	Reduced -1.5k	-1,501 -1.3%
2	ISHARES TR EAFE VALUE ETF EFV	EFV	303,607	$14.8m11.54%	11.54%	Reduced -17.6k	-17,596 -5.5%
3	ISHARES TR CORE S&P SCP ETF IJR	IJR	79,415	$7.7m5.99%	5.99%	Reduced -2.0k	-1,996 -2.5%
4	ISHARES TR CORE S&P US VLU IUSV	IUSV	83,232	$6.1m4.79%	4.79%	Reduced -3.0k	-3,012 -3.5%
5	ISHARES TR CORE S&P MCP ETF IJH	IJH	11,745	$2.9m2.29%	2.29%	Reduced -256	-256 -2.1%
6	WELLS FARGO CO NEW COM WFC	WFC	74,742	$2.8m2.18%	2.18%	Added +13.7k	+13,650 22.3%
7	AMAZON COM INC COM AMZN	AMZN	23,172	$2.5m1.95%	1.95%	Added +603	+603 2.7%
8	REATA PHARMACEUTICALS INC CL A RETA	RETA	21,269	$1.9m1.51%	1.51%	Added +11.6k	+11,588 119.7%
9	ORTHOFIX MED INC COM OFIX	OFIX	110,037	$1.8m1.44%	1.44%	New
10	HALOZYME THERAPEUTICS INC COM HALO	HALO	41,790	$1.6m1.24%	1.24%	Unchanged
11	ISHARES TR 1 3 YR TREAS BD SHY	SHY	19,255	$1.6m1.23%	1.23%	Reduced -195	-195 -1.0%
12	KRYSTAL BIOTECH INC COM KRYS	KRYS	17,185	$1.4m1.07%	1.07%	Unchanged
13	SONENDO INC COM COM		655,292	$1.3m1.02%	1.02%	Added +125.8k	+125,835 23.8%
14	ISHARES TR S&P 500 VAL ETF IVE	IVE	8,634	$1.3m1.02%	1.02%	Added +7	+7 0.1%
15	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	12,217	$1.3m0.98%	0.98%	Reduced -8	-8 -0.1%
16	MODEL N INC COM MODN	MODN	36,393	$1.2m0.95%	0.95%	Added +259	+259 0.7%
17	ISHARES TR SP SMCP600VL ETF IJS	IJS	13,012	$1.2m0.95%	0.95%	Added +4	+4 0.0%
18	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	32,779	$1.1m0.87%	0.87%	Reduced -312.7k	-312,738 -90.5%
19	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	2,595	$975.8k0.76%	0.76%	Reduced -2.7k	-2,677 -50.8%
20	APPLE INC COM AAPL	AAPL	5,877	$969.2k0.76%	0.76%	Added +7	+7 0.1%
21	TANDEM DIABETES CARE INC COM NEW TNDM	TNDM	23,375	$949.3k0.74%	0.74%	Unchanged
22	MICROSOFT CORP COM MSFT	MSFT	3,187	$918.7k0.72%	0.72%	Added +1.2k	+1,224 62.4%
23	3M CO COM MMM	MMM	7,201	$756.9k0.59%	0.59%	Added +85	+85 1.2%
24	AURINIA PHARMACEUTICALS INC COM AUPH	AUPH	64,499	$706.9k0.55%	0.55%	Added +27.0k	+27,000 72.0%
25	ELI LILLY & CO COM LLY	LLY	2,043	$701.5k0.55%	0.55%	Added +23	+23 1.1%
26	US BANCORP DEL COM NEW USB	USB	17,953	$647.2k0.50%	0.50%	Added +84	+84 0.5%
27	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	1,431	$585.9k0.46%	0.46%	Added +3	+3 0.2%
28	PROCTER AND GAMBLE CO COM PG	PG	3,440	$511.5k0.40%	0.40%	Added +18	+18 0.5%
29	KORU MEDICAL SYSTEMS INC COM KRMD	KRMD	120,935	$510.3k0.40%	0.40%	Unchanged
30	TRAVELERS COMPANIES INC COM TRV	TRV	2,885	$494.6k0.39%	0.39%	Added +16	+16 0.6%
31	XCEL ENERGY INC COM XEL	XEL	7,138	$481.4k0.38%	0.38%	Added +2	+2 0.0%
32	NVIDIA CORPORATION COM NVDA	NVDA	1,639	$455.3k0.36%	0.36%	Added +591	+591 56.4%
33	ABBOTT LABS COM ABT	ABT	4,257	$431.1k0.34%	0.34%	Unchanged
34	ECOLAB INC COM ECL	ECL	2,334	$386.3k0.30%	0.30%	Added +336	+336 16.8%
35	QUIDELORTHO CORP COM QDEL	QDEL	4,290	$382.2k0.30%	0.30%	Unchanged
36	PROTHENA CORP PLC SHS PRTA	PRTA	7,352	$356.4k0.28%	0.28%	Reduced -175	-175 -2.3%
37	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	1,706	$348.1k0.27%	0.27%	Added +17	+17 1.0%
