Vault-13

VANGUARD WORLD FD VGT

INF TECH ETF · ETP · CUSIP 92204A702

1,199 institutional holders +52 vs Q4 2022
49,937,26549.9m shares reported held*
$19.3bnreported value*
121 new 375 added 425 reduced 53 sold out net sold ≈ $285.8m (-657.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $386.66. Options: 9 managers hold calls ($248.3m notional), 8 hold puts ($72.1m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,068Q4 22: 1,147Q1 23: 1,1991,199Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20221,068
Q4 20221,147
Q1 20231,199

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 447 bought or addedQ4 22: 445 cut or sold outQ4 22Q1 23: 496 bought or addedQ1 23: 478 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022447445
Q1 2023496478

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $100.5mQ3 22 puts: $91.3mQ3 22P/C 0.91Q4 22 calls: $136.3mQ4 22 puts: $57.3mQ4 22P/C 0.42Q1 23 calls: $248.3mQ1 23 puts: $72.1mQ1 23P/C 0.29
Numbers
QuarterCallsPutsP/C
Q3 2022$100.5m$91.3m0.91
Q4 2022$136.3m$57.3m0.42
Q1 2023$248.3m$72.1m0.29

Biggest buyers

Cerity Partners LLC Added +217,214+217.2k
NISSAY ASSET MANAGEMENT CORP /JAPAN New +204,727+204.7k
WELLS FARGO & COMPANY/MN Added +201,193+201.2k
Parker Investment Management, LLC New +187,511+187.5k
Beacon Capital Management, Inc. Added +135,166+135.2k
Advisors Preferred, LLC New +126,616+126.6k
ENVESTNET ASSET MANAGEMENT INC Added +123,448+123.4k
Varma Mutual Pension Insurance Co Added +63,635+63.6k
EXCHANGE TRADED CONCEPTS, LLC New +55,042+55.0k
EP Wealth Advisors, LLC Added +44,677+44.7k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -686,350-686.4k
JPMORGAN CHASE & CO Reduced -313,730-313.7k
LPL Financial LLC Reduced -259,779-259.8k
Fisher Asset Management, LLC Reduced -196,092-196.1k
SteelPeak Wealth, LLC Reduced -162,165-162.2k
UBS Group AG Reduced -151,928-151.9k
SUMITOMO MITSUI FINANCIAL GROUP, INC. Reduced -115,300-115.3k
Madison Asset Management, LLC Reduced -83,079-83.1k
Bouchey Financial Group, Ltd. Reduced -57,917-57.9k
MORGAN STANLEY Reduced -51,102-51.1k

