Vault-13

SPDR SER TR HYMB

NUVEEN BLOOMBERG · ETP · CUSIP 78464A284

275 institutional holders +0 vs Q4 2022
64,461,65164.5m shares reported held*
$1.6bnreported value*
33 new 215 added 22 reduced 27 sold out net bought ≈ $749.6m (+29.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($61.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.14. Options: 1 managers hold calls ($60.1k notional), 1 hold puts ($15.0k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 239Q4 22: 275Q1 23: 275275Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022239
Q4 2022275
Q1 2023275

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 156 bought or addedQ4 22: 109 cut or sold outQ4 22Q1 23: 248 bought or addedQ1 23: 49 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022156109
Q1 202324849

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.3mQ3 22 puts: $1.5mQ3 22P/C 1.14Q4 22 calls: $305.0kQ4 22 puts: $1.7mQ4 22P/C 5.56Q1 23 calls: $60.1kQ1 23 puts: $15.0kQ1 23P/C 0.25
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$1.5m1.14
Q4 2022$305.0k$1.7m5.56
Q1 2023$60.1k$15.0k0.25

Biggest buyers

FMR LLC Added +11,339,375+11.3m
SEI INVESTMENTS CO Added +2,928,271+2.9m
RAYMOND JAMES & ASSOCIATES Added +2,510,011+2.5m
UNITED CAPITAL FINANCIAL ADVISORS, LLC Added +1,404,766+1.4m
Avantax Planning Partners, Inc. Added +1,252,379+1.3m
ENVESTNET ASSET MANAGEMENT INC Added +1,166,149+1.2m
Private Ocean, LLC Added +1,063,506+1.1m
Jordan Park Group LLC Added +1,055,199+1.1m
LPL Financial LLC Added +1,016,804+1.0m
GOLDMAN SACHS GROUP INC Added +722,785+722.8k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,375,826-1.4m
Parcion Private Wealth LLC Reduced -879,602-879.6k
SG Americas Securities, LLC Reduced -277,850-277.9k
Cetera Advisor Networks LLC Reduced -131,173-131.2k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Sold out -105,246-105.2k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Sold out -100,243-100.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -92,298-92.3k
IFP Advisors, Inc Reduced -72,715-72.7k
Beacon Pointe Advisors, LLC Reduced -66,169-66.2k
Bank of New York Mellon Corp Reduced -47,131-47.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $60.1k2.4k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $15.0k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +6.5 pts · filed 2026-09-08 12.0% +6.5 pts 16.7m≈ $425.1m 2026-09-08