38	DEXCOM INC COM DXCM	DXCM	2,979	$346.1k0.27%	0.27%	Unchanged
39	EXXON MOBIL CORP COM XOM	XOM	2,986	$327.4k0.26%	0.26%	Added +21	+21 0.7%
40	ISHARES TR S&P 100 ETF OEF	OEF	1,724	$322.4k0.25%	0.25%	Added +60	+60 3.6%
41	VANGUARD INDEX FDS LARGE CAP ETF VV	VV	1,668	$311.5k0.24%	0.24%	Unchanged
42	HSBC HLDGS PLC SPON ADR NEW HSBC	HSBC	9,008	$307.4k0.24%	0.24%	Unchanged
43	ISHARES TR MSCI EAFE ETF EFA	EFA	3,563	$254.8k0.20%	0.20%	Unchanged
44	CAREDX INC COM CDNA	CDNA	25,475	$232.8k0.18%	0.18%	Unchanged
45	ALPHABET INC CAP STK CL C GOOG	GOOG	2,125	$221.0k0.17%	0.17%	Added +695	+695 48.6%
46	COSTCO WHSL CORP NEW COM COST	COST	407	$202.2k0.16%	0.16%	Added +6	+6 1.5%
47	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	629	$201.7k0.16%	0.16%	Unchanged
48	GLOBALSTAR INC COM COM		173,500	$201.3k0.16%	0.16%	Added +17.5k	+17,500 11.2%
49	PEPSICO INC COM PEP	PEP	1,080	$196.9k0.15%	0.15%	Reduced -242	-242 -18.3%
50	ISHARES TR RUS MID CAP ETF IWR	IWR	2,722	$190.3k0.15%	0.15%	Unchanged
51	HEICO CORP NEW COM HEI	HEI	1,086	$185.7k0.14%	0.14%	New
52	JOHNSON & JOHNSON COM JNJ	JNJ	1,183	$183.3k0.14%	0.14%	Added +9	+9 0.8%
53	COSTAR GROUP INC COM CSGP	CSGP	2,637	$181.6k0.14%	0.14%	Added +2.6k	+2,616 12457.1%
54	FIVE BELOW INC COM FIVE	FIVE	881	$181.5k0.14%	0.14%	New
55	POLYMET MNG CORP COM NEW COM NEW		84,285	$181.2k0.14%	0.14%	Unchanged
56	ISHARES TR CORE MSCI EAFE IEFA	IEFA	2,686	$179.6k0.14%	0.14%	Reduced -299	-299 -10.0%
57	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	792	$176.3k0.14%	0.14%	Unchanged
58	ISHARES TR MSCI EMG MKT ETF EEM	EEM	4,460	$176.0k0.14%	0.14%	Unchanged
59	WEST PHARMACEUTICAL SVSC INC COM WST	WST	505	$175.0k0.14%	0.14%	New
60	VISA INC COM CL A V	V	771	$173.8k0.14%	0.14%	Added +308	+308 66.5%
61	SPDR SER TR S&P BIOTECH XBI	XBI	2,245	$171.1k0.13%	0.13%	Unchanged
62	FASTENAL CO COM FAST	FAST	3,166	$170.8k0.13%	0.13%	Added +3.1k	+3,070 3197.9%
63	PROTO LABS INC COM PRLB	PRLB	5,145	$170.6k0.13%	0.13%	Unchanged
64	ANALOG DEVICES INC COM ADI	ADI	863	$170.2k0.13%	0.13%	New
65	SPDR SER TR S&P REGL BKG KRE	KRE	3,870	$169.8k0.13%	0.13%	Added +30	+30 0.8%
66	BEST BUY INC COM BBY	BBY	2,113	$165.4k0.13%	0.13%	Added +23	+23 1.1%
67	SLEEP NUMBER CORP COM SNBRQ	SNBRQ	5,331	$162.1k0.13%	0.13%	Unchanged
68	SOCIETAL CDMO INC COM REPH	REPH	133,988	$159.4k0.12%	0.12%	Added +52.0k	+52,000 63.4%
69	RITCHIE BROS AUCTIONEERS COM RBA	RBA	2,828	$159.2k0.12%	0.12%	New
70	VEEVA SYS INC CL A COM VEEV	VEEV	857	$157.5k0.12%	0.12%	Added +834	+834 3626.1%
71	TESLA INC COM TSLA	TSLA	749	$155.4k0.12%	0.12%	Added +72	+72 10.6%
72	UNITEDHEALTH GROUP INC COM UNH	UNH	319	$150.8k0.12%	0.12%	Added +302	+302 1776.5%
73	GLOBANT S A COM GLOB	GLOB	914	$149.9k0.12%	0.12%	New
74	TYLER TECHNOLOGIES INC COM TYL	TYL	417	$147.9k0.12%	0.12%	New
75	VERISK ANALYTICS INC COM VRSK	VRSK	751	$144.1k0.11%	0.11%	New
76	DANAHER CORPORATION COM DHR	DHR	559	$140.9k0.11%	0.11%	New
