Vault-13

YOTTA ACQUISITION CORPORATIO YOTAW

*W EXP 03/15/202 · Equity WRT · CUSIP 98741Y111

22 institutional holders -3 vs Q4 2022
9,807,5839.8m shares reported held*
$19.4mreported value*
0 new 2 added 5 reduced 3 sold out net bought ≈ $6.3k (+91.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.98. Options: 1 managers hold calls ($7.0k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 20Q4 22: 25Q1 23: 2222Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202220
Q4 202225
Q1 202322

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 9 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 8 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202295
Q1 202328

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2k$4k$6k$8kQ3 22 calls: $4.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $3.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $7.0kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$4.0k$00.00
Q4 2022$3.0k$00.00
Q1 2023$7.0k$00.00

Biggest buyers

Hudson Bay Capital Management LP Added +500,000+500.0k
HGC Investment Management Inc. Added +50,000+50.0k

Biggest sellers

BARCLAYS PLC Sold out -355,100-355.1k
MANGROVE PARTNERS IM, LLC Reduced -46,000-46.0k
FIFTH LANE CAPITAL, LP Reduced -25,835-25.8k
COWEN AND COMPANY, LLC Reduced -24,955-25.0k
AQR Arbitrage LLC Reduced -5,500-5.5k
CLEAR STREET LLC Reduced -703-703
UBS Group AG Sold out -145-145
HighMark Wealth Management LLC Sold out -100-100

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $7.0k100.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Polar Asset Management Partners Inc. 0.00% of their portfolio TORONTO, A6 1,275,1391.3m $97.2k $97.2k 0.00% Unchanged
2 Hudson Bay Capital Management LP 0.00% of their portfolio STAMFORD, CT 1,000,0001.0m $72.5k $72.5k 0.00% Added +500.0k +500,000
3 MMCAP International Inc. SPC 0.01% of their portfolio GRAND CAYMAN, E9 925,000925.0k $67.1k $67.1k 0.01% Unchanged
4 BOOTHBAY FUND MANAGEMENT, LLC 0.25% of their portfolio NEW YORK, NY 925,000925.0k $9.5m $9.5m 0.25% Unchanged
5 ATW SPAC MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 925,000925.0k $70.5k $70.5k 0.02% Unchanged
6 MANGROVE PARTNERS IM, LLC 0.62% of their portfolio Greenwich, CT 904,000904.0k $9.3m $9.3m 0.62% Reduced -46.0k -46,000
7 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 800,012800.0k $61.0k $61.0k 0.00% Unchanged
8 Weiss Asset Management LP 0.00% of their portfolio BOSTON, MA 750,000750.0k $57.2k $57.2k 0.00% Unchanged
9 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 544,500544.5k $39.5k $39.5k 0.00% Reduced -5.5k -5,500
10 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.00% of their portfolio WEST PALM BEACH, FL 425,000425.0k $34.0k $34.0k 0.00% Unchanged
11 COWEN AND COMPANY, LLC 0.00% of their portfolio NEW YORK, NY 396,686396.7k $28.8k $28.8k 0.00% Reduced -25.0k -24,955
12 Periscope Capital Inc. 0.00% of their portfolio Toronto, A6 299,400299.4k $22.8k $22.8k 0.00% Unchanged
13 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 174,462174.5k $12.6k $12.6k 0.00% Unchanged
14 PRELUDE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 100,000100.0k $7.2k $7.2k 0.00% Unchanged
15 BRC Group Holdings, Inc. 0.00% of their portfolio LOS ANGELES, CA 100,000100.0k $7.5k $7.5k 0.00% Unchanged
16 HGC Investment Management Inc. 0.00% of their portfolio TORONTO, A6 100,000100.0k $8.0k $8.0k 0.00% Added +50.0k +50,000
17 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 55,63755.6k $4.0k $4.0k 0.00% Reduced -703 -703
18 FIFTH LANE CAPITAL, LP 0.00% of their portfolio Austin, TX 47,76047.8k $3.6k $3.6k 0.00% Reduced -25.8k -25,835
19 Meteora Capital, LLC 0.00% of their portfolio Boca Raton, FL 23,63723.6k $1.8k $1.8k 0.00% Unchanged
20 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 20,35020.4k $1.6k $1.6k 0.00% Unchanged
21 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 16,00016.0k $1.2k $1.2k 0.00% Unchanged
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged