Vault-13

SPDR SER TR MDYV

S&P 400 MDCP VAL · ETP · CUSIP 78464A839

309 institutional holders -6 vs Q4 2022
23,223,02023.2m shares reported held*
$1.5bnreported value*
25 new 107 added 121 reduced 32 sold out net sold ≈ $554.5m (-8.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $66.10. Options: 1 managers hold calls ($26.4k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 265Q4 22: 315Q1 23: 309309Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022265
Q4 2022315
Q1 2023309

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 187 bought or addedQ4 22: 79 cut or sold outQ4 22Q1 23: 132 bought or addedQ1 23: 153 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202218779
Q1 2023132153

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $25.9kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $26.4kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$25.9k$00.00
Q1 2023$26.4k$00.00

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +1,950,627+2.0m
Perennial Investment Advisors, LLC New +78,345+78.3k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +74,589+74.6k
WELLS FARGO & COMPANY/MN Added +70,032+70.0k
TIAA, FSB Added +67,881+67.9k
Thrivent Financial for Lutherans Added +34,530+34.5k
First National Trust Co Added +31,048+31.0k
CAPITAL WEALTH MANAGEMENT, LLC Added +30,844+30.8k
CONFLUENCE INVESTMENT MANAGEMENT LLC Added +30,686+30.7k
HRT FINANCIAL LP New +29,920+29.9k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -4,145,930-4.1m
OSAIC HOLDINGS, INC. Reduced -2,230,537-2.2m
Clark Capital Management Group, Inc. Reduced -1,502,490-1.5m
Orion Portfolio Solutions, LLC Reduced -559,084-559.1k
IHT Wealth Management, LLC Reduced -458,281-458.3k
LPL Financial LLC Reduced -233,784-233.8k
EP Wealth Advisors, LLC Reduced -205,627-205.6k
Merriman Wealth Management, LLC Sold out -168,787-168.8k
Tradewinds Capital Management, LLC Reduced -155,315-155.3k
AE Wealth Management LLC Reduced -120,785-120.8k

Biggest calls

CITADEL ADVISORS LLC Unchanged $26.4k400 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.50% of their portfolio PLYMOUTH, MN 1,950,6272.0m $128.9m $128.9m 1.50% New
2 STIFEL FINANCIAL CORP 0.15% of their portfolio ST. LOUIS, MO 1,626,0181.6m $107.4m $107.4m 0.15% Added +10.1k +10,082
3 Financial Engines Advisors L.L.C. 0.26% of their portfolio SANTA CLARA, CA 1,457,6121.5m $96.3m $96.3m 0.26% Reduced -31.2k -31,214
4 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,205,6571.2m $79.7m $79.7m 0.06% Reduced -233.8k -233,784
5 BENJAMIN F. EDWARDS & COMPANY, INC. 3.20% of their portfolio ST. LOUIS, MO 1,156,1941.2m $76.4m $76.4m 3.20% Added +74.6k +74,589
6 Alesco Advisors, LLC, An ESL Co 1.67% of their portfolio Pittsford, NY 684,448684.4k $45.2m $45.2m 1.67% Added +10.5k +10,531
7 NorthRock Partners, LLC 4.79% of their portfolio MINNEAPOLIS, MN 681,477681.5k $45.0m $45.0m 4.79% Added +21.3k +21,325
8 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.63% of their portfolio ST. LOUIS, MO 652,179652.2k $43.1m $43.1m 0.63% Added +30.7k +30,686
9 TOWNSQUARE CAPITAL LLC 0.94% of their portfolio Lehi, UT 644,381644.4k $42.6m $42.6m 0.94% Added +21.3k +21,288
10 Lutz Financial Services LLC 4.17% of their portfolio OMAHA, NE 552,717552.7k $36.5m $36.5m 4.17% Reduced -479 -479
11 TIAA, FSB 0.13% of their portfolio ST. LOUIS, MO 535,650535.6k $35.4m $35.4m 0.13% Added +67.9k +67,881
12 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 503,967504.0k $33.3m $33.3m 0.06% Reduced -2.2m -2,230,537
13 FAS Wealth Partners, Inc. 3.54% of their portfolio LEAWOOD, KS 494,394494.4k $32.7m $32.7m 3.54% Reduced -28.8k -28,810
14 First National Trust Co 1.44% of their portfolio Johnstown, PA 408,352408.4k $27.0m $27.0m 1.44% Added +31.0k +31,048
15 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 384,053384.1k $25.4m $25.4m 0.01% Added +70.0k +70,032
16 Klingman & Associates, LLC 2.05% of their portfolio New York, NY 359,405359.4k $23.7m $23.7m 2.05% Reduced -4.7k -4,651
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 350,689350.7k $23.2m $23.2m 0.00% Added +1.7k +1,727
18 First Pacific Financial 10.05% of their portfolio VANCOUVER, WA 328,434328.4k $21.7m $21.7m 10.05% Added +1.8k +1,785
19 KWB Wealth 3.57% of their portfolio REDLANDS, CA 299,065299.1k $19.4m $19.4m 3.57% Added +3.9k +3,910
20 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 290,664290.7k $19.2m $19.2m 0.01% Reduced -4.1m -4,145,930
21 Asset Dedication, LLC 1.59% of their portfolio SAN FRANCISCO, CA 260,332260.3k $17.2m $17.2m 1.59% Added +4.6k +4,591
22 JNBA Financial Advisors 2.22% of their portfolio BLOOMINGTON, MN 258,117258.1k $17.1m $17.1m 2.22% Added +9.7k +9,683
23 McAdam, LLC 1.53% of their portfolio Philadelphia, PA 256,447256.4k $16.9m $16.9m 1.53% Reduced -52.4k -52,425
24 GHP Investment Advisors, Inc. 1.05% of their portfolio Denver, CO 250,783250.8k $16.6m $16.6m 1.05% Added +9.8k +9,845
25 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 236,642236.6k $15.6m $15.6m 0.03% Reduced -39.2k -39,195
26 Convergence Financial, LLC 11.23% of their portfolio COLUMBIA, MO 230,735230.7k $15.2m $15.2m 11.23% Added +7.6k +7,643
27 Clark Capital Management Group, Inc. 0.17% of their portfolio PHILADELPHIA, PA 224,621224.6k $14.8m $14.8m 0.17% Reduced -1.5m -1,502,490
28 SIGNET FINANCIAL MANAGEMENT, LLC 2.12% of their portfolio PARSIPPANY, NJ 190,780190.8k $12.6m $12.6m 2.12% Added +3.1k +3,137
29 ERn Financial, LLC 2.76% of their portfolio MIDDLETON, WI 190,059190.1k $12.6m $12.6m 2.76% Reduced -906 -906
30 Rockbridge Investment Management, LCC 2.30% of their portfolio Syracuse, NY 188,964189.0k $12.5m $12.5m 2.30% Added +6.6k +6,628
31 Rodgers & Associates, LTD 1.88% of their portfolio Lancaster, PA 183,726183.7k $12.1m $12.1m 1.88% Added +8.3k +8,296
32 WCG Wealth Advisors LLC 1.39% of their portfolio LAS VEGAS, NV 163,565163.6k $10.8m $10.8m 1.39% Added +8.0k +8,011