77	ABRDN NATL MUN INCOME FD SH BEN INT SH BEN INT		12,880	$137.4k0.11%	0.11%	Unchanged
78	SELECT SECTOR SPDR TR SBI MATERIALS XLB	XLB	1,663	$134.1k0.10%	0.10%	Unchanged
79	ANSYS INC COM ANSS	ANSS	403	$134.1k0.10%	0.10%	New
80	PAYCOM SOFTWARE INC COM PAYC	PAYC	429	$130.4k0.10%	0.10%	Added +417	+417 3475.0%
81	STARBUCKS CORP COM SBUX	SBUX	1,248	$130.0k0.10%	0.10%	Added +1.1k	+1,124 906.5%
82	UBER TECHNOLOGIES INC COM UBER	UBER	4,091	$129.7k0.10%	0.10%	Unchanged
83	SALESFORCE INC COM CRM	CRM	639	$127.7k0.10%	0.10%	New
84	DISNEY WALT CO COM DIS	DIS	1,269	$127.1k0.10%	0.10%	Added +47	+47 3.9%
85	S&P GLOBAL INC COM SPGI	SPGI	363	$125.2k0.10%	0.10%	New
86	ALPHABET INC CAP STK CL A GOOGL	GOOGL	1,193	$123.8k0.10%	0.10%	Added +700	+700 142.0%
87	GRAND CANYON ED INC COM LOPE	LOPE	1,083	$123.4k0.10%	0.10%	New
88	MEDTRONIC PLC SHS MDT	MDT	1,495	$120.5k0.09%	0.09%	Added +12	+12 0.8%
89	WORKIVA INC COM CL A WK	WK	1,159	$118.7k0.09%	0.09%	New
90	SERVICENOW INC COM NOW	NOW	254	$118.0k0.09%	0.09%	Added +240	+240 1714.3%
91	CHEVRON CORP NEW COM CVX	CVX	713	$116.3k0.09%	0.09%	Reduced -274	-274 -27.8%
92	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	369	$113.9k0.09%	0.09%	Reduced -145	-145 -28.2%
93	ADOBE INC COM ADBE	ADBE	285	$109.8k0.09%	0.09%	Unchanged
94	PAYCOR HCM INC COM COM		4,112	$109.0k0.09%	0.09%	Added +247	+247 6.4%
95	ROLLINS INC COM ROL	ROL	2,784	$104.5k0.08%	0.08%	New
96	WEBSTER FINL CORP COM WBS	WBS	2,630	$103.7k0.08%	0.08%	Added +19	+19 0.7%
97	SPDR SER TR S&P BK ETF KBE	KBE	2,748	$101.9k0.08%	0.08%	Added +159	+159 6.1%
98	VIEWRAY INC COM VRAYQ	VRAYQ	28,000	$96.9k0.08%	0.08%	Unchanged
99	IDEXX LABS INC COM IDXX	IDXX	192	$96.0k0.07%	0.07%	New
100	WORKDAY INC CL A WDAY	WDAY	459	$94.8k0.07%	0.07%	Unchanged

Sold out since Q4 2022

Security	Ticker	Shares held before	Value then
ISHARES TR SCZ	SCZ	43,875	$2.5m43.9k shares
SEASPINE HLDGS CORP SPNE	SPNE	277,962	$2.3m278.0k shares
QUEST DIAGNOSTICS INC DGX	DGX	236	$36.9k236 shares
CARDIOVASCULAR SYS INC DEL CSII	CSII	2,600	$35.4k2.6k shares
SOUTHWESTERN ENERGY CO SWN	SWN	3,125	$18.3k3.1k shares
RELAY THERAPEUTICS INC RLAY	RLAY	700	$10.5k700 shares
FAR PEAK ACQUISITION CORP		1,000	$10.0k1.0k shares
LIVENT CORP		500	$9.9k500 shares
LINDE PLC 99952EUR	99952EUR	25	$8.2k25 shares
GOLDMAN SACHS GROUP INC GS	GS	19	$6.5k19 shares
HUMANA INC HUM	HUM	11	$5.6k11 shares
PERFORMANCE FOOD GROUP CO PFGC	PFGC	96	$5.6k96 shares
SIENTRA INC SIEN	SIEN	17,300	$3.5k17.3k shares
UBS GROUP AG UBS	UBS	133	$2.5k133 shares
PACKAGING CORP AMER PKG	PKG	18	$2.3k18 shares
STRATASYS LTD SSYS	SSYS	90	$1.1k90 shares
ISHARES INC EEMS	EEMS	17	$81317 shares
ISHARES TR TIP	TIP	6	$5936 shares
CORBUS PHARMACEUTICALS HLDGS CRBP	CRBP	4,479	$4954.5k shares
VELODYNE LIDAR INC GRAF	GRAF	500	$369500 shares
G MED INNOVATIONS HLDGS LTD		47	$15447 shares
RECRUITER COM GROUP INC RCRT	RCRT	200	$84200 shares
OBSEVA SA		0	$290 shares
EXCHANGE TRADED CONCEPTS TR HTEC	HTEC	0	$120 shares
YOTTA ACQUISITION CORPORATIO YOTAW	YOTAW	100	$3100 shares