SOCIETAL CDMO INC REPH
COM · Common Stock · CUSIP 75629F109
47
institutional holders
-1 vs Q4 2022
43.3m
shares reported held*
$50.1mreported value*
3 new
19 added
11 reduced
4 sold out
net sold ≈ $5.3m (-4.4m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.16. Options: 2 managers hold calls ($3.8k notional), 2 hold puts ($119).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 47 |
| Q4 2022 | 48 |
| Q1 2023 | 47 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 22 | 20 |
| Q1 2023 | 22 | 15 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $311.0k | $0 | 0.00 |
| Q4 2022 | $83.3k | $1.8k | 0.02 |
| Q1 2023 | $3.8k | $119 | 0.03 |
Biggest buyers
| First Light Asset Management, LLC | Added | +345.0k |
| First Eagle Investment Management, LLC | Added | +315.5k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +244.9k |
| ROYCE & ASSOCIATES LP | Added | +211.7k |
| VANGUARD GROUP INC | Added | +153.6k |
| Driehaus Capital Management LLC | Added | +134.4k |
| Samjo Capital LLC | Added | +100.0k |
| BlackRock Inc. | Added | +71.4k |
| CITADEL ADVISORS LLC | Added | +57.2k |
| Ergoteles LLC | New | +56.1k |
Biggest sellers
| Athyrium Capital Management, LP | Sold out | -2.2m |
| Cowen Prime Advisors LLC | Reduced | -1.4m |
| Alyeska Investment Group, L.P. | Reduced | -1.0m |
| Walleye Capital LLC | Reduced | -616.9k |
| Caligan Partners LP | Reduced | -525.9k |
| KORNITZER CAPITAL MANAGEMENT INC /KS | Reduced | -340.0k |
| Clear Harbor Asset Management, LLC | Reduced | -222.4k |
| STEPHENS INC /AR/ | Reduced | -57.7k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -11.1k |
| FREEDOM WEALTH ALLIANCE, LLC | Sold out | -7.9k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $3.8k3.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $119100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| First Light Asset Management, LLC 0.96% of their portfolio | 8.9m $10.6m | Added +345.0k |
| AWM Investment Company, Inc. 1.42% of their portfolio | 8.8m $10.5m | Unchanged |
| Samjo Capital LLC 4.48% of their portfolio | 4.2m $4.9m | Added +100.0k |
| Driehaus Capital Management LLC 0.05% of their portfolio | 3.0m $3.6m | Added +134.4k |
| Cowen Prime Advisors LLC 0.86% of their portfolio | 3.0m $2.2m | Reduced -1.4m |
| VANGUARD GROUP INC 0.00% of their portfolio | 2.8m $3.3m | Added +153.6k |
| ROYCE & ASSOCIATES LP 0.02% of their portfolio | 2.0m $2.4m | Added +211.7k |
| First Eagle Investment Management, LLC 0.01% of their portfolio | 1.6m $2.0m | Added +315.5k |
| Alyeska Investment Group, L.P. 0.02% of their portfolio | 1.6m $1.9m | Reduced -1.0m |
| Caligan Partners LP 0.89% of their portfolio | 1.1m $1.3m | Reduced -525.9k |
| Rubric Capital Management LP 0.05% of their portfolio | 1.1m $1.3m | Unchanged |
| STEPHENS INC /AR/ 0.02% of their portfolio | 981.3k $1.2m | Reduced -57.7k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 898.7k $1.1m | Reduced -11.1k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 627.2k $746.4k | Added +244.9k |
| BlackRock Inc. 0.00% of their portfolio | 470.2k $559.5k | Added +71.4k |
| Clear Harbor Asset Management, LLC 0.05% of their portfolio | 385.2k $458.4k | Reduced -222.4k |
| KORNITZER CAPITAL MANAGEMENT INC /KS 0.01% of their portfolio | 350.0k $416.5k | Reduced -340.0k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 249.6k $297.0k | Unchanged |
| TITLEIST ASSET MANAGEMENT, LLC 0.04% of their portfolio | 170.8k $203.3k | First filing |
| NORTHERN TRUST CORP 0.00% of their portfolio | 138.1k $164.4k | Added +26.8k |
| HighMark Wealth Management LLC 0.12% of their portfolio | 134.0k $159.4k | Added +52.0k |
| STATE STREET CORP 0.00% of their portfolio | 119.2k $141.8k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 79.2k $94.2k | Added +57.2k |
| HOURGLASS CAPITAL, LLC 0.03% of their portfolio | 60.0k $71.4k | Unchanged |
| Walleye Capital LLC 0.00% of their portfolio | 56.3k $67.0k | Reduced -616.9k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 56.3k $67.0k | Added +45.8k |
| Ergoteles LLC 0.00% of their portfolio | 56.1k $66.7k | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 52.2k $62.0k | Added +41.4k |
| Amplius Wealth Advisors, LLC 0.01% of their portfolio | 48.8k $58.1k | Unchanged |
| EAGLE ASSET MANAGEMENT INC 0.00% of their portfolio | 46.7k $55.0k | Added +22.4k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 42.6k $50.7k | Reduced -3.4k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 37.0k $44.1k | Unchanged |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 35.0k $41.6k | Added +5.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 31.9k $38.0k | Added +31.7k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 28.1k $33.5k | New |
| Weaver Consulting Group 0.01% of their portfolio | 19.2k $22.8k | Added +2.1k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 15.4k $18.0k | Added +8.8k |
| Global Retirement Partners, LLC 0.00% of their portfolio | 15.1k $10.6k | Not comparable |
| WYNNEFIELD CAPITAL INC 0.01% of their portfolio | 13.0k $15.5k | Unchanged |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 12.0k $14.3k | Unchanged |
| HRT FINANCIAL LP 0.00% of their portfolio | 11.8k $14.0k | New |
| DIMENSION CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 10.6k $12.6k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 3.1k $3.7k | Added +178 |
| MORGAN STANLEY 0.00% of their portfolio | 425 $506 | Reduced -441 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 257 $306 | Reduced -60 |
| Advisory Services Network, LLC 0.00% of their portfolio | 225 $268 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |