Vault-13

LIVENT CORP

COM · Common Stock · CUSIP 53814L108

427 institutional holders +1 vs Q4 2022
174,829,661174.8m shares reported held*
$3.9bnreported value*
61 new 153 added 134 reduced 53 sold out net bought ≈ $186.8m (+8.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.03. Options: 16 managers hold calls ($45.4m notional), 15 hold puts ($51.7m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 428Q4 22: 426Q1 23: 427427Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022428
Q4 2022426
Q1 2023427

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 206 bought or addedQ4 22: 203 cut or sold outQ4 22Q1 23: 214 bought or addedQ1 23: 187 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022206203
Q1 2023214187

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $159.3mQ3 22 puts: $71.5mQ3 22P/C 0.45Q4 22 calls: $58.0mQ4 22 puts: $46.8mQ4 22P/C 0.81Q1 23 calls: $45.4mQ1 23 puts: $51.7mQ1 23P/C 1.14
Numbers
QuarterCallsPutsP/C
Q3 2022$159.3m$71.5m0.45
Q4 2022$58.0m$46.8m0.81
Q1 2023$45.4m$51.7m1.14

Biggest buyers

Capital International Investors New +4,944,111+4.9m
Grantham, Mayo, Van Otterloo & Co. LLC Added +2,933,180+2.9m
CIBC Private Wealth Group LLC Added +1,419,629+1.4m
PRINCIPAL FINANCIAL GROUP INC Added +1,242,502+1.2m
Clearbridge Investments, LLC New +1,057,270+1.1m
Robeco Schweiz AG New +689,800+689.8k
VICTORY CAPITAL MANAGEMENT INC Added +689,168+689.2k
AMERICAN CENTURY COMPANIES INC Added +676,134+676.1k
FEDERATED HERMES, INC. Added +662,000+662.0k
Allianz Asset Management GmbH Added +646,852+646.9k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -2,706,147-2.7m
Cubist Systematic Strategies, LLC Reduced -971,410-971.4k
RENAISSANCE TECHNOLOGIES LLC Reduced -792,300-792.3k
Handelsbanken Fonder AB Reduced -788,822-788.8k
Qube Research & Technologies Ltd Reduced -762,483-762.5k
FRONTIER CAPITAL MANAGEMENT CO LLC Reduced -744,926-744.9k
AMERIPRISE FINANCIAL INC Reduced -738,538-738.5k
Man Group plc Sold out -525,491-525.5k
BlackRock Inc. Reduced -483,799-483.8k
Graham Capital Management, L.P. Sold out -456,525-456.5k

Biggest calls

Squarepoint Ops LLC Added $8.5m393.0k shares
CITADEL ADVISORS LLC Added $8.0m370.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.4m342.7k shares
JANE STREET GROUP, LLC Reduced $6.7m306.9k shares
Walleye Trading LLC Added $3.6m165.4k shares
Parallax Volatility Advisers, L.P. Reduced $2.9m132.6k shares
SIMPLEX TRADING, LLC Reduced $2.8m130.9k shares
GROUP ONE TRADING LLC Reduced $2.1m95.3k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $1.4m66.2k shares
Cubist Systematic Strategies, LLC Unchanged $812.3k37.4k shares