Biggest calls

Twin Tree Management, LP New $108.2m280.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $86.4m224.1k shares
CITADEL ADVISORS LLC Reduced $25.9m67.3k shares
JANE STREET GROUP, LLC Reduced $14.7m38.1k shares
WOLVERINE TRADING, LLC Added $11.3m29.9k shares
Belvedere Trading LLC New $1.3m3.3k shares
Maven Securities LTD Unchanged $424.0k1.1k shares
Cutler Group LLC / CA Reduced $75.0k2.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $36.2m93.9k shares
CITADEL ADVISORS LLC Reduced $19.0m49.4k shares
JANE STREET GROUP, LLC Reduced $10.8m27.9k shares
Twin Tree Management, LP New $3.1m8.0k shares
WOLVERINE TRADING, LLC Reduced $1.9m4.9k shares
Belvedere Trading LLC Added $1.2m3.0k shares
Cutler Group LLC / CA Reduced $4.0k5.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.83% of their portfolio CHARLOTTE, NC 18,690,36718.7m $7.2bn $7.2bn 0.83% Reduced -686.4k -686,350
2 JPMORGAN CHASE & CO 0.30% of their portfolio NEW YORK, NY 5,991,9526.0m $2.3bn $2.3bn 0.30% Reduced -313.7k -313,730
3 UBS Group AG 0.33% of their portfolio ZURICH, V8 1,831,6671.8m $706.1m $706.1m 0.33% Reduced -151.9k -151,928
4 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 1,802,7611.8m $694.9m $694.9m 0.07% Reduced -51.1k -51,102
5 WELLS FARGO & COMPANY/MN 0.17% of their portfolio SAN FRANCISCO, CA 1,457,8851.5m $562.0m $562.0m 0.17% Added +201.2k +201,193
6 Varma Mutual Pension Insurance Co 5.84% of their portfolio Varma, H9 1,242,0591.2m $478.8m $478.8m 5.84% Added +63.6k +63,635
7 LPL Financial LLC 0.31% of their portfolio FORT MILL, SC 1,026,3641.0m $395.6m $395.6m 0.31% Reduced -259.8k -259,779
8 Fisher Asset Management, LLC 0.20% of their portfolio PLANO, TX 843,619843.6k $325.2m $325.2m 0.20% Reduced -196.1k -196,092
9 ROYAL BANK OF CANADA 0.09% of their portfolio TORONTO, A6 762,150762.1k $293.8m $293.8m 0.09% Reduced -42.7k -42,708
10 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 570,621570.6k $218.6m $218.6m 0.07% Reduced -36.9k -36,934
11 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 422,513422.5k $162.9m $162.9m 0.08% Added +123.4k +123,448
12 HighTower Advisors, LLC 0.34% of their portfolio CHICAGO, IL 399,530399.5k $154.0m $154.0m 0.34% Reduced -9.2k -9,228
13 Raymond James Financial Services Advisors, Inc. 0.29% of their portfolio ST. PETERSBURG, FL 395,942395.9k $152.6m $152.6m 0.29% Reduced -17.5k -17,530
14 RAYMOND JAMES & ASSOCIATES 0.13% of their portfolio ST PETERSBURG, FL 392,128392.1k $151.2m $151.2m 0.13% Reduced -49.0k -48,968
15 Equitable Holdings, Inc. 2.32% of their portfolio NEW YORK, NY 376,576376.6k $145.2m $145.2m 2.32% Reduced -41.6k -41,597
16 PNC Financial Services Group, Inc. 0.11% of their portfolio Pittsburgh, PA 339,572339.6k $130.9m $130.9m 0.11% Reduced -17.3k -17,349
17 STIFEL FINANCIAL CORP 0.18% of their portfolio ST. LOUIS, MO 321,972322.0k $124.1m $124.1m 0.18% Added +3.7k +3,690
18 TAIYO LIFE INSURANCE CO 9.35% of their portfolio CHUO-KU, TOKYO, M0 296,500296.5k $114.3m $114.3m 9.35% Unchanged
19 Annex Advisory Services, LLC 5.89% of their portfolio BROOKFIELD, WI 284,927284.9k $109.8m $109.8m 5.89% Reduced -4.4k -4,431
20 Cerity Partners LLC 0.51% of their portfolio NEW YORK, NY 257,407257.4k $193.6m $193.6m 0.51% Added +217.2k +217,214
