Vault-13

ISHARES TR IWP

RUS MD CP GR ETF · ETP · CUSIP 464287481

886 institutional holders -4 vs Q4 2022
100,704,064100.7m shares reported held*
$9.1bnreported value*
61 new 243 added 328 reduced 56 sold out net sold ≈ $592.8m (-5.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.10. Options: 3 managers hold calls ($6.5m notional), 3 hold puts ($1.3m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 815Q4 22: 890Q1 23: 886886Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022815
Q4 2022890
Q1 2023886

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 315 bought or addedQ4 22: 357 cut or sold outQ4 22Q1 23: 304 bought or addedQ1 23: 384 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022315357
Q1 2023304384

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $5.2mQ3 22 puts: $2.5mQ3 22P/C 0.48Q4 22 calls: $7.3mQ4 22 puts: $1.8mQ4 22P/C 0.25Q1 23 calls: $6.5mQ1 23 puts: $1.3mQ1 23P/C 0.20
Numbers
QuarterCallsPutsP/C
Q3 2022$5.2m$2.5m0.48
Q4 2022$7.3m$1.8m0.25
Q1 2023$6.5m$1.3m0.20

Biggest buyers

MORGAN STANLEY Added +1,889,867+1.9m
FMR LLC Added +1,514,142+1.5m
WELLINGTON MANAGEMENT GROUP LLP Added +1,083,061+1.1m
CIBC Private Wealth Group LLC Added +698,257+698.3k
Orion Portfolio Solutions, LLC Added +278,016+278.0k
Cassaday & Co Wealth Management LLC Added +159,653+159.7k
Zions Bancorporation, N.A. Added +146,493+146.5k
JANE STREET GROUP, LLC Added +125,195+125.2k
Estate Counselors, LLC Added +124,475+124.5k
Strategic Equity Management New +93,686+93.7k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -2,207,802-2.2m
FIRST CITIZENS BANK & TRUST CO Reduced -1,770,944-1.8m
BANK OF AMERICA CORP /DE/ Reduced -1,711,630-1.7m
American Family Insurance Mutual Holding Co Reduced -1,287,692-1.3m
Polar Asset Management Partners Inc. Reduced -773,100-773.1k
CANADA PENSION PLAN INVESTMENT BOARD Reduced -500,000-500.0k
TIAA, FSB Reduced -387,347-387.3k
CONGRESS ASSET MANAGEMENT CO Reduced -294,033-294.0k
ROYAL BANK OF CANADA Reduced -234,904-234.9k
Johnson Financial Group, Inc. Reduced -232,055-232.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.3m58.5k shares
CITADEL ADVISORS LLC Reduced $1.1m12.6k shares
Cutler Group LLC / CA Reduced $0300 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m12.6k shares
CITADEL ADVISORS LLC Reduced $145.7k1.6k shares
Cutler Group LLC / CA New $3.0k6.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TIAA, FSB 3.81% of their portfolio ST. LOUIS, MO 11,291,88911.3m $1.0bn $1.0bn 3.81% Reduced -387.3k -387,347
2 MORGAN STANLEY 0.10% of their portfolio NEW YORK, NY 10,432,41110.4m $949.9m $949.9m 0.10% Added +1.9m +1,889,867
3 WELLS FARGO & COMPANY/MN 0.19% of their portfolio SAN FRANCISCO, CA 6,752,3036.8m $614.8m $614.8m 0.19% Reduced -198.8k -198,765
4 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 6,161,3356.2m $561.0m $561.0m 0.06% Reduced -1.7m -1,711,630
5 JONES FINANCIAL COMPANIES LLLP 0.55% of their portfolio DES PERES, MO 3,667,5853.7m $333.9m $333.9m 0.55% Added +43.7k +43,728
6 PNC Financial Services Group, Inc. 0.26% of their portfolio Pittsburgh, PA 3,243,6693.2m $295.3m $295.3m 0.26% Reduced -35.3k -35,251
7 FMR LLC 0.01% of their portfolio BOSTON, MA 3,137,2883.1m $285.7m $285.7m 0.01% Added +1.5m +1,514,142
8 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 3,071,8073.1m $279.7m $279.7m 0.13% Reduced -2.2m -2,207,802
9 COMMONWEALTH EQUITY SERVICES, LLC 0.53% of their portfolio WALTHAM, MA 2,782,1242.8m $253.3m $253.3m 0.53% Added +62.0k +62,005
10 UBS Group AG 0.10% of their portfolio ZURICH, V8 2,342,0052.3m $213.2m $213.2m 0.10% Reduced -75.3k -75,332