33 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.11% of their portfolio OMAHA, NE 160,315160.3k $10.6m $10.6m 0.11% Reduced -8.4k -8,383
34 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 150,782150.8k $10.0m $10.0m 0.10% Added +15.2k +15,230
35 FinTrust Capital Advisors, LLC 2.18% of their portfolio Greenville, SC 139,133139.1k $9.0m $9.0m 2.18% Unchanged
36 Retirement Group, LLC 4.16% of their portfolio SAN DIEGO, CA 137,944137.9k $9.1m $9.1m 4.16% Added +3.1k +3,063
37 Avior Wealth Management, LLC 0.61% of their portfolio OMAHA, NE 134,617134.6k $8.9m $8.9m 0.61% Added +4.3k +4,289
38 Freedom Investment Management, Inc. 0.93% of their portfolio SOUTH WINDSOR, CT 124,955125.0k $8.3m $8.3m 0.93% Reduced -6.7k -6,718
39 Mariner, LLC 0.02% of their portfolio Overland Park, KS 124,703124.7k $8.2m $8.2m 0.02% Added +8.3k +8,285
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 114,874114.9k $7.6m $7.6m 0.00% Added +8.5k +8,463
41 Diligent Investors, LLC 2.25% of their portfolio REDLANDS, CA 110,488110.5k $7.3m $7.3m 2.25% Reduced -898 -898
42 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 109,876109.9k $7.3m $7.3m 0.02% Added +34.5k +34,530
43 Total Wealth Planning, LLC 1.60% of their portfolio CINCINNATI, OH 109,647109.6k $7.2m $7.2m 1.60% Reduced -3.5k -3,508
44 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 105,573105.6k $7.0m $7.0m 0.01% Reduced -10.1k -10,055
45 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 101,032101.0k $6.7m $6.7m 0.01% Added +72 +72
46 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 95,38095.4k $6.3m $6.3m 0.10% Added +900 +900
47 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 89,19089.2k $5.9m $5.9m 0.01% Reduced -28.3k -28,322
48 Kingsview Wealth Management, LLC 0.24% of their portfolio GRANTS PASS, OR 85,55885.6k $5.7m $5.7m 0.24% Reduced -6.2k -6,164
49 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 83,90083.9k $5.5m $5.5m 0.00% Reduced -10.8k -10,751
50 SAGE FINANCIAL GROUP INC 0.61% of their portfolio W. CONSHOHOCKEN, PA 80,98781.0k $5.4m $5.4m 0.61% Added +2.1k +2,133
51 ABLE Financial Group, LLC 3.48% of their portfolio SCOTTSDALE, AZ 80,73180.7k $5.3m $5.3m 3.48% First filing
52 UBS Group AG 0.00% of their portfolio ZURICH, V8 79,51179.5k $5.3m $5.3m 0.00% Reduced -12.9k -12,918
53 WealthShield Partners, LLC 0.84% of their portfolio CARY, NC 78,46778.5k $5.2m $5.2m 0.84% Reduced -599 -599
54 Perennial Investment Advisors, LLC 0.97% of their portfolio Los Angeles, CA 78,34578.3k $5.2m $5.2m 0.97% New
55 Garden State Investment Advisory Services LLC 2.62% of their portfolio Red Bank, NJ 78,11078.1k $5.2m $5.2m 2.62% Added +12.4k +12,409
56 CWM, LLC 0.03% of their portfolio OMAHA, NE 77,31777.3k $5.1m $5.1m 0.03% Reduced -16.3k -16,338
57 Prestige Wealth Management Group LLC 1.28% of their portfolio FLEMINGTON, NJ 76,79076.8k $5.1m $5.1m 1.28% Reduced -1.4k -1,401
58 RTD Financial Advisors, Inc. 0.76% of their portfolio Philadelphia, PA 74,70274.7k $4.9m $4.9m 0.76% Reduced -230 -230
59 Koss-Olinger Consulting, LLC 0.61% of their portfolio GAINESVILLE, FL 74,59174.6k $4.9m $4.9m 0.61% Reduced -2.3k -2,309
60 Veritable, L.P. 0.08% of their portfolio Newtown Square, PA 70,66570.7k $4.7m $4.7m 0.08% Reduced -4.2k -4,200
61 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 70,19670.2k $4.6m $4.6m 0.00% Added +22.5k +22,538
62 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 68,43468.4k $4.5m $4.5m 0.03% Reduced -120.8k -120,785
63 Gladstone Institutional Advisory LLC 0.27% of their portfolio Bedminster, NJ 64,07064.1k $4.2m $4.2m 0.27% Reduced -23.8k -23,817
64 WALLER FINANCIAL PLANNING GROUP, INC 1.15% of their portfolio COLUMBUS, OH 61,25861.3k $4.0m $4.0m 1.15% Reduced -20.5k -20,483
65 ARQ WEALTH ADVISORS, LLC 2.94% of their portfolio SCOTTSDALE, AZ 60,55560.6k $4.0m $4.0m 2.94% Reduced -295 -295
66 CAPITAL WEALTH MANAGEMENT, LLC 2.28% of their portfolio W. WARWICK, RI 60,07660.1k $4.0m $4.0m 2.28% Added +30.8k +30,844
