Vault-13

ISHARES TR IWR

RUS MID CAP ETF · ETP · CUSIP 464287499

1,123 institutional holders -19 vs Q4 2022
321,983,772322.0m shares reported held*
$22.9bnreported value*
63 new 337 added 405 reduced 68 sold out net sold ≈ $84.9m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $70.99. Options: 4 managers hold calls ($11.5m notional), 4 hold puts ($1.8m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,066Q4 22: 1,142Q1 23: 1,1231,123Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20221,066
Q4 20221,142
Q1 20231,123

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 471 bought or addedQ4 22: 405 cut or sold outQ4 22Q1 23: 400 bought or addedQ1 23: 473 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022471405
Q1 2023400473

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $9.2mQ3 22 puts: $2.1mQ3 22P/C 0.23Q4 22 calls: $5.0mQ4 22 puts: $3.0mQ4 22P/C 0.60Q1 23 calls: $11.5mQ1 23 puts: $1.8mQ1 23P/C 0.15
Numbers
QuarterCallsPutsP/C
Q3 2022$9.2m$2.1m0.23
Q4 2022$5.0m$3.0m0.60
Q1 2023$11.5m$1.8m0.15

Biggest buyers

FMR LLC Added +2,986,000+3.0m
CIBC Private Wealth Group LLC Added +2,269,818+2.3m
JONES FINANCIAL COMPANIES LLLP Added +453,822+453.8k
PARTNERS CAPITAL INVESTMENT GROUP, LLP New +380,748+380.7k
Baird Financial Group, Inc. Added +252,025+252.0k
International City Management Association Retirement Corp Added +250,205+250.2k
Proficio Capital Partners LLC New +227,828+227.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +139,240+139.2k
ROYAL BANK OF CANADA Added +98,313+98.3k
Simplicity Solutions, LLC Added +84,195+84.2k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -2,691,404-2.7m
WELLS FARGO & COMPANY/MN Reduced -1,033,561-1.0m
ENVESTNET ASSET MANAGEMENT INC Reduced -453,293-453.3k
MORGAN STANLEY Reduced -320,872-320.9k
FACTORY MUTUAL INSURANCE CO Reduced -297,100-297.1k
NORTHERN TRUST CORP Reduced -291,313-291.3k
Bank of New York Mellon Corp Reduced -269,814-269.8k
FIRST CITIZENS BANK & TRUST CO Reduced -245,489-245.5k
Veritable, L.P. Reduced -234,315-234.3k
JPMORGAN CHASE & CO Reduced -232,014-232.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.1m116.0k shares
Belvedere Trading LLC New $1.7m24.9k shares
CITADEL ADVISORS LLC Reduced $1.7m24.0k shares
Cutler Group LLC / CA Added $0900 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.1m15.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $664.2k9.5k shares
WELLS FARGO & COMPANY/MN New $28.0k400 shares
Creative Planning New $4.4k1.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.46% of their portfolio CHARLOTTE, NC 57,292,87057.3m $4.0bn $4.0bn 0.46% Reduced -2.7m -2,691,404
2 WELLS FARGO & COMPANY/MN 0.82% of their portfolio SAN FRANCISCO, CA 38,117,91838.1m $2.7bn $2.7bn 0.82% Reduced -1.0m -1,033,561
3 US BANCORP \DE\ 2.24% of their portfolio MINNEAPOLIS, MN 18,966,17719.0m $1.3bn $1.3bn 2.24% Reduced -53.2k -53,227
4 JONES FINANCIAL COMPANIES LLLP 2.17% of their portfolio DES PERES, MO 18,842,87518.8m $1.3bn $1.3bn 2.17% Added +453.8k +453,822