Biggest puts

Squarepoint Ops LLC Reduced $13.0m597.5k shares
GROUP ONE TRADING LLC Added $9.8m451.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.9m365.8k shares
Walleye Trading LLC Added $5.7m262.2k shares
CITADEL ADVISORS LLC Reduced $3.9m178.3k shares
PEAK6 Investments LLC Added $2.9m135.4k shares
SIMPLEX TRADING, LLC Added $2.4m109.1k shares
JANE STREET GROUP, LLC Reduced $2.1m96.2k shares
CAPITAL FUND MANAGEMENT S.A. Added $2.0m93.8k shares
Parallax Volatility Advisers, L.P. Reduced $1.1m49.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.02% of their portfolio New York, NY 28,283,72328.3m $614.3m $614.3m 0.02% Reduced -483.8k -483,799
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 20,071,63420.1m $436.0m $436.0m 0.01% Added +70.2k +70,178
3 WELLINGTON MANAGEMENT GROUP LLP 0.03% of their portfolio Boston, MA 7,573,3017.6m $164.5m $164.5m 0.03% Reduced -250.9k -250,918
4 Grantham, Mayo, Van Otterloo & Co. LLC 0.65% of their portfolio Boston, MA 5,879,4555.9m $127.7m $127.7m 0.65% Added +2.9m +2,933,180
5 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 5,844,2995.8m $126.9m $126.9m 0.01% Added +247.8k +247,821
6 Capital International Investors 0.03% of their portfolio Los Angeles, CA 4,944,1114.9m $107.4m $107.4m 0.03% New
7 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 4,155,3224.2m $90.3m $90.3m 0.03% Reduced -738.5k -738,538
8 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 3,284,9723.3m $71.3m $71.3m 0.02% Added +333.6k +333,629
9 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 3,217,7263.2m $69.9m $69.9m 0.01% Added +152.0k +152,007
10 Mirae Asset Global Investments Co., Ltd. 0.16% of their portfolio SEOUL, M5 3,203,9973.2m $69.6m $69.6m 0.16% Added +345.1k +345,121
11 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,861,9952.9m $62.2m $62.2m 0.01% Added +76.4k +76,407
12 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 2,816,3662.8m $61.2m $61.2m 0.02% Reduced -53.8k -53,817
13 CIBC Private Wealth Group LLC 0.12% of their portfolio ATLANTA, GA 2,738,0202.7m $104.8m $104.8m 0.12% Added +1.4m +1,419,629
14 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 2,591,7192.6m $56.3m $56.3m 0.02% Added +109.0k +108,998
15 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,499,0932.5m $54.3m $54.3m 0.01% Added +482.2k +482,219
16 Amundi 0.03% of their portfolio Paris, I0 2,441,6522.4m $51.3m $51.3m 0.03% Added +482.7k +482,690
17 PRINCIPAL FINANCIAL GROUP INC 0.04% of their portfolio DES MOINES, IA 2,346,4252.3m $51.0m $51.0m 0.04% Added +1.2m +1,242,502
18 Capital Research Global Investors 0.01% of their portfolio Los Angeles, CA 2,223,4812.2m $48.3m $48.3m 0.01% Added +196.3k +196,328
19 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 2,222,2332.2m $48.3m $48.3m 0.01% Added +2.7k +2,658
20 VICTORY CAPITAL MANAGEMENT INC 0.04% of their portfolio San Antonio, TX 1,748,3591.7m $38.0m $38.0m 0.04% Added +689.2k +689,168
21 Legal & General Group Plc 0.01% of their portfolio London, X0 1,681,1921.7m $36.5m $36.5m 0.01% Reduced -41.4k -41,410
22 VAN ECK ASSOCIATES CORP 0.08% of their portfolio NEW YORK, NY 1,663,5501.7m $36.1m $36.1m 0.08% Reduced -161.7k -161,725
23 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,635,7281.6m $35.5m $35.5m 0.01% Added +25.6k +25,575
24 FEDERATED HERMES, INC. 0.09% of their portfolio PITTSBURGH, PA 1,630,0001.6m $35.4m $35.4m 0.09% Added +662.0k +662,000
25 VOYA INVESTMENT MANAGEMENT LLC 0.04% of their portfolio ATLANTA, GA 1,614,6701.6m $35.1m $35.1m 0.04% Added +88.7k +88,676
26 Leeward Investments, LLC - MA 1.54% of their portfolio BOSTON, MA 1,557,0251.6m $33.8m $33.8m 1.54% Reduced -46.7k -46,688
27 WESTWOOD HOLDINGS GROUP INC 0.30% of their portfolio DALLAS, TX 1,551,4561.6m $33.7m $33.7m 0.30% Reduced -436.9k -436,871
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,495,2831.5m $32.5m $32.5m 0.01% Added +6.7k +6,726
29 DNB Asset Management AS 0.20% of their portfolio Oslo, Q8 1,466,9981.5m $31.9m $31.9m 0.20% Added +226.0k +226,003
30 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 1,383,5231.4m $30.1m $30.1m 0.03% Reduced -2.7m -2,706,147
31 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 1,381,3951.4m $30.0m $30.0m 0.00% Reduced -253.2k -253,167
32 Granite Investment Partners, LLC 1.22% of their portfolio EL SEGUNDO, CA 1,350,8021.4m $29.3m $29.3m 1.22% Reduced -3.6k -3,588
33 Allianz Asset Management GmbH 0.05% of their portfolio MUNICH, 2M 1,210,6711.2m $26.3m $26.3m 0.05% Added +646.9k +646,852
34 SHAPIRO CAPITAL MANAGEMENT LLC 0.66% of their portfolio ATLANTA, GA 1,184,0001.2m $25.7m $25.7m 0.66% Added +609.1k +609,100
35 FIRST TRUST ADVISORS LP 0.03% of their portfolio Wheaton, IL 1,109,5241.1m $24.1m $24.1m 0.03% Reduced -193.6k -193,587
36 TWO SIGMA INVESTMENTS, LP 0.07% of their portfolio NEW YORK, NY 1,103,7611.1m $24.0m $24.0m 0.07% Added +120.5k +120,514
37 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 1,094,8031.1m $23.8m $23.8m 0.03% Added +343.3k +343,259
38 MARSHALL WACE, LLP 0.06% of their portfolio LONDON, X0 1,065,9931.1m $23.2m $23.2m 0.06% Added +43.5k +43,547
39 Clearbridge Investments, LLC 0.02% of their portfolio NEW YORK, NY 1,057,2701.1m $23.0m $23.0m 0.02% New
40 EAGLE ASSET MANAGEMENT INC 0.13% of their portfolio ST PETERSBURG, FL 1,042,0291.0m $22.6m $22.6m 0.13% Reduced -58.6k -58,583
41 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,004,1871.0m $21.8m $21.8m 0.01% Added +345.4k +345,434
42 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.07% of their portfolio Paris, I0 873,086873.1k $19.0m $19.0m 0.07% Added +335.2k +335,208
43 Ruffer LLP 0.66% of their portfolio LONDON, X0 872,563872.6k $18.9m $18.9m 0.66% Reduced -200.5k -200,462
44 ALPS ADVISORS INC 0.16% of their portfolio Denver, CO 840,261840.3k $18.3m $18.3m 0.16% Reduced -173.0k -173,006
45 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 799,900799.9k $17.4m $17.4m 0.02% Reduced -792.3k -792,300
46 SCHRODER INVESTMENT MANAGEMENT GROUP 0.03% of their portfolio London, X0 786,607786.6k $17.1m $17.1m 0.03% Added +201.6k +201,630
47 NORDEA INVESTMENT MANAGEMENT AB 0.02% of their portfolio STOCKHOLM, V7 748,553748.6k $16.2m $16.2m 0.02% Added +165.8k +165,832
48 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 740,599740.6k $16.1m $16.1m 0.02% Reduced -59.5k -59,527
49 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 721,596721.6k $15.7m $15.7m 0.01% Added +676.1k +676,134
50 Robeco Schweiz AG 0.24% of their portfolio ZURICH, V8 689,800689.8k $15.0m $15.0m 0.24% New
51 TWO SIGMA ADVISERS, LP 0.04% of their portfolio NEW YORK, NY 677,715677.7k $14.7m $14.7m 0.04% Added +58.0k +58,000
52 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 667,828667.8k $14.5m $14.5m 0.01% Added +31.4k +31,359
53 Penn Capital Management Company, LLC 1.42% of their portfolio PHILADELPHIA, PA 648,093648.1k $14.2m $14.2m 1.42% Added +143.0k +143,014
54 NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio ALBANY, NY 551,771551.8k $12.0m $12.0m 0.02% Added +54.3k +54,302
55 Skandinaviska Enskilda Banken AB (publ) 0.08% of their portfolio STOCKHOLM, V7 542,978543.0k $11.8m $11.8m 0.08% New
56 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 513,836513.8k $11.2m $11.2m 0.01% Added +19.0k +19,031
57 ExodusPoint Capital Management, LP 0.12% of their portfolio NEW YORK, NY 493,335493.3k $10.7m $10.7m 0.12% Added +332.2k +332,223
58 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 492,564492.6k $10.7m $10.7m 0.02% Reduced -291.7k -291,668
59 Man Group plc 0.04% of their portfolio LONDON, X0 491,386491.4k $10.7m $10.7m 0.04% New
60 Redwood Investments, LLC 1.33% of their portfolio BOSTON, MA 480,243480.2k $10.4m $10.4m 1.33% Added +124.3k +124,287
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 473,113473.1k $10.3m $10.3m 0.00% Reduced -11.9k -11,897
62 FRONTIER CAPITAL MANAGEMENT CO LLC 0.10% of their portfolio Boston, MA 460,226460.2k $10.0m $10.0m 0.10% Reduced -744.9k -744,926
63 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 449,630449.6k $9.6m $9.6m 0.03% Added +27.8k +27,846
64 ROYCE & ASSOCIATES LP 0.09% of their portfolio New York, NY 423,427423.4k $9.2m $9.2m 0.09% Added +74.4k +74,400
65 ENGINE NO. 1 LLC 4.26% of their portfolio San Francisco, CA 418,263418.3k $9.1m $9.1m 4.26% Reduced -119.3k -119,334
