Vault-13

ISHARES TR IWO

RUS 2000 GRW ETF · ETP · CUSIP 464287648

814 institutional holders -23 vs Q4 2022
30,535,62830.5m shares reported held*
$6.9bnreported value*
67 new 215 added 305 reduced 77 sold out net sold ≈ $478.9m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $227.51. Options: 5 managers hold calls ($32.2m notional), 7 hold puts ($85.8m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 791Q4 22: 837Q1 23: 814814Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022791
Q4 2022837
Q1 2023814

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 348 bought or addedQ4 22: 304 cut or sold outQ4 22Q1 23: 282 bought or addedQ1 23: 382 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022348304
Q1 2023282382

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $27.5mQ3 22 puts: $399.2mQ3 22P/C 14.50Q4 22 calls: $32.6mQ4 22 puts: $291.2mQ4 22P/C 8.93Q1 23 calls: $32.2mQ1 23 puts: $85.8mQ1 23P/C 2.66
Numbers
QuarterCallsPutsP/C
Q3 2022$27.5m$399.2m14.50
Q4 2022$32.6m$291.2m8.93
Q1 2023$32.2m$85.8m2.66

Biggest buyers

FMR LLC Added +294,716+294.7k
Orion Portfolio Solutions, LLC New +137,822+137.8k
BARCLAYS PLC New +113,510+113.5k
Tower Research Capital LLC (TRC) New +100,561+100.6k
JANE STREET GROUP, LLC New +98,540+98.5k
INTEGRATED CAPITAL MANAGEMENT, INC. New +69,797+69.8k
CITADEL ADVISORS LLC New +68,704+68.7k
Qube Research & Technologies Ltd Added +58,910+58.9k
Cassaday & Co Wealth Management LLC Added +47,878+47.9k
EP Wealth Advisors, LLC Added +42,579+42.6k

Biggest sellers

TORONTO DOMINION BANK Sold out -600,000-600.0k
BANK OF AMERICA CORP /DE/ Reduced -281,400-281.4k
Fiera Capital Corp Sold out -237,972-238.0k
CAPTRUST FINANCIAL ADVISORS Reduced -169,165-169.2k
WELLINGTON MANAGEMENT GROUP LLP Reduced -137,513-137.5k
Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) Sold out -135,000-135.0k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -132,000-132.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -111,065-111.1k
MORGAN STANLEY Reduced -105,894-105.9k
Kabouter Management, LLC Sold out -102,338-102.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $26.7m117.9k shares
CITADEL ADVISORS LLC Reduced $5.2m23.1k shares
WOLVERINE TRADING, LLC Reduced $200.0k900 shares
Belvedere Trading LLC New $22.7k100 shares
Cutler Group LLC / CA Reduced $1.0k300 shares

Biggest puts

Parallax Volatility Advisers, L.P. Reduced $45.4m200.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $35.8m157.7k shares
CITADEL ADVISORS LLC Reduced $2.1m9.4k shares
WOLVERINE TRADING, LLC Reduced $1.2m5.2k shares
Belvedere Trading LLC Unchanged $1.1m4.9k shares
Lido Advisors, LLC Unchanged $249.5k1.1k shares
Cutler Group LLC / CA Reduced $36.0k6.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 3,061,6553.1m $694.4m $694.4m 0.08% Reduced -281.4k -281,400
2 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 2,845,3752.8m $645.4m $645.4m 0.07% Reduced -105.9k -105,894
3 TIAA, FSB 1.28% of their portfolio ST. LOUIS, MO 1,516,4951.5m $344.0m $344.0m 1.28% Reduced -26.2k -26,195
4 BARINGS LLC 10.62% of their portfolio CHARLOTTE, NC 1,362,8501.4m $309.1m $309.1m 10.62% Reduced -27.3k -27,300
5 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 1,119,6601.1m $254.0m $254.0m 0.12% Reduced -80.5k -80,499
6 PNC Financial Services Group, Inc. 0.17% of their portfolio Pittsburgh, PA 833,390833.4k $189.0m $189.0m 0.17% Reduced -8.2k -8,248
7 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 799,367799.4k $181.3m $181.3m 0.06% Reduced -91.2k -91,247
8 Cassaday & Co Wealth Management LLC 7.68% of their portfolio MCLEAN, VA 794,058794.1k $180.1m $180.1m 7.68% Added +47.9k +47,878
9 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 770,037770.0k $174.7m $174.7m 0.05% Reduced -32.7k -32,739
10 COMMONWEALTH EQUITY SERVICES, LLC 0.31% of their portfolio WALTHAM, MA 648,985649.0k $147.2m $147.2m 0.31% Added +28.7k +28,702
11 FMR LLC 0.01% of their portfolio BOSTON, MA 623,830623.8k $141.5m $141.5m 0.01% Added +294.7k +294,716
12 Cohen Klingenstein LLC 6.11% of their portfolio NEW YORK, NY 574,055574.1k $130.2m $130.2m 6.11% Reduced -11.1k -11,110
13 UBS Group AG 0.05% of their portfolio ZURICH, V8 505,657505.7k $114.7m $114.7m 0.05% Added +15.6k +15,560
14 M&T Bank Corp 0.43% of their portfolio BUFFALO, NY 492,382492.4k $111.7m $111.7m 0.43% Reduced -51.7k -51,690
15 ALLIANCEBERNSTEIN L.P. 0.04% of their portfolio NASHVILLE, TN 450,997451.0k $102.3m $102.3m 0.04% Added +349 +349
16 US BANCORP \DE\ 0.17% of their portfolio MINNEAPOLIS, MN 441,154441.2k $100.1m $100.1m 0.17% Reduced -32.5k -32,455
17 D.A. DAVIDSON & CO. 1.10% of their portfolio GREAT FALLS, MT 429,366429.4k $97.4m $97.4m 1.10% Added +11.8k +11,756
18 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 424,451424.5k $96.3m $96.3m 0.02% Reduced -24.0k -24,042
19 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.96% of their portfolio OMAHA, NE 411,282411.3k $93.3m $93.3m 0.96% Reduced -22.0k -22,000
20 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 356,598356.6k $80.9m $80.9m 0.02% Added +15.0k +14,999
21 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 347,397347.4k $78.8m $78.8m 0.06% Added +3.3k +3,342
22 Financial Engines Advisors L.L.C. 0.20% of their portfolio SANTA CLARA, CA 337,213337.2k $76.5m $76.5m 0.20% Added +1.2k +1,166
23 CITIGROUP INC 0.10% of their portfolio NEW YORK, NY 318,203318.2k $72.2m $72.2m 0.10% Added +949 +949
24 COMMERCE BANK 0.52% of their portfolio KANSAS CITY, MO 295,290295.3k $67.0m $67.0m 0.52% Reduced -14.9k -14,870
25 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 281,003281.0k $63.7m $63.7m 0.01% Reduced -4.5k -4,485
26 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.35% of their portfolio TORONTO, A6 275,000275.0k $62.4m $62.4m 0.35% Reduced -132.0k -132,000
27 SEI INVESTMENTS CO 0.10% of their portfolio OAKS, PA 230,352230.4k $52.2m $52.2m 0.10% Reduced -12.1k -12,099
28 J.P. Morgan Private Wealth Advisors LLC 0.11% of their portfolio SAN FRANCISCO, CA 226,726226.7k $51.4m $51.4m 0.11% Reduced -794 -794
29 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 213,025213.0k $48.3m $48.3m 0.01% Reduced -137.5k -137,513
30 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 201,195201.2k $45.6m $45.6m 0.08% Reduced -53.1k -53,133
31 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 197,830197.8k $44.9m $44.9m 0.01% Reduced -2.2k -2,234