5 PNC Financial Services Group, Inc. 0.97% of their portfolio Pittsburgh, PA 15,750,09615.8m $1.1bn $1.1bn 0.97% Reduced -107.9k -107,897
6 NORTHERN TRUST CORP 0.12% of their portfolio CHICAGO, IL 8,999,8989.0m $629.3m $629.3m 0.12% Reduced -291.3k -291,313
7 ENVESTNET ASSET MANAGEMENT INC 0.27% of their portfolio Berwyn, PA 8,013,4848.0m $560.3m $560.3m 0.27% Reduced -453.3k -453,293
8 Bank of New York Mellon Corp 0.12% of their portfolio NEW YORK, NY 7,987,5318.0m $558.5m $558.5m 0.12% Reduced -269.8k -269,814
9 Baird Financial Group, Inc. 1.27% of their portfolio MILWAUKEE, WI 7,387,9297.4m $516.6m $516.6m 1.27% Added +252.0k +252,025
10 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 6,762,9156.8m $472.9m $472.9m 0.05% Reduced -320.9k -320,872
11 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 6,521,2356.5m $456.0m $456.0m 0.06% Reduced -232.0k -232,014
12 FMR LLC 0.02% of their portfolio BOSTON, MA 6,033,6286.0m $421.9m $421.9m 0.02% Added +3.0m +2,986,000
13 TIAA, FSB 1.52% of their portfolio ST. LOUIS, MO 5,843,8795.8m $408.6m $408.6m 1.52% Reduced -125.0k -125,026
14 UBS Group AG 0.17% of their portfolio ZURICH, V8 5,335,4335.3m $373.1m $373.1m 0.17% Reduced -84.0k -83,996
15 CIBC Private Wealth Group LLC 0.69% of their portfolio ATLANTA, GA 4,588,5084.6m $623.9m $623.9m 0.69% Added +2.3m +2,269,818
16 AMERIPRISE FINANCIAL INC 0.09% of their portfolio MINNEAPOLIS, MN 4,047,8974.0m $285.2m $285.2m 0.09% Reduced -65.8k -65,756
17 AMG National Trust Bank 9.58% of their portfolio GREENWOOD VILLAGE, CO 3,964,7194.0m $277.2m $277.2m 9.58% Reduced -127.8k -127,834
18 TRUIST FINANCIAL CORP 0.42% of their portfolio CHARLOTTE, NC 3,496,8213.5m $244.5m $244.5m 0.42% Reduced -32.5k -32,471
19 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,375,1443.4m $236.0m $236.0m 0.06% Added +48.1k +48,079
20 FIFTH THIRD BANCORP 0.93% of their portfolio CINCINNATI, OH 2,860,4722.9m $200.0m $200.0m 0.93% Reduced -173.0k -172,982
21 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 2,559,3932.6m $179.0m $179.0m 0.14% Reduced -8.5k -8,504
22 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 2,173,6302.2m $152.0m $152.0m 0.05% Added +98.3k +98,313
23 FACTORY MUTUAL INSURANCE CO 2.29% of their portfolio WALTHAM, MA 2,097,8112.1m $146.7m $146.7m 2.29% Reduced -297.1k -297,100
24 Veritable, L.P. 2.51% of their portfolio Newtown Square, PA 2,087,4552.1m $146.0m $146.0m 2.51% Reduced -234.3k -234,315
25 KEYBANK NATIONAL ASSOCIATION/OH 0.64% of their portfolio BROOKLYN, OH 1,914,3641.9m $133.9m $133.9m 0.64% Reduced -51.3k -51,291
26 COMMERCE BANK 0.99% of their portfolio KANSAS CITY, MO 1,811,5661.8m $126.7m $126.7m 0.99% Reduced -57.5k -57,466
27 JOHNSON INVESTMENT COUNSEL INC 1.64% of their portfolio Cincinnati, OH 1,768,5871.8m $123.7m $123.7m 1.64% Added +2.2k +2,221
28 Millburn Ridgefield LLC /DE/ 4.10% of their portfolio New York, NY 1,661,1071.7m $116.1m $116.1m 4.10% Added +24.4k +24,411
