Vault-13

ISHARES TR OEF

S&P 100 ETF · ETP · CUSIP 464287101

516 institutional holders +12 vs Q4 2022
25,642,38725.6m shares reported held*
$4.8bnreported value*
56 new 113 added 185 reduced 36 sold out net sold ≈ $106.5m (-520.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $186.56. Options: 12 managers hold calls ($90.8m notional), 6 hold puts ($46.0m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 475Q4 22: 504Q1 23: 516516Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022475
Q4 2022504
Q1 2023516

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 168 bought or addedQ4 22: 204 cut or sold outQ4 22Q1 23: 169 bought or addedQ1 23: 221 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022168204
Q1 2023169221

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $54.9mQ3 22 puts: $7.8mQ3 22P/C 0.14Q4 22 calls: $176.2mQ4 22 puts: $14.5mQ4 22P/C 0.08Q1 23 calls: $90.8mQ1 23 puts: $46.0mQ1 23P/C 0.51
Numbers
QuarterCallsPutsP/C
Q3 2022$54.9m$7.8m0.14
Q4 2022$176.2m$14.5m0.08
Q1 2023$90.8m$46.0m0.51

Biggest buyers

Relative Value Partners Group, LLC Added +391,328+391.3k
FMR LLC Added +166,171+166.2k
BANK OF AMERICA CORP /DE/ Added +144,018+144.0k
FSA WEALTH PARTNERS, INC. New +53,026+53.0k
United Asset Strategies, Inc. Added +51,551+51.6k
FIFTH THIRD BANCORP Added +43,570+43.6k
Lineweaver Wealth Advisors, LLC New +32,560+32.6k
GOLDMAN SACHS GROUP INC Added +27,094+27.1k
MGO ONE SEVEN LLC New +25,637+25.6k
MONEY CONCEPTS CAPITAL CORP Added +23,238+23.2k

Biggest sellers

Legacy Advisors, LLC Reduced -274,542-274.5k
CM WEALTH ADVISORS LLC Sold out -236,913-236.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -236,279-236.3k
JPMORGAN CHASE & CO Reduced -95,098-95.1k
First Pacific Financial Reduced -86,385-86.4k
OAKWORTH CAPITAL, INC. Reduced -72,645-72.6k
Spire Wealth Management Reduced -61,290-61.3k
Fisher Asset Management, LLC Reduced -61,033-61.0k
JONES FINANCIAL COMPANIES LLLP Reduced -51,752-51.8k
BlackRock Inc. Reduced -39,572-39.6k

Biggest calls

Capital Markets Trading UK LLP Reduced $38.2m1.3m shares
Conversant Capital LLC New $23.3m275.0k shares
SUMMIT SECURITIES GROUP LLC Reduced $21.4m11.4k shares
Maven Securities LTD New $2.2m12.0k shares
JANE STREET GROUP, LLC Added $2.0m17.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3m6.7k shares
CITADEL ADVISORS LLC Reduced $1.2m6.6k shares
Belvedere Trading LLC Added $654.6k3.5k shares
WOLVERINE TRADING, LLC Reduced $369.0k2.0k shares
GROUP ONE TRADING LLC Reduced $93.5k500 shares

Biggest puts

SUMMIT SECURITIES GROUP LLC Added $43.7m23.3k shares
CITADEL ADVISORS LLC Added $1.2m6.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $617.2k3.3k shares
Walleye Trading LLC New $505.0k2.7k shares
Belvedere Trading LLC Reduced $18.7k100 shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.11% of their portfolio CHARLOTTE, NC 5,244,0475.2m $980.8m $980.8m 0.11% Added +144.0k +144,018
2 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 2,130,1912.1m $398.4m $398.4m 0.05% Reduced -95.1k -95,098
3 JONES FINANCIAL COMPANIES LLLP 0.64% of their portfolio DES PERES, MO 2,074,1792.1m $388.0m $388.0m 0.64% Reduced -51.8k -51,752
4 FIFTH THIRD BANCORP 1.72% of their portfolio CINCINNATI, OH 1,974,6142.0m $369.3m $369.3m 1.72% Added +43.6k +43,570
5 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,022,1211.0m $191.2m $191.2m 0.02% Reduced -23.9k -23,890
6 IEQ CAPITAL, LLC 4.08% of their portfolio Foster City, CA 941,746941.7k $176.1m $176.1m 4.08% Reduced -21.7k -21,662
7 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 910,861910.9k $170.4m $170.4m 0.05% Added +27.1k +27,094
8 Relative Value Partners Group, LLC 5.33% of their portfolio NORTHBROOK, IL 834,924834.9k $156.2m $156.2m 5.33% Added +391.3k +391,328
9 Cresset Asset Management, LLC 2.41% of their portfolio Chicago, IL 644,671644.7k $120.6m $120.6m 2.41% Reduced -6.2k -6,169
10 UBS Group AG 0.05% of their portfolio ZURICH, V8 628,684628.7k $117.6m $117.6m 0.05% Reduced -6.9k -6,947
11 BlackRock Inc. 0.00% of their portfolio New York, NY 504,779504.8k $94.4m $94.4m 0.00% Reduced -39.6k -39,572
12 EVOKE WEALTH, LLC 3.16% of their portfolio Los Angeles, CA 463,293463.3k $86.7m $86.7m 3.16% Reduced -18.3k -18,341
13 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 462,150462.1k $86.4m $86.4m 0.03% Reduced -4.6k -4,618
14 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 392,936392.9k $73.5m $73.5m 0.06% Reduced -15.4k -15,366
15 FMR LLC 0.00% of their portfolio BOSTON, MA 329,898329.9k $61.7m $61.7m 0.00% Added +166.2k +166,171
16 OAKWORTH CAPITAL, INC. 4.88% of their portfolio BIRMINGHAM, AL 291,616291.6k $54.5m $54.5m 4.88% Reduced -72.6k -72,645
17 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 241,140241.1k $45.1m $45.1m 0.04% Reduced -21.8k -21,765
18 AGF MANAGEMENT LTD 0.25% of their portfolio TORONTO, A6 196,985197.0k $36.8m $36.8m 0.25% Reduced -3.5k -3,495
19 SIGNATUREFD, LLC 0.97% of their portfolio ATLANTA, GA 189,790189.8k $35.5m $35.5m 0.97% Reduced -5.4k -5,368
20 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 168,600168.6k $31.5m $31.5m 0.01% Reduced -8.1k -8,127
21 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 165,341165.3k $30.9m $30.9m 0.06% Reduced -2.1k -2,090
22 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 160,566160.6k $30.0m $30.0m 0.06% Reduced -13.4k -13,421
23 Mariner, LLC 0.08% of their portfolio Overland Park, KS 150,524150.5k $28.1m $28.1m 0.08% Reduced -1.1k -1,051
24 Bluespring Wealth Management, LLC 3.27% of their portfolio AUSTIN, TX 132,879132.9k $24.9m $24.9m 3.27% Added +3.4k +3,386
25 First Pacific Financial 11.11% of their portfolio VANCOUVER, WA 128,347128.3k $24.0m $24.0m 11.11% Reduced -86.4k -86,385
26 Abbrea Capital, LLC 3.81% of their portfolio Greenbrae, CA 119,918119.9k $22.4m $22.4m 3.81% Added +32 +32
27 Dakota Wealth Management 1.48% of their portfolio PALM BEACH GARDENS, FL 118,055118.1k $22.1m $22.1m 1.48% Reduced -6.6k -6,595
28 J.P. Morgan Private Wealth Advisors LLC 0.05% of their portfolio SAN FRANCISCO, CA 117,576117.6k $22.0m $22.0m 0.05% Reduced -13.6k -13,579
29 M&T Bank Corp 0.08% of their portfolio BUFFALO, NY 115,280115.3k $21.6m $21.6m 0.08% Reduced -5.5k -5,489
30 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 113,404113.4k $21.2m $21.2m 0.01% Reduced -236.3k -236,279
31 Dorsey & Whitney Trust CO LLC 1.86% of their portfolio SIOUX FALLS, SD 109,490109.5k $20.5m $20.5m 1.86% Added +20.1k +20,094