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.02% of their portfolio BOSTON, MA 14,786,43014.8m $370.3m $370.3m 0.02% Added +11.3m +11,339,375
2 SEI INVESTMENTS CO 0.30% of their portfolio OAKS, PA 6,497,1986.5m $162.7m $162.7m 0.30% Added +2.9m +2,928,271
3 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 4,826,6744.8m $120.9m $120.9m 0.03% Added +722.8k +722,785
4 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 4,725,4594.7m $118.3m $118.3m 0.10% Added +2.5m +2,510,011
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,558,2633.6m $89.1m $89.1m 0.01% Added +71.0k +70,972
6 Avantax Planning Partners, Inc. 2.58% of their portfolio DUBUQUE, IA 2,539,9612.5m $63.6m $63.6m 2.58% Added +1.3m +1,252,379
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.34% of their portfolio IRVING, TX 2,441,2252.4m $61.1m $61.1m 0.34% Added +1.4m +1,404,766
8 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,195,6682.2m $55.0m $55.0m 0.03% Added +1.2m +1,166,149
9 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,157,8552.2m $54.0m $54.0m 0.02% Added +709.3k +709,339
10 Private Ocean, LLC 6.59% of their portfolio SAN RAFAEL, CA 1,979,1632.0m $49.6m $49.6m 6.59% Added +1.1m +1,063,506
11 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,914,2531.9m $47.9m $47.9m 0.04% Added +1.0m +1,016,804
12 Jordan Park Group LLC 1.82% of their portfolio SAN FRANCISCO, CA 1,111,9401.1m $27.8m $27.8m 1.82% Added +1.1m +1,055,199
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,014,8481.0m $25.4m $25.4m 0.00% Added +189.3k +189,279
14 Pallas Capital Advisors LLC 1.57% of their portfolio BRAINTREE, MA 671,779671.8k $16.7m $16.7m 1.57% Added +40.9k +40,882
15 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 549,804549.8k $13.8m $13.8m 0.03% Added +314.8k +314,767
16 Revolve Wealth Partners, LLC 3.34% of their portfolio Hackensack, NJ 525,070525.1k $13.1m $13.1m 3.34% Added +258.4k +258,441
17 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 520,100520.1k $13.0m $13.0m 0.02% Added +413.5k +413,500
18 1900 WEALTH MANAGEMENT LLC 1.72% of their portfolio SAN ANTONIO, TX 513,217513.2k $16.0m $16.0m 1.72% Added +253.2k +253,235
19 UBS Group AG 0.01% of their portfolio ZURICH, V8 507,334507.3k $12.7m $12.7m 0.01% Added +253.7k +253,650
20 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 504,264504.3k $12.6m $12.6m 0.02% Added +207.8k +207,819
21 CX Institutional 0.66% of their portfolio AUBURN, IN 496,495496.5k $12.4m $12.4m 0.66% Added +253.8k +253,810
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 484,872484.9k $12.1m $12.1m 0.00% Added +232.2k +232,194
23 Capital Asset Advisory Services LLC 0.84% of their portfolio Williamston, MI 449,424449.4k $11.3m $11.3m 0.84% Added +223.7k +223,696
24 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 436,645436.6k $10.9m $10.9m 0.05% Added +55.5k +55,548
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 398,201398.2k $10.0m $10.0m 0.00% Added +92.3k +92,313
26 Parkside Investments, LLC 1.84% of their portfolio DEERFIELD, IL 389,553389.6k $9.8m $9.8m 1.84% Added +198.3k +198,314
27 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.42% of their portfolio Seattle, WA 388,947388.9k $9.7m $9.7m 0.42% Added +206.1k +206,145
28 Avidian Wealth Enterprises, LLC 0.51% of their portfolio Houston, TX 371,603371.6k $9.3m $9.3m 0.51% Added +261.7k +261,678
29 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 286,787286.8k $7.2m $7.2m 0.01% Added +86.6k +86,580
30 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 251,179251.2k $6.3m $6.3m 0.01% Reduced -35.1k -35,135
31 RIVERSEDGE ADVISORS, LLC 1.67% of their portfolio Wilmington, DE 229,419229.4k $5.7m $5.7m 1.67% Added +118.8k +118,832
32 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 224,215224.2k $5.6m $5.6m 0.01% Reduced -1.4m -1,375,826
33 Syntegra Private Wealth Group, LLC 0.93% of their portfolio Chesterfield, MO 208,980209.0k $5.2m $5.2m 0.93% Added +113.0k +113,026
34 Thrive Wealth Management, LLC 1.32% of their portfolio AUDUBON, PA 206,359206.4k $5.2m $5.2m 1.32% Added +102.4k +102,429
35 Collaborative Wealth Managment Inc. 3.08% of their portfolio LAKE MARY, FL 195,204195.2k $4.9m $4.9m 3.08% Added +126.6k +126,634
36 High Net Worth Advisory Group LLC 1.96% of their portfolio NAPLES, FL 192,127192.1k $4.8m $4.8m 1.96% Added +94.3k +94,337
37 Lido Advisors, LLC 0.07% of their portfolio Los Angeles, CA 191,483191.5k $4.8m $4.8m 0.07% New
38 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 190,528190.5k $4.8m $4.8m 0.10% Added +99.3k +99,343
39 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.07% of their portfolio ST. LOUIS, MO 188,791188.8k $4.7m $4.7m 0.07% Added +46.3k +46,340
40 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 188,724188.7k $4.7m $4.7m 0.01% Added +132.2k +132,205
41 Running Point Capital Advisors, LLC 2.66% of their portfolio EL SEGUNDO, CA 175,350175.3k $4.4m $4.4m 2.66% Added +87.2k +87,163
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 174,087174.1k $4.4m $4.4m 0.01% Added +71.8k +71,754
43 GREAT VALLEY ADVISOR GROUP, INC. 0.19% of their portfolio WILMINGTON, DE 166,251166.3k $4.2m $4.2m 0.19% Added +160.4k +160,361
44 CGN Advisors LLC 0.65% of their portfolio MANHATTAN, KS 165,833165.8k $4.2m $4.2m 0.65% Added +111.5k +111,508
45 CAPITAL INSIGHT PARTNERS, LLC 0.97% of their portfolio SCOTTSDALE, AZ 164,763164.8k $4.1m $4.1m 0.97% Added +108.2k +108,214
46 Dubuque Bank & Trust Co 0.52% of their portfolio Dubuque, IA 160,753160.8k $4.0m $4.0m 0.52% Added +87.2k +87,178
47 Erickson Financial Group, LLC 3.91% of their portfolio ALLENTOWN, PA 157,240157.2k $3.9m $3.9m 3.91% Added +77.9k +77,899
48 James J. Burns & Company, LLC 0.99% of their portfolio MELVILLE, NY 153,675153.7k $3.8m $3.8m 0.99% Added +96.7k +96,733
49 WCG Wealth Advisors LLC 0.47% of their portfolio LAS VEGAS, NV 145,782145.8k $3.6m $3.6m 0.47% Added +78.5k +78,467
50 CAPE COD FIVE CENTS SAVINGS BANK 0.34% of their portfolio HYANNIS, MA 125,354125.4k $3.1m $3.1m 0.34% Added +57.7k +57,684
51 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 117,821117.8k $5.9m $5.9m 0.02% Added +71 +71
52 Orcam Financial Group 3.87% of their portfolio ENCINITAS, CA 111,372111.4k $2.8m $2.8m 3.87% Added +55.1k +55,056
53 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 105,809105.8k $2.6m $2.6m 0.00% Reduced -47.1k -47,131
54 Perigon Wealth Management, LLC 0.15% of their portfolio SAN FRANCISCO, CA 105,513105.5k $2.6m $2.6m 0.15% Added +58.8k +58,803
55 Wedmont Private Capital 0.34% of their portfolio WEST CHESTER, PA 103,626103.6k $2.6m $2.6m 0.34% Added +42.9k +42,903
56 BENJAMIN F. EDWARDS & COMPANY, INC. 0.10% of their portfolio ST. LOUIS, MO 97,00597.0k $2.4m $2.4m 0.10% Added +23.6k +23,587
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 94,33794.3k $2.4m $2.4m 0.00% Added +94.1k +94,144
58 Bragg Financial Advisors, Inc 0.14% of their portfolio CHARLOTTE, NC 92,98693.0k $2.3m $2.3m 0.14% Added +32.9k +32,850
59 Mariner, LLC 0.01% of their portfolio Overland Park, KS 89,57089.6k $2.2m $2.2m 0.01% Added +48.2k +48,156
60 SVB WEALTH LLC 0.03% of their portfolio BOSTON, MA 88,17088.2k $2.2m $2.2m 0.03% New
61 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 85,97486.0k $2.2m $2.2m 0.00% Added +34.8k +34,779
62 Performance Wealth Partners, LLC 0.11% of their portfolio HINSDALE, IL 84,48684.5k $2.1m $2.1m 0.11% Added +36.0k +36,006
63 Melone Private Wealth, LLC 1.62% of their portfolio AUBURN HILLS, MI 84,17284.2k $2.1m $2.1m 1.62% Added +42.5k +42,476
64 MBL Wealth, LLC 0.32% of their portfolio CHARLOTTE, NC 80,80480.8k $2.0m $2.0m 0.32% Added +42.9k +42,862
65 DRAVO BAY LLC 1.47% of their portfolio REHOBOTH BEACH, DE 78,25578.3k $2.0m $2.0m 1.47% Added +35.1k +35,097
66 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 77,90977.9k $2.0m $2.0m 0.03% Added +38.3k +38,278
67 IHT Wealth Management, LLC 0.11% of their portfolio Chicago, IL 76,93176.9k $1.9m $1.9m 0.11% New
68 Blue Chip Partners, LLC 0.22% of their portfolio FARMINGTON HILLS, MI 74,70374.7k $1.9m $1.9m 0.22% Added +23.0k +22,966
69 Executive Wealth Management, LLC 0.20% of their portfolio BRIGHTON, MI 73,64173.6k $1.8m $1.8m 0.20% Added +39.1k +39,145
70 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 72,74872.7k $1.8m $1.8m 0.01% Added +8.2k +8,159
71 KWMG, LLC 0.24% of their portfolio OVERLAND PARK, KS 71,83071.8k $1.8m $1.8m 0.24% Added +36.5k +36,485
72 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 70,33070.3k $1.8m $1.8m 0.01% Added +60.5k +60,550
73 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 69,30969.3k $1.7m $1.7m 0.03% Reduced -66.2k -66,169
74 McAdam, LLC 0.15% of their portfolio Philadelphia, PA 68,08268.1k $1.7m $1.7m 0.15% Added +8.2k +8,228
75 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 66,39166.4k $1.7m $1.7m 0.02% Added +12.0k +11,988
76 Tennessee Valley Asset Management Partners 0.54% of their portfolio KNOXVILLE, TN 66,09566.1k $1.7m $1.7m 0.54% Added +34.9k +34,857
77 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 64,04064.0k $1.6m $1.6m 0.00% Added +15.9k +15,905
78 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 60,85860.9k $1.5m $1.5m 0.02% Reduced -92.3k -92,298
79 RFG Advisory, LLC 0.07% of their portfolio BIRMINGHAM, AL 60,31960.3k $1.5m $1.5m 0.07% Added +791 +791
80 SevenBridge Financial Group, LLC 0.42% of their portfolio HARRISBURG, PA 60,20260.2k $1.5m $1.5m 0.42% Added +30.0k +30,037
81 AFT, FORSYTH & COMPANY, INC. 1.12% of their portfolio JUPITER, FL 57,75057.8k $1.4m $1.4m 1.12% Added +28.9k +28,875
82 MATHER GROUP, LLC. 0.03% of their portfolio CHICAGO, IL 57,34457.3k $1.4m $1.4m 0.03% Added +28.2k +28,200
83 COLONY GROUP LLC 0.02% of their portfolio Boston, MA 55,56155.6k $1.4m $1.4m 0.02% Added +28.5k +28,464
84 Chemistry Wealth Management LLC 0.48% of their portfolio NEW YORK, NY 54,68754.7k $1.4m $1.4m 0.48% Added +36.0k +36,041
85 Sebold Capital Management, Inc. 1.07% of their portfolio LISLE, IL 54,39154.4k $1.4m $1.4m 1.07% Added +25.4k +25,360
86 Apollon Wealth Management, LLC 0.08% of their portfolio MOUNT PLEASANT, SC 54,35054.4k $1.4m $1.4m 0.08% Added +31.1k +31,107
87 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 53,95654.0k $1.4m $1.4m 0.04% Added +26.8k +26,768
88 SAXON INTERESTS, INC. 0.74% of their portfolio HOUSTON, TX 52,64652.6k $1.3m $1.3m 0.74% Added +29.5k +29,500
89 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 51,53051.5k $1.3m $1.3m 0.01% Added +27.4k +27,395
90 World Investment Advisors 0.26% of their portfolio LINCROFT, NJ 50,56950.6k $1.3m $1.3m 0.26% Added +25.3k +25,339
91 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 48,69548.7k $1.2m $1.2m 0.00% Reduced -2.5k -2,522
92 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 47,23747.2k $1.2m $1.2m 0.01% Added +24.3k +24,294
93 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 46,00646.0k $1.2m $1.2m 0.01% Reduced -131.2k -131,173
94 Beta Wealth Group, Inc. 0.66% of their portfolio SAN DIEGO, CA 45,77845.8k $1.1m $1.1m 0.66% Added +20.4k +20,408
95 Veery Capital, LLC 0.60% of their portfolio Wilmington, DE 45,28445.3k $1.1m $1.1m 0.60% Added +13.1k +13,141
96 KRAEMATON INVESTMENT ADVISORS, INC 1.29% of their portfolio BRAINTREE, MA 44,46944.5k $1.1m $1.1m 1.29% Added +22.3k +22,287
97 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 44,43944.4k $1.1m $1.1m 0.00% Added +24.4k +24,352
98 Parcion Private Wealth LLC 0.12% of their portfolio BELLEVUE, WA 44,25344.3k $1.1m $1.1m 0.12% Reduced -879.6k -879,602
99 Roberts Financial Services LLC 0.27% of their portfolio MARQUETTE, MI 43,73643.7k $1.1m $1.1m 0.27% Added +489 +489
100 ShoreHaven Wealth Partners, LLC 0.74% of their portfolio Red Bank, NJ 41,99842.0k $1.1m $1.1m 0.74% Added +20.2k +20,181