Vault-13

SPDR SER TR RWR

DJ REIT ETF · ETP · CUSIP 78464A607

246 institutional holders -11 vs Q4 2022
11,671,13311.7m shares reported held*
$1.0bnreported value*
27 new 64 added 90 reduced 34 sold out net sold ≈ $113.2m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($471.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $88.82. Options: 8 managers hold calls ($16.0m notional), 2 hold puts ($621.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 246Q4 22: 257Q1 23: 246246Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022246
Q4 2022257
Q1 2023246

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 94 bought or addedQ4 22: 96 cut or sold outQ4 22Q1 23: 91 bought or addedQ1 23: 124 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229496
Q1 202391124

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $32.5mQ3 22 puts: $455.0kQ3 22P/C 0.01Q4 22 calls: $8.1mQ4 22 puts: $674.0kQ4 22P/C 0.08Q1 23 calls: $16.0mQ1 23 puts: $621.5kQ1 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q3 2022$32.5m$455.0k0.01
Q4 2022$8.1m$674.0k0.08
Q1 2023$16.0m$621.5k0.04

Biggest buyers

LPL Financial LLC Added +165,523+165.5k
NorthCrest Asset Manangement, LLC New +43,988+44.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +40,443+40.4k
ASSETMARK, INC Added +33,997+34.0k
Tower Research Capital LLC (TRC) Added +31,330+31.3k
CAPTRUST FINANCIAL ADVISORS New +16,536+16.5k
PATTON FUND MANAGEMENT, INC. Added +16,237+16.2k
CIBC Private Wealth Group LLC Added +13,520+13.5k
Avion Wealth Added +7,657+7.7k
Savant Capital, LLC Added +7,560+7.6k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -327,210-327.2k
NISA INVESTMENT ADVISORS, LLC Sold out -254,196-254.2k
NORTHERN TRUST CORP Reduced -151,235-151.2k
MILLENNIUM MANAGEMENT LLC Reduced -150,102-150.1k
BANK OF MONTREAL /CAN/ Reduced -124,420-124.4k
CX Institutional Sold out -112,663-112.7k
TRUIST FINANCIAL CORP Reduced -105,963-106.0k
BANK OF AMERICA CORP /DE/ Reduced -78,415-78.4k
PNC Financial Services Group, Inc. Reduced -62,246-62.2k
CONSOLIDATED CAPITAL MANAGEMENT, LLC Sold out -62,016-62.0k

Biggest calls

Twin Tree Management, LP New $8.2m219.9k shares
JANE STREET GROUP, LLC Added $5.0m134.1k shares
Maven Securities LTD New $1.6m43.8k shares
CITADEL ADVISORS LLC Added $976.6k11.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $257.5k2.9k shares
JCSD Capital, LLC New $35.2k1.5k shares
GARDA CAPITAL PARTNERS LP New $18.5k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $417.3k4.7k shares
CITADEL ADVISORS LLC Added $204.2k2.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.05% of their portfolio CHICAGO, IL 2,756,2842.8m $244.7m $244.7m 0.05% Reduced -151.2k -151,235
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.04% of their portfolio SAN FRANCISCO, CA 1,459,6921.5m $129.6m $129.6m 0.04% Reduced -16.4k -16,390
3 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,024,1541.0m $90.9m $90.9m 0.04% Reduced -29.8k -29,763
4 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 960,478960.5k $85.3m $85.3m 0.03% Reduced -40.9k -40,913
5 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 711,999712.0k $63.2m $63.2m 0.06% Reduced -62.2k -62,246
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 568,087568.1k $50.4m $50.4m 0.07% Reduced -4.5k -4,533
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 425,836425.8k $37.8m $37.8m 0.00% Added +5.6k +5,568
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 404,367404.4k $35.9m $35.9m 0.00% Reduced -78.4k -78,415
9 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 316,725316.7k $28.1m $28.1m 0.05% Reduced -106.0k -105,963
10 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 269,848269.8k $24.0m $24.0m 0.02% Added +165.5k +165,523
11 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 186,055186.1k $16.5m $16.5m 0.02% Reduced -150.1k -150,102
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 173,686173.7k $15.4m $15.4m 0.00% Reduced -151 -151
13 PATTON FUND MANAGEMENT, INC. 3.85% of their portfolio New York, NY 151,962152.0k $13.5m $13.5m 3.85% Added +16.2k +16,237
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 131,610131.6k $11.7m $11.7m 0.00% Reduced -327.2k -327,210
15 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 113,208113.2k $10.1m $10.1m 0.01% Reduced -10.2k -10,229
16 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 81,35481.4k $7.2m $7.2m 0.07% Added +5.5k +5,492
17 CITIZENS FINANCIAL GROUP INC/RI 0.22% of their portfolio PROVIDENCE, RI 66,60166.6k $5.9m $5.9m 0.22% Added +417 +417
18 NATIXIS 0.05% of their portfolio PARIS, I0 62,55962.6k $5.6m $5.6m 0.05% Reduced -13.4k -13,377
19 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 62,53762.5k $5.6m $5.6m 0.04% Reduced -4.9k -4,887
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 56,98557.0k $5.1m $5.1m 0.00% Reduced -1.3k -1,345
21 Gunma Bank,Ltd. 2.15% of their portfolio GUNMA, M0 55,00055.0k $4.9m $4.9m 2.15% Unchanged
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 50,80750.8k $4.5m $4.5m 0.01% Added +4.6k +4,562
23 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 49,92449.9k $4.4m $4.4m 0.01% Reduced -166 -166
24 NorthCrest Asset Manangement, LLC 0.16% of their portfolio PLYMOUTH, MN 43,98844.0k $3.9m $3.9m 0.16% New
25 Clearstead Advisors, LLC 0.28% of their portfolio CLEVELAND, OH 42,99443.0k $3.8m $3.8m 0.28% Added +244 +244
26 REBALANCE, LLC 0.37% of their portfolio PALO ALTO, CA 42,00442.0k $3.7m $3.7m 0.37% Added +228 +228
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 40,44340.4k $3.6m $3.6m 0.01% New
28 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 36,17736.2k $3.2m $3.2m 0.01% Added +34.0k +33,997
29 RTD Financial Advisors, Inc. 0.45% of their portfolio Philadelphia, PA 33,03633.0k $2.9m $2.9m 0.45% Added +2.4k +2,444
30 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 33,02933.0k $2.9m $2.9m 0.01% Added +2.0k +2,025
31 SMITH, MOORE & CO. 0.40% of their portfolio CLAYTON, MO 32,93732.9k $2.9m $2.9m 0.40% Reduced -386 -386
32 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.28% of their portfolio FORT WAYNE, IN 32,37332.4k $2.9m $2.9m 0.28% Reduced -259 -259
33 Tower Research Capital LLC (TRC) 0.09% of their portfolio NEW YORK, NY 32,33032.3k $2.9m $2.9m 0.09% Added +31.3k +31,330
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 31,32331.3k $2.8m $2.8m 0.00% Reduced -12.5k -12,505
35 EVERGREEN CAPITAL MANAGEMENT LLC 0.12% of their portfolio Bellevue, WA 31,23331.2k $2.8m $2.8m 0.12% Added +1.3k +1,289
36 Destiny Capital Corp/CO 2.19% of their portfolio DENVER, CO 30,32030.3k $2.7m $2.7m 2.19% Reduced -311 -311
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 26,61426.6k $2.4m $2.4m 0.00% Reduced -2.4k -2,401
38 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 26,52126.5k $2.4m $2.4m 0.00% Reduced -2.0k -1,984
39 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 25,87425.9k $2.7m $2.7m 0.00% Added +13.5k +13,520
40 Piedmont Capital Management, LLC 1.75% of their portfolio WHITEFISH, MT 24,87524.9k $2.2m $2.2m 1.75% Added +692 +692
41 Veritable, L.P. 0.04% of their portfolio Newtown Square, PA 24,14624.1k $2.1m $2.1m 0.04% Added +173 +173
42 American Financial Advisors, LLC 0.34% of their portfolio Marietta, GA 23,50323.5k $2.1m $2.1m 0.34% Reduced -666 -666
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 23,30823.3k $2.1m $2.1m 0.02% Added +986 +986
44 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.14% of their portfolio SAN FRANCISCO, CA 22,03422.0k $2.0m $2.0m 0.14% Reduced -891 -891
45 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 20,90120.9k $1.9m $1.9m 0.02% Reduced -4.4k -4,389
46 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 19,81619.8k $1.8m $1.8m 0.00% Reduced -905 -905
47 CITY HOLDING CO 0.32% of their portfolio CHARLESTON, WV 19,77519.8k $1.8m $1.8m 0.32% Reduced -1.6k -1,550
48 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 18,82518.8k $1.7m $1.7m 0.04% Reduced -252 -252
49 GREENLEAF TRUST 0.02% of their portfolio KALAMAZOO, MI 18,69218.7k $1.7m $1.7m 0.02% Reduced -3.2k -3,213
50 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 17,87917.9k $1.6m $1.6m 0.00% Reduced -350 -350
51 Geneos Wealth Management Inc. 0.10% of their portfolio ENGLEWOOD, CO 17,85417.9k $1.6m $1.6m 0.10% Added +1.7k +1,747
52 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 17,75617.8k $1.6m $1.6m 0.01% Reduced -1.9k -1,852
53 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 16,53616.5k $1.5m $1.5m 0.01% New
54 Bray Capital Advisors 0.43% of their portfolio Naples, FL 16,51116.5k $1.5m $1.5m 0.43% Reduced -75 -75
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,22016.2k $1.4m $1.4m 0.00% Reduced -2.0k -1,996
56 Omega Financial Group, LLC 0.66% of their portfolio Santa Barbara, CA 16,21316.2k $1.4m $1.4m 0.66% Reduced -881 -881
57 Bensler, LLC 0.29% of their portfolio Bellevue, WA 15,91215.9k $1.4m $1.4m 0.29% Reduced -2.2k -2,230
58 Falcon Wealth Planning 0.34% of their portfolio Ontario, CA 15,26215.3k $1.4m $1.4m 0.34% Added +372 +372
59 Atlas Brown,Inc. 0.61% of their portfolio LOUISVILLE, KY 14,82614.8k $1.3m $1.3m 0.61% Added +921 +921
60 GREAT LAKES ADVISORS, LLC 0.01% of their portfolio CHICAGO, IL 14,77714.8k $1.3m $1.3m 0.01% Reduced -88 -88
61 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 13,60113.6k $1.2m $1.2m 0.00% Reduced -124.4k -124,420
62 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,59713.6k $1.2m $1.2m 0.00% Reduced -36.9k -36,875
63 Eagle Strategies LLC 0.30% of their portfolio NEW YORK, NY 13,58113.6k $1.2m $1.2m 0.30% Reduced -10.5k -10,528
64 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 12,21212.2k $1.1m $1.1m 0.00% Added +951 +951
65 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 12,06412.1k $1.1m $1.1m 0.04% Added +2.4k +2,422
66 DAVIDSON TRUST CO 0.82% of their portfolio SEATTLE, WA 11,99912.0k $1.1m $1.1m 0.82% Unchanged
67 Summit Financial Group, Inc. 0.39% of their portfolio MOOREFIELD, WV 11,72711.7k $1.0m $1.0m 0.39% Unchanged
68 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 11,34911.3k $1.0m $1.0m 0.01% Reduced -1.5k -1,468
69 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,29311.3k $1.0m $1.0m 0.00% Added +529 +529
70 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 10,62010.6k $942.8k $942.8k 0.00% Reduced -135 -135
71 Smallwood Wealth Investment Management, LLC 0.89% of their portfolio RED BANK, NJ 10,53810.5k $935.5k $935.5k 0.89% Reduced -281 -281
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,32910.3k $917.0k $917.0k 0.00% Reduced -366 -366
73 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 10,26510.3k $911.3k $911.3k 0.01% Added +3.9k +3,883
74 Savant Capital, LLC 0.02% of their portfolio ROCKFORD, IL 10,26210.3k $911.1k $911.1k 0.02% Added +7.6k +7,560
75 MOLLER WEALTH PARTNERS 0.27% of their portfolio NORTHFIELD, IL 10,01210.0k $888.9k $888.9k 0.27% Reduced -9 -9
76 NTV Asset Management LLC 0.16% of their portfolio Charleston, WV 9,8709.9k $876.3k $876.3k 0.16% Added +1.0k +1,000
77 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 9,8669.9k $875.9k $875.9k 0.00% Added +7.4k +7,391
78 ETFIDEA, LLC 0.35% of their portfolio SYRACUSE, NY 9,0399.0k $802.4k $802.4k 0.35% Added +447 +447
79 Avion Wealth 0.21% of their portfolio THE WOODLANDS, TX 9,0259.0k $786.0k $786.0k 0.21% Added +7.7k +7,657
80 Gibson Capital, LLC 0.21% of their portfolio WEXFORD, PA 8,9959.0k $798.6k $798.6k 0.21% Unchanged
81 BlackRock Inc. 0.00% of their portfolio New York, NY 8,9899.0k $798.0k $798.0k 0.00% Reduced -43 -43
82 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,7438.7k $776.2k $776.2k 0.00% Added +1.1k +1,053
83 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 8,4118.4k $746.7k $746.7k 0.00% Reduced -412 -412
84 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 8,2208.2k $729.8k $729.8k 0.00% Added +5.8k +5,811
85 One Capital Management, LLC 0.04% of their portfolio WESTLAKE VILLAGE, CA 8,1978.2k $727.7k $727.7k 0.04% Reduced -382 -382
86 BEACON FINANCIAL GROUP 0.10% of their portfolio DALLAS, TX 7,7057.7k $681.0k $681.0k 0.10% Reduced -421 -421
87 Forum Financial Management, LP 0.02% of their portfolio LOMBARD, IL 7,5257.5k $668.1k $668.1k 0.02% Unchanged
88 GSA CAPITAL PARTNERS LLP 0.06% of their portfolio LONDON, X0 7,2997.3k $648.0k $648.0k 0.06% New
89 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% of their portfolio Seattle, WA 7,2297.2k $641.8k $641.8k 0.03% Added +61 +61
90 HBK Sorce Advisory LLC 0.03% of their portfolio ERIE, PA 7,2187.2k $640.8k $640.8k 0.03% Reduced -8.7k -8,664
91 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 7,1497.1k $634.7k $634.7k 0.00% Reduced -51 -51
92 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,0017.0k $622.0k $622.0k 0.00% Reduced -13.5k -13,504
93 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 6,5886.6k $585.0k $585.0k 0.02% Unchanged
94 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 6,5786.6k $584.2k $584.2k 0.01% Reduced -76 -76
95 Strategic Financial Partners, Ltd. 0.36% of their portfolio Bend, OR 6,5316.5k $579.8k $579.8k 0.36% Added +118 +118
96 Key Financial Inc 0.21% of their portfolio WEST CHESTER, PA 6,5006.5k $577.1k $577.1k 0.21% Unchanged
97 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 6,4286.4k $570.6k $570.6k 0.04% Reduced -1.4k -1,361
98 Clientfirst Wealth Management, LLC 0.73% of their portfolio LITTLE ROCK, AR 6,2526.3k $550.5k $550.5k 0.73% Unchanged
99 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,1636.2k $547.0k $547.0k 0.00% Reduced -87 -87
100 Abbrea Capital, LLC 0.09% of their portfolio Greenbrae, CA 6,0556.1k $538.0k $538.0k 0.09% Reduced -140 -140