Vault-13

HSBC HLDGS PLC HSBC

SPON ADR NEW · ADR · CUSIP 404280406 · ISIN US4042804066

British multinational bank

339 institutional holders +22 vs Q4 2022
57,126,29557.1m shares reported held*
$1.9bnreported value*
58 new 130 added 77 reduced 35 sold out net bought ≈ $128.1m (+3.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.13. Options: 17 managers hold calls ($232.3m notional), 20 hold puts ($163.5m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 290Q4 22: 317Q1 23: 339339Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022290
Q4 2022317
Q1 2023339

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 150 bought or addedQ4 22: 134 cut or sold outQ4 22Q1 23: 188 bought or addedQ1 23: 112 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022150134
Q1 2023188112

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $224.1mQ3 22 puts: $252.6mQ3 22P/C 1.13Q4 22 calls: $240.5mQ4 22 puts: $212.7mQ4 22P/C 0.88Q1 23 calls: $232.3mQ1 23 puts: $163.5mQ1 23P/C 0.70
Numbers
QuarterCallsPutsP/C
Q3 2022$224.1m$252.6m1.13
Q4 2022$240.5m$212.7m0.88
Q1 2023$232.3m$163.5m0.70

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +2,193,561+2.2m
MORGAN STANLEY Added +2,001,545+2.0m
LAZARD ASSET MANAGEMENT LLC Added +1,441,822+1.4m
GOLDMAN SACHS GROUP INC Added +847,758+847.8k
FMR LLC Added +641,062+641.1k
COOKSON PEIRCE & CO INC New +466,263+466.3k
NATIXIS ADVISORS, LLC Added +388,053+388.1k
DIMENSIONAL FUND ADVISORS LP Added +341,151+341.2k
WELLS FARGO & COMPANY/MN Added +212,249+212.2k
Qube Research & Technologies Ltd New +184,996+185.0k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,415,786-1.4m
JANE STREET GROUP, LLC Reduced -1,089,576-1.1m
CITADEL ADVISORS LLC Reduced -877,381-877.4k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Reduced -611,481-611.5k
NORGES BANK Reduced -545,000-545.0k
OLD MISSION CAPITAL LLC Reduced -488,122-488.1k
BANK OF MONTREAL /CAN/ Reduced -436,728-436.7k
RENAISSANCE TECHNOLOGIES LLC Reduced -350,322-350.3k
CREDIT SUISSE AG/ Sold out -250,350-250.3k
Optiver Holding B.V. Reduced -241,340-241.3k

Biggest calls

NOMURA HOLDINGS INC New $83.2m2.4m shares
Walleye Trading LLC Reduced $25.8m755.6k shares
CITADEL ADVISORS LLC Reduced $24.4m716.3k shares
JANE STREET GROUP, LLC Added $17.1m499.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $16.3m477.9k shares
GROUP ONE TRADING LLC Reduced $14.5m423.8k shares
Optiver Holding B.V. Reduced $14.2m415.8k shares
Twin Tree Management, LP Added $14.1m412.9k shares
SIMPLEX TRADING, LLC Reduced $9.9m289.2k shares
SAL Trading, LLC New $4.2m123.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $36.0m1.1m shares
Optiver Holding B.V. Reduced $30.2m885.9k shares
Walleye Trading LLC Reduced $24.8m726.2k shares
CITADEL ADVISORS LLC Reduced $21.2m619.8k shares
SIMPLEX TRADING, LLC Reduced $11.8m345.4k shares
GROUP ONE TRADING LLC Reduced $9.5m277.5k shares
Twin Tree Management, LP Reduced $9.2m270.3k shares
PEAK6 Investments LLC Reduced $6.8m200.4k shares
SAL Trading, LLC New $3.8m111.7k shares
ROYAL BANK OF CANADA Unchanged $3.6m106.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DIMENSIONAL FUND ADVISORS LP 0.12% of their portfolio AUSTIN, TX 10,526,76910.5m $359.3m $359.3m 0.12% Added +341.2k +341,151
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 7,319,8307.3m $249.8m $249.8m 0.03% Added +2.0m +2,001,545
3 JANE STREET GROUP, LLC 0.31% of their portfolio NEW YORK, NY 5,333,7625.3m $182.0m $182.0m 0.31% Reduced -1.1m -1,089,576
4 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 4,620,9134.6m $157.7m $157.7m 0.04% Added +847.8k +847,758
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,367,6023.4m $114.9m $114.9m 0.01% Added +2.2m +2,193,561
6 LAZARD ASSET MANAGEMENT LLC 0.14% of their portfolio NEW YORK, NY 3,057,7753.1m $104.4m $104.4m 0.14% Added +1.4m +1,441,822
7 RENAISSANCE TECHNOLOGIES LLC 0.08% of their portfolio NEW YORK, NY 1,841,2431.8m $62.8m $62.8m 0.08% Reduced -350.3k -350,322
8 BlackRock Inc. 0.00% of their portfolio New York, NY 1,765,9421.8m $60.3m $60.3m 0.00% Added +63.5k +63,537
9 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,740,2011.7m $59.4m $59.4m 0.01% Added +26.1k +26,149
10 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,560,0001.6m $53.2m $53.2m 0.01% Reduced -545.0k -545,000
11 CITIGROUP INC 0.07% of their portfolio NEW YORK, NY 1,466,6501.5m $50.1m $50.1m 0.07% Added +521 +521
12 FMR LLC 0.00% of their portfolio BOSTON, MA 1,228,5201.2m $41.9m $41.9m 0.00% Added +641.1k +641,062
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 984,932984.9k $33.6m $33.6m 0.01% Added +26.1k +26,086
14 FIL Ltd 0.03% of their portfolio HAMILTON, D0 809,137809.1k $27.6m $27.6m 0.03% Reduced -22.5k -22,547
15 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 607,859607.9k $20.7m $20.7m 0.01% Added +212.2k +212,249
16 NATIXIS ADVISORS, LLC 0.07% of their portfolio Boston, MA 563,457563.5k $19.2m $19.2m 0.07% Added +388.1k +388,053
17 COOKSON PEIRCE & CO INC 1.02% of their portfolio PITTSBURGH, PA 466,263466.3k $15.9m $15.9m 1.02% New
18 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 436,319436.3k $14.9m $14.9m 0.01% Added +38.2k +38,202
19 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 409,919409.9k $14.0m $14.0m 0.02% Reduced -877.4k -877,381
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 356,639356.6k $12.2m $12.2m 0.00% Reduced -48.1k -48,114
21 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 352,419352.4k $12.0m $12.0m 0.01% Reduced -80.4k -80,386
22 Balyasny Asset Management L.P. 0.04% of their portfolio Chicago, IL 314,696314.7k $10.7m $10.7m 0.04% Added +155.2k +155,195
23 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 297,632297.6k $10.2m $10.2m 0.01% Added +118.7k +118,736
24 Crossmark Global Holdings, Inc. 0.20% of their portfolio HOUSTON, TX 248,192248.2k $8.5m $8.5m 0.20% Reduced -1.8k -1,778
25 MERITAGE PORTFOLIO MANAGEMENT 0.62% of their portfolio OVERLAND PARK, KS 244,604244.6k $8.3m $8.3m 0.62% Reduced -7.1k -7,132
26 Grantham, Mayo, Van Otterloo & Co. LLC 0.04% of their portfolio Boston, MA 223,700223.7k $7.6m $7.6m 0.04% Added +79.5k +79,500
