Vault-13

OBSEVA SA

COM · CUSIP H5861P103

6 institutional holders -22 vs Q4 2022
4,773,7524.8m shares reported held*
$519.1kreported value*
0 new 1 added 2 reduced 21 sold out net sold ≈ $890.7k (-8.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.11. Options: 1 managers hold calls ($0 notional), 2 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 36Q4 22: 28Q1 23: 66Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202236
Q4 202228
Q1 20236

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 6 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 1 bought or addedQ1 23: 23 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022618
Q1 2023123

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3kQ3 22 calls: $3.0kQ3 22 puts: $1.0kQ3 22P/C 0.33Q4 22 calls: $1.3kQ4 22 puts: $493Q4 22P/C 0.39Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0k$1.0k0.33
Q4 2022$1.3k$4930.39
Q1 2023$0$0—

Biggest buyers

Laurel Wealth Advisors LLC Added +6,500+6.5k

Biggest sellers

Sofinnova Investments, Inc. Sold out -4,749,623-4.7m
CREDIT SUISSE AG/ Sold out -1,750,573-1.8m
Zurcher Kantonalbank (Zurich Cantonalbank) Sold out -668,485-668.5k
PICTET ASSET MANAGEMENT SA Sold out -363,772-363.8k
Virtu Financial LLC Sold out -109,073-109.1k
GEODE CAPITAL MANAGEMENT, LLC Sold out -82,227-82.2k
SIMPLEX TRADING, LLC Reduced -68,371-68.4k
Cutter & CO Brokerage, Inc. Reduced -53,500-53.5k
UBS Group AG Sold out -50,850-50.9k
BANQUE PICTET & CIE SA Sold out -50,000-50.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Reduced $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NEA Management Company, LLC 0.03% of their portfolio TIMONIUM, MD 4,586,5634.6m $499.9k $499.9k 0.03% Unchanged
2 Cutter & CO Brokerage, Inc. 0.00% of their portfolio Ballwin, MO 147,700147.7k $14.8k $14.8k 0.00% Reduced -53.5k -53,500
3 Banque Cantonale Vaudoise 0.00% of their portfolio LAUSANNE, V8 25,00025.0k $3.0k $3.0k 0.00% Unchanged
4 Laurel Wealth Advisors LLC 0.00% of their portfolio CHARLOTTE, NC 13,00013.0k $1.4k $1.4k 0.00% Added +6.5k +6,500
5 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,4891.5k $0 $0 0.00% Reduced -68.4k -68,371
6 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged