Vault-13

SOUTHWESTERN ENERGY CO SWN

COM · Common Stock · CUSIP 845467109 · ISIN US8454671095

451 institutional holders -11 vs Q4 2022
936,205,973936.2m shares reported held*
$4.7bnreported value*
64 new 137 added 165 reduced 71 sold out net bought ≈ $131.8m (+23.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $5.06. Options: 27 managers hold calls ($57.0m notional), 17 hold puts ($50.3m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 471Q4 22: 462Q1 23: 451451Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022471
Q4 2022462
Q1 2023451

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 226 bought or addedQ4 22: 200 cut or sold outQ4 22Q1 23: 201 bought or addedQ1 23: 236 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022226200
Q1 2023201236

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 22 calls: $82.2mQ3 22 puts: $47.7mQ3 22P/C 0.58Q4 22 calls: $61.1mQ4 22 puts: $70.0mQ4 22P/C 1.15Q1 23 calls: $57.0mQ1 23 puts: $50.3mQ1 23P/C 0.88
Numbers
QuarterCallsPutsP/C
Q3 2022$82.2m$47.7m0.58
Q4 2022$61.1m$70.0m1.15
Q1 2023$57.0m$50.3m0.88

Biggest buyers

PRICE T ROWE ASSOCIATES INC /MD/ Added +21,268,002+21.3m
ALLIANCEBERNSTEIN L.P. Added +15,759,013+15.8m
D. E. Shaw & Co., Inc. Added +11,740,966+11.7m
RENAISSANCE TECHNOLOGIES LLC Added +9,729,900+9.7m
Assenagon Asset Management S.A. Added +6,677,160+6.7m
MARSHALL WACE, LLP Added +6,012,729+6.0m
Pacer Advisors, Inc. Added +5,562,688+5.6m
Kopernik Global Investors, LLC Added +5,287,850+5.3m
T. Rowe Price Investment Management, Inc. New +4,717,935+4.7m
Qube Research & Technologies Ltd Added +4,671,258+4.7m

Biggest sellers

FMR LLC Reduced -34,352,819-34.4m
CITADEL ADVISORS LLC Reduced -10,458,961-10.5m
FIRST TRUST ADVISORS LP Reduced -8,441,390-8.4m
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. Sold out -6,772,503-6.8m
Point72 Asset Management, L.P. Reduced -4,454,308-4.5m
GOLDMAN SACHS GROUP INC Reduced -3,670,731-3.7m
WAFRA INC. Sold out -3,579,259-3.6m
HITE Hedge Asset Management LLC Reduced -3,391,972-3.4m
BARCLAYS PLC Reduced -3,229,930-3.2m
Invesco Ltd. Reduced -3,023,638-3.0m

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $11.5m2.3m shares
CITADEL ADVISORS LLC Added $9.0m1.8m shares
JANE STREET GROUP, LLC Reduced $6.7m1.3m shares
Walleye Trading LLC Added $6.6m1.3m shares
GROUP ONE TRADING LLC Reduced $4.1m826.2k shares
MILLENNIUM MANAGEMENT LLC New $3.9m775.0k shares
CSS LLC/IL New $2.8m567.9k shares
WOLVERINE TRADING, LLC Added $2.2m461.0k shares
SIMPLEX TRADING, LLC Added $2.0m404.0k shares
UBS Group AG New $2.0m400.0k shares