29 Catalyst Capital Advisors LLC 3.55% of their portfolio San Juan, PR 1,661,1071.7m $116.1m $116.1m 3.55% Added +24.4k +24,411
30 OAKWORTH CAPITAL, INC. 9.48% of their portfolio BIRMINGHAM, AL 1,515,4571.5m $106.0m $106.0m 9.48% Added +10.7k +10,747
31 Raymond James Financial Services Advisors, Inc. 0.19% of their portfolio ST. PETERSBURG, FL 1,428,3331.4m $99.9m $99.9m 0.19% Reduced -3.8k -3,791
32 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 1,336,2911.3m $93.4m $93.4m 0.08% Reduced -64.2k -64,223
33 SYNOVUS FINANCIAL CORP 0.99% of their portfolio Columbus, GA 1,257,7501.3m $87.9m $87.9m 0.99% Reduced -10.4k -10,400
34 AVANTAX ADVISORY SERVICES, INC. 1.01% of their portfolio DALLAS, TX 1,174,6841.2m $82.1m $82.1m 1.01% Reduced -39.8k -39,825
35 First Western Trust Bank 4.16% of their portfolio Denver, CO 1,141,6041.1m $79.8m $79.8m 4.16% Reduced -6.8k -6,787
36 J.P. Morgan Private Wealth Advisors LLC 0.16% of their portfolio SAN FRANCISCO, CA 1,096,8041.1m $76.7m $76.7m 0.16% Added +5.2k +5,210
37 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 1,045,3681.0m $73.1m $73.1m 0.15% Added +139.2k +139,240
38 WASHINGTON TRUST Co 3.21% of their portfolio WESTERLY, RI 1,020,3631.0m $71.3m $71.3m 3.21% Reduced -5.7k -5,686
39 COUNTRY TRUST BANK 1.96% of their portfolio Bloomington, IL 986,345986.3k $69.0m $69.0m 1.96% Reduced -103.8k -103,780
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 966,958967.0k $67.6m $67.6m 0.09% Reduced -48.4k -48,401
41 JMG Financial Group, Ltd. 3.40% of their portfolio DOWNERS GROVE, IL 957,959958.0k $67.0m $67.0m 3.40% Reduced -8.2k -8,236
42 Atlantic Union Bankshares Corp 6.86% of their portfolio GLEN ALLEN, VA 943,206943.2k $65.9m $65.9m 6.86% Reduced -5.1k -5,074
43 Janney Montgomery Scott LLC 0.27% of their portfolio PHILADELPHIA, PA 936,274936.3k $65.5m $65.5m 0.27% Reduced -31.3k -31,314
44 ALBION FINANCIAL GROUP /UT 5.89% of their portfolio SALT LAKE CITY, UT 921,082921.1k $64.4m $64.4m 5.89% Added +4.3k +4,293
45 Texas Capital Bank Wealth Management Services Inc 7.38% of their portfolio Dallas, TX 910,748910.7k $63.7m $63.7m 7.38% Reduced -27.4k -27,413
46 FRANKLIN RESOURCES INC 0.03% of their portfolio San Mateo, CA 867,830867.8k $60.7m $60.7m 0.03% Reduced -20.0k -19,963
47 Gilbert & Cook, Inc. 10.35% of their portfolio WEST DES MOINES, IA 857,589857.6k $60.0m $60.0m 10.35% Added +8.7k +8,739
48 Pegasus Partners Ltd. 9.39% of their portfolio MEQUON, WI 848,659848.7k $59.3m $59.3m 9.39% Added +81.9k +81,876
49 Glenview Trust Co 1.77% of their portfolio Louisville, KY 844,573844.6k $59.1m $59.1m 1.77% Added +64.5k +64,457
50 Mariner, LLC 0.16% of their portfolio Overland Park, KS 802,336802.3k $56.1m $56.1m 0.16% Added +12.2k +12,215
51 M&T Bank Corp 0.21% of their portfolio BUFFALO, NY 779,171779.2k $54.5m $54.5m 0.21% Added +5.3k +5,343
52 GERMAN AMERICAN BANCORP, INC. 8.11% of their portfolio JASPER, IN 774,722774.7k $54.2m $54.2m 8.11% Added +23.1k +23,100
53 Mariner Managed Account Solutions, LLC 4.47% of their portfolio Boston, MA 735,472735.5k $51.4m $51.4m 4.47% Added +34.1k +34,145
54 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.77% of their portfolio NORFOLK, VA 727,258727.3k $50.8m $50.8m 1.77% Added +10.1k +10,129
55 International City Management Association Retirement Corp 42.93% of their portfolio WASHINGTON, DC 702,067702.1k $49.1m $49.1m 42.93% Added +250.2k +250,205
56 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 696,717696.7k $51.0m $51.0m 0.02% Added +67.5k +67,538
57 Citizens Business Bank 11.04% of their portfolio ONTARIO, CA 685,737685.7k $47.9m $47.9m 11.04% Reduced -32.1k -32,108
58 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 655,871655.9k $45.9m $45.9m 0.09% Reduced -5.6k -5,616
59 HighTower Advisors, LLC 0.09% of their portfolio CHICAGO, IL 605,117605.1k $42.3m $42.3m 0.09% Reduced -35.7k -35,724
60 HUNTINGTON NATIONAL BANK 0.40% of their portfolio COLUMBUS, OH 580,329580.3k $40.6m $40.6m 0.40% Reduced -9.9k -9,934
61 UMB Bank, n.a. 0.64% of their portfolio Kansas City, MO 575,028575.0k $40.2m $40.2m 0.64% Added +47.6k +47,563
62 Cetera Advisor Networks LLC 0.29% of their portfolio EL SEGUNDO, CA 553,322553.3k $38.7m $38.7m 0.29% Added +23.0k +22,991
63 Cerity Partners LLC 0.10% of their portfolio NEW YORK, NY 547,494547.5k $38.3m $38.3m 0.10% Reduced -22.4k -22,407
64 AE Wealth Management LLC 0.22% of their portfolio TOPEKA, KS 497,927497.9k $34.8m $34.8m 0.22% Reduced -42.3k -42,313
65 Badgley Phelps Wealth Managers, LLC 1.22% of their portfolio SEATTLE, WA 474,968475.0k $33.2m $33.2m 1.22% Added +26.9k +26,909
66 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 466,894466.9k $32.6m $32.6m 0.05% Reduced -5.2k -5,163
67 Composition Wealth, LLC 1.05% of their portfolio LOS ANGELES, CA 462,502462.5k $32.3m $32.3m 1.05% Added +53.8k +53,813
68 STOCK YARDS BANK & TRUST CO 1.22% of their portfolio LOUISVILLE, KY 454,901454.9k $31.8m $31.8m 1.22% Added +12.9k +12,920
69 Steward Partners Investment Advisory, LLC 0.51% of their portfolio STAMFORD, CT 453,542453.5k $31.7m $31.7m 0.51% Added +8.9k +8,864
70 MML INVESTORS SERVICES, LLC 0.20% of their portfolio SPRINGFIELD, MA 409,889409.9k $28.7m $28.7m 0.20% Reduced -187.9k -187,938
71 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 407,747407.7k $28.1m $28.1m 0.07% Reduced -121.1k -121,140
72 BlackRock Inc. 0.00% of their portfolio New York, NY 406,036406.0k $28.4m $28.4m 0.00% Reduced -91.3k -91,332
73 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 402,670402.7k $28.2m $28.2m 0.14% Reduced -1.9k -1,860
74 Stillwater Investment Management, LLC 7.24% of their portfolio Stillwater, MN 385,232385.2k $26.9m $26.9m 7.24% Added +8.7k +8,719
75 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.14% of their portfolio BOSTON, MA 380,748380.7k $26.6m $26.6m 1.14% New