66 CAPITAL MANAGEMENT CORP /VA 1.97% of their portfolio GLEN ALLEN, VA 395,773395.8k $8.6m $8.6m 1.97% Added +64.6k +64,616
67 Swiss National Bank 0.01% of their portfolio ZURICH, V8 387,135387.1k $8.4m $8.4m 0.01% Reduced -45.8k -45,800
68 Point72 Asset Management, L.P. 0.03% of their portfolio STAMFORD, CT 386,382386.4k $8.4m $8.4m 0.03% New
69 SEGALL BRYANT & HAMILL, LLC 0.08% of their portfolio CHICAGO, IL 362,586362.6k $7.9m $7.9m 0.08% Added +4.6k +4,604
70 CANADA LIFE ASSURANCE Co 0.02% of their portfolio WINNIPEG, A2 356,531356.5k $7.7m $7.7m 0.02% Reduced -13.7k -13,745
71 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 341,374341.4k $7.4m $7.4m 0.00% Added +50.0k +50,006
72 Ensign Peak Advisors, Inc 0.02% of their portfolio SALT LAKE CITY, UT 332,464332.5k $7.2m $7.2m 0.02% Reduced -81.3k -81,305
73 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 330,685330.7k $7.2m $7.2m 0.01% Reduced -158.4k -158,409
74 AGF MANAGEMENT LTD 0.05% of their portfolio TORONTO, A6 325,000325.0k $7.1m $7.1m 0.05% Unchanged
75 UBS Group AG 0.00% of their portfolio ZURICH, V8 323,129323.1k $7.0m $7.0m 0.00% Reduced -244.1k -244,058
76 Public Sector Pension Investment Board 0.05% of their portfolio MONTREAL, A8 315,477315.5k $6.9m $6.9m 0.05% Reduced -10.9k -10,855
77 First Eagle Investment Management, LLC 0.02% of their portfolio NEW YORK, NY 293,981294.0k $6.4m $6.4m 0.02% Added +110.0k +110,000
78 Squarepoint Ops LLC 0.04% of their portfolio NEW YORK, NY 289,907289.9k $6.3m $6.3m 0.04% Reduced -166.6k -166,598
79 STATE OF WISCONSIN INVESTMENT BOARD 0.02% of their portfolio MADISON, WI 280,794280.8k $6.1m $6.1m 0.02% Reduced -27.7k -27,690
80 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 267,709267.7k $5.8m $5.8m 0.01% Reduced -151.0k -150,968
81 Covalis Capital LLP 1.60% of their portfolio LONDON, X0 259,684259.7k $5.6m $5.6m 1.60% Reduced -186.6k -186,633
82 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 258,864258.9k $5.6m $5.6m 0.01% Added +69.4k +69,417
83 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 256,217256.2k $5.6m $5.6m 0.00% Reduced -15.8k -15,850
84 California Public Employees Retirement System 0.00% of their portfolio Sacramento, CA 253,005253.0k $5.5m $5.5m 0.00% Reduced -84.7k -84,652
85 DECADE RENEWABLE PARTNERS LP 1.96% of their portfolio HOUSTON, TX 246,616246.6k $5.4m $5.4m 1.96% Added +18.1k +18,056
86 KENNEDY CAPITAL MANAGEMENT LLC 0.16% of their portfolio ST LOUIS, MO 243,972244.0k $5.3m $5.3m 0.16% Added +35.2k +35,248
87 Bragg Financial Advisors, Inc 0.31% of their portfolio CHARLOTTE, NC 239,375239.4k $5.2m $5.2m 0.31% Added +44 +44
88 SELDON CAPITAL LP 2.50% of their portfolio SAN FRANCISCO, CA 235,306235.3k $5.1m $5.1m 2.50% Added +117.8k +117,752
89 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 233,112233.1k $5.1m $5.1m 0.01% Added +91.2k +91,193
90 ESSEX INVESTMENT MANAGEMENT CO LLC 0.73% of their portfolio BOSTON, MA 230,972231.0k $5.0m $5.0m 0.73% Reduced -31.0k -31,026
91 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 230,798230.8k $5.0m $5.0m 0.01% Reduced -5.2k -5,187
92 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 220,220220.2k $4.8m $4.8m 0.00% Added +12.5k +12,473
93 JENNISON ASSOCIATES LLC 0.00% of their portfolio NEW YORK, NY 219,467219.5k $4.8m $4.8m 0.00% Added +70.8k +70,756
94 U.S. Capital Wealth Advisors, LLC 0.22% of their portfolio AUSTIN, TX 218,365218.4k $4.7m $4.7m 0.22% Added +8.8k +8,850
95 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 217,887217.9k $4.7m $4.7m 0.01% Reduced -2.8k -2,802
96 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 209,680209.7k $4.6m $4.6m 0.00% Added +16.5k +16,531
97 THORNBURG INVESTMENT MANAGEMENT INC 0.08% of their portfolio SANTA FE, NM 209,304209.3k $4.5m $4.5m 0.08% Reduced -2.5k -2,517
98 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 203,365203.4k $4.4m $4.4m 0.01% Reduced -31.2k -31,219
99 Swedbank AB 0.01% of their portfolio STOCKHOLM, V7 202,600202.6k $4.4m $4.4m 0.01% Added +73.6k +73,600
100 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 201,288201.3k $4.4m $4.4m 0.00% Added +11.7k +11,660