67 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.14% of their portfolio LOS ANGELES, CA 58,63958.6k $3.9m $3.9m 0.14% Reduced -5.5k -5,468
68 IAG Wealth Partners, LLC 1.06% of their portfolio WAUKESHA, WI 58,01058.0k $3.8m $3.8m 1.06% Reduced -469 -469
69 Koshinski Asset Management, Inc. 0.36% of their portfolio DECATUR, IL 55,31155.3k $3.7m $3.7m 0.36% Reduced -7.0k -6,952
70 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 55,28055.3k $3.7m $3.7m 0.02% Reduced -2.8k -2,775
71 Farther Finance Advisors, LLC 1.07% of their portfolio SAN FRANCISCO, CA 55,10755.1k $3.6m $3.6m 1.07% Reduced -1.3k -1,344
72 BENJAMIN EDWARDS INC 0.87% of their portfolio Clayton, MO 53,93953.9k $3.6m $3.6m 0.87% Reduced -4.4k -4,447
73 Visionary Wealth Advisors 0.30% of their portfolio O'FALLON, IL 52,68552.7k $3.5m $3.5m 0.30% Added +9.8k +9,797
74 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 52,10252.1k $3.4m $3.4m 0.03% Reduced -70.9k -70,883
75 Annapolis Financial Services, LLC 1.04% of their portfolio ANNAPOLIS, MD 51,90051.9k $3.4m $3.4m 1.04% Reduced -537 -537
76 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 50,16850.2k $3.3m $3.3m 0.00% Added +3.2k +3,160
77 Windsor Wealth Management, Inc. 0.62% of their portfolio INDIANAPOLIS, IN 49,44849.4k $3.2m $3.2m 0.62% Reduced -1.1k -1,075
78 Financial Guidance Group, Inc. 2.43% of their portfolio Palm Harbor, FL 48,32648.3k $3.2m $3.2m 2.43% Added +2.2k +2,198
79 CENTAURUS FINANCIAL, INC. 0.25% of their portfolio ANAHEIM, CA 47,78647.8k $3.2m $3.2m 0.25% Added +3.1k +3,074
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 47,36347.4k $3.1m $3.1m 0.00% Reduced -33.4k -33,373
81 BAILARD, INC. 0.11% of their portfolio Foster City, CA 46,94546.9k $3.1m $3.1m 0.11% Added +125 +125
82 Cooper Financial Group 0.84% of their portfolio IRVINE, CA 46,92146.9k $3.1m $3.1m 0.84% Added +390 +390
83 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 45,98746.0k $3.0m $3.0m 0.01% Reduced -3.4k -3,372
84 Avantax Planning Partners, Inc. 0.11% of their portfolio DUBUQUE, IA 41,17141.2k $2.7m $2.7m 0.11% Added +1.1k +1,075
85 Smith Anglin Financial, LLC 0.40% of their portfolio DALLAS, TX 41,10941.1k $2.7m $2.7m 0.40% Reduced -13.5k -13,504
86 IFP Advisors, Inc 0.13% of their portfolio TAMPA, FL 38,85338.9k $2.9m $2.9m 0.13% Reduced -6.6k -6,605
87 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.46% of their portfolio ALAMO, CA 38,68538.7k $2.6m $2.6m 0.46% Reduced -9.9k -9,943
88 D. SCOTT NEAL, INC. 1.40% of their portfolio LEXINGTON, KY 37,90337.9k $2.5m $2.5m 1.40% Reduced -7.3k -7,347
89 Foundations Investment Advisors, LLC 0.09% of their portfolio PHOENIX, AZ 36,47136.5k $2.4m $2.4m 0.09% Added +1.3k +1,313
90 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 35,73335.7k $2.4m $2.4m 0.04% Added +613 +613
91 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.17% of their portfolio RICHMOND, VA 35,67135.7k $2.4m $2.4m 0.17% Reduced -2.8k -2,841
92 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 35,57835.6k $2.4m $2.4m 0.01% Reduced -676 -676
93 Wealthcare Advisory Partners LLC 0.10% of their portfolio WEST CHESTER, PA 34,27234.3k $2.3m $2.3m 0.10% Added +2.2k +2,165
94 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 32,89932.9k $2.2m $2.2m 0.00% Added +19.0k +18,957
95 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 32,76032.8k $2.2m $2.2m 0.00% Added +1.7k +1,697
96 Barden Capital Management, Inc. 2.00% of their portfolio AUSTIN, TX 31,72731.7k $2.1m $2.1m 2.00% Added +36 +36
97 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.40% of their portfolio Reston, VA 31,26331.3k $2.1m $2.1m 0.40% Added +1.5k +1,493
98 Geneos Wealth Management Inc. 0.12% of their portfolio ENGLEWOOD, CO 30,96231.0k $2.0m $2.0m 0.12% Added +7.9k +7,880
99 Stratos Wealth Advisors, LLC 0.16% of their portfolio BEACHWOOD, OH 30,80630.8k $2.0m $2.0m 0.16% Reduced -1.4k -1,385
100 SWMG, LLC 1.12% of their portfolio FORT WORTH, TX 30,39330.4k $2.0m $2.0m 1.12% Added +7.3k +7,261