76 STEPHENS INC /AR/ 0.50% of their portfolio LITTLE ROCK, AR 376,360376.4k $26.3m $26.3m 0.50% Reduced -1.8k -1,756
77 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 369,158369.2k $25.8m $25.8m 0.03% Added +1.4k +1,411
78 DT Investment Partners, LLC 3.04% of their portfolio CHADDS FORD, PA 360,817360.8k $25.1m $25.1m 3.04% Added +11.9k +11,930
79 Stegner Investment Associates Inc. 21.77% of their portfolio LOUISVILLE, KY 355,522355.5k $24.8m $24.8m 21.77% Reduced -11.2k -11,188
80 COLDSTREAM CAPITAL MANAGEMENT INC 0.79% of their portfolio BELLEVUE, WA 338,275338.3k $23.7m $23.7m 0.79% Reduced -13.7k -13,709
81 Strategic Equity Management 8.17% of their portfolio TUCSON, AZ 328,425328.4k $23.0m $23.0m 8.17% Added +42.2k +42,249
82 EASTERN BANK 1.13% of their portfolio BOSTON, MA 320,383320.4k $22.4m $22.4m 1.13% Added +13.5k +13,472
83 Kestra Advisory Services, LLC 0.23% of their portfolio AUSTIN, TX 308,287308.3k $21.6m $21.6m 0.23% Reduced -27.4k -27,450
84 MAI Capital Management 0.34% of their portfolio INDEPENDENCE, OH 307,435307.4k $21.5m $21.5m 0.34% Reduced -10.0k -10,017
85 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 307,183307.2k $21.5m $21.5m 0.06% Added +44.1k +44,098
86 AMARILLO NATIONAL BANK 4.19% of their portfolio AMARILLO, TX 298,386298.4k $20.9m $20.9m 4.19% Reduced -14.6k -14,608
87 FIRST FOUNDATION ADVISORS 0.96% of their portfolio Irvine, CA 297,416297.4k $20.8m $20.8m 0.96% Reduced -51.5k -51,522
88 D.A. DAVIDSON & CO. 0.23% of their portfolio GREAT FALLS, MT 296,220296.2k $20.7m $20.7m 0.23% Added +3.2k +3,173
89 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 295,866295.9k $20.7m $20.7m 0.09% Added +3.5k +3,478
90 Coastline Trust Co 3.04% of their portfolio PROVIDENCE, RI 293,670293.7k $20.5m $20.5m 3.04% Added +32.6k +32,645
91 River Wealth Advisors LLC 3.70% of their portfolio CAMP HILL, PA 290,622290.6k $20.3m $20.3m 3.70% Added +15.9k +15,897
92 XML Financial, LLC 2.46% of their portfolio BETHESDA, MD 289,018289.0k $20.2m $20.2m 2.46% Reduced -5.6k -5,567
93 Consolidated Investment Group LLC 3.92% of their portfolio ENGLEWOOD, CO 287,160287.2k $20.1m $20.1m 3.92% Unchanged
94 StoneX Group Inc. 2.18% of their portfolio NEW YORK, NY 285,594285.6k $20.0m $20.0m 2.18% Added +11.0k +10,995
95 SIGMA INVESTMENT COUNSELORS INC 1.52% of their portfolio NORTHVILLE, MI 280,396280.4k $19.6m $19.6m 1.52% Reduced -7.8k -7,787
96 NewEdge Advisors, LLC 0.24% of their portfolio NEW ORLEANS, LA 278,479278.5k $19.2m $19.2m 0.24% Reduced -7.3k -7,294
97 HANTZ FINANCIAL SERVICES, INC. 0.51% of their portfolio SOUTHFIELD, MI 268,184268.2k $18.8m $18.8m 0.51% Added +1.1k +1,140
98 ALERUS FINANCIAL NA 1.66% of their portfolio GRAND FORKS, ND 266,850266.9k $18.7m $18.7m 1.66% Reduced -7.3k -7,312
99 BANK OF NOVA SCOTIA 0.05% of their portfolio TORONTO, A6 263,172263.2k $18.4m $18.4m 0.05% Unchanged
100 Stratos Wealth Partners, LTD. 0.48% of their portfolio BEACHWOOD, OH 256,951257.0k $18.0m $18.0m 0.48% Added +16.1k +16,062