21 Janney Montgomery Scott LLC 0.37% of their portfolio PHILADELPHIA, PA 236,047236.0k $91.0m $91.0m 0.37% Added +5.3k +5,281
22 J.P. Morgan Private Wealth Advisors LLC 0.18% of their portfolio SAN FRANCISCO, CA 225,391225.4k $86.9m $86.9m 0.18% Reduced -31.2k -31,157
23 M&T Bank Corp 0.32% of their portfolio BUFFALO, NY 214,287214.3k $82.6m $82.6m 0.32% Added +4.2k +4,182
24 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 213,674213.7k $82.4m $82.4m 0.16% Added +32.5k +32,523
25 NISSAY ASSET MANAGEMENT CORP /JAPAN 0.70% of their portfolio Tokyo, M0 204,727204.7k $78.9m $78.9m 0.70% New
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.11% of their portfolio MILWAUKEE, WI 197,989198.0k $76.3m $76.3m 0.11% Added +6.4k +6,432
27 FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 8.83% of their portfolio WASHINGTON, DC 196,552196.6k $75.8m $75.8m 8.83% Reduced -2.0k -2,027
28 COMMONWEALTH EQUITY SERVICES, LLC 0.16% of their portfolio WALTHAM, MA 195,914195.9k $75.5m $75.5m 0.16% Reduced -568 -568
29 ARMSTRONG ADVISORY GROUP, INC 8.91% of their portfolio NEEDHAM, MA 195,691195.7k $75.4m $75.4m 8.91% Reduced -1.1k -1,146
30 PGIM Custom Harvest LLC 3.13% of their portfolio NEWARK, NJ 195,484195.5k $75.4m $75.4m 3.13% Added +4.5k +4,455
31 Parker Investment Management, LLC 16.60% of their portfolio Menlo Park, CA 187,511187.5k $72.3m $72.3m 16.60% New
32 Beacon Capital Management, Inc. 1.95% of their portfolio DAYTON, OH 143,977144.0k $55.5m $55.5m 1.95% Added +135.2k +135,166
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 142,970143.0k $55.1m $55.1m 0.03% Reduced -48.8k -48,777
34 TRUIST FINANCIAL CORP 0.09% of their portfolio CHARLOTTE, NC 142,461142.5k $54.9m $54.9m 0.09% Added +24.7k +24,696
35 Cetera Advisor Networks LLC 0.37% of their portfolio EL SEGUNDO, CA 131,405131.4k $50.7m $50.7m 0.37% Added +21.2k +21,185
36 Advisors Preferred, LLC 16.68% of their portfolio ROCKVILLE, MD 126,616126.6k $48.7m $48.7m 16.68% New
37 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 125,350125.3k $48.3m $48.3m 0.01% Reduced -2.7k -2,695
38 AGF MANAGEMENT LTD 0.33% of their portfolio TORONTO, A6 123,384123.4k $47.6m $47.6m 0.33% Reduced -2.3k -2,264
39 Madison Asset Management, LLC 0.69% of their portfolio MADISON, WI 118,303118.3k $45.6m $45.6m 0.69% Reduced -83.1k -83,079
40 BAILARD, INC. 1.62% of their portfolio Foster City, CA 117,352117.4k $45.2m $45.2m 1.62% Added +448 +448
41 NORTHSTAR ASSET MANAGEMENT Co 12.38% of their portfolio BLUE BELL, PA 109,253109.3k $42.1m $42.1m 12.38% Reduced -4.0k -4,046
42 BROWN ADVISORY INC 0.07% of their portfolio BALTIMORE, MD 107,033107.0k $41.3m $41.3m 0.07% Reduced -3.8k -3,769
43 KCM INVESTMENT ADVISORS LLC 1.66% of their portfolio GREENBRAE, CA 106,239106.2k $41.0m $41.0m 1.66% Added +6.6k +6,591
44 WBH ADVISORY INC 5.07% of their portfolio BALTIMORE, MD 105,310105.3k $40.6m $40.6m 5.07% First filing
45 Creative Planning 0.06% of their portfolio OVERLAND PARK, KS 99,86199.9k $38.5m $38.5m 0.06% Reduced -1.2k -1,240
46 Cambridge Investment Research Advisors, Inc. 0.18% of their portfolio FAIRFIELD, IA 97,20797.2k $37.5m $37.5m 0.18% Reduced -6.1k -6,147