Biggest puts

JANE STREET GROUP, LLC Added $14.8m3.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $14.1m2.8m shares
CITADEL ADVISORS LLC Reduced $8.1m1.6m shares
Parallax Volatility Advisers, L.P. Reduced $5.0m1.0m shares
WOLVERINE TRADING, LLC Reduced $2.7m557.8k shares
Walleye Trading LLC Added $1.3m256.4k shares
GROUP ONE TRADING LLC Reduced $1.0m204.0k shares
Squarepoint Ops LLC Added $922.0k184.4k shares
D. E. Shaw & Co., Inc. New $500.0k100.0k shares
SIMPLEX TRADING, LLC Reduced $430.0k86.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 118,346,410118.3m $591.7m $591.7m 0.02% Added +1.8m +1,802,811
2 BlackRock Inc. 0.01% of their portfolio New York, NY 97,478,31697.5m $487.4m $487.4m 0.01% Reduced -1.1m -1,076,692
3 FMR LLC 0.01% of their portfolio BOSTON, MA 58,163,81658.2m $290.8m $290.8m 0.01% Reduced -34.4m -34,352,819
4 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 45,069,13545.1m $225.3m $225.3m 0.01% Added +415.8k +415,826
5 D. E. Shaw & Co., Inc. 0.25% of their portfolio New York, NY 31,125,20231.1m $155.6m $155.6m 0.25% Added +11.7m +11,740,966
6 DISCIPLINED GROWTH INVESTORS INC /MN 3.73% of their portfolio MINNEAPOLIS, MN 29,103,89329.1m $145.5m $145.5m 3.73% Reduced -1.9m -1,926,063
7 RENAISSANCE TECHNOLOGIES LLC 0.17% of their portfolio NEW YORK, NY 25,513,92525.5m $127.6m $127.6m 0.17% Added +9.7m +9,729,900
8 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 21,832,83721.8m $109.2m $109.2m 0.02% Reduced -274.8k -274,756
9 PRICE T ROWE ASSOCIATES INC /MD/ 0.02% of their portfolio BALTIMORE, MD 21,735,36821.7m $108.7m $108.7m 0.02% Added +21.3m +21,268,002
10 Kopernik Global Investors, LLC 10.94% of their portfolio TAMPA, FL 21,025,01421.0m $105.1m $105.1m 10.94% Added +5.3m +5,287,850
11 NEUBERGER BERMAN GROUP LLC 0.09% of their portfolio NEW YORK, NY 19,122,60719.1m $95.6m $95.6m 0.09% Added +1.4m +1,425,216
12 ALLIANCEBERNSTEIN L.P. 0.04% of their portfolio NASHVILLE, TN 17,373,75117.4m $86.9m $86.9m 0.04% Added +15.8m +15,759,013
13 Ridgemont Partners Management, LLC 100.00% of their portfolio Charlotte, NC 17,211,00417.2m $86.1m $86.1m 100.00% Unchanged
14 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 16,645,43316.6m $83.2m $83.2m 0.02% Reduced -3.0m -3,023,638
15 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 15,619,79715.6m $78.1m $78.1m 0.01% Added +381.9k +381,854
16 Allspring Global Investments Holdings, LLC 0.13% of their portfolio CHARLOTTE, NC 15,145,46515.1m $75.7m $75.7m 0.13% Reduced -71.0k -71,011
17 MACQUARIE GROUP LTD 0.08% of their portfolio Sydney, NSW 2000, C3 13,876,96913.9m $69.4m $69.4m 0.08% Reduced -87.6k -87,609
18 EnCap Energy Capital Fund IX, L.P. 100.00% of their portfolio Houston, TX 13,764,50413.8m $68.8m $68.8m 100.00% Unchanged
19 Pacer Advisors, Inc. 0.26% of their portfolio Malvern, PA 11,942,33311.9m $59.7m $59.7m 0.26% Added +5.6m +5,562,688
20 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.12% of their portfolio Boston, MA 10,502,06410.5m $52.5m $52.5m 0.12% Added +3.9m +3,900,000
21 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 10,375,44410.4m $51.9m $51.9m 0.01% Added +1.5m +1,520,050
22 Yorktown Energy Partners X, L.P. 49.68% of their portfolio New York, NY 10,332,19210.3m $51.7m $51.7m 49.68% Unchanged
23 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 10,146,65710.1m $50.7m $50.7m 0.02% Added +655.2k +655,234
24 Point72 Asset Management, L.P. 0.18% of their portfolio STAMFORD, CT 10,093,62010.1m $50.5m $50.5m 0.18% Reduced -4.5m -4,454,308
25 PRIMECAP MANAGEMENT CO/CA/ 0.04% of their portfolio PASADENA, CA 9,846,8509.8m $49.2m $49.2m 0.04% Reduced -159.0k -159,000
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 9,771,2599.8m $48.9m $48.9m 0.01% Reduced -690.1k -690,136
27 MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 9,368,4339.4m $46.8m $46.8m 0.05% Added +1.1m +1,143,523
28 Stephens Investment Management Group LLC 0.77% of their portfolio LITTLE ROCK, AR 9,211,6249.2m $46.1m $46.1m 0.77% Added +33.0k +33,037
29 Rokos Capital Management LLP 3.94% of their portfolio LONDON, X0 9,105,8609.1m $45.7m $45.7m 3.94% Unchanged
30 GREENLIGHT CAPITAL INC 2.42% of their portfolio New York, NY 8,915,7008.9m $44.6m $44.6m 2.42% Reduced -76.2k -76,150
31 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 8,478,7798.5m $42.4m $42.4m 0.01% Reduced -5.7k -5,684
32 MARSHALL WACE, LLP 0.09% of their portfolio LONDON, X0 7,459,0427.5m $37.3m $37.3m 0.09% Added +6.0m +6,012,729
33 EnCap Energy Capital Fund VIII, L.P. 27.24% of their portfolio Houston, TX 7,423,5447.4m $37.1m $37.1m 27.24% Unchanged
34 Assenagon Asset Management S.A. 0.14% of their portfolio SENNINGERBERG, N4 7,358,6377.4m $36.8m $36.8m 0.14% Added +6.7m +6,677,160
35 Yorktown Energy Partners XI, L.P. 22.71% of their portfolio New York, NY 6,999,2767.0m $35.0m $35.0m 22.71% Unchanged
36 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 6,560,3186.6m $32.8m $32.8m 0.04% Reduced -8.4m -8,441,390
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,208,1106.2m $31.0m $31.0m 0.00% Added +880.0k +879,957
38 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 5,567,5785.6m $27.8m $27.8m 0.01% Added +1.2m +1,244,555
39 Qube Research & Technologies Ltd 0.16% of their portfolio LONDON, X0 5,471,5295.5m $27.4m $27.4m 0.16% Added +4.7m +4,671,258
40 Condire Management, LP 4.91% of their portfolio DALLAS, TX 4,930,0004.9m $24.6m $24.6m 4.91% Unchanged
41 T. Rowe Price Investment Management, Inc. 0.02% of their portfolio BALTIMORE, MD 4,717,9354.7m $23.6m $23.6m 0.02% New
42 AQR CAPITAL MANAGEMENT LLC 0.05% of their portfolio Greenwich, CT 4,685,2644.7m $23.4m $23.4m 0.05% Added +2.4m +2,392,069
43 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 4,368,7754.4m $21.8m $21.8m 0.02% Added +37.3k +37,340
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,290,2744.3m $21.5m $21.5m 0.00% Added +1.6m +1,628,272
45 Russell Investments Group, Ltd. 0.04% of their portfolio Seattle, WA 3,614,5343.6m $18.1m $18.1m 0.04% Added +143.2k +143,225
46 Man Group plc 0.06% of their portfolio LONDON, X0 3,396,7313.4m $17.0m $17.0m 0.06% New
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 3,269,6423.3m $16.3m $16.3m 0.03% Reduced -2.5m -2,478,543
48 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 3,139,0313.1m $15.7m $15.7m 0.02% Reduced -62.4k -62,385
49 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 3,082,3343.1m $15.4m $15.4m 0.02% Reduced -71.6k -71,599
50 EDMOND DE ROTHSCHILD HOLDING S.A. 0.33% of their portfolio CHAMBESY, V8 2,900,0002.9m $14.5m $14.5m 0.33% New
51 SIR Capital Management, L.P. 1.54% of their portfolio NEW YORK, NY 2,892,5002.9m $14.5m $14.5m 1.54% New
52 Yorktown Energy Partners VIII, L.P. 12.68% of their portfolio New York, NY 2,682,3662.7m $13.4m $13.4m 12.68% Unchanged
53 Invenomic Capital Management LP 0.75% of their portfolio BOSTON, MA 2,621,7412.6m $13.1m $13.1m 0.75% New
54 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 2,477,5242.5m $15.7m $15.7m 0.02% Added +2.4m +2,404,694
55 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 2,306,9702.3m $11.5m $11.5m 0.01% Reduced -10.5m -10,458,961
56 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 2,277,7862.3m $11.4m $11.4m 0.02% Added +414.2k +414,151
57 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 2,186,1832.2m $10.9m $10.9m 0.01% Reduced -326.5k -326,548
58 Ergoteles LLC 0.43% of their portfolio NEW YORK, NY 2,184,0282.2m $10.9m $10.9m 0.43% New
59 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 2,141,6912.1m $10.7m $10.7m 0.03% Reduced -2.0m -2,000,773
60 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.12% of their portfolio New York, NY 1,942,3331.9m $9.7m $9.7m 0.12% Added +9.4k +9,384
61 Squarepoint Ops LLC 0.07% of their portfolio NEW YORK, NY 1,919,1921.9m $9.6m $9.6m 0.07% Reduced -116.9k -116,889
62 Swiss National Bank 0.01% of their portfolio ZURICH, V8 1,905,6001.9m $9.5m $9.5m 0.01% Reduced -246.9k -246,900
63 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,895,6301.9m $9.5m $9.5m 0.00% Reduced -3.7m -3,670,731
64 Zweig-DiMenna Associates LLC 1.28% of their portfolio NEW YORK, NY 1,892,8521.9m $9.5m $9.5m 1.28% Added +526.1k +526,102
65 Cubist Systematic Strategies, LLC 0.09% of their portfolio STAMFORD, CT 1,885,6771.9m $9.4m $9.4m 0.09% Added +1.8m +1,798,914
66 Rafferty Asset Management, LLC 0.06% of their portfolio New York, NY 1,764,1001.8m $8.8m $8.8m 0.06% Added +309.3k +309,270
67 Sagefield Capital LP 2.00% of their portfolio DALLAS, TX 1,732,8091.7m $8.7m $8.7m 2.00% Added +239.3k +239,264
68 AMERICAN INTERNATIONAL GROUP, INC. 0.06% of their portfolio New York, NY 1,703,1501.7m $8.5m $8.5m 0.06% Reduced -16.0k -15,967
69 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,663,6811.7m $8.3m $8.3m 0.00% Added +171.2k +171,207
70 Legal & General Group Plc 0.00% of their portfolio London, X0 1,646,5231.6m $8.2m $8.2m 0.00% Added +46.7k +46,672
71 HRT FINANCIAL LP 0.10% of their portfolio NEW YORK, NY 1,645,9011.6m $8.2m $8.2m 0.10% New
72 Ensign Peak Advisors, Inc 0.02% of their portfolio SALT LAKE CITY, UT 1,643,2101.6m $8.2m $8.2m 0.02% Added +17.4k +17,386
73 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 1,635,9921.6m $8.2m $8.2m 0.01% Added +1.5m +1,532,326
74 South Dakota Investment Council 0.17% of their portfolio SIOUX FALLS, SD 1,628,8911.6m $8.1m $8.1m 0.17% Added +1.3m +1,252,167
75 Trexquant Investment LP 0.21% of their portfolio STAMFORD, CT 1,562,6291.6m $7.8m $7.8m 0.21% New
76 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 1,473,7141.5m $7.4m $7.4m 0.01% Added +447.3k +447,316
77 KENNEDY CAPITAL MANAGEMENT LLC 0.21% of their portfolio ST LOUIS, MO 1,460,8751.5m $7.3m $7.3m 0.21% Added +161.9k +161,906
78 Retirement Systems of Alabama 0.03% of their portfolio MONTGOMERY, AL 1,441,9551.4m $7.2m $7.2m 0.03% Reduced -12.6k -12,595
79 CIBC Private Wealth Group LLC 0.05% of their portfolio ATLANTA, GA 1,410,5781.4m $49.4m $49.4m 0.05% New
80 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,409,7221.4m $7.0m $7.0m 0.00% Reduced -76.6k -76,581
81 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio ALBANY, NY 1,335,9281.3m $6.7m $6.7m 0.02% Added +78.6k +78,570
82 YORKTOWN ENERGY PARTNERS IX, L.P. 11.41% of their portfolio NEW YORK, NY 1,285,4381.3m $6.4m $6.4m 11.41% Unchanged
83 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 1,242,3001.2m $6.2m $6.2m 0.01% Added +777.8k +777,805
84 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 1,223,0241.2m $6.1m $6.1m 0.01% Added +23.0k +22,976
85 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 1,215,1941.2m $6.1m $6.1m 0.00% Unchanged
86 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 1,189,9791.2m $5.9m $5.9m 0.01% Reduced -27.6k -27,587
87 ALGERT GLOBAL LLC 0.27% of their portfolio SAN FRANCISCO, CA 1,162,2501.2m $5.8m $5.8m 0.27% Added +843.0k +842,991
88 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 1,143,4781.1m $5.7m $5.7m 0.01% Reduced -183.4k -183,385
89 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 1,108,4861.1m $5.5m $5.5m 0.00% Reduced -63.5k -63,467
90 COOPER CREEK PARTNERS MANAGEMENT LLC 0.38% of their portfolio NEW YORK, NY 1,072,9201.1m $5.4m $5.4m 0.38% Unchanged
91 Gotham Asset Management, LLC 0.12% of their portfolio NEW YORK, NY 1,018,6511.0m $5.1m $5.1m 0.12% Added +801.4k +801,424
92 ROYCE & ASSOCIATES LP 0.05% of their portfolio New York, NY 1,013,9081.0m $5.1m $5.1m 0.05% Reduced -688.5k -688,524
93 TEXAS PERMANENT SCHOOL FUND CORP 0.05% of their portfolio AUSTIN, TX 989,692989.7k $4.9m $4.9m 0.05% Added +247.8k +247,769
94 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 974,998975.0k $4.9m $4.9m 0.00% Added +523.7k +523,688
95 Symmetry Investments LP 2.20% of their portfolio ST HELIER, Y9 921,800921.8k $4.6m $4.6m 2.20% Reduced -913.5k -913,500
96 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 864,055864.1k $4.3m $4.3m 0.00% Reduced -398.0k -397,985
97 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 856,055856.1k $4.3m $4.3m 0.00% Reduced -34.4k -34,446
98 LSV ASSET MANAGEMENT 0.01% of their portfolio CHICAGO, IL 839,700839.7k $4.2m $4.2m 0.01% Reduced -501.1k -501,100
99 CoreCommodity Management, LLC 1.16% of their portfolio STAMFORD, CT 808,435808.4k $4.0m $4.0m 1.16% Added +502.5k +502,521
100 Tidal Investments LLC 0.07% of their portfolio Milwaukee, WI 781,232781.2k $3.9m $3.9m 0.07% Added +703.3k +703,330