32 Creative Planning 0.06% of their portfolio OVERLAND PARK, KS 187,288187.3k $42.5m $42.5m 0.06% Reduced -22.4k -22,399
33 Badgley Phelps Wealth Managers, LLC 1.46% of their portfolio SEATTLE, WA 175,216175.2k $39.7m $39.7m 1.46% Added +3.7k +3,738
34 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 169,083169.1k $38.4m $38.4m 0.03% Reduced -1.5k -1,467
35 BROWN ADVISORY INC 0.06% of their portfolio BALTIMORE, MD 167,867167.9k $38.1m $38.1m 0.06% Reduced -84.2k -84,166
36 KEYBANK NATIONAL ASSOCIATION/OH 0.17% of their portfolio BROOKLYN, OH 161,265161.3k $36.6m $36.6m 0.17% Added +309 +309
37 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 138,273138.3k $31.4m $31.4m 0.06% Reduced -43.4k -43,432
38 Orion Porfolio Solutions, LLC 0.39% of their portfolio OMAHA, NE 137,822137.8k $31.3m $31.3m 0.39% Added +2.7k +2,733
39 Orion Portfolio Solutions, LLC 0.39% of their portfolio Omaha, NE 137,822137.8k $31.3m $31.3m 0.39% New
40 Corient Private Wealth LP 0.08% of their portfolio MIAMI, FL 128,508128.5k $29.1m $29.1m 0.08% Added +490 +490
41 Avantax Planning Partners, Inc. 1.17% of their portfolio DUBUQUE, IA 126,952127.0k $28.8m $28.8m 1.17% Added +2.0k +2,033
42 Cresset Asset Management, LLC 0.57% of their portfolio Chicago, IL 125,755125.8k $28.5m $28.5m 0.57% Added +24.5k +24,470
43 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.21% of their portfolio NEW YORK, NY 120,144120.1k $27.3m $27.3m 0.21% Reduced -18.7k -18,686
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 118,884118.9k $27.0m $27.0m 0.04% Reduced -47.2k -47,169
45 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 118,269118.3k $26.8m $26.8m 0.05% Reduced -9.0k -8,984
46 CHOREO, LLC 0.92% of their portfolio ROCKFORD, IL 114,874114.9k $26.1m $26.1m 0.92% Reduced -4.1k -4,134
47 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 113,510113.5k $25.7m $25.7m 0.03% New
48 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 111,148111.1k $25.2m $25.2m 0.01% Added +4.9k +4,912
49 Shepherd Financial Partners LLC 4.11% of their portfolio WINCHESTER, MA 108,291108.3k $24.6m $24.6m 4.11% Added +2.0k +1,961
50 Waldron Private Wealth LLC 1.19% of their portfolio BRIDGEVILLE, PA 107,461107.5k $24.4m $24.4m 1.19% Added +9.6k +9,597
51 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.18% of their portfolio Cincinnati, OH 105,534105.5k $23.9m $23.9m 0.18% Added +279 +279
52 Tower Research Capital LLC (TRC) 0.73% of their portfolio NEW YORK, NY 100,561100.6k $22.8m $22.8m 0.73% New
53 BlackRock Inc. 0.00% of their portfolio New York, NY 99,20799.2k $22.5m $22.5m 0.00% Added +22.3k +22,264
54 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 98,54098.5k $22.4m $22.4m 0.04% New
55 MAI Capital Management 0.33% of their portfolio INDEPENDENCE, OH 93,02593.0k $21.1m $21.1m 0.33% Reduced -3.6k -3,592
56 STEPHENS INC /AR/ 0.40% of their portfolio LITTLE ROCK, AR 92,87592.9k $21.1m $21.1m 0.40% Reduced -2.2k -2,220
57 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 91,41891.4k $20.7m $20.7m 0.05% Reduced -3.6k -3,611
58 Cetera Investment Advisers 0.18% of their portfolio SCHAUMBURG, IL 90,06690.1k $20.4m $20.4m 0.18% Added +9.2k +9,155
59 Veritable, L.P. 0.34% of their portfolio Newtown Square, PA 87,59787.6k $19.9m $19.9m 0.34% Reduced -1.9k -1,881
60 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 85,24385.2k $19.3m $19.3m 0.01% Added +6.0k +5,968
61 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 81,45581.5k $18.5m $18.5m 0.04% Added +4.8k +4,760
62 MONETA GROUP INVESTMENT ADVISORS LLC 0.44% of their portfolio ST LOUIS, MO 80,01480.0k $18.1m $18.1m 0.44% Added +9.2k +9,237
63 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 79,42879.4k $18.0m $18.0m 0.04% Reduced -4.6k -4,559
64 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 75,66275.7k $17.2m $17.2m 0.08% Reduced -169.2k -169,165
65 Crestone Asset Management LLC 3.52% of their portfolio BOULDER, CO 72,98273.0k $16.6m $16.6m 3.52% Reduced -1.3k -1,323
66 WoodTrust Financial Corp 3.13% of their portfolio WISCONSIN RAPIDS, WI 71,02071.0k $16.1m $16.1m 3.13% Added +3.2k +3,181
67 INTEGRATED CAPITAL MANAGEMENT, INC. 9.68% of their portfolio JESSUP, PA 69,79769.8k $10.6m $10.6m 9.68% New
68 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 68,70468.7k $15.6m $15.6m 0.02% New
69 VAUGHAN & Co SECURITIES, INC. 11.30% of their portfolio Ridgewood, NJ 67,16167.2k $15.2m $15.2m 11.30% Added +2.0k +2,036
70 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 66,11166.1k $15.0m $15.0m 0.02% Reduced -5.2k -5,215
71 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 65,46765.5k $14.8m $14.8m 0.10% Reduced -5.7k -5,694
72 EP Wealth Advisors, LLC 0.15% of their portfolio TORRANCE, CA 65,05365.1k $8.9m $8.9m 0.15% Added +42.6k +42,579
73 Covenant Partners, LLC 5.32% of their portfolio Nashville, TN 61,15961.2k $13.9m $13.9m 5.32% Added +591 +591
74 AMG National Trust Bank 0.46% of their portfolio GREENWOOD VILLAGE, CO 59,15859.2k $13.4m $13.4m 0.46% Reduced -226 -226
75 Qube Research & Technologies Ltd 0.08% of their portfolio LONDON, X0 59,00059.0k $13.4m $13.4m 0.08% Added +58.9k +58,910
76 Kestra Advisory Services, LLC 0.14% of their portfolio AUSTIN, TX 58,73158.7k $13.3m $13.3m 0.14% Reduced -8.7k -8,708
77 Mariner, LLC 0.04% of their portfolio Overland Park, KS 58,28158.3k $13.2m $13.2m 0.04% Reduced -387 -387
78 Flaharty Asset Management, LLC 2.33% of their portfolio CLEARWATER, FL 57,66757.7k $13.1m $13.1m 2.33% Added +888 +888
79 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 56,76056.8k $12.9m $12.9m 0.06% Reduced -3.2k -3,239
80 Cerity Partners LLC 0.11% of their portfolio NEW YORK, NY 55,06855.1k $42.5m $42.5m 0.11% Reduced -824 -824
81 Cetera Advisors LLC 0.20% of their portfolio DENVER, CO 51,73651.7k $11.7m $11.7m 0.20% Reduced -821 -821
82 WADE G W & INC 0.45% of their portfolio Wellesley, MA 51,51451.5k $11.7m $11.7m 0.45% Added +1.3k +1,319
83 SYNOVUS FINANCIAL CORP 0.13% of their portfolio Columbus, GA 50,86850.9k $11.5m $11.5m 0.13% Reduced -42 -42
84 HANTZ FINANCIAL SERVICES, INC. 0.30% of their portfolio SOUTHFIELD, MI 48,13548.1k $10.9m $10.9m 0.30% Added +24.0k +23,978
85 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 47,75347.8k $9.9m $9.9m 0.02% Reduced -2.4k -2,373
86 RTD Financial Advisors, Inc. 1.66% of their portfolio Philadelphia, PA 47,38347.4k $10.7m $10.7m 1.66% Reduced -397 -397
87 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.13% of their portfolio CHICAGO, IL 46,87046.9k $10.6m $10.6m 0.13% Unchanged
88 Powell Investment Advisors, LLC 5.70% of their portfolio MIAMI, FL 45,12545.1k $10.2m $10.2m 5.70% Added +101 +101
89 New York Life Investment Management LLC 0.11% of their portfolio New York, NY 44,74844.7k $10.1m $10.1m 0.11% Added +6.9k +6,853
90 COURIER CAPITAL LLC 1.12% of their portfolio BUFFALO, NY 44,73844.7k $10.1m $10.1m 1.12% Added +558 +558
91 LMG Wealth Partners, LLC 3.24% of their portfolio SHREVEPORT, LA 44,28344.3k $10.0m $10.0m 3.24% Added +680 +680
92 GENEVA CAPITAL MANAGEMENT LLC 0.20% of their portfolio MILWAUKEE, WI 42,85042.9k $9.7m $9.7m 0.20% Reduced -9.6k -9,563
93 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 42,75842.8k $4.6m $4.6m 0.01% Reduced -4.6k -4,648
94 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 42,09442.1k $9.5m $9.5m 0.05% Added +229 +229
95 Avidian Wealth Enterprises, LLC 0.52% of their portfolio Houston, TX 42,03242.0k $9.5m $9.5m 0.52% New
96 First Horizon Advisors, Inc. 0.34% of their portfolio MEMPHIS, TN 41,59841.6k $9.4m $9.4m 0.34% Reduced -4.6k -4,552
97 Strategic Wealth Partners Group, LLC 1.49% of their portfolio DEERFIELD, IL 40,88440.9k $9.1m $9.1m 1.49% Added +760 +760
98 SIMON QUICK ADVISORS, LLC 0.98% of their portfolio MORRISTOWN, NJ 39,96840.0k $9.1m $9.1m 0.98% Reduced -17.3k -17,281
99 Hillcrest Wealth Advisors - NY, LLC 5.36% of their portfolio HAZLET, NJ 39,87739.9k $9.0m $9.0m 5.36% Reduced -920 -920
100 WHITTIER TRUST CO OF NEVADA INC 0.32% of their portfolio RENO, NV 38,51538.5k $8.7m $8.7m 0.32% Reduced -370 -370