47 AE Wealth Management LLC 0.24% of their portfolio TOPEKA, KS 97,07697.1k $37.4m $37.4m 0.24% Added +12.5k +12,505
48 Spire Wealth Management 1.41% of their portfolio MCLEAN, VA 94,08494.1k $36.3m $36.3m 1.41% Added +13.1k +13,134
49 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 93,29993.3k $36.0m $36.0m 0.01% Added +2.8k +2,818
50 Keebeck Wealth Management 5.74% of their portfolio Chicago, IL 92,42792.4k $35.6m $35.6m 5.74% Reduced -37 -37
51 Yarbrough Capital, LLC 2.84% of their portfolio FRANKLIN, TN 90,67590.7k $35.0m $35.0m 2.84% Unchanged
52 Full Sail Capital, LLC 3.02% of their portfolio OKLAHOMA CITY, OK 86,84086.8k $33.5m $33.5m 3.02% Reduced -6.5k -6,451
53 Lido Advisors, LLC 0.45% of their portfolio Los Angeles, CA 83,23383.2k $32.1m $32.1m 0.45% Added +1.8k +1,840
54 Systematic Alpha Investments, LLC 1.67% of their portfolio PRINCETON, NJ 82,30082.3k $31.7m $31.7m 1.67% Unchanged
55 PEAPACK GLADSTONE FINANCIAL CORP 0.56% of their portfolio BEDMINSTER, NJ 82,02882.0k $29.3m $29.3m 0.56% Added +3 +3
56 Mariner, LLC 0.09% of their portfolio Overland Park, KS 77,30977.3k $29.8m $29.8m 0.09% Added +2.1k +2,095
57 Compass Financial Group, INC/SD 9.42% of their portfolio Sioux Falls, SD 74,79474.8k $28.8m $28.8m 9.42% Added +11.8k +11,808
58 Corient Private Wealth LP 0.08% of their portfolio MIAMI, FL 74,11774.1k $28.6m $28.6m 0.08% Added +11.3k +11,302
59 FMR LLC 0.00% of their portfolio BOSTON, MA 71,28071.3k $27.5m $27.5m 0.00% Added +36.9k +36,903
60 PARK NATIONAL CORP /OH/ 1.21% of their portfolio NEWARK, OH 70,50370.5k $27.2m $27.2m 1.21% Reduced -2.7k -2,691
61 Stuart Chaussee & Associates, Inc. 8.80% of their portfolio BEVERLY HILLS, CA 67,25667.3k $25.9m $25.9m 8.80% Unchanged
62 Curtis Advisory Group, LLC 9.44% of their portfolio SANTA BARBARA, CA 67,08067.1k $25.9m $25.9m 9.44% Unchanged
63 TRUST CO OF OKLAHOMA 9.73% of their portfolio TULSA, OK 64,55464.6k $24.9m $24.9m 9.73% Reduced -3.4k -3,426
64 Kestra Advisory Services, LLC 0.27% of their portfolio AUSTIN, TX 64,50864.5k $24.9m $24.9m 0.27% Added +5.1k +5,057
65 Elwood & Goetz Wealth Advisory Group, LLC 5.81% of their portfolio ATHENS, GA 63,20363.2k $24.4m $24.4m 5.81% Added +2.9k +2,943
66 GPS Wealth Strategies Group, LLC 4.71% of their portfolio CENTENNIAL, CO 59,01859.0k $22.7m $22.7m 4.71% Reduced -18.0k -17,994
67 Relative Value Partners Group, LLC 0.77% of their portfolio NORTHBROOK, IL 58,22058.2k $22.4m $22.4m 0.77% Added +27.5k +27,465
68 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 57,04657.0k $22.0m $22.0m 0.03% Added +26.6k +26,603
69 Portfolio Strategies, Inc. 4.16% of their portfolio MONTVALE, NJ 55,28055.3k $21.4m $21.4m 4.16% Reduced -630 -630
70 EXCHANGE TRADED CONCEPTS, LLC 0.58% of their portfolio Oklahoma City, OK 55,04255.0k $21.2m $21.2m 0.58% New
71 FIRST MERCHANTS CORP 1.85% of their portfolio Muncie, IN 53,94953.9k $20.8m $20.8m 1.85% Reduced -301 -301
72 NewEdge Advisors, LLC 0.26% of their portfolio NEW ORLEANS, LA 53,54553.5k $20.6m $20.6m 0.26% Reduced -4.5k -4,487
73 INVESTMENT MANAGEMENT OF VIRGINIA LLC 3.82% of their portfolio RICHMOND, VA 52,15752.2k $20.1m $20.1m 3.82% Reduced -3.9k -3,870
74 EP Wealth Advisors, LLC 0.05% of their portfolio TORRANCE, CA 51,99552.0k $3.0m $3.0m 0.05% Added +44.7k +44,677
75 Private Advisor Group, LLC 0.19% of their portfolio MORRISTOWN, NJ 51,90651.9k $20.0m $20.0m 0.19% Added +916 +916
76 AMI INVESTMENT MANAGEMENT INC 9.10% of their portfolio KENDALLVILLE, IN 50,57350.6k $19.5m $19.5m 9.10% Added +1.9k +1,950
77 MERCER GLOBAL ADVISORS INC /ADV 0.09% of their portfolio DENVER, CO 50,48950.5k $19.5m $19.5m 0.09% Reduced -5.4k -5,396
78 Karpus Management, Inc. 0.61% of their portfolio Pittsford, NY 50,48550.5k $19.5m $19.5m 0.61% Reduced -1.1k -1,091
79 Mokosak Advisory Group, LLC 8.27% of their portfolio URBANDALE, IA 50,32050.3k $19.4m $19.4m 8.27% Added +2.6k +2,603
80 Capital Advisors Wealth Management, LLC 5.29% of their portfolio YAKIMA, WA 49,60349.6k $19.1m $19.1m 5.29% Added +10.9k +10,949
81 TIAA, FSB 0.07% of their portfolio ST. LOUIS, MO 49,30749.3k $19.0m $19.0m 0.07% Reduced -6.0k -6,050
82 FIFTH THIRD BANCORP 0.09% of their portfolio CINCINNATI, OH 49,23349.2k $19.0m $19.0m 0.09% Reduced -4.1k -4,060
83 Steward Partners Investment Advisory, LLC 0.30% of their portfolio STAMFORD, CT 49,04149.0k $18.9m $18.9m 0.30% Reduced -908 -908
84 CREDIT SUISSE AG/ 0.02% of their portfolio ZURICH, V8 47,35247.4k $18.3m $18.3m 0.02% Added +13.9k +13,916
85 MAI Capital Management 0.28% of their portfolio INDEPENDENCE, OH 46,56046.6k $17.9m $17.9m 0.28% Reduced -2.2k -2,223
86 Federation des caisses Desjardins du Quebec 0.20% of their portfolio LEVIS, A8 45,98946.0k $17.7m $17.7m 0.20% Reduced -29.8k -29,756
87 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 45,15745.2k $338.6k $338.6k 0.02% Added +38.1k +38,145
88 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 44,70944.7k $17.2m $17.2m 0.12% Added +1.1k +1,105
89 White Lighthouse Investment Management Inc. 4.20% of their portfolio BEDFORD, MA 43,22443.2k $16.7m $16.7m 4.20% Reduced -532 -532
90 Privium Fund Management (UK) Ltd 12.46% of their portfolio LONDON, X0 41,70841.7k $15.8m $15.8m 12.46% Added +8.4k +8,435
91 MassMutual Private Wealth & Trust, FSB 0.61% of their portfolio Windsor, CT 41,37041.4k $15.9m $15.9m 0.61% Added +47 +47
92 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 40,29540.3k $13.2m $13.2m 0.02% Reduced -119 -119
93 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 38,63138.6k $14.9m $14.9m 0.13% Added +4.3k +4,304
94 Axiom Financial Strategies, LLC 8.22% of their portfolio NEW ALBANY, IN 38,34438.3k $14.8m $14.8m 8.22% Reduced -54 -54
95 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 38,25038.2k $14.8m $14.8m 0.01% Reduced -3.0k -2,994
96 Baker Ellis Asset Management LLC 2.61% of their portfolio Vancouver, WA 37,74537.7k $14.5m $14.5m 2.61% Reduced -2.1k -2,150
97 Silicon Valley Capital Partners 3.03% of their portfolio SAN JOSE, CA 37,52737.5k $14.5m $14.5m 3.03% Added +2.9k +2,942
98 B. Riley Wealth Advisors, Inc. 0.38% of their portfolio MEMPHIS, TN 36,79836.8k $14.2m $14.2m 0.38% Reduced -6.8k -6,756
99 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 36,44436.4k $14.0m $14.0m 0.06% Reduced -2.4k -2,394
100 FSA WEALTH PARTNERS, INC. 9.16% of their portfolio Rockville, MD 36,27936.3k $14.0m $14.0m 9.16% New