11 COMMERCE BANK 1.55% of their portfolio KANSAS CITY, MO 2,176,5242.2m $198.2m $198.2m 1.55% Reduced -110.6k -110,583
12 Cassaday & Co Wealth Management LLC 7.59% of their portfolio MCLEAN, VA 1,953,8702.0m $177.9m $177.9m 7.59% Added +159.7k +159,653
13 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 1,849,3891.8m $168.4m $168.4m 0.06% Reduced -10.7k -10,729
14 SYNOVUS FINANCIAL CORP 1.50% of their portfolio Columbus, GA 1,460,1311.5m $132.9m $132.9m 1.50% Added +3.8k +3,813
15 US BANCORP \DE\ 0.22% of their portfolio MINNEAPOLIS, MN 1,456,7351.5m $132.6m $132.6m 0.22% Reduced -61.5k -61,505
16 CIBC Private Wealth Group LLC 0.03% of their portfolio ATLANTA, GA 1,446,2841.4m $30.6m $30.6m 0.03% Added +698.3k +698,257
17 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,394,0291.4m $126.9m $126.9m 0.10% Reduced -34.3k -34,267
18 American Family Insurance Mutual Holding Co 7.42% of their portfolio MADISON, WI 1,137,2001.1m $103.5m $103.5m 7.42% Reduced -1.3m -1,287,692
19 OSAIC HOLDINGS, INC. 0.19% of their portfolio SCOTTSDALE, AZ 1,116,5541.1m $101.5m $101.5m 0.19% Added +69.1k +69,127
20 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 1,090,0241.1m $99.2m $99.2m 0.02% Added +1.1m +1,083,061
21 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 981,343981.3k $89.4m $89.4m 0.02% Reduced -226.6k -226,577
22 TRUIST FINANCIAL CORP 0.14% of their portfolio CHARLOTTE, NC 921,456921.5k $83.9m $83.9m 0.14% Reduced -92.2k -92,196
23 Zions Bancorporation, N.A. 7.15% of their portfolio SALT LAKE CITY, UT 912,806912.8k $83.1m $83.1m 7.15% Added +146.5k +146,493
24 FIRST CITIZENS BANK & TRUST CO 1.64% of their portfolio RALEIGH, NC 901,089901.1k $82.0m $82.0m 1.64% Reduced -1.8m -1,770,944
25 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 812,733812.7k $74.0m $74.0m 0.01% Added +9.1k +9,133
26 Raymond James Financial Services Advisors, Inc. 0.14% of their portfolio ST. PETERSBURG, FL 783,461783.5k $71.3m $71.3m 0.14% Added +73.7k +73,676
27 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 592,417592.4k $53.9m $53.9m 0.02% Reduced -234.9k -234,904
28 Equitable Holdings, Inc. 0.79% of their portfolio NEW YORK, NY 545,963546.0k $49.7m $49.7m 0.79% Added +13.5k +13,522
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 537,280537.3k $48.9m $48.9m 0.07% Reduced -18.4k -18,419
30 Rodgers & Associates, LTD 6.72% of their portfolio Lancaster, PA 475,635475.6k $43.3m $43.3m 6.72% Added +2.1k +2,146
31 STEPHENS GROUP ASSET MANAGEMENT, LLC 4.67% of their portfolio LITTLE ROCK, AR 474,334474.3k $43.2m $43.2m 4.67% Reduced -9.6k -9,630
32 Mariner, LLC 0.12% of their portfolio Overland Park, KS 472,152472.2k $43.0m $43.0m 0.12% Reduced -6.1k -6,125
33 JOHNSON INVESTMENT COUNSEL INC 0.54% of their portfolio Cincinnati, OH 450,760450.8k $41.0m $41.0m 0.54% Reduced -11.2k -11,167
34 Cullen/Frost Bankers, Inc. 0.70% of their portfolio San Antonio, TX 421,802421.8k $38.4m $38.4m 0.70% Added +36.8k +36,847
35 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 411,589411.6k $37.5m $37.5m 0.05% Reduced -977 -977
36 BNP PARIBAS FINANCIAL MARKETS 0.08% of their portfolio PARIS, I0 392,815392.8k $35.8m $35.8m 0.08% Reduced -200.4k -200,400
37 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 370,849370.8k $33.8m $33.8m 0.13% Reduced -13.6k -13,590
38 STEPHENS INC /AR/ 0.62% of their portfolio LITTLE ROCK, AR 353,376353.4k $32.2m $32.2m 0.62% Reduced -172.4k -172,415
39 AMG National Trust Bank 1.10% of their portfolio GREENWOOD VILLAGE, CO 348,309348.3k $31.7m $31.7m 1.10% Reduced -5.8k -5,845
40 AE Wealth Management LLC 0.20% of their portfolio TOPEKA, KS 346,881346.9k $31.6m $31.6m 0.20% Reduced -1.2k -1,240
41 WADE G W & INC 1.13% of their portfolio Wellesley, MA 321,849321.8k $29.3m $29.3m 1.13% Added +4.1k +4,067
42 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 309,632309.6k $28.2m $28.2m 0.02% Reduced -43.5k -43,529
43 Orion Porfolio Solutions, LLC 0.34% of their portfolio OMAHA, NE 298,448298.4k $27.2m $27.2m 0.34% Added +17.8k +17,842
44 Orion Portfolio Solutions, LLC 0.34% of their portfolio Omaha, NE 298,448298.4k $27.2m $27.2m 0.34% Added +278.0k +278,016
45 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 290,808290.8k $26.5m $26.5m 0.01% Reduced -130.9k -130,937
46 RTD Financial Advisors, Inc. 4.07% of their portfolio Philadelphia, PA 289,184289.2k $26.3m $26.3m 4.07% Added +10.8k +10,808
47 HANTZ FINANCIAL SERVICES, INC. 0.69% of their portfolio SOUTHFIELD, MI 279,697279.7k $25.5m $25.5m 0.69% Added +51.2k +51,184
48 Cedar Mountain Advisors, LLC 7.54% of their portfolio LAKE OSWEGO, OR 275,208275.2k $25.1m $25.1m 7.54% Added +3.8k +3,805
49 Krilogy Financial LLC 2.03% of their portfolio ST. LOUIS, MO 265,865265.9k $24.2m $24.2m 2.03% Added +7.8k +7,784
50 Accredited Investors Inc. 1.79% of their portfolio EDINA, MN 258,867258.9k $23.6m $23.6m 1.79% Reduced -5.9k -5,867
51 Polar Asset Management Partners Inc. 0.41% of their portfolio TORONTO, A6 254,700254.7k $23.2m $23.2m 0.41% Reduced -773.1k -773,100
52 FIFTH THIRD BANCORP 0.11% of their portfolio CINCINNATI, OH 253,143253.1k $23.0m $23.0m 0.11% Reduced -6.6k -6,558
53 Truepoint, Inc. 0.79% of their portfolio CINCINNATI, OH 252,675252.7k $23.0m $23.0m 0.79% Reduced -4.0k -3,962
54 One Capital Management, LLC 1.10% of their portfolio WESTLAKE VILLAGE, CA 244,820244.8k $22.3m $22.3m 1.10% Added +18.0k +18,015
55 Forvis Mazars Wealth Advisors, LLC 0.72% of their portfolio Springfield, MO 242,684242.7k $22.1m $22.1m 0.72% Reduced -7.0k -7,028
56 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 241,003241.0k $21.9m $21.9m 0.05% Reduced -34.1k -34,062
57 Bishop & Co Investment Management, LLC 9.98% of their portfolio Erie, PA 237,908237.9k $21.7m $21.7m 9.98% Added +2.5k +2,494
58 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.22% of their portfolio OMAHA, NE 234,443234.4k $21.3m $21.3m 0.22% Reduced -62.0k -61,952
59 Integrated Investment Consultants, LLC 6.50% of their portfolio BLOOMFIELD HILLS, MI 227,171227.2k $20.7m $20.7m 6.50% Reduced -3.3k -3,276
60 Avantax Planning Partners, Inc. 0.84% of their portfolio DUBUQUE, IA 227,069227.1k $20.7m $20.7m 0.84% Added +11.4k +11,353
61 KEYBANK NATIONAL ASSOCIATION/OH 0.09% of their portfolio BROOKLYN, OH 217,403217.4k $19.8m $19.8m 0.09% Reduced -2.8k -2,810
62 Estate Counselors, LLC 2.61% of their portfolio Thiensville, WI 217,335217.3k $19.8m $19.8m 2.61% Added +124.5k +124,475
63 CONGRESS ASSET MANAGEMENT CO 0.18% of their portfolio BOSTON, MA 210,547210.5k $19.2m $19.2m 0.18% Reduced -294.0k -294,033
64 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 205,767205.8k $18.7m $18.7m 0.13% Reduced -12.2k -12,227
65 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 201,928201.9k $18.4m $18.4m 0.05% Added +18.2k +18,183
66 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 200,635200.6k $18.3m $18.3m 0.02% Reduced -2.6k -2,598
67 Badgley Phelps Wealth Managers, LLC 0.67% of their portfolio SEATTLE, WA 198,773198.8k $18.1m $18.1m 0.67% Added +3.0k +2,971
68 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 195,136195.1k $17.8m $17.8m 0.04% Reduced -15.8k -15,820
69 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.09% of their portfolio TORONTO, A6 177,000177.0k $16.1m $16.1m 0.09% Reduced -100.0k -100,000
70 Kestra Advisory Services, LLC 0.17% of their portfolio AUSTIN, TX 175,931175.9k $16.0m $16.0m 0.17% Reduced -58.9k -58,855
71 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 175,493175.5k $16.0m $16.0m 0.08% Added +1.6k +1,646
72 Falcon Wealth Planning 3.98% of their portfolio Ontario, CA 175,341175.3k $16.0m $16.0m 3.98% Added +14.4k +14,358
73 Private Advisor Group, LLC 0.15% of their portfolio MORRISTOWN, NJ 167,506167.5k $15.3m $15.3m 0.15% Reduced -14.8k -14,789
74 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 163,189163.2k $14.9m $14.9m 0.01% Added +25.4k +25,385
75 Bartlett & Co. LLC 0.28% of their portfolio CINCINNATI, OH 161,065161.1k $14.7m $14.7m 0.28% Added +7.1k +7,142
76 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.28% of their portfolio CINCINNATI, OH 161,065161.1k $14.7m $14.7m 0.28% Added +7.1k +7,142
77 GenWealth Group, Inc. 4.40% of their portfolio Maplewood, NJ 157,570157.6k $14.3m $14.3m 4.40% Added +540 +540
78 LBJ Family Wealth Advisors, Ltd. 9.74% of their portfolio AUSTIN, TX 152,495152.5k $13.9m $13.9m 9.74% Reduced -1.3k -1,305
79 Tolleson Wealth Management, Inc. 3.51% of their portfolio DALLAS, TX 149,019149.0k $13.6m $13.6m 3.51% Reduced -54.0k -54,046
80 Avior Wealth Management, LLC 0.88% of their portfolio OMAHA, NE 140,283140.3k $12.8m $12.8m 0.88% Added +3.7k +3,715
81 Steward Partners Investment Advisory, LLC 0.20% of their portfolio STAMFORD, CT 138,211138.2k $12.6m $12.6m 0.20% Added +19.8k +19,781
82 FSA Wealth Management LLC 7.22% of their portfolio Needham, MA 136,552136.6k $12.4m $12.4m 7.22% Added +888 +888
83 B. Riley Wealth Advisors, Inc. 0.33% of their portfolio MEMPHIS, TN 136,505136.5k $12.4m $12.4m 0.33% Added +4.0k +3,968
84 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 133,207133.2k $12.1m $12.1m 0.15% Reduced -12.0k -12,006
85 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 132,167132.2k $12.0m $12.0m 0.02% Added +12.7k +12,708
86 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 130,897130.9k $11.9m $11.9m 0.02% Added +125.2k +125,195
87 BOKF, NA 0.25% of their portfolio TULSA, OK 130,796130.8k $11.9m $11.9m 0.25% Reduced -6.9k -6,881
88 JMG Financial Group, Ltd. 0.60% of their portfolio DOWNERS GROVE, IL 130,485130.5k $11.9m $11.9m 0.60% Added +515 +515
89 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 124,615124.6k $10.0m $10.0m 0.02% Reduced -1.8k -1,752
90 Octavia Wealth Advisors, LLC 2.54% of their portfolio CINCINNATI, OH 123,803123.8k $11.3m $11.3m 2.54% Added +22.9k +22,915
91 MAI Capital Management 0.17% of their portfolio INDEPENDENCE, OH 115,254115.3k $10.5m $10.5m 0.17% Reduced -239 -239
92 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 113,984114.0k $10.4m $10.4m 0.00% Reduced -9.5k -9,531
93 Whitegate Investment Counselors, Inc. 3.29% of their portfolio CONCORD, NH 112,045112.0k $10.2m $10.2m 3.29% Added +42 +42
94 Cetera Advisors LLC 0.17% of their portfolio DENVER, CO 109,973110.0k $10.0m $10.0m 0.17% Reduced -45.2k -45,200
95 HUB Investment Partners, LLC 2.10% of their portfolio AUSTIN, TX 109,421109.4k $10.0m $10.0m 2.10% Reduced -327 -327
96 UMB Bank, n.a. 0.16% of their portfolio Kansas City, MO 109,088109.1k $9.9m $9.9m 0.16% Reduced -16.0k -16,006
97 Johnson Financial Group, Inc. 0.70% of their portfolio RACINE, WI 108,179108.2k $9.8m $9.8m 0.70% Reduced -232.1k -232,055
98 LMG Wealth Partners, LLC 3.18% of their portfolio SHREVEPORT, LA 108,026108.0k $9.8m $9.8m 3.18% Reduced -648 -648
99 Curi Capital, LLC 0.34% of their portfolio CHICAGO, IL 107,683107.7k $9.8m $9.8m 0.34% Added +534 +534
100 KESTRA PRIVATE WEALTH SERVICES, LLC 0.39% of their portfolio AUSTIN, TX 106,932106.9k $9.7m $9.7m 0.39% Added +23.9k +23,942