32 Steward Partners Investment Advisory, LLC 0.32% of their portfolio STAMFORD, CT 107,573107.6k $20.1m $20.1m 0.32% Reduced -4.8k -4,756
33 Altus Wealth Management, LLC 15.53% of their portfolio FT MITCHELL, KY 100,376100.4k $18.8m $18.8m 15.53% Added +4.8k +4,829
34 Amplius Wealth Advisors, LLC 2.61% of their portfolio BLUE BELL, PA 97,29797.3k $18.2m $18.2m 2.61% Added +3.7k +3,690
35 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 97,12397.1k $18.2m $18.2m 0.01% Reduced -61.0k -61,033
36 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 95,02895.0k $17.8m $17.8m 0.01% Added +2.2k +2,214
37 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 78,11078.1k $14.6m $14.6m 0.08% Reduced -2.3k -2,325
38 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 77,65577.7k $14.5m $14.5m 0.06% Added +2.5k +2,454
39 IFP Advisors, Inc 0.37% of their portfolio TAMPA, FL 70,73470.7k $8.5m $8.5m 0.37% Reduced -2.8k -2,801
40 Veritable, L.P. 0.22% of their portfolio Newtown Square, PA 67,48867.5k $12.6m $12.6m 0.22% Unchanged
41 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 66,69566.7k $12.5m $12.5m 0.01% Reduced -15.3k -15,285
42 Geller Advisors LLC 1.82% of their portfolio New York, NY 65,98766.0k $12.3m $12.3m 1.82% Added +10.0k +10,046
43 KEYBANK NATIONAL ASSOCIATION/OH 0.06% of their portfolio BROOKLYN, OH 65,13565.1k $12.2m $12.2m 0.06% Reduced -9.4k -9,412
44 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 61,98662.0k $11.6m $11.6m 0.00% Added +8.1k +8,121
45 BROWN BROTHERS HARRIMAN & CO 0.10% of their portfolio NEW YORK, NY 61,46461.5k $11.5m $11.5m 0.10% Added +607 +607
46 Legacy Advisors, LLC 1.92% of their portfolio PLYMOUTH MEETING, PA 55,54055.5k $10.4m $10.4m 1.92% Reduced -274.5k -274,542
47 STOCK YARDS BANK & TRUST CO 0.39% of their portfolio LOUISVILLE, KY 54,64154.6k $10.2m $10.2m 0.39% Reduced -621 -621
48 United Asset Strategies, Inc. 0.61% of their portfolio GARDEN CITY, NY 53,19453.2k $4.6m $4.6m 0.61% Added +51.6k +51,551
49 FSA WEALTH PARTNERS, INC. 6.50% of their portfolio Rockville, MD 53,02653.0k $9.9m $9.9m 6.50% New
50 COUNTRY CLUB BANK 0.80% of their portfolio KANSAS CITY, MO 52,95553.0k $9.8m $9.8m 0.80% Reduced -13.5k -13,466
51 Bricktown Capital, LLC 1.06% of their portfolio DETROIT, MI 50,00050.0k $9.4m $9.4m 1.06% Unchanged
52 OneDigital Investment Advisors LLC 0.22% of their portfolio OVERLAND PARK, KS 49,31749.3k $9.2m $9.2m 0.22% Added +6.1k +6,127
53 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 48,92248.9k $9.2m $9.2m 0.00% Reduced -3.4k -3,394
54 Polianta Ltd 4.16% of their portfolio ST HELIER, Y9 48,60048.6k $9.1m $9.1m 4.16% Added +21.6k +21,600
55 Cetera Advisors LLC 0.14% of their portfolio DENVER, CO 46,31046.3k $8.7m $8.7m 0.14% Added +1.9k +1,862
56 Integrated Wealth Concepts LLC 0.18% of their portfolio WALTHAM, MA 45,53245.5k $8.5m $8.5m 0.18% Added +2.6k +2,564
57 QUEST INVESTMENT MANAGEMENT LLC 1.15% of their portfolio LAKE OSWEGO, OR 44,96445.0k $8.4m $8.4m 1.15% Added +4.3k +4,280
58 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 41,65541.7k $7.8m $7.8m 0.01% Reduced -622 -622
59 Segment Wealth Management, LLC 0.82% of their portfolio HOUSTON, TX 38,63338.6k $7.2m $7.2m 0.82% Reduced -439 -439
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 38,13938.1k $7.1m $7.1m 0.01% Reduced -3.3k -3,335
61 Roble, Belko & Company, Inc 1.45% of their portfolio SEWICKLEY, PA 37,89537.9k $7.1m $7.1m 1.45% Reduced -1.6k -1,643
62 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 37,89037.9k $7.1m $7.1m 0.02% Reduced -3.4k -3,434
63 Waypoint Capital Advisors, LLC 2.30% of their portfolio Minneapolis, MN 37,70737.7k $7.1m $7.1m 2.30% Reduced -361 -361
64 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 36,09436.1k $6.8m $6.8m 0.01% Added +1.3k +1,272
65 B. Riley Wealth Advisors, Inc. 0.18% of their portfolio MEMPHIS, TN 36,02836.0k $6.7m $6.7m 0.18% Added +702 +702