27 RENAISSANCE GROUP LLC 0.31% of their portfolio Covington, KY 199,693199.7k $6.8m $6.8m 0.31% Reduced -872 -872
28 Qube Research & Technologies Ltd 0.04% of their portfolio LONDON, X0 184,996185.0k $6.3m $6.3m 0.04% New
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 176,872176.9k $6.0m $6.0m 0.00% Added +51.0k +51,007
30 American Assets Investment Management, LLC 0.66% of their portfolio SAN DIEGO, CA 166,918166.9k $5.7m $5.7m 0.66% Unchanged
31 HENNESSY ADVISORS INC 0.41% of their portfolio NOVATO, CA 162,900162.9k $5.6m $5.6m 0.41% New
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 141,347141.3k $4.8m $4.8m 0.00% Added +65.1k +65,074
33 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.11% of their portfolio BALA CYNWYD, PA 139,998140.0k $4.8m $4.8m 0.11% Unchanged
34 Optiver Holding B.V. 0.22% of their portfolio AMSTERDAM, P7 139,617139.6k $4.8m $4.8m 0.22% Reduced -241.3k -241,340
35 Cubist Systematic Strategies, LLC 0.04% of their portfolio STAMFORD, CT 134,229134.2k $4.6m $4.6m 0.04% Added +85.4k +85,354
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 127,093127.1k $4.3m $4.3m 0.00% Reduced -1.4m -1,415,786
37 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 114,543114.5k $3.9m $3.9m 0.02% Added +3.6k +3,642
38 THOMAS WHITE INTERNATIONAL LTD 0.81% of their portfolio CHICAGO, IL 111,890111.9k $3.8m $3.8m 0.81% Added +52.4k +52,371
39 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 109,976110.0k $3.8m $3.8m 0.05% Added +39.0k +38,982
40 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 109,976110.0k $3.8m $3.8m 0.05% New
41 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio JUPITER, FL 107,830107.8k $3.7m $3.7m 0.02% Reduced -611.5k -611,481
42 Manatuck Hill Partners, LLC 1.86% of their portfolio WESTPORT, CT 107,448107.4k $3.7m $3.7m 1.86% Unchanged
43 REGIONS FINANCIAL CORP 0.03% of their portfolio BIRMINGHAM, AL 107,013107.0k $3.7m $3.7m 0.03% Added +29.6k +29,648
44 Summit Global Investments 0.27% of their portfolio BOUNTIFUL, UT 103,497103.5k $3.5m $3.5m 0.27% Added +20.0k +20,033
45 Mariner, LLC 0.01% of their portfolio Overland Park, KS 102,787102.8k $3.5m $3.5m 0.01% Added +28.5k +28,533
46 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 95,47195.5k $3.3m $3.3m 0.00% Added +3.4k +3,358
47 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.05% of their portfolio Stamford, CT 92,15792.2k $3.1m $3.1m 0.05% Added +20.0k +19,981
48 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 91,87891.9k $3.1m $3.1m 0.01% Added +4.8k +4,836
49 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 87,21187.2k $3.0m $3.0m 0.01% Added +38.6k +38,600
50 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 83,96084.0k $2.9m $2.9m 0.00% Reduced -436.7k -436,728
51 Beck Bode, LLC 0.64% of their portfolio DEDHAM, MA 76,15376.2k $2.6m $2.6m 0.64% New
52 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 74,73474.7k $2.6m $2.6m 0.01% Added +29.3k +29,337
53 Old Port Advisors 0.91% of their portfolio PORTLAND, ME 72,31972.3k $2.5m $2.5m 0.91% Added +259 +259
54 ADVISOR PARTNERS II, LLC 0.13% of their portfolio WALNUT CREEK, CA 69,57969.6k $2.4m $2.4m 0.13% Added +8.5k +8,466
55 YOUSIF CAPITAL MANAGEMENT, LLC 0.03% of their portfolio BLOOMFIELD HILLS, MI 67,17367.2k $2.3m $2.3m 0.03% Added +240 +240
56 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 64,82264.8k $2.2m $2.2m 0.00% Added +11.5k +11,493
57 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 64,77764.8k $2.2m $2.2m 0.00% Reduced -9.6k -9,587
58 Catalyst Capital Advisors LLC 0.07% of their portfolio San Juan, PR 63,35063.4k $2.2m $2.2m 0.07% New
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 62,98863.0k $2.1m $2.1m 0.00% Added +44.7k +44,699
60 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 61,40561.4k $2.1m $2.1m 0.04% Reduced -3.4k -3,409
61 Bayesian Capital Management, LP 0.26% of their portfolio Brooklyn, NY 61,00061.0k $2.1m $2.1m 0.26% New
62 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 58,26958.3k $2.0m $2.0m 0.00% Added +6.8k +6,758
63 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 57,80857.8k $2.0m $2.0m 0.00% Added +20.1k +20,052
64 First Trust Direct Indexing L.P. 0.22% of their portfolio Boston, MA 54,99955.0k $1.9m $1.9m 0.22% Added +2.8k +2,770
65 Composition Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 53,74553.7k $1.8m $1.8m 0.06% Reduced -19.6k -19,646
66 FORA Capital, LLC 0.18% of their portfolio MIAMI, FL 52,16052.2k $1.8m $1.8m 0.18% New
67 Laird Norton Wetherby Wealth Management, LLC 0.10% of their portfolio Seattle, WA 52,12752.1k $1.8m $1.8m 0.10% Added +1.4k +1,409
68 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 51,56851.6k $1.8m $1.8m 0.02% Added +25.3k +25,320
69 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 50,87850.9k $1.7m $1.7m 0.00% Added +19.6k +19,644
70 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 50,74050.7k $1.7m $1.7m 0.01% Reduced -50.0k -49,974
71 West Family Investments, Inc. 0.68% of their portfolio CARLSBAD, CA 50,00050.0k $1.7m $1.7m 0.68% Reduced -6.7k -6,692
72 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 49,67649.7k $1.7m $1.7m 0.00% Added +5.0k +4,960
73 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 48,66348.7k $1.7m $1.7m 0.00% New
74 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 48,00148.0k $1.6m $1.6m 0.00% Added +5.4k +5,382
75 Qtron Investments LLC 0.33% of their portfolio Boston, MA 47,74247.7k $1.6m $1.6m 0.33% Unchanged
76 Koss-Olinger Consulting, LLC 0.20% of their portfolio GAINESVILLE, FL 47,62747.6k $1.6m $1.6m 0.20% Added +1.7k +1,697
77 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 47,09547.1k $1.6m $1.6m 0.00% New
78 Vanguard Personalized Indexing Management, LLC 0.05% of their portfolio OAKLAND, CA 45,90845.9k $1.6m $1.6m 0.05% Added +4.9k +4,927
79 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 45,58645.6k $1.6m $1.6m 0.01% Reduced -19 -19
80 Naviter Wealth, LLC 0.53% of their portfolio LITTLE ROCK, AR 42,78042.8k $1.5m $1.5m 0.53% Reduced -239 -239
81 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 41,79841.8k $1.4m $1.4m 0.00% Added +20.9k +20,899
82 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 40,35740.4k $1.4m $1.4m 0.00% Reduced -2.0k -1,995
83 RITHOLTZ WEALTH MANAGEMENT 0.06% of their portfolio NEW YORK, NY 38,01538.0k $1.3m $1.3m 0.06% Added +3.7k +3,720
84 Y-Intercept (Hong Kong) Ltd 0.15% of their portfolio HONG KONG, K3 37,75937.8k $1.3m $1.3m 0.15% New
85 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 37,15537.2k $1.3m $1.3m 0.03% Added +138 +138
86 Ethic Inc. 0.05% of their portfolio NEW YORK, NY 35,08935.1k $1.2m $1.2m 0.05% Added +799 +799
87 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 34,15734.2k $1.2m $1.2m 0.00% Added +19.5k +19,500
88 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 34,08134.1k $1.2m $1.2m 0.01% Added +4.1k +4,098
89 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 32,50432.5k $1.1m $1.1m 0.00% Added +23.4k +23,435
90 Verdence Capital Advisors LLC 0.13% of their portfolio HUNT VALLEY, MD 32,36632.4k $1.1m $1.1m 0.13% Added +8.2k +8,157
91 LGT Group Foundation 0.03% of their portfolio VADUZ, N2 31,51531.5k $1.1m $1.1m 0.03% Added +24.6k +24,590
92 THOROUGHBRED FINANCIAL SERVICES, LLC 0.16% of their portfolio BRENTWOOD, TN 30,99431.0k $1.1m $1.1m 0.16% Added +12.3k +12,253
93 LEVEL FOUR ADVISORY SERVICES, LLC 0.07% of their portfolio DALLAS, TX 30,75730.8k $1.0m $1.0m 0.07% Added +984 +984
94 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 30,72230.7k $1.0m $1.0m 0.00% Added +990 +990
95 Quantinno Capital Management LP 0.07% of their portfolio NEW YORK, NY 30,69730.7k $1.0m $1.0m 0.07% Added +3.3k +3,283
96 EAGLE ASSET MANAGEMENT INC 0.01% of their portfolio ST PETERSBURG, FL 30,26230.3k $1.0m $1.0m 0.01% Added +941 +941
97 Schechter Investment Advisors, LLC 0.10% of their portfolio BIRMINGHAM, MI 30,17130.2k $1.0m $1.0m 0.10% Added +8.4k +8,365
98 SIGNATUREFD, LLC 0.03% of their portfolio ATLANTA, GA 29,41329.4k $1.0m $1.0m 0.03% Added +532 +532
99 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 29,38029.4k $1.0m $1.0m 0.00% Added +10.1k +10,112
100 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 28,83828.8k $984.0k $984.0k 0.01% Reduced -2.5k -2,462