66 Investors Research Corp 1.75% of their portfolio ATLANTA, GA 36,01036.0k $6.7m $6.7m 1.75% Added +1.7k +1,661
67 ATTICUS WEALTH MANAGEMENT, LLC 2.57% of their portfolio Palm Beach Gardens, FL 35,97736.0k $6.7m $6.7m 2.57% Reduced -1.2k -1,232
68 Canal Capital Management, LLC 1.45% of their portfolio Richmond, VA 35,19335.2k $6.6m $6.6m 1.45% Added +5.6k +5,613
69 PATHSTONE FAMILY OFFICE, LLC 0.11% of their portfolio ENGLEWOOD, NJ 34,94234.9k $6.5m $6.5m 0.11% Reduced -34.8k -34,798
70 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 34,57034.6k $6.5m $6.5m 0.01% Reduced -3.3k -3,278
71 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 34,51334.5k $6.5m $6.5m 0.01% Added +19.5k +19,490
72 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 33,92233.9k $6.3m $6.3m 0.02% Reduced -4.5k -4,490
73 CARRET ASSET MANAGEMENT, LLC 0.86% of their portfolio NEW YORK, NY 32,98133.0k $6.2m $6.2m 0.86% Reduced -1.4k -1,382
74 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 32,61032.6k $6.1m $6.1m 0.03% Added +4.1k +4,110
75 Lineweaver Wealth Advisors, LLC 1.88% of their portfolio VALLEY VIEW, OH 32,56032.6k $6.1m $6.1m 1.88% New
76 Wharton Business Group, LLC 0.35% of their portfolio MALVERN, PA 31,38431.4k $5.9m $5.9m 0.35% Reduced -30 -30
77 HRT FINANCIAL LP 0.07% of their portfolio NEW YORK, NY 31,15331.2k $5.8m $5.8m 0.07% Added +10.0k +9,979
78 FULTON BREAKEFIELD BROENNIMAN LLC 0.49% of their portfolio Bethesda, MD 30,57030.6k $5.7m $5.7m 0.49% Reduced -420 -420
79 Keebeck Wealth Management 0.87% of their portfolio Chicago, IL 29,00729.0k $5.4m $5.4m 0.87% Added +10.0k +9,980
80 Carnegie Investment Counsel 0.21% of their portfolio PEPPER PIKE, OH 28,52828.5k $5.3m $5.3m 0.21% Reduced -92 -92
81 Federation des caisses Desjardins du Quebec 0.06% of their portfolio LEVIS, A8 27,09427.1k $5.1m $5.1m 0.06% Reduced -577 -577
82 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 27,02827.0k $5.1m $5.1m 0.00% Reduced -435 -435
83 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 26,38026.4k $4.9m $4.9m 0.00% Reduced -1.6k -1,556
84 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 25,77925.8k $141.3k $141.3k 0.01% Added +23.2k +23,238
85 MGO ONE SEVEN LLC 0.30% of their portfolio Beachwood, OH 25,63725.6k $4.8m $4.8m 0.30% New
86 GenWealth Group, Inc. 1.46% of their portfolio Maplewood, NJ 25,41925.4k $4.8m $4.8m 1.46% Reduced -761 -761
87 TCWP LLC 0.90% of their portfolio Beachwood, OH 25,32125.3k $4.7m $4.7m 0.90% Added +256 +256
88 W ADVISORS, LLC 3.91% of their portfolio Germantown, TN 25,28325.3k $4.7m $4.7m 3.91% Reduced -44 -44
89 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 24,88124.9k $4.7m $4.7m 0.05% Added +118 +118
90 SCS Capital Management LLC 0.13% of their portfolio BOSTON, MA 24,47324.5k $4.6m $4.6m 0.13% Reduced -11.6k -11,605
91 BAILARD, INC. 0.16% of their portfolio Foster City, CA 24,37924.4k $4.6m $4.6m 0.16% Unchanged
92 NTV Asset Management LLC 0.85% of their portfolio Charleston, WV 24,29124.3k $4.5m $4.5m 0.85% Unchanged
93 Objective Capital Management, LLC 4.12% of their portfolio Fairlawn, OH 24,14624.1k $4.5m $4.5m 4.12% Reduced -444 -444
94 Capital Advisors, Ltd. LLC 0.74% of their portfolio SHAKER HEIGHTS, OH 24,00324.0k $4.5m $4.5m 0.74% Reduced -140 -140
95 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 23,84023.8k $4.5m $4.5m 0.04% Reduced -156 -156
96 HB Wealth Management, LLC 0.08% of their portfolio Atlanta, GA 23,83323.8k $4.5m $4.5m 0.08% Reduced -329 -329
97 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,13323.1k $4.3m $4.3m 0.00% New
98 JOHNSON INVESTMENT COUNSEL INC 0.06% of their portfolio Cincinnati, OH 22,71322.7k $4.2m $4.2m 0.06% Added +86 +86
99 Manchester Capital Management LLC 0.53% of their portfolio MANCHESTER, VT 21,85421.9k $4.1m $4.1m 0.53% Unchanged
100 CULBERTSON A N & CO INC 0.82% of their portfolio Charlottesville, VA 21,57221.6k $4.0m $4.0m 0.82